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Guidelines on HIV Self-Testing and Partner Notification: Supplement to Consolidated Guidelines on HIV Testing Services. Geneva: World Health Organization; 2016 Dec.

  • This publication is provided for historical reference only and the information may be out of date.

This publication is provided for historical reference only and the information may be out of date.

Cover of Guidelines on HIV Self-Testing and Partner Notification: Supplement to Consolidated Guidelines on HIV Testing Services

Guidelines on HIV Self-Testing and Partner Notification: Supplement to Consolidated Guidelines on HIV Testing Services.

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2HIV SELF-TESTING

KEY POINTS

  • HIV self-testing (HIVST) refers to a process in which a person collects his or her own specimen (oral fluid or blood) and then performs an HIV test and interprets the result, often in a private setting, either alone or with someone he or she trusts. As with all approaches to HIV testing, HIVST should always be voluntary, not coercive or mandatory. Although reported misuse and social harm are rare, efforts to prevent, monitor and further mitigate related risks are essential.
  • A reactive (positive) self-test result always requires further testing and confirmation from a trained tester starting from the beginning of a validated national testing algorithm. Clear messages are essential to ensure users understand that HIVST does not provide a definitive HIV-positive diagnosis, and they are aware of what to do after a reactive self-test result.
  • Interpretation of a non-reactive (negative) self-test result will depend on the ongoing risk of HIV exposure. Individuals at high ongoing risk, or who test within six weeks of possible HIV exposure, should be encouraged to retest. HIVST is not recommended for users with a known HIV status who are taking antiretroviral drugs, as this may lead to an incorrect self-test result (false non-reactive).
  • HIVST is acceptable to many users across different contexts and can, therefore, increase uptake and frequency of HIV testing, particularly among populations at high ongoing risk of HIV, who may be less likely to access testing or test less frequently than recommended.
  • HIV rapid diagnostic tests (RDTs) used by self-testers can perform as accurately as when used by a trained tester, provided the HIVST products meet quality, safety and performance standards. In-person demonstrations and other support tools, such as videos, may also enhance the performance of HIVST.
  • HIVST can be delivered through various approaches in the public and private sectors, including community-based, facility-based and Internet-based channels. Approaches may also offer the option of using an oral fluid or blood-based HIV RDT for self-testing. As such, different populations can benefit from a range of choices when self-testing for HIV.

Recommendation

NEW

HIV self-testing should be offered as an additional approach to HIV testing services (strong recommendation, moderate quality evidence).

2.1. Background and rationale

HIV self-testing (HIVST) is an empowering and innovative way to help achieve the first of the United Nations 90–90–90 treatment targets (1) – for 90% of all people with HIV to know their status by 2020. HIVST will contribute to this global target by reaching first-time testers, as well as by creating demand for and enabling more people to receive HIV testing, particularly those with undiagnosed HIV or who are at high ongoing risk and in need of frequent retesting (2).

HIVST specifically refers to a process in which a person collects his or her own specimen (oral fluid or blood) and then performs a test and interprets the result, often in a private setting, either alone or with someone he or she trusts (2). Self-testing is not a new concept; it is used in the diagnosis and management of other health conditions, such as pregnancy and diabetes, as well as colon cancer. In this way, HIVST represents another step in line with efforts to increase patient autonomy, decentralize services and create demand for HIV testing among those unreached by existing services.

HIVST is a convenient and discreet approach, which has many possible advantages for users who may prefer additional ways to test for HIV. HIVST has proven to be highly acceptable among various groups of users in diverse settings (27), particularly: key populations (4,8,9), men (10,11), young people (10,12,13), health workers (7,14), the general population (10,15,16), pregnant women (17) and their male partners (18,19), and other couples and partners (14,20). Since the early 2000s, health workers in high HIV prevalence African settings (14,2123), as well as other populations (24,25), have been known to self-test for HIV by accessing test kits of unknown quality through informal channels, including private pharmacies and the Internet.

A reactive self-test result always requires further testing and confirmation by a trained tester.

HIVST does not provide a definitive HIV-positive diagnosis. This is because, as with all HIV testing, a single rapid diagnostic test (RDT) is not sufficient to make an HIV-positive diagnosis. Thus, HIVST is considered to be a test for triage (2,6), which requires individuals with a reactive test result to receive further testing from a trained tester using a validated national testing strategy (see Fig. 2.1). Further guidance on HIV testing strategies and algorithms for diagnosis are available in Chapter 7 of the World Health Organization (WHO) Consolidated guidelines on HIV testing services (2).

Fig. 2.1. HIVST testing strategy.

Fig. 2.1

HIVST testing strategy. A0 = Assay 0 (test for triage).

Programmes distributing HIV RDTs for self-testing should inform users about the performance and limitations of the product. Also, programmes should advise all users with a non-reactive self-test result to retest if there is a possibility that they were exposed to HIV in the preceding six weeks, or if they are at high ongoing HIV risk. Any person who is uncertain about how to correctly perform the self-test or interpret the self-test result should be provided with the necessary contact details and information about HIV testing services (HTS) and encouraged to access facility-based or community-based HTS (2).

HIVST may increase the efficiency and effectiveness of a health system by focusing health services and resources on those with a reactive self-test result in need of further testing, support and referral, thereby directing services more appropriately. Individuals with a reactive self-test result who disclose their result to a provider should be advised and supported to link to clinical services for additional HIV testing, and if the HIV-positive diagnosis is confirmed, linked to treatment and care. Individuals with a non-reactive self-test result who disclose their result to a provider will usually not require further testing, unless they tested within six weeks of possible HIV exposure or are at high ongoing risk of acquiring HIV (2).

HIVST may be particularly appropriate for people with high ongoing risk of HIV, such as key populations and serodiscordant couples, who could benefit from more frequent testing without having to increase facility visits. In this way, HIVST would lessen the time and burden of HIV testing on health services and reduce the costs of frequent testing incurred by the individual. Nevertheless, it is important that self-testers are aware of the limitations of HIV RDTs for self-testing in relation to the window period between HIV infection and the detection of HIV-1/2 antibodies. In most cases, higher-risk users who have a non-reactive self-test and disclose their result to a provider should be referred and, if necessary, linked to additional testing as well as HIV prevention services (such as condoms and lubricants, voluntary male medical circumcision (VMMC), harm reduction and post-exposure prophylaxis (PEP). Referral for further testing and receipt of a confirmed HIV-negative status by a trained tester will be required before initiation of pre-exposure prophylaxis (PrEP) (26).

WHO has outlined various public and private sector channels through which HIV RDTs for self-testing could be distributed, including approaches that are community-based, facility-based, over-the-counter and Internet-based (2) (see also section 2.3.1). Approaches also vary in terms of the level and type of support provided – such as, directly assisted and unassisted methods (see Box 2.1).

Box 2.1Definitions of assisted and unassisted HIVST

Directly assisted HIVST refers to trained providers or peers giving individuals an in-person demonstration before or during HIVST of how to perform the test and interpret the test result.

Unassisted HIVST refers to when individuals self-test for HIV and only use an HIVST kit with manufacturer-provided instructions for use.

Both directly assisted HIVST and unassisted HIVST may supply additional support tools, such as telephone hotlines, mobile phone text messages, videos, social media and Internet-based applications, which provide technical support, counselling and referrals for further HIV testing services, HIV prevention, care and treatment and other services.

Country policies on HIVST

Globally, HIVST policy is at varying stages. In a WHO review of 116 country policies and an analysis of country reporting, 16 countries reported having a policy supportive of HIVST and/or the sale of HIV RDTs for self-testing (27).

HIV RDTs for self-testing that are approved by local regulatory authorities are legally available in France, the United Kingdom and the United States (28). Several other countries have introduced national HIV testing policies or strategic plans that permit or support HIVST. However, as yet, many do not have a regulated or approved product for HIVST (27).

Many countries report HIVST is increasingly available informally through private pharmacies and the Internet – with specific reports on this from Australia (29), China (24), Namibia (25), Peru (9), South Africa (30), Philippines (31) and Malaysia (32). Although there is limited information, it is likely that much of this informal and unregulated sale may include the use of products of unknown quality, safety and performance.

