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Perceptual Learning Incepted by Decoded fMRI Neurofeedback Without Stimulus Presentation
Abstract
It is controversial whether the adult early visual cortex is sufficiently plastic to cause visual perceptual learning (VPL). The controversy occurs partially because most VPL studies have examined correlations between behavioral and neural activity changes rather than cause-and-effect relationships. Using an online-feedback method that utilizes decoded functional magnetic resonance imaging signals, we induced activity patterns only in early visual cortex corresponding to an orientation without stimulus presentation or subjects’ awareness of what was to be learned. The induced activation caused VPL specific to the orientation. These results suggest that early visual areas are so plastic that mere inductions of activity patterns are sufficient to cause VPL. This technique can induce plasticity in a highly selective manner, potentially leading to powerful training and rehabilitative protocols.
Whether adult primate visual cortex has sufficient plasticity to allow for behavioral and/or sensitivity changes remains a point of great controversy. Many studies have examined how activity changes in the brain are correlated with performance improvements on a visual task resulting from repetitive training, known as visual perceptual learning (VPL). However, such a correlational approach has not conclusively settled the adult plasticity debate. While some studies have found correlations between performance increase and changes in early visual areas (1-5), other studies found correlations in higher visual and/or decision areas (6-8). None of these studies directly addresses the question of whether early visual areas are sufficiently plastic to cause VPL. Changes in early visual areas observed in correlation with VPL do not exclude the possibility that the changes are, in reality, a reflection of the influences of changes in other brain areas. On the other hand, changes in higher brain areas in some conditions in correlation with some types of VPL do not rule out the possibility that early areas are sufficiently plastic to cause VPL in other conditions.
To addresses the question of whether early visual areas are that plastic, we developed a functional magnetic resonance imaging (fMRI) online-feedback method, by which activation patterns corresponding to the pattern evoked by the presentation of a real and specific target orientation stimulus were repeatedly induced without the subjects’ knowledge of what is being learned and without external stimulus presentation. The mere induction of the activation patterns resulted in significant behavioral performance improvement on the target stimulus orientation, but not on other orientations.
The complete experiment consisted of 4 stages: pre-test (1 day), fMRI decoder construction (1 day), induction (decoded fMRI neurofeedback, 5 days for 4 subjects and 10 days for 6 subjects), and post-test (1 day) stages (Fig. 1A).

In the pre- and post-test stages, subjects’ performance in an orientation discrimination task (n=10) was measured. In each trial (Fig. 1B), subjects were asked to report which of three orientations (10°, 70° or 130°; Fig. 1C) had been presented in a Gabor patch (Supporting Online Materials (SOM)).
Next, we tried to obtain fMRI activity patterns in V1/V2 that are induced by the presentation of each of the three tested orientations in Gabor patches for each subject (fMRI decoder construction stage). Subjects were asked to perform a task designed to maintain their attention to the Gabor patches while fMRI signals in V1/V2 were measured (SOM, Fig. 1D). Based on the fMRI signals, we constructed a multinomial sparse logistic regression decoder (9) to classify a pattern of the measured fMRI signals into one of the three orientations (Fig. S1).
Once the decoder was constructed, each subject participated in a 5-day or 10-day induction stage during which they learned to induce activation patterns in V1/V2 that corresponded to the target orientation, one of the three orientations, which was randomly assigned to each subject. During each trial (SOM, Fig. 1E), subjects were asked to “somehow regulate activity in the posterior part of the brain to make the solid green disc that was presented 6 sec later as large as possible (the maximum possible size corresponds to the outer green circle)”. The size of the disc presented in the feedback period corresponded to the decoder output for the target orientation, which represented the likelihood of the BOLD signal pattern in V1/V2 obtained in the preceding induction period being classified into the target orientation for which the performance is aimed to be improved. It roughly represented how similar the activation pattern obtained in the induction period in the absence of visual stimulation to the pattern evoked by the real Gabor stimulus of the target orientation presented during the decoder construction stage. We call the likelihood (similarity) target-orientation likelihood. However, subjects were not informed of what the size represented. Subjects were told that they would receive a payment bonus proportional to the mean size of the feedback disc. Note that all other information, including the target orientation, the purpose of the neurofeedback, and the meaning of the disc size, was withheld from subjects.
