The Role of Attachment Functions in Psychotherapy
Abstract
The authors propose to clarify concepts of emotional attunement and failures of attunement in early development derived from theoretical and clinical work (Kohut) and infant psychiatry (Stern). Early attunement failures are experienced as shameful by the infant/child, and without repair they form a nidus for later destructive adult interpersonal relationships, “social blindness,” and depression. The authors present a case illustrating these ideas. The role of empathic attunement experienced in the unique setting/structure of psychotherapy emerges as the single critical variable for a successful outcome.
Concerns with sympathy and compassion are age-old factors in medicine and healing. They constitute the matrix from which our twentieth-century focus on empathy emerged.1 Interests in healing within relationship and in the role of empathy bridge two lines of development: the clinical material on development of self and the findings from maternal-infant research. With regard to the first, Melanie Klein2 viewed early infant development as a process moving from attachment to separation of the self. Heinz Kohut3 emphasized the role of empathy in the development and formation of the self, underscoring his belief that the goal of human maturation involves differentiation within empathic relationship. With regard to the second, infant research has extended these understandings of the inborn attachment functions of the infant and their interplay in optimal infant/caregiver relationships in the first year of life.4–7 In mutual gaze transactions, the caregivers' facial expressions stimulate and amplify the positive affect, the joy, of the infant. The experience of interpersonal oneness in joy is a source of vitality,5 aliveness,8,9 and vigor10 for the infant, which the infant seeks to reactivate. Around the end of the first year of life the child is able to remember these socioemotional experiences. These memories of past experiences, named internal mental representations, serve as model behaviors in new interpersonal encounters throughout life. Empathic selfobject experiences, then, are sources of vitality that result in the maturation of a person with a whole self, a person with integrity.
Whereas empathic attunement results in a state of joy and excitement, misattunement results in a drastic diminution of joy and excitement. Interest, enjoyment, exploration, activity, and eye contact stop. These misattunement events create an experience of the mother as a stranger and the infant as deficient. These experiences of misattunement may be understood as shame experiences. Shame experiences result from the sudden awareness that one is being viewed differently than one anticipated. In a shame experience, there is a split in awareness. The self is simultaneously experienced as deficient, helpless, confused, exposed, and passive, and at the same time is experiencing the shaming other as if inside the self. The other is experienced as powerful, overwhelming, judging, and right. Unrepaired shame experiences result in a self defined in shame. The shame self leads to a preoccupation with the feelings, behavior, and concerns of the other. This is a “false” self that experiences disorganization and an inability to regulate itself.11
The state of wholeness (i.e., of integrity), resulting from experiences of mutual empathic attunement, can be understood as the origin of desire. Desire is a longing to reactivate the vitality and aliveness that was experienced in early infancy oneness-in-joy interactions. The empathic reciprocal shared looking, smiling, touching, and cooing between infant and caregivers grow into the adult choice of sharing because of the sought-after affect of joy in bringing pleasure to and experiencing pleasure with other persons.12 The self developing within mutual empathic attunement and the experience of repaired misattunement will develop with integrity and a reliable capacity to accurately read the interpersonal environment. In addition to being able to judge social situations with clarity, this person with a whole self will also be capable of providing empathic attunement with others, which is the basis for a healthy conscience.
The state of shame (i.e., of ruptured integrity), resulting from experiences of misattunement that are overwhelming and unrepaired, can be understood as the origin of learned patterns of interpersonal connections based on fear—fear of losing the other, fear of losing the love or approval of the other, fear of being unlovable, fear of punishment by the other, and fear of not living up to one's ideal for one's self. These misattunement states may be lived out in a counterphobic manner wherein the importance of relatedness is denied.13 These patterns, when internalized, can result in a kind of social blindness that emerges from the person's desperate seeking for selfobject functions in adult relationships. Impetuousness, in fact, undermines the access of true self intelligence required to judge social situations reasonably clearly. The person living in a state of ruptured self is preoccupied with feelings defined in shame. The self is simultaneously concerned with its own emotional pain and lack of adequacy, and overwhelmed with concern about the other as one who controls the self experience and well-being.
We present a case illustration of an individual who demonstrates a self predominantly developed within misattunement. The case demonstrates the shame state, manifested as depression, which is punctuated by experiences of hypomania when others are discovered who can serve as effective selfobjects. This case illustrates the social blindness that results from the ruptured integrity in states of both depression and hypomania. Following the case presentation, we discuss our understandings of the case within the framework of attachment functions.
CASE ILLUSTRATION
UNDERSTANDINGS
This patient's shame-based identity developed largely from his experience of his mother's and father's repeated failures of empathic attunement. Although there was no loudly proclaimed shaming (i.e., an explicit expression of negative sentiments toward their son, such as “You disgust me” or “You're worthless”), there were acutely shaming rebuffs of the patient's desire for empathic closeness. These interpersonal rejections worked insidiously to create shame experiences, resulting in a self defined as defective, a self ineffectual in stimulating empathic connectedness, and a self at the mercy of unpredictable and uncontrollable outside circumstances. His attachments to others in life became determined by his fears, primarily his fears of losing the love of the other and of disappointing his ego ideal. Much of his adult life was lived out in a state of depression, ranging from dysthymia to major depression.