2.2. Review of the evidence

2.2.1. Grading of Recommendations, Assessment, Development and Evaluation (GRADE) systematic review on HIVST

Since 2014, WHO has encouraging countries to implement pilot HIVST programmes to evaluate this potential approach. In this 2016 guideline, WHO has issued a strong recommendation that HIVST should be offered as an additional approach to delivering HTS. The Guideline Development Group (GDG) has determined the evidence reviewed on HIVST to be of moderate quality.

Discussion of this recommendation follows, along with a summary of the results of two systematic reviews and a literature review of values and preferences of self-testers and potential self-testers, as well as providers and key stakeholders, on HIVST.

In accordance with the GRADE methodology, this review prioritized randomized controlled trials that directly compared HIVST to existing and standard HIV testing approaches (for example, facility-based or community-based HTS). Other studies, including trials and observational studies that reported outcomes of interest (such as uptake, positivity or linkage) but did not directly compare HIVST to standard HTS, were not included in the GRADE analysis and were summarized instead. Any study reporting on values and preferences, cost or cost-effectiveness related to HIVST was also summarized. See Annexes 16 and 17 for detailed information on the methodology and evidence from the systematic review.

The searches yielded 638 citations. After removing duplicate studies, reviewers considered 496 unique records and initially excluded 317 of these. After reviewing the remaining 179 records in full text, an additional 174 records were excluded because they did not meet the inclusion criteria. Ultimately, five randomized controlled trials were identified and included in the review. All five were conference abstracts, and additional study details were retrieved by directly contacting the authors.

The five randomized controlled trials (3337) took place in four countries. All of them focused on reaching men. Two took place in Kenya, where women distributed HIVST kits to their male partners. This approach was compared with using letters or referral cards to invite their male partners for HIV testing at a clinic (35,36). The remaining studies were among men who have sex with men and took place in Australia (34), Hong Kong SAR of the People's Republic of China (37) and the United States of America (33); all of these studies compared the offer of HIVST with facility-based HTS.

All five randomized controlled trials offered free, oral fluid-based HIV RDTs for self-testing with the manufacturer's instructions for use, but they differed in terms of the number of kits available to participants and the level of assistance. In the United States, men who have sex with men had continuous access to HIVST kits; in Australia, participants had continuous access and received four HIVST kits at enrolment (34). In Kenya, women were provided with two HIVST kits at enrolment (one for themselves and one for their male partner) (35,36). In Hong Kong SAR, men who have sex with men were provided with only one HIVST kit at enrolment (37). Two randomized controlled trials provided unassisted HIVST: in addition to the test kit, participants were given a video link (34,37) and, in one of the trials, telephone-based motivational interviewing and social media-based pre- and post-test counselling (37). The other three randomized controlled trials provided direct assistance, including an in-person demonstration on how to self-test (33,35,36); in two of these trials, women were provided with the demonstration so they could show their male partners how to self-test (35,36).

Box 2.2Main outcomes of randomized control trials used in GRADE review

In general, the five randomized controlled trials concluded that, when compared to standard facility-based testing, HIV self-testing (HIVST):

  • Increased the uptake of HIV testing among male partners of pregnant or postpartum women and men who have sex with men.
  • Increased the uptake of couples HIV testing among male partners of pregnant or postpartum women.
  • Increased the frequency of HIV testing among men who have sex with men by approximately two times in a year.
  • Did not increase HIV risk behaviours (such as condomless anal intercourse) or the number of bacterial sexually transmitted infections (STIs).
  • Did not decrease the uptake or frequency of testing for STIs.
  • Did not increase social harm or other adverse events (only one case of social harm was reported and was not directly related to HIVST).

Uptake of HIV testing

HIVST increased the uptake of HTS. Three (3537) of the five randomized controlled trials reported on uptake of HIV testing. A meta-analysis of these results indicated that HIVST doubled the uptake of HIV testing compared to standard HTS (Relative Risk (RR) = 2.12; 95% CI: 1.51, 2.98) (see Fig. 2.2). (See Annex 16 for further details.)

Fig. 2.2. Meta-analysis of HIV testing uptake at three and six months.

Fig. 2.2

Meta-analysis of HIV testing uptake at three and six months. M-H: Mantel-Haenszel; CI: Confidence interval.

The two studies, in Kenya where women distributed HIVST kits to their male partners, also reported an increased uptake of couples testing when compared with the approach of giving male partners letters or vouchers inviting them to test at a clinic (35,36).

Among men who have sex with men in Hong Kong SAR, one study (37) reported that uptake of HIV testing was higher in the HIVST group compared to the facility-based HIV testing group, both in the sub-groups of recent testers (>1–3 tests in 3 years) (RR = 1.75; 95% CI: 1.46, 2.08) and non-recent testers (0 tests in 3 years) (RR = 2.22; 95% CI: 1.61; 3.08). Analysis of uptake in this study also showed that the men who have sex with men who reported condomless anal intercourse at enrolment were also more likely to test if they were in the HIVST group compared to the standard HTS group (RR = 1.75; 95% CI: 1.26, 1.81) (37). These results suggests that higher risk men who have sex with men may be more likely to take up HIVST than standard facility-based HTS.

These findings are consistent with results from other systematic reviews (4,6,38), trials and observational studies from Kenya (39,40), Lesotho (41), Malawi (10,42) and Zimbabwe (16), which report similar increases in the uptake of HIV testing following the offer of HIVST. For instance, a two-year cluster randomized trial in Malawi reported uptake of directly assisted community-based HIVST among the general population at approximately 76.5% (crude uptake: 84%, 14 004/16 660) when adjusted to account for population turnover (10). Over the two-year period, the study reported that 44% were first-time testers. Uptake was consistently high in years one and two among adolescents (16–19 years of age) (95%; 2374/2502 and 2405/2502), young people (16–29 years of age) (90%; 8333/9315 and 8503/9315), women (85%; 6835/7802 and 6445/7802) and men (68%; 5902/8643 and 5924/8643) (10). Likewise, studies among key populations, primarily men who have sex with men and female sex workers, also report high uptake of HIV testing when HIVST is offered (4,5).

Frequency of HIV testing

HIVST increased the frequency of HIV testing among men who have sex with men. Two of the five randomized controlled trials reported on frequency of HIV testing among men who have sex with men (33,34). Across both studies, men in the HIVST group had a mean of two more tests in a 12–15 month period than those in the facility-based HTS group (mean difference = 2.13; 95% CI: 1.59, 2.66) (33,34) (see Fig. 2.3).

Fig. 2.3. Meta-analysis of mean number of tests among men who have sex with men in 12–15 month period.

Fig. 2.3

Meta-analysis of mean number of tests among men who have sex with men in 12–15 month period. M-H: Mantel-Haenszel; SD: Standard deviation; CI: Confidence interval; IV: Independent variable.

In Australia, among non-recent testers (0 tests in >2 years or never tested) HIVST substantially increased the frequency of HIV testing compared to standard testing (33,34). The rate ratio for this sub-group showed that men in the HIVST group had a testing rate 5.54 times higher in a 12-month period than men in the standard HIV testing group (Rate Ratio = 5.54; 95% CI: 3.15, 9.74).

In the United States, HIVST was also shown to increase the uptake of quarterly HIV testing among men who have sex with men (76%; 74/98) compared to those receiving standard HTS (54%; 53/99) (33).

Although the results considered above are from a small number of studies, the reported increases in the frequency of HIV testing could have important public health implications, particularly when reaching people with undiagnosed HIV infections and those at high ongoing risk who are not accessing existing services. Sustained increases in frequency of HIV testing among higher risk populations of this magnitude or more, facilitated by HIVST, could identify a greater number of infections and result in a reduction in HIV incidence if individuals are effectively linked to prevention and treatment services (43,44).

HIV risk behaviour following HIVST

There was no increase in HIV risk behaviour identified following HIVST. One of the five randomized controlled trials reported on risk behaviour following HIVST (33). In this study, men who have sex with men in the HIVST group did not increase condomless anal intercourse compared to those receiving standard HTS, as reported at a nine-month follow-up (RR = 0.94: 95% CI: 0.55, 1.61). In this same study, men in the HIVST group acquired fewer bacterial sexually transmitted infections (STIs) than those in the standard HIV testing group (RR = 0.41; 95% CI: 0.15, 1.13).