The main purpose of the present study was to test whether early visual cortical areas are sufficiently plastic to cause VPL of a specific orientation as a result of mere repetitive inductions of activity patterns corresponding to that orientation. However, before testing this hypothesis, it was necessary to examine whether subjects could learn to induce significantly high target-orientation likelihood, that is, a neural activity pattern in V1/V2 that is similar to an activity pattern evoked by the actual presentation of the target orientation. We thus first examined whether outputs of the decoder could be biased toward the selected target orientation compared with the other two orientations that were ±60 deg rotated from the target orientation. Fig. 2 shows that the overall mean target-orientation likelihood in V1/V2 was significantly higher than chance across the subjects on average during the induction stage (t(9)=3.34, P<10−2). The mean (across the subjects) target-orientation likelihood in V1/V2 for the first 30 trials of the first neurofeedback day was around chance level (Fig. S2). There was thus no significant orientation bias for the target orientation before neurofeedback, and subjects quickly learned to induce significantly high target-orientation likelihood even during the first neurofeedback day (see performance for Day 1 in Fig. 2). We also applied the same analysis to the overall activity pattern that is the mean across trials and confirmed the same tendency (Fig. S3).

Were subjects aware of the purpose of the induction stage? After the post-test stage, subjects were asked about what they thought the size of the feedback disc represented, but none of their responses was even remotely related to the true workings of the experiment (“After post-stage” of SOM). After being told that the disc size represented the likelihood of one of three orientations, subjects were asked to report the orientation they thought they had been trained on by picking one of the three orientations. The percentage of the choice of the target orientation in Fig. S4 was statistically undistinguishable from what would be expected from chance (Chi-square test, χ2=0.20, P=0.90).
The purpose of the induction stage was to have subjects learn and then continue to induce activity patterns with significantly high target-orientation likelihood in V1/V2. This learning in the induction stage should not be confused with the plasticity or VPL that refers to improvements on visual tasks. The main purpose of the present study was to examine whether the mere repetitive induction of specific activation patterns in V1/V2 causes VPL reflected as performance improvement.
We compared subjects’ performance in the pre- and post-test stages (Fig. 3AC). Three-way (test stage × orientation × S/N ratio) ANOVA with repeated measures indicated significant main effect of S/N ratio (F(3, 27)=683.17, P<10−4) and significant effect of interaction between test stage, orientation, and S/N ratio (F(6, 54)=2.68, P=0.02). Post-hoc t-test between accuracies in pre- and post-tests revealed that discrimination performance for the target orientation significantly improved at the 6% S/N ratio (t(9)=5.76, P<10−2 with Bonferroni correction). d’ in the pre-test subtracted from that of the post-test was significantly greater than zero for the target orientation at the 6% S/N ratio (t(9)=5.60, P<10−3 with Bonferroni correction; Fig. 3D).

What is the relationship between the target-orientation likelihood in V1/V2 and sensitivity (d’) changes? The sensitivity changes for the subjects with 10 days training (induction) were larger than for those with 5 days training (Fig. S5). This observation was consistent with the general tendency that the magnitude of VPL is larger with longer training until it reaches an asymptote. Thus, we computed the summation of the target-orientation likelihoods in V1/V2 for all trials for each subject and plotted the sensitivity change against the summation. The correlation was even stronger for the likelihood summation (r=0.87, P=10−3) (Fig. 3E) than the average likelihood (r=0.74, P=0.01).
To test whether the VPL observed in the main experiment resulted simply from subjects’ participation in the test stages, we conducted a control experiment with 6 new subjects in which only the pre- and post-test stages were conducted (SOM). No significant performance improvement was observed (Fig. S6).
Subjects can be trained to control the overall mean activation of an entire brain region or the activation in one region relative to that in another region (10-13). One might wonder if the subjects in the present study simply learned to regulate the overall activity of V1/V2. However, two lines of evidence argue against this possibility. First, the multinomial sparse logistic regression decoder used in this study computed the linear weighted sum of voxel activities, and weights of the decoder were almost symmetrically distributed around 0 (Fig. S7). Second, some voxels in V1/V2 were activated positively and others negatively, rather than uniformly positively or negatively during the induction stage (Fig. S8).