His poorly developed social sense manifested itself in a life full of tenuous and precarious relationships and situations involving individuals who were struggling with their own problems. His unmet yearning for vitalizing empathic attunement left him highly vulnerable to experiences of selfobject merger. When he chanced to find someone with whom he could experience this merger, he shifted into periods of hypomania. These periods were immediately gratifying, were freeing from depression and overt shame, and sprang from an irresistible desire for the living other before him, a desire to get into the energizing experience of the other. In these intoxicating hypomanic states, the nature of his social blindness shifted. There was an evaporation of conscience that permitted the bending and breaking of established rules. (For a literary example of the process, the reader is referred to the description of the internal life of the criminal in Fyodor Dostoevsky, Crime and Punishment (1866), part 1, chapter 6 [New York, Random House, 1993, pp. 70–71].)
This phenomenon has been described by Klein as a manic defense: “These feelings are directly related to, and defensive against depressive feelings of valuing the object and depending on it, and fear of loss and guilt”15 (p. 83). Where Klein uses “guilt,” we would use “shame.” Furthermore, Segal,15 commenting on Klein, observes:
Since depressive experience is linked with an awareness of an internal world, containing a highly valued internal object that can be damaged by one's own impulses, manic defenses will be used in defense against any experience of having an internal world or of containing in it any valued objects, and against any aspect of the relation between the self and the object which threatens to contain dependence, ambivalence, and guilt. (p. 83)
The patient's “shoulds” did not operate in those hypomanic moments, and he defied rules without regard to consequences. He was reprieved from his fears (both conscious and unconscious) of not living up to his ego ideal and of losing the love of the other (his father) during the brief periods of selfobject mergers. In those moments of connection there was a surge of feeling for the other, a revitalization as if the patient had wholly and instantly escaped the burden of the shamed self. These were moments of intoxication that resulted from the patient's fulfilling his desperate need to experience good selfobjects. This enchanting experience, which was immediately attractive and exciting, superseded his otherwise shamed, depressed internal reality. This manic defense—a brief awakening of his grandiose self—blinded him. Over the years this pattern of the “intoxicating coalition,” invoking the manic defense, allowed him to serve as his mother's confidante/therapist; pull capers with his high school buddy (cut class, violate rules of the church); go to X-rated bookstores to rent videos with another married man; pick up men at gay bars or hitchhikers even while married; connect with needy, unstable women; tell inappropriate, self-deprecatory jokes in therapy groups; and, most dramatically, commit a crime.
Although committing crimes per se had not been the patient's pattern, this remarkable behavior was only seemingly out of character. Such behavior in this patient resulted from an internalized shame state that was accompanied by a gnawing yearning for relief from this state and a desire for mutual relatedness. The hypomanic, vitalizing merger, in acute contrast to the otherwise unrelenting experience of shame, generated an intoxicating state of “childish thoughtlessness.” This state sprang from a self that did not grow up in healthy connection to an important, enlivening other. This lack of healthy connection resulted in underdeveloped self-functions: immature observing capacities, impaired awareness of the subjective life of others, reduced ability to modulate vitalizing connections, and poor judgment of his own and others' motivations and the consequences of behaviors. At such times he experienced a temporary reprieve from depression.
Abruptly, these hypomanic honeymoons would crash when the vitalizing selfobject merger suddenly failed. These failures left him in a daze and with such a numbing of feeling that he became even more uncertain about where he was in the present and where he was going. Depression resumed with even greater intensity, and the “blind” patient fell into a whirlpool, swirling downward and ever further from his true whole self. This is to say that when the hypomanic state ruptures, it recreates an experience of acute shame and a split self state.
The pattern just described has been viewed as psychopathology. However, with an understanding and appreciation of the need for empathic attunement and the desire to rediscover the vitalizing experience of attunement, this pattern can be viewed as a drive toward health. Melanie Klein, for example, defines the hypomanic state as a manic defense that at once blinds the individual to the subjective reality of the other and prevents growth into the next stage of development.
In this case, we can see both the arrested development and the lack of awareness of the other that we have called social blindness. This case, however, demonstrates also the healthy yearning to escape the state of depression and the desire to enter into a vitalizing relationship with another person. In day-to-day life, this desire creates a vulnerability because the person providing the selfobject function is not prepared to understand the dilemma of a person such as this patient. It is in therapy that the selfobject merger can be understood and managed in a way that can help the patient channel this vitalizing energy in the direction of health. Greenspan16 would view this process as “the essence of the therapeutic experience” (p. 208).
Within the therapeutic relationship, the patient was able to establish a twinship type of selfobject relationship with the therapist. Such a twinship relationship had been a lifelong quest for this patient, and it had led to his repeated defeat and discouragement when potential relationships of this type failed. In the controlled therapeutic setting, the transference relationship allowed the patient not only the vitalizing energy, but also the context within which to observe his social “blindness” and to protect himself from destructive acting out. Within the therapy, the patient experienced positive and safe mirroring selfobject functions that could be internalized.
The literal loss of his father seemed to free up the patient significantly. Death of his father provided him with the opportunity to better recognize his own desire and to better recognize and disregard automatic negative comments from his shaming paternal introject. His father's literal death permitted a figurative death; that is, a diminution of the power of shame-based internal representations. Indeed, shortly after the death of his father he was no longer depressed and maintained his healthy affect even in the absence of antidepressant medication. His ability to free himself may well have been related to the selfobject transference work done in the therapy.