Additionally, in Australia, HIVST was found to neither decrease nor increase the frequency with which men who have sex with men tested for STIs (34).

Although not reported in the reviewed randomized controlled trials, other observational studies suggest some users may be interested in using HIVST to screen potential sex partners (11,18,45,46). Studies have shown this could prevent users with a reactive self-test result from engaging in condomless sex (18,45). This evidence also suggests HIVST could be used to serosort (select a sex partner based on their self-reported HIV status) and to inform decisions about behaviour, including on using HIV prevention, such as condoms (18,45). In many of these studies, however, users were unaware that current HIVST technologies have a three-month window period and do not identify acute or early HIV infection.

While the decision to not use condoms may be appropriate in longer term relationships, where both partners have low ongoing risk, serosorting following HIVST is not recommended in population groups with high HIV incidence (for example, sex workers and men who have sex with men) (47). Clear messages about the potential risks of using HIVST to make decisions about risk behaviour and use of HIV prevention need to be communicated, particularly to key populations who may be at high ongoing risk of HIV.

Social harm

Only one instance of harm, which was not directly related to HIVST, was identified in the review (35). In that randomized controlled trial, there was one report of intimate partner violence (IPV) in both the HIVST group and the standard HIV testing group (1/297 in the HIVST group; 1/303 in the control group) (35). In the HIVST group, the harm was not directly related to HIVST: the female participant reported that the occurred because she took part in the study without consulting her husband (35). The participant reported leaving home for approximately three weeks, before returning. At a two-month follow-up visit, she informed researchers that she and her husband had reconciled. In the standard HIV testing group, one female participant also reported IPV (35).

These results suggest that HIVST may not directly influence the risk of IPV, but that these risks largely depend on the setting, context and relationship dynamics of couples and partners. Such findings are consistent with those reported by systematic reviews assessing harm across all forms of HTS (48), couples HTS (49), and self-testing for HIV and other conditions and diseases (50), as well as other observational studies. In an urban setting in Malawi, results from a two-year cluster randomized trial reported no cases of IPV, self-harm or suicide resulting from HIVST or other HIV testing in the community (10). In the United States, a study reported that, out of 124 events where men offered HIVST to their male sexual partners, 7 resulted in a verbal confrontation and none resulted in physical violence (45).Several studies have also shown that some initial reports of “coercion” to test were rather “persuasion” or “encouragement” to test (10,20,51). For example, in Malawi, it was primarily men who self-tested with their female partner who reported being coerced to test; of whom 94.4% (252/267) also said they would recommend HIVST to friends and family, and 92.2% (130/141) said they were highly satisfied with HIVST (10).

Nevertheless, while most users consider HIVST to be empowering (20,51), a study in Malawi on couples who received HIVST kits reported that two of 17 couples felt pressured by their partner to self-test and found dealing with serodiscordant results challenging (20). Likewise, in Kenya, four of 265 HIV-negative pregnant and postpartum women and female sex workers who distributed HIVST kits to their male partners and clients reported instances of IPV; two were among postpartum women and two were among female sex workers (18). It was unclear if these cases were directly linked to HIVST since prior to the intervention 41% of all female study participants said they had experienced IPV in the preceding 12 months. The two women in postpartum care who reported experiencing verbal abuse in a confrontation with their husbands said this was regarding a reactive test result (18). Both women left their homes but later returned and reconciled with their husbands. One woman reported that her husband (who was diagnosed HIV-positive) has since enrolled in care and that they are now using condoms during sex (18). Of concern are the two cases among female sex workers who distributed HIVST to their clients and experienced physical violence; one reported forced condomless sex (18), suggesting that not all testing approaches are appropriate for all contexts, and that caution may still be needed among vulnerable populations.

While the overall results are encouraging, it is critical for programmes to recognize the importance and complexity of monitoring, reporting, evaluating and assessing social harm in relation to HIVST. As recommended with all HTS, programmes need to consider context-specific approaches to implementing HIVST in ways that are ethical, safe and acceptable. In addition, risk mitigation in relation to social harm and the establishment of active monitoring and reporting systems are important.

HIVST positivity

A major aim of any HTS approach is to be as efficient and effective as possible in reaching people with undiagnosed HIV. One of the five randomized controlled trials reported on HIV positivity (33), and indicated that men who have sex with men in the HIVST group were twice as likely to have an HIV-positive test than those in the standard care group (RR = 1.97; 95% CI: 0.37, 10.52).

No other randomized controlled trials included in the GRADE analysis reported on HIV positivity, that is, the proportion of people with a reactive and confirmed positive HIV self-test result. However, several other studies on HIVST, which do not make a direct comparison with standard HTS, report HIV positivity ranging from 3–14% among the general population in sub-Saharan Africa and from 1–30% among key populations (see Table 2.1).

Table 2.1. Summary of HIV positivity studies implementing HIVST.

Table 2.1

Summary of HIV positivity studies implementing HIVST.

Despite the lack of a comparison with standard HTS, these studies describe HIV positivity on a par with that reported in many other HTS approaches in similar populations and settings (38).

It is important to note that, as HTS coverage increases, the proportion of HIV-positive tests and new diagnoses will likely decrease across all approaches. Thus, more strategic and focused methods will be required in order to continue to achieve similar, or greater, levels of HIV positivity for all HTS approaches, including HIVST.

2.2.2. Additional considerations

Linkage to further HIV testing and HIV prevention, treatment and care services

One of the five randomized controlled trials reported on linkage to further testing following HIVST (36). In that study, 72% (n=396) of male partners of pregnant women who received an HIVST kit reported attending a facility for further HTS (36). This outcome could not be compared with standard facility-based HTS because only HIVST requires linkage to further testing.

No other studies included in the GRADE analysis reported on linkage to further HTS or HIV prevention, treatment and care services. Therefore, the findings from additional trials and observational studies, which did report on outcomes related to linkage to care, were summarized. An overview of these findings is included here.

Across general populations in sub-Saharan Africa, linkage to care was 50–56%. Among the general population in Malawi, community-based HIVST together with home-based assessment and initiation of treatment led to a threefold increase in linkage to care compared with standard HTS and facility-based care (181/8194, 2.2% vs. 63/8466, 0.7%; RR = 2.94; 95% CI, 2.10, 4.12; p < 0.001) (60). Also in Malawi, a two-year cluster randomized trial with the same assisted community-based HIVST approach but which utilized clinic referral cards to facilitate linkage estimated that 56.3% (524/930) of people diagnosed as HIV-positive after HIVST were linked to care (10). In a cohort study in Kenya, linkage to care was similar, with 50% (2/4) of women in antenatal care or postpartum care reporting that their male partner linked to care within three months of self-testing and being diagnosed HIV-positive (18).

Among key populations, linkage to care was approximately 20–100%. Two observational studies in the United States reported 100% linkage to care among four men who have sex with men, two in each study, who self-tested and were confirmed HIV-positive (59,61). In Hong Kong SAR, 20% (2/10) of men who have sex with men who were uncertain of their self-test result, or had a reactive self-test result, linked to further HIV testing or sought medical advice, while the majority (8/10) used another HIVST kit to retest (62). In Viet Nam, a pilot study of community-based HIVST among men who have sex with men, transgender people and people who inject drugs reported that 100% of those self-testing for HIV received confirmatory testing and were linked to care (55). In Kenya, 88% (23/26) of female sex workers reported that their male partners or clients who self-tested HIV-positive enrolled in HIV care (18). In Zimbabwe, 99% (97/98) of female sex workers with a reactive self-test result who were confirmed HIV-positive linked to care (56).

Although these findings are based on a small number of cases, they suggest that, as with all HTS approaches, linkage rates are often suboptimal unless an evidence-based linkage intervention is utilized. However, results also suggest that HIVST plus home-based assessment or treatment may be a particularly effective approach, as well as other assisted community-based strategies, couples and partners HIVST, and facility-based HIVST approaches.

Implementing these linkage services requires trained personnel to provide follow-up services. Further evaluation of strategies and approaches that can facilitate linkage to care, as well as prevention, following HIVST are needed, particularly for key populations, who may be less likely to link to services, especially in settings with restrictive laws and policies.