The neurofeedback provided to subjects was based on activation patterns only in V1/V2. However, this procedure might have induced neural activities in areas other than V1 or V2, which might also contribute to VPL. To test whether other regions quantitatively contributed to VPL, we conducted two offline tests with other areas such as V3, V4, the intraparietal sulcus (IPS), the lateral prefrontal cortex (LPFC) that have been implicated in VPL (6-8).
If the orientation-specific activation patterns in V1/V2 during the induction stage induced similar orientation-specific brain activities in other areas, the activation patterns in those areas should predict the target-orientation likelihood in V1/V2 on a trial-by-trial basis. In the first offline test, we employed a sparse linear regression method (14), to predict the target-orientation likelihoods in V1/V2 from activation patterns in those higher areas in each trial during the induction stage (SOM). Goodness of prediction for the target-orientation likelihood in V1/V2 by other areas, or prediction accuracies of the sparse linear regression, was evaluated by coefficients of determination, all of which were less than 5% (Fig. S9A).
A second offline test was conducted to test the possibility that the decoder simply performed poorly in higher brain areas. We examined whether accurate orientation information can be read out from each brain area when real orientation stimuli are presented in the decoder construction stage. As was done for V1/V2 during the fMRI decoder construction stage, we built a multinomial sparse logistic regression decoder to classify activation patterns into each of the three orientations (SOM). Decoding accuracies were significantly higher than chance level in all of these areas (Fig. S9B and also compare Figs. S9A and B). The results of these two offline tests indicate that influences of the neurofeedback on VPL were largely confined to early visual areas such as V1/V2.
Our results indicate that the adult early visual cortex is so plastic that mere repetition of the activity pattern corresponding to a specific feature in the cortex is sufficient to cause VPL of a specific orientation, even without stimulus presentation, conscious awareness of the meaning of the neural patterns that subjects induced, or knowledge of the intention of the experiment. How is the present research on VPL distinguished from previous approaches? Unit-recording and brain imaging studies have successfully revealed the correlation between VPL and neural activity changes (1-8). However, these correlation studies cannot clarify cause-and-effect relationships. The studies that examined an effect of lesion (15) or TMS (16, 17) to a brain region on VPL have shown whether the examined region plays some role in VPL. However, these studies cannot clarify how particular activity patterns in the region are related to VPL. In contrast, the present decoded fMRI neurofeedback method allowed us to induce specific neural activity patterns in V1/V2, which caused VPL.
The present decoded fMRI neurofeedback method can be used to clarify cause-and-effect relationships in many functions in system neuroscience (18, 19). Although previous fMRI online-feedback training is a promising technique for influencing human behaviors (10-13), as in lesion or TMS studies, it could at best reveal influences of the entire extent of an area/region on learning/memory, which is a certain limitation for neuroscientific research (20). In contrast, the present decoded fMRI neurofeedback method induces highly selective activity patterns within a brain region, thus allowing the investigator to influence specific functions. It can “incept” one to acquire new learning, skills or memory, or possibly to restore skills or knowledge, which has been damaged through accident, disease or aging, without one’s awareness of what is learned or memorized.
Acknowledgments
Conducted in “Brain Machine Interface Development” under the Strategic Research Program for Brain Sciences by the Ministry of Education, Culture, Sports, Science and Technology of Japan. TW was partially supported by NIH R01 AG031941 and R01 EY015980 and YS by R01-MH091801 and NSF 0964776. Grateful to J. Dobres, M. Fukuda, G. Ganesh, H. Imamizu, and A. R. Seitz for their comments on a draft and M. Fukuda, Y. Furukawa, S. Hirose, and M. Sato for their technical assistances.
Footnotes
Shibata, K., Watanabe, T., Sasaki, Y. & Kawato, M. (2011) Perceptual learning incepted by decoded fMRI neurofeedback without stimulus presentation. Science. 334(6061):1413-5.
Updated information and services, including high-resolution figures, can be version of this article at: http://www.sciencemag.org/content/334/6061/1413.full.html