Quantity of Research Available
A total of 150 citations were identified in the literature search. Following screening of titles and abstracts, 126 citations were excluded and 24 potentially relevant reports from the electronic search were retrieved for full-text review. Two potentially relevant publications were retrieved from the grey literature search.
Excluded Studies
Of the 26 potentially relevant reports, 18 publications were excluded for various reasons. Five SRs were excluded because all included studies were included in a more recent or rigorous SR,21,22 data was only available in abstract format23,24 or because unique studies not included in other reviews were limited to case series or case reports.25 One non-SR26 was excluded on the basis of inadequate methodology. Four randomized controlled trials (RCTs)27–30 and six non-randomized studies (NRSs)31–37 were excluded as they were reviewed by an included SR. One abstract of a published RCT was excluded.38 One NRS was excluded due to an inappropriate intervention.36
Included Studies
After exclusions, eight reports met the inclusion criteria and were reviewed. This included two SRs,4,39,40 one published in two reports,4,39 as well as one RCT41 and four NRSs.42–45 The PRISMA flowchart depicting study selection is presented in Appendix 1. Additional references of potential interest are provided in Appendix 6.
Summary of Study Characteristics
Two SRs (one presented in a full AHRQ report4 as well as a journal article,39 and one published in a single journal article40), one RCT,41 and four NRSs42–45 were identified regarding the clinical effectiveness of frenectomy for the correction of ankyloglossia in newborns and infants. One SR reviewed three guidance documents, but no evidence-based guidelines were identified within the timeframe of the search. Detailed study characteristics are presented in Appendix 2.
Overlap between Systematic Reviews
There was substantial overlap in included studies between the SRs, which is summarized in Table A3. All of the included primary clinical studies in the review by Ito et al., were also included in the Agency for Healthcare Research and Quality (AHRQ) review, but they reported on additional clinical outcomes, as well as three unique guidance documents. Thus, the decision was made to review both SRs.
Study Design
Both SRs included RCTs, NRSs, and case series. One SR4,39 also included case reports to inform harms data. One SR4,39 reported all findings narratively, while the other40 conducted meta-analysis for several outcomes. One SR included evidence from 58 unique publications in the main AHRQ report (six RCTs, 36 NRSs or case series, 15 case reports, 1 unpublished thesis).4 Of these studies, the 29 publications (five RCTs and 24 NRSs or case series) regarding breastfeeding outcomes are presented in published journal article.39 One SR40 included evidence from 19 publications including four RCTs, 12 NRSs, two guidelines or guidance documents, and one position statement. The searches for the two SRs were current up to April 201340 and August 2014.4,39
Among the primary clinical studies identified, there was one RCT,41 and four NRSs, including one cross-sectional survey,42 two retrospective chart reviews,44,45 and one prospective controlled before and after study.43
Country of Origin
The SRs were conducted by authors in the United States4,39 and Japan.40 One SR4,39 reported on studies that were conducted in Australia, the United Kingdom, Korea, India, Israel, Brazil, Finland, Taiwan, Canada, the United States. The other SR40 did not report on place of conduct, but given study overlap it can be assumed that the clinical studies were from the aforementioned countries. The guidance documents in this SR40 presented were from the United Kingdom, the United States, and Canada. The RCT was conducted in Iran, and the NRSs in the United Kingdom,42,45 the United States,44 and Brazil.43
Patient Population
One SR4,39 included children ages 0 to 18 years with ankyloglossia alone or concomitant lip-tie who were diagnosed by a clinical examiner using a variety of methods. The other SR40 focused on neonates and infants less than six months of age with ankyloglossia and breastfeeding problems. The methods of diagnosing ankyloglossia used by the primary studies in this review were not reported.
The RCT41 included children under 12 years old (mean = 32 months), and identified a subgroup of breastfeeding infants. Children had to be diagnosed with ankyloglossia based on Hazelbaker’s appearance score ratings of greater than eight.
The NRSs included infants aged less than one week to less than eight weeks,42 of unspecified age,44 aged 30 days,43 and with a median age of 38 days (range = 15 to 178 days).45 All patients had to either have ankyloglossia or have undergone assessment for breastfeeding problems. Diagnoses were made using a midwife,44 unspecified examiner,44 or speech-language pathologist43 to conduct a physical assessment. The method of diagnosis for one study was unclear.45 None of the NRSs used a formal diagnostic tool to determine ankyloglossia rather relying on clinical assessment.