(See section 2.3.1 on planning for service delivery for further information on linkage to care.)

2.2.3. Values and preferences on HIVST

In the process of identifying studies for the GRADE analysis, 125 studies which reported on some aspect of values and preferences and feasibility in relation to HIVST among actual or potential self-testers, health workers, policy-makers or other key stakeholders were identified. Study locations were: across the Americas – Brazil (6366), Canada (6769), Mexico (70), Peru (9,71), Puerto Rico (72), the United States (12,45,58,61,73104); Africa – Ethiopia (22), Kenya (14,18,23,39,40,105112), Lesotho (41), Malawi (10,19,20,42,51,113,114), Nigeria (115), South Africa (116121), Zambia (15,122,123), Zimbabwe (16,52,56,124,125); Asia and the Pacific – Australia (8,29,126130), China (24,53,54,62,131140), India (17,141), Singapore (142), Viet Nam (55); Europe – France (143145), Italy (146), the Netherlands (147149), Spain (150153), the United Kingdom (11,154); and other multi-country studies (21,46,155158). One of the randomized controlled trials also reported on values and preferences on HIVST among men who have sex with men in Australia (34). Several systematic reviews also assessed values and preferences in relation to HIVST (47), including a qualitative synthesis (159).

In addition, a qualitative values and preferences study among fishing communities, sex workers, general populations and health workers in Uganda, and young key populations in Indonesia, Pakistan, Philippines and Thailand, was conducted to inform these guidelines (160,161).

An overview of the results of these studies are presented here according to key population, general population, couples and partners, young people (15–24 years of age), and health workers and other key stakeholders.

Key populations

Acceptability and willingness to use HIVST is generally high among key populations (4,18,56,112,131,132) despite some reported concerns about the potential lack of support, possible social harm, the level of accuracy of test results, and the related costs which could hinder access (4,72,80). Overall, the benefits of HIVST most commonly cited by key populations were convenience and privacy, followed by HIVST being an easy and painless testing option (4,80) as well as not needing a facility visit (112).

Some studies among men who have sex with men and female sex workers reported preferences for oral fluid-based RDTs for HIVST because this is a painless testing option. In contrast, other users said they preferred fingerstick/whole blood-based RDTs for HIVST as they considered them to be more accurate (11,55). For example, a study in Viet Nam reported that people who inject drugs preferred HIVST using a fingerstick/whole blood-based RDT, whereas more men who have sex with men and female sex workers said they favoured oral fluid-based RDTs (55).

Although there are many possible ways and channels for distributing HIVST, some studies suggest that men who have sex with men, transgender women and female sex workers prefer HIVST to be available over-the-counter at pharmacies and other locations or through the Internet (4). Several studies in Australia, China, Brazil, Peru, the United Kingdom and the United States reported that a high proportion of men who have sex with men and transgender women were comfortable accessing HIVST through the Internet and online gay dating sites, which mail a kit to their home or a location of their choice (4,9,57,66,100,154). Other options, such as vending machines and distribution at events, have also been shown to be acceptable among men who have sex with men and transgender people (98,99,101). In Kenya, female sex workers reported preferences for accessing HIVST kits at pharmacies or private clinics rather than obtaining them at public sector clinics (112), as well as a willingness to distribute HIVST to their peers, social network, primary partners and clients (18).

Case example: “A hora é agora” (“The time is now”): an internet-based HIV self-testing strategy in Brazil

“A hora é agora” (“The time is now”), is a comprehensive programme to increase HIV testing and linkage to care among men who have sex with men in the city of Curitiba, Brazil. The programme uses a secure web-based platform (www. ahoraeagora.org/) and both iOS and Android apps to offer men who have sex with men free oral-fluid HIV self-testing (HIVST) (up to two kits every six- months), as well as condoms and lubricants, and support to promote linkage to care.

Men can access video tutorials and multimedia instructions on how to correctly use the HIVST kit and interpret the results; they can receive additional support through a 24/7 telephone hotline. Individuals with a reactive or inconclusive self-test result are instructed to seek confirmatory testing at Curitiba's HIV counselling and testing centre (COA), where those with a reactive self-test are given confirmatory testing and if confirmed HIV-positive then supported to link to treatment and care. This programme is actively promoted using virtual and mobile media (social networking, dating websites), as well as face-to-face peer interventions at social/sexual gatherings.

As of 31 January 2016, the programme distributed over 4,000 HIVST kits, the majority of which were sent by mail. 17% (432/2527) of men who have sex with men who requested a HIVST kit self-reported their test results through the web-based platform. Out of these, 4% (19/432) reported having a reactive self-test result. Overall, 81% (30/37) of men who have sex with men who reported self-testing and received confirmatory testing at the COA were confirmed HIV-positive.

Source: Annex 3.

General populations

In the studies considered, HIVST was viewed to be highly acceptable by the general adult population, where there was strong support to promote and use HIVST.

In many African countries, interest in HIVST was consistently high. In Zimbabwe, a cross-sectional study among 289 adults found 80% would self-test, and nearly 90% would self-test if the cost was low (124). Likewise, in Zambia, 76% (1216/1600) said if HIVST were available they would definitely use it (122). In Kenya, a synthesis of several studies reported that privacy and personal empowerment were key motivations to self-test for HIV and that users would like to access HIVST kits at clinics or pharmacies (111). In-depth qualitative interviews in South Africa also indicated high acceptability of HIVST, as it was perceived to be a way to overcome barriers to existing HTS, such as lack of trust in health workers and the health system (117).

In Europe and the region of the Americas, similar levels of high acceptability were identified among general populations (76,150,153,154). In the United States, in 2006, prior to the availability of HIVST, 56.2% (95% CI: 54.7, 57.7) of adults who participated in a telephone survey indicated HIVST as acceptable (76), and two thirds of at-risk populations expressed a desire to use HIVST (76). In Spain, 80% (2699/3373) of individuals attending a street-based HTS site were in favour of making HIVST available (153). Additionally, 84% (174/207) of those accessing unassisted HIVST using fingerstick/whole blood-based RDTs in Spain said they were motivated to self-test for HIV in the future (150). In the United Kingdom, among 555 users who self-tested using a fingerstick/whole blood-based RDT, 98% said they would use it again and reported it was easy to perform (154).

Potential barriers to HIVST among the general population included concerns about the risk of violence, self-harm or suicide; misuse of HIVST kits; accuracy; lack of support; and potentially high costs. For example, in Kenya, 61% (n=1133) of people said HIVST kits might be misused, and there were also concerns about suicide or non-disclosure of self-test results (110). In Zambia, similar concerns were reported, albeit on a smaller scale: although 35% (n=1617) of respondents said they had concerns about HIVST, 98% of them said these concerns were minor and could be addressed (122). Concerns about the accuracy of HIVST were generally in relation to how to perform the test correctly and whether fingerstick/whole blood-based RDTs or oral fluid-based RDTs were more accurate (122). In one qualitative study in South Africa, a proportion of male respondents indicated they would prefer HIVST using fingerstick/whole blood-based RDTs because they perceived them to be more accurate (117).

Although concerns were raised about social harm in several of the studies, it is important to note that nearly all of those studies were conducted among individuals who had never self-tested for HIV. In contrast, in the studies in which HIVST was implemented, reports of social harm were rare (see section 2.2.1). Furthermore, in the studies considered, despite the various concerns raised by users, there was a consistently high level of interest and desire for HIVST to be readily available.

Couples and partners

In the studies considered, couples and partners from the general population and key population groups in Kenya (14,18,40,105), Malawi (20,51) and the United States (45,58,92,94,95,102,162) reported a high level of acceptability and interest in using HIVST.

Men who have sex with men in the United States, particularly those with casual partners and who do not use condoms, reported that they were interested in using HIVST as a form of harm reduction by screening potential sex partners (45,92,95,102,162). In two related studies, high-risk men who have sex with men suggested HIVST could improve honesty in disclosure of HIV status (102) and reported that, after their partner had a reactive self-test result, they provided emotional support and linked their partner to care (92). Service providers also report that couples-based HIVST could be a health promotion approach for men who have sex with men (102,162).

Among heterosexual cohabiting couples, HIVST may be a preferred approach to both determine one's HIV status and strengthen a relationship. In Malawi, HIVST was seen as an enabling, innovative way to test with a partner, strengthen a relationship bond and address concerns about suspected infidelity (20,51). Among women, in Malawi, the motivation to self-test as a couple was reportedly driven by long-term goals of health and “togetherness”, while men reported that they needed persuasion to self-test (although this was perceived as beneficial) and viewed HIVST as more flexible and less intimidating than HTS at a facility (20). HIVST also provided a way for couples to disclose a previously concealed HIV-positive status, alleviating internal conflict (20). Studies in Malawi and Kenya also demonstrated that distribution of an HIVST kit to a partner was perceived to be both safe and acceptable (19,105).

In Kenya, HIVST was highly acceptable among serodiscordant couples who were aware of their partner's status and were using PrEP (40). According to a cross-sectional study among 120 couples, 92.5% of couples found HIVST easy to use and nearly 40% self-tested with their partner (40).

As with all HTS, it is important to consider the potential risks, as well as benefits, to couples and partners. While studies to date, and the evidence summarized above, indicate that there are many benefits and that the risk of harm is minimal, it remains true that coercion or IPV are possible, depending on the context, setting and relationship dynamics. Coping with serodiscordant results can be challenging, whichever way HIV testing is performed or delivered. Some partners who self-test together and have non-reactive test results may forgo condoms, which could lead to the acquisition of HIV or other STIs if they have additional sexual partners. However, other couples who self-test together and have a reactive or serodiscordant result could be more likely to use condoms and support each other in linking to further HIV testing and HIV prevention and treatment services – bringing multiple benefits, including the prevention of future HIV transmission. Like other forms of couples and partner HTS, HIVST may not be appropriate for individuals or couples who report IPV in their current relationship (49). Thus, clear messages and information need to be delivered to couples and partners to mitigate potential risks and maximize benefits. (See section 2.2.1 above and Chapter 4 for additional information, as well as section 5.4 in Chapter 5 of the Consolidated guidelines on HIV testing services.)

Young people (15–24 years of age)

Although the number of existing studies that look at young people's (15–24 years of age) willingness to use HIVST kits are few, they report considerable interest in accessing HIVST in Canada (68), France (143), South Africa (116) and the United States (12,80,103,104).

In Canada, a survey of university students reported that 81% thought unassisted HIVST using an oral fluid-based RDT was acceptable, despite some concerns about accuracy and linkage to care (68). Similar findings were identified among South African university students (116), who also suggested HIVST was empowering, could “normalize” HIV, and that subsidized or free test kits may help people access HIVST.

In the United States, three studies reported high willingness to use HIVST kits among high-risk young people (12,103,104). One of these studies suggested the key motivations to self-test for HIV were ease of access, no need for a clinic visit, quick results, and the fact that HIVST kits could be used in non-monogamous relationships (104). However, the study noted that young people lacked information about the window period (104). Another study among young African Americans also indicated HIVST as preferable to facility-based HTS because it provides privacy and increases convenience, whilst reducing stigma and normalizing HTS (12,103). However, young people expressed concerns about accessing confirmatory testing, coping with a reactive self-test result, and whether people with a low socio-economic status would be able to understand the instruction materials provided (12,103). Similar preferences were reported among young people in France, especially if HIVST were available free of charge or came with the option of having assistance (143).

Health workers and other key stakeholders

HIVST is highly acceptable to health workers in high HIV prevalence settings for testing themselves, particularly those who have never tested before. The rate of informal HIVST among health workers is high in Ethiopia, Kenya, Malawi, Mozambique and Zimbabwe (7), where health workers view HIVST as a way to reduce stigma and discrimination around HIV testing and as a way for their family members to test (7). In Ethiopia, 70% (n=307) of health workers reported they had self-tested for HIV informally (22). Of those who self-tested, 82% said they did so for greater confidentiality and 14% said they self-tested because they lacked the time to receive standard HTS (22). In Kenya, a feasibility study reported that, following distribution of HIVST kits and provision of an information session, 89% (680/765) of survey respondents said they would recommend HIVST to fellow health workers (14).

Health workers and key stakeholders who provide or support the delivery of HTS report HIVST to be highly acceptable when implemented appropriately, using accurate and easy-to-use RDTs, and when there is linkage to care (69,157,158). In two studies in Canada, key stakeholders and health workers said HIVST should be made available nationally (67,69). One of the studies in Canada showed that one third of providers wanted further education on HIVST and preferred a more community-based approach for distributing HIVST kits (67). In Zimbabwe, focus groups revealed that, while health workers perceived HIVST to be a way to reach people with undiagnosed HIV, particularly men and those living in areas where there is limited access to HTS, they had concerns about how HIVST could impact their jobs and the jobs of other health workers (125).

(See Annex 17 for the full GRADE systematic review, including values and preferences in relation to whether HIVST should be offered as an additional HTS approach.)

2.2.4. Cost and cost-effectiveness

The potential cost of implementing HIVST, or buying RDTs for self-testing, is a concern for both policy-makers and end users. Three studies (163165) and one report (28) identified in the review process included information on cost and cost-effectiveness.

The UNITAID/WHO assessment of the market landscape estimated that in high-income settings HIV RDTs for self-testing are directly available to consumers for approximately US$ 7.50–43 and in low- and middle-income countries (in the context of research) for US$ 3–16 (28,31). Due to the cost of additional packaging and modifications to the test kit, as well as a number of market uncertainties, the prices for HIV RDTs for self-testing are currently higher than those for professional use (US$ 0.50–11 per test kit) (28).

When assessing the cost of HIVST, it is important to not only consider the unit price per test kit, but also the financial impact of different HIVST approaches in varying settings and among various populations.

In the United States, the distribution of unassisted HIVST through a gay dating application reported that total programme costs of distributing 455 kits were high (US$ 17 600), but that this was driven by the cost of the test kit (US$ 26). The cost of personnel and advertising made up only 25% of the total programme costs. Using a lower-cost test kit would make this unassisted HIVST approach substantially more cost-effective (163).

As illustrated by a costing study of assisted community-based HIVST in Malawi, where trained provider were available and supported self-testers as needed, the mean health provider cost per participant tested through community-based HIVST, at US$ 8.78, was comparable to the cost per participant of testing through facility-based HTS, at US$ 7.53–10.57 (165). When HIVST was considered on the basis of cost per HIV-positive case identified, community-based HIVST was associated with a higher mean health provider cost, at US$ 97.50, than facility-based HTS, at US$ 25.18–76.14 (165). These findings are reflective of lower HIV prevalence among those reached through community-based HIVST as well as an HIVST approach in which personnel and monitoring systems were more expensive and accounted for a greater proportion of total costs compared with facility-based HTS. These costs would likely be much lower if approaches were more focused and used methods that reduced the level of direct assistance, such as by giving group HIVST demonstrations or using social media or videos to provide instructions and support. Costs would also be lower if less expensive but effective monitoring and evaluation systems were utilized and if the unit price of HIVST kits decreased.

According to a mathematical model based on data from Zimbabwe, HIVST can be cost-effective if test kits cost US$ 3 per unit and there is a moderate (20%) increase in HIV testing due to HIVST (164). In this context, the community-based HIVST model would save US$ 75 million in health-care costs and avert approximately 7000 disability-adjusted life years over 20 years (164). Using available data, this mathematical model was updated to assess the cost-effectiveness of different HIVST approaches in Zimbabwe (community-based, partner-distributed and pharmacy-based). It was found that, given the high testing coverage and that approximately 85% of people with HIV know their status, the majority of all other additional HTS approaches would be less cost-effective than HIVST. HIVST, however, was shown to be cost-effective (considering a US$ 500 cost-effectiveness threshold) when it was utilized in secondary distribution to reach male partners, distributed through pharmacies and to female sex workers in the community (166).

It is likely that HIVST will be more cost-effective in settings with lower testing coverage if linkage to care following self-testing increases, and if HIV-negative individuals link to HIV prevention such as PrEP and VMMC, and if individuals at high ongoing risk of HIV increase their frequency of testing. As more countries move toward implementing ‘treat all’ policies, implementing HIVST will likely become more cost-effective since all persons diagnosed HIV-positive will be eligible for antiretroviral therapy (ART), which will result in additional health benefits. Further, while current HIVST kits are more costly than professional-use RDTs, many efforts are underway to develop new products and decrease prices.

2.2.5. Systematic review and meta-analysis on performance of HIV RDTs for self-testing

This section summarizes results of a systematic review on the performance of HIV RDTs used for self-testing. (See Annex 19 for more detailed information.)

To identify evidence on the performance of HIV RDTs for self-testing, reviewers searched three electronic databases and six conference databases, covering the period up to the end date of 1 April 2016. Additional gray literature was searched through Google Scholar. Studies were included if they were conducted among individuals who self-tested using an HIV RDT and reported on the concordance or the sensitivity and specificity of these RDTs compared to testing performed by a trained health worker.

From an initial screen of 2332 titles, 25 studies were included in the review, including two randomized controlled trials (167,168); the remainder were observational studies. The 25 studies were diverse in terms of design, but all reported on concordance between the result of an HIV RDT used by a self-tester compared to the result obtained by a trained health worker. The studies were primarily in urban settings (n=20), with only four in rural settings (17,167,169,170) and one reporting on both settings (168). Fifteen studies used oral fluid-based HIV RDTs only (10,17,42,68,96,108,131,167,168,170175), six used fingerstick/whole blood-based RDTs only (142,150,169,176178) and four used both oral and blood specimens (84,85,179,180). Eleven studies provided direct assistance to self-testers (10,17,42, 68,85,131,167,170,175,176,178), thirteen were unassisted (68,84,96,108,142,168,169,172174,177,179,180), and one study provided both approaches (150).

Box 2.3Overview of study results on the performance of HIV RDTs for self-testing

In general, the studies reviewed concluded that:

  • An HIV rapid diagnostic test (RDT) used and interpreted by a self-tester can perform as well as an HIV RDT used and interpreted by a trained health worker.
  • HIV RDTs used by self-testers can achieve acceptable sensitivity and specificity, especially when appropriate and quality products are utilized and when a demonstration or other support tools, such as instructions for use and videos, are provided.

Performance of HIV RDTs for self-testing

An HIV RDT used and interpreted by a self-tester performs as well as an HIV RDT used and interpreted by a trained health worker. Across 16 studies using directly assisted or unassisted HIVST, and one study reporting on both, kappa agreement between self-testers and trained health workers was almost perfect (see Fig. 2.4). No differences in concordance between self-testers and trained health workers were identified by type of approach, observation, type of specimen or HIV positivity (directly assisted: 0.98, 95% CI: 0.96–0.99 vs. unassisted: 0.98, 95% CI: 0.96–0.99; I2 33%, 95% CI: 19.5–98.1).

Fig. 2.4. Concordance of test results performed by self-tester compared to trained health worker (measured by Cohen's kappa) (n=16).

Fig. 2.4

Concordance of test results performed by self-tester compared to trained health worker (measured by Cohen's kappa) (n=16). Source: Figueroa et al, 2016 (181).

HIV RDTs used by self-testers can achieve high sensitivity and specificity. While there was a wide range in reported sensitivity, only two of 20 studies reported sensitivity of less than 80%; one of these studies did not provide sufficient information on how to interpret faint positive lines (175), and the other study suggested lengthy instructions were a barrier among participants in the rural arm, where literacy levels were low (52). Excluding these two studies with sensitivity less than 80%, sensitivity and specificity estimates were higher for fingerstick/whole blood-based RDTs (84,142,169,177) compared to oral fluid-based RDTs (10,17,42,108,131,167,168,170,171,173175) (sensitivity 96.2–100% vs. 80–100%; specificity 99.5–100% vs. 95.1–100%). However, overall, there was no difference in sensitivity or specificity between approaches that offered direct assistance compared to those that did not (181) (see Table 2.2).

Table 2.2. Sensitivity and specificity of RDTs used for self-testing by type of approach (n=16).

Table 2.2

Sensitivity and specificity of RDTs used for self-testing by type of approach (n=16).

Although sensitivity and specificity were typically high, common errors in performing the self-test or misinterpreting the self-test results were identified, such as errors in collecting the specimen (finger-prick or oral-swab) (42,131,168,178) and incorrect use or spilling of the buffer (42,168,170,171,174). Some of these errors resulted in invalid self-test results, such as errors in collecting the specimen, and others resulted in reduced test sensitivity. Studies using fingerstick/whole blood-based RDTs (84,85,150,169,178,180) reported a greater proportion of invalid results compared to studies using oral fluid-based RDTs (0.4–9.5% vs. 0.2–4.5%) (17,42,84,85,131,167,168,170,171,173,174,179,180).

In Zimbabwe, a study among a rural population with low literacy levels, which reported poor test sensitivity (66.7% 95% CI 9.4, 99.2), suggested user errors performing the self-test and interpreting the results were likely due to difficulties in reading and comprehending the instructions for use (168). Also, several studies that included people with known HIV-positive status reported that these users may have been more likely to make errors in performing a self-test or interpreting the self-test result (171,177).

HIV RDTs for self-testing among individuals on antiretroviral (ARV) drugs

Three of the 25 studies included in the review reported on whether or not participants were taking ARV drugs for treatment or prevention, including studies among participants with known HIV-positive status. These studies used an oral fluid-based RDT; in two of them, participants taking ARV drugs had a non-reactive self-test result and were later confirmed HIV-positive using a validated testing algorithm (10,168), whilst in the third study, both the HIVST and confirmatory test results were non-reactive because the reference standard was the same oral fluid-based RDT (179). While there is limited evidence on the impact of ARV drugs on the performance of HIV RDTs, several studies suggest they may be more likely to cause false non-reactive test results when using serology (antibody) tests because HIV antibodies are suppressed and remain undetected (2,182). This may be a risk for all serology tests, particularly oral fluid-based RDTs. (See Chapter 7 of the Consolidated guidelines on HIV testing services.) Therefore, it cannot be ruled out that studies reporting low sensitivity may have included populations taking ARV drugs.

Although HIVST can be highly accurate – as high as 100% sensitivity and 100% specificity, particularly with validated tests and instructions for use (181) – as with all HIV testing, a single reactive HIV RDT result is not sufficient to provide an HIV-positive diagnosis. All reactive self-test results must be confirmed by a trained tester starting from the beginning of a validated national testing algorithm (2). Currently, it is not recommended for individuals to attempt their own confirmatory testing through HIVST.

(For more detailed information on this systematic review on the performance of HIV RDTs for self-testing, please refer to Annex 19.)

2.2.6. Recommendation

After reviewing the evidence presented in two systematic reviews, a review of studies reporting on values and preferences, feasibility, and resource use, and a review of national policies, the Guideline Development Group (GDG) came to a consensus and decided to make a recommendation on HIVST.

Using the GRADE method for rating the quality of the evidence provided, the GDG determined this evidence to be of moderate quality. After taking into consideration all the evidence and the potential public health benefits and risks, the GDG deemed that the benefits of HIVST strongly outweighed the potential risks. Thus, the GDG came to a consensus and advised that WHO make a strong recommendation to support the availability of HIVST as an additional HTS approach.

Recommendation

NEW

HIV self-testing should be offered as an additional approach to HIV testing services (strong recommendation, moderate quality evidence).

2.3. Continuum of approaches for successful HIVST implementation

To maximize the benefits of HIVST, it is important to not only consider the quality-assured product but also the components of a successful programme, including service delivery approaches, ways to facilitate linkage to care, and monitoring and reporting systems.

Programmes that have all these components will be more successful when developed in collaboration with the Ministry of Health and other relevant governmental and non-government agencies, such as community-based organizations, networks of people living with HIV, key population groups and communities affected by HIV, as well as researchers.

2.3.1. Strategic planning for HIVST service delivery

When planning an HIVST programme, it is important to first analyse and evaluate the existing HTS programme and determine where and how to implement HIVST so that it is complementary to other HST approaches and addresses any gaps in current coverage. In this way, HIVST may contribute to the enhanced efficiency of the health system. It is also important to monitor and evaluate the impact and outcomes of implementing HIVST, as well as to conduct further research, in order to identify the most effective and acceptable approaches for different settings and populations (see Box 2.4).

HIVST is particularly appropriate for reaching people at high risk of HIV who are unable to access or have difficulty accessing existing services. In low prevalence settings, this may include partners of people with HIV and key populations. In high prevalence settings, this may include men, serodiscordant couples and partners, adolescents and young people, key populations and other vulnerable groups – as defined by country context.

A continuum of different HIVST service delivery approaches can be considered, depending on the context, setting and population that the programme is trying to reach. Approaches can be largely facility-based or community-based, implemented through secondary distribution (for example, delivered by sexual partners), integrated with other related health programmes and interventions, or provided through pharmacies, vending machines, the Internet or other public and private sector channels (see Fig. 2.5).

Fig. 2.5. Different HIVST service delivery approaches.

Fig. 2.5

Different HIVST service delivery approaches.

Box 2.4Summary of HIV self-testing service delivery approaches

Community-based distribution. In Malawi, the implementation of community-based HIV self-testing (HIVST) among the general population resulted in a 77% uptake of HIVST. Of those self-testing, 44% were first-time testers. The highest rate of uptake was among adolescents and young people. Among those self-testing, 11.8% were confirmed HIV-positive; 56.3% of these persons were linked to care (10).

Couples and partners testing. In Kenya, providing women in antenatal or postpartum care and sex workers at drop-in centres with HIVST kits to distribute to their male partner(s) and social networks led to a 98% HIVST uptake among male partners and facilitated a 51–83% uptake of couples testing among male partners (18).

Facility-based distribution. HIVST may provide a way to improve HIV testing coverage and efficiency within clinics, particularly for generalized epidemic settings, where it is recommended that all individuals presenting to clinics receive an HIV test. Individuals presenting to facilities could be offered an opportunity to self-test for HIV while waiting for other services or be provided with an HIVST kit to take home for self-testing or sharing with a partner. This approach is currently being evaluated in Malawi, Zambia and Zimbabwe (183).

Integration of services and outreach. In Zimbabwe, community- and facility-based distribution of HIVST to men is being evaluated as part of an outreach strategy to facilitate uptake of voluntary medical male circumcision (183). Integration with other models across existing public health programmes, such as those targeting tuberculosis, bacterial sexually transmitted infections, viral hepatitis and providing contraception, should also be considered.

Internet-based outreach to key populations. Several studies report that men who have sex with men obtain HIVST through the Internet and social networking applications. In China, a programme offering free HIVST online and mailing kits was able to reach high-risk men, 15% of whom had a reactive self-test result; all of these men were then linked to confirmatory testing (54). In Brazil, a website is providing men who have sex with men with information and free HIVST kits for pick-up at a pharmacy or via the post (66). In the United States, marketing HIVST through the Internet, social media networks, vending machines and voucher programmes has proven to be acceptable and has facilitated HIVST uptake among men who have sex with men (91,98,100).

Pharmacy-based distribution. HIVST is available formally over-the-counter through pharmacies and other retail venues in France, the United Kingdom and the United States. In addition, it is available informally in many other countries (2). In Kenya, a randomized trial distributing HIVST through pharmacies is underway and will evaluate acceptability, uptake, HIV positivity and linkage to care (39).

PrEP programmes. Because HIVST reaches people at high risk of HIV, it may be an important entry point for pre-exposure prophylaxis (PrEP). With the use of appropriate technology, it may be possible to include HIVST in PrEP programmes. For example, a study in Kenya among serodiscordant couples using PrEP reported a 90% HIVST uptake, and 69% of participants shared results with partners (all users were confirmed HIV-negative) (40). This approach may help to reduce the costs of retesting between facility visits (184) as well as encourage PrEP uptake (2). The potential for HIVST within PrEP services is an important area for implementation research. However, until there has been adequate evaluation of the use of HIV rapid diagnostic tests (RDTs) for self-testing by PrEP users, this approach should be adopted with caution since it is possible that the performance of HIV RDTs in this context may be suboptimal.

Workplace programmes. HIVST may provide an opportunity to introduce HIV testing within workplace wellness and occupational health initiatives. Such approaches could reach men, including populations at high risk in some settings such as miners, fisherfolk and truck drivers, as well as health workers and their partners, with a view to facilitating the uptake of HIV prevention. For example, HIVST may be appealing to health workers who are hesitant to access existing HIV testing services and post-exposure prophylaxis, following a potential HIV exposure, because they fear stigma and discrimination from other health workers (14). Workplace programmes should identify options that employees find suitable and discreet enough to enable them to access HIVST kits, including through pharmacies, the Internet, mobile phone applications and dispensers in offices. Information should also be provided on HIV prevention, treatment and care, including where and how users can discreetly access these services and confidential telephone hotlines that provide counselling.

Directly assisted and unassisted HIVST approaches

Depending on the population, interventions may vary in terms of the intensity and technologies used to support self-testers. The support that is offered can be either directly assisted or completely unassisted (see Table 2.3). For example, populations with disabilities, low literacy levels, and some rural communities may require direct assistance in the form of in-person demonstrations and explanations before, during and after self-testing. However, no matter the type of approach, users with access to the Internet and social media, as well as frequent and repeat testers, may be able to conduct the test using the instructions alone or accessing further assistance through telephone hotlines, text message services, videos and other support tools provided with the test kit.

Table 2.3. Support tools for directly assisted and unassisted HIVST approaches.

Table 2.3

Support tools for directly assisted and unassisted HIVST approaches.

Linkage to further HTS and HIV prevention, treatment and care

In addition to identifying the best approach for delivering HIVST, programmes need to consider how to facilitate linkage to prevention, treatment and care following HIVST. Further research, monitoring and evaluation of strategies that facilitate linkage to care following HIVST are needed. Box 2.5 summarizes the approaches to linkage currently being implemented that can be considered.

Box 2.5Summary of linkage strategies following HIV self-testing

Proactive, community-based follow-up by peer and/or outreach workers (in-person or via telephone/text message/social messaging platforms). Particularly in instances where trained community-based workers are responsible for HIV self-testing (HIVST) kit distribution, these workers can offer follow-up and additional post-test counselling, as well as assistance and/or accompanied referral to confirmatory testing services.

Home-based treatment assessment and initiation, with support and active follow-up through community-based networks. This approach has proven to be an effective way to support linkage to care in Malawi among the general population, including young people (10,60). The same approach has been used effectively among key populations in Viet Nam (55).

Brochures and flyers distributed together with HIVST kits, containing information on HIV testing services (HTS) and HIV prevention, treatment and care, as well as information on other diseases such as tuberculosis, bacterial sexually transmitted infections and viral hepatitis.

Telephone hotlines that users call before or after self-testing to obtain psychosocial and/or technical support can also provide referrals and linkage to HTS and other HIV services, as well as to nonmedical services such as legal support and violence support programmes.

Mobile phone text messages services can provide information, reminders, videos and messages that encourage linkage following HIVST.

Internet- and computer-based programmes and applications can provide linkage information in a variety of ways. Some approaches used to date have included live, online two-way text, audio or video counselling services and programmes that offer step-by-step instructions on what to do following a reactive self-test result.

Vouchers, coupons or rebates may facilitate linkage, particularly among populations facing structural barriers to accessing services, such as long distance and costly transportation.

Appointment cards and referral slips given to clients may facilitate linkage by including the day and time of an appointment or the name and phone number of a contact person and facility where services can be sought.

Couples and partner HIVST can promote linkage in the way demonstrated by a study in Kenya, where women delivered HIVST kits to their male partners, who then linked to care (18).

Monitoring and reporting systems

Monitoring and reporting systems are critical for all approaches to HTS, including HIVST. Because of the discreet, private nature of HIVST, there may be particular challenges with collecting information on how effective an HIVST programme is, or monitoring the experiences of users and tracking possible social harm. Although the instances of harm reported to date have been few, it is essential for programmes to utilize or adapt existing systems to monitor and report on social harm or other adverse events, as well as corrective action and follow-up, in order to address harm if and when it occurs.

In order to track programmatic outcomes, monitoring and evaluation of HTS indicators may need to be adapted to include HIVST. Many HTS programmes are starting to use a combination of the tools described in Box 2.6 to improve monitoring of HIVST.

Box 2.6Summary of monitoring and reporting tools

Monitoring and analysis of calls to HIV self-testing (HIVST) hotlines and text message services, including pictures of self-test results that are shared, which can be used to estimate the number of reactive test results and identify reports of test kit failures, adverse events or social harm.

Community-based surveillance systems and household/population-based surveys, health impact assessments and behavioural surveys can be modified to include HIVST, by collecting data not only on the uptake of HIV testing but also on the mode of testing in order to be able to assess what proportion of all diagnoses are identified through HIVST and record instances of social harm and adverse events.

Site-level and facility-level logbooks/testing registers can be modified to include HIVST, for example by noting if clients have self-tested before attending an HIV testing service facility and recording the reported self-test result. These registers can also be used to monitor linkage to prevention, treatment and care.

Internet and mobile phone surveys and tools can be used to encourage users to provide feedback on their experiences, including test kit failures and social harm or adverse events.

Existing post-market surveillance systems can be adapted to identify and report on problems related to the rapid diagnostic tests used for HIVST.

E-readers and mobile applications that assist users in interpreting self-test results can be linked to health information systems. Thereafter, test results or other patient information and health outcomes can be sent electronically to facilities that monitor the impact of the HIVST programme and the performance of HIVST kits used by self-testers.

Financial or in-kind incentives can be utilized to encourage users to report and share information about their HIV self-testing experience.

2.3.2. Key messages for users and implementers

Any HIV RDT for self-testing, either oral or blood, which is procured or used for HIVST should be approved by the relevant regulatory authority, or the results of an international regulatory review may be used.

Appropriate, validated, clear and concise instructions for the use of HIVST kits are critical to minimize errors and maximize the performance of HIV RDTs used for self-testing. Printed instructions – written and/or pictorial – are essential to support correct use and interpretation. In-person demonstrations of how to use an HIVST kit, along with additional population-specific information, can be very useful, particularly for rural settings or where literacy and formal education levels are low (10,17,42,68,85,131,167, 170,175,176,178). Other support tools, such as telephone-based or Internet-based messaging services, which provide information on HIVST and answer questions about how to perform a self-test and interpret a self-test result, may also be appropriate and potentially improve performance for some populations (181).

Pre-test information and post-test counselling messages should be readily accessible and available – for instance, through package inserts or brochures, hotlines, text message services, in-person demonstrations, counselling delivered by trained providers, volunteers or peers, Internet- or computer-based programmes, or videos posted on the Internet.

Clear messages are needed to ensure that users understand that a reactive test result must be confirmed through further HIV testing by a trained tester. Additionally, messaging on what to do after a reactive self-test result is crucial, including where to go to access stigma-free HTS, HIV prevention, treatment and care and other support services. Messages and information on tuberculosis, STIs and viral hepatitis are also beneficial, since individuals with HIV are at high risk of co-infection.

A non-reactive self-test result does not usually require further HIV testing. However, clear messages are needed to ensure that users understand that a non-reactive test result does not always indicate an HIV-negative status. The accuracy of results can depend on the test used, possible errors in performing the self-test or interpreting the results, as well as the limitations of testing in the window period before an HIV infection is detectable. As with all HIV testing, individuals with known or possible HIV exposure in the six weeks prior to testing should be advised to retest or seek facility-based testing at an appropriate interval based on the client's risk and the type of test used.

Providers and users should be aware that HIVST is not recommended for people with a known HIV status who are taking ARV drugs for treatment or prevention, as this may lead to an incorrect self-test result (false non-reactive), particularly when using oral fluid-based RDTs.

Clear messages are also needed to ensure that users understand that HIV self-test results should not be used to serosort or to justify in HIV risk behaviour such as condomless sex following a negative self-test result. Since a negative self-test result does not always indicate that a person is HIV-negative, users should be encouraged to utilize existing HIV prevention options, such as condoms and PrEP, regardless of their self-test result.

As with any HIV testing, there is a need for information and tailored messaging on disclosure in order to mitigate the risk of social harm and help couples and families to cope with a reactive self-test result or serodiscordant self-test results. Individuals or couples who report IPV in their current relationship should be counselled to disclose or undergo couples testing only if the safety of both partners can be assured. Linkages to further testing, prevention, treatment and care, as well as services for domestic abuse and gender-based violence, should be offered as part of HIVST services, either during the counselling in directly assisted approaches or in the package inserts/instructions in unassisted approaches (2,49).

Educating the community – including networks of people with HIV, such as key and affected populations, trained testers and health workers – about HIVST is critical in order to increase the uptake of self-testing and minimize the risks of misuse. It is also important to communicate to providers that HIVST can serve as a tool to create demand for existing services and, thereby, enhance their role in delivering HTS. Information tools such as brochures, job aids and standard operating procedures can also be useful in increasing understanding and raising awareness, especially when combined with training and information sessions.

Integrating HIVST into comprehensive sexual health service programmes is critical in settings where there is a rising incidence of STIs. Although HIVST is an innovate way of encouraging greater uptake of HIV testing among clients who might otherwise not know their HIV status, enabling individuals to test without having to attend a sexual health clinic can mean some users may access other health services, such as STI testing, less frequently. Even if high-risk clients have a non-reactive HIV self-test result, they should be provided with information on further HIV testing and treatment, as well as on other STIs and viral hepatitis, and be encouraged to access comprehensive sexual health services.

E-readers and/or mobile applications may be available in the future to assist HIVST users in interpreting test results, or identifying errors, in performing the test. A number of these tools are under development, both by test manufacturers and external agencies. There are, however, numerous challenges still to be resolved regarding the use of these tools, including data security, accuracy and equity in access (for example, access to mobile and smart phone technology varies across settings and populations, and applications require that smart phones meet specific technical standards to function correctly).

2.3.3. Policy and regulatory frameworks

Currently, HIVST is taking place in many countries that do not have formal policies fully regulating the quality, sale, distribution or use of HIVST kits. To optimize implementation of HIVST, a number of policies and regulations will likely need to be adapted, developed and harmonized. In particular, policy-makers, regulators and implementers should work together to consider the following (185):

Laws and regulations permitting the sale, distribution, advertisement and use of in vitro diagnostics for HIVST will generally need to be adapted or developed. Countries must provide clear pathways for national validation and registration of HIVST kits. Countries where RDTs for HIVST are informally available may need to develop additional systems to address this issue by informing consumers about how to identify quality-assured HIVST kits and by taking legal actions to prevent products of unknown quality from reaching the market.

Policies on access to HIV testing may need to be adapted or developed to enable populations to self-test for HIV. In particular, age of consent policies may need to specifically address HIVST so that adolescents can self-test for HIV and be linked to additional services. This should include policies protecting the testing of minors without the consent of guardians, for example in schools.

Laws, policies and regulations that address misuse and abuse (such as coercive testing, violence, discrimination and prosecution) may need to be developed or adapted to protect people who self-test. It may be important, also, to develop channels through which misuse or abuse can be reported, monitored and addressed.

Healthcare and managerial policies and regulations, national testing strategies and validated testing algorithms may need to be adapted or developed to incorporate HIVST. This may involve reviewing existing policies to ensure that HIVST is recognized as a test for triage and that it does not replace first-line assays. Also, this review may involve revisiting policies about who can perform an HIV test and who can interpret an HIV test result. Health workers and other personnel, and national programmes, are likely to need guidance, technical support and training on the integration of HIVST into existing HTS frameworks.

Quality assurance systems for HTS may need to be reinterpreted and adapted to include HIVST. Post-market surveillance systems, if not already in existence, may need to be established and/or adapted to identify and report problems related to RDTs used for HIVST. In addition, community-based monitoring systems and other tools can be used to document, monitor and address potential social harm.

Legal issues concerning disclosure of HIVST results to others (including sexual partners) must be reviewed in countries where the current legislation requires disclosure of known HIV-positive status. It should be made clear that HIVST does not provide a definitive HIV-positive diagnosis and, therefore, disclosure of a reactive result may not be relevant until confirmed by a trained provider. Messaging and other information on HTS should address this issue and clarify the legal implications of HIVST for disclosure, keeping in mind that disclosure should be encouraged when it is safe and beneficial but should not be required.

Further reading

Copyright © World Health Organization 2016.

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Bookshelf ID: NBK401675

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