Interventions
One SR included studies investigating various methods of tongue-tie division including simple release (usually termed frenotomy, and sometimes frenectomy), laser release, and frenulectomy (e.g., Z-plasty).4,39 One SR did not specify the specific surgical procedure of the included studies, indicating that the intervention was “frenotomy”.40 One SR4,39 reported that the procedures were conducted by a range of health professionals including family, neonatal, and pediatric doctors, general, pediatric or specialty surgeons, and lactation or specialist consultants. The other SR40 did not specify the qualifications of the health professionals conducting the procedure.
The procedures conducted in the RCT and NRSs included simple frenectomy,41,43–45 and frenotomy plus advice on breastfeeding technique and positioning.42 Breastfeeding advice or lactation support may have been provided in some of the other studies as part of the intervention, but it was not discussed.
Comparators
Both SRs4,39,40 included primarily non-comparative studies; however, the comparative studies compared frenectomy to sham surgery, usual care (including but not limited to conventional lactation consultant support, supportive care, and bottle-feeding advice), and intensive lactation consultant support. Sham surgery involved taking the control patient into the procedure room for the same duration of time as the experimental group, without performing the procedure.
The RCT compared simple release to Z-plasty,41 and two NRSs compared the procedure with no surgery43 or support from an infant feeding consultant.45 Two studies were non-comparative.42,44.
Outcomes
The SRs reported on a range of outcomes including breastfeeding efficacy (both self-reported and observer ratings),4,39,40 feeding outcomes,4,39,40 functional outcomes (e.g., ability to clean teeth with tongue, lick lips etc.),4,39 maternal breast or nipple pain,4,39 milk supply,40 weight gain,40 adverse events,4,39,40 and speech outcomes.4,39 One SR40 also presented information from three guidance reports on the use of frenectomy in patients with ankyloglossia.
The primary clinical studies reported on breastfeeding outcomes (both validated scales and self-reported accounts),41–45 maternal nipple or breast pain,41,42 speech outcomes,41 functional outcomes,41 parent satisfaction,41 and feeding outcomes.42.
Duration of Follow-Up
The majority of the evidence concerned relatively short-term outcomes. None of the high quality comparative studies looked at long-term outcomes.
For studies reviewed by the SRs, follow-up duration ranged from no follow-up (assessment completed immediately after procedure), to 2 weeks40 or greater than 12 months.4,39 Follow-up times were unclear for some primary studies included in the SRs.
Follow up for the primary clinical studies was three months,41 various durations for a median of four months,42 one month,43,45 or none as the assessment was done immediately following the procedure.44
Summary of Findings
A detailed summary of study findings is provided in Appendix 5.
What is the clinical effectiveness of frenectomy for the correction of ankyloglossia in in newborns and infants?
Two SRs,4,39,40 one RCT,41 and four NRSs42–45 addressed the clinical effectiveness of frenectomy for the correction of ankyloglossia in newborns and infants.
Breastfeeding Effectiveness
Regarding immediate or short-term maternally reported breastfeeding effectiveness, one SR4,39 reported that maternally reported improvements in breastfeeding were observed by three studies, one that compared frenectomy to lactation consultant support at 48 hours,50 one to sham surgery immediately after intervention,27 and one to no intervention immediately post-procedure.35 Based on the Breastfeeding Self-Efficacy Scale Short Form (BSES-SF) and HATLFF score, mothers reported significant improvements at five days in the group who received the procedure versus no intervention.30 However, at 8 weeks the groups were similar, which may have been confounded by significant crossover of patients from the control to intervention group. One SR40 pooled results from two RCTs and reported an increased likelihood of improved breastfeeding as evaluated by the mother in the group that received frenotomy compared to placebo. Of note, the incremental improvements were greater in the non-blinded27 versus the blinded study.50 Of the primary studies identified, one RCT reported that subjective breastfeeding scores improved following both simple release and Z-plasty procedures, with no differences observed between groups.41 Further, jaw locking was improved following both procedures with no differences between groups, suggesting better latching.41 One NRS44 reported that the majority of mothers communicated that they experienced either a significant or moderate improvement in breastfeeding after correction of anterior or posterior ankyloglossia with or without concomitant lip-tie. The statistical significance of these findings is unclear as no analysis was conducted.44 One NRS43 reported a significant improvement in the average number of sucks in the three first groups of sucking after surgery in the infants who underwent frenotomy. Before surgery, quantity was lower than infants without tongue tie, and there were no differences after surgery. The same was observed for pause length.43 One NRS45 reported that maternal ratings of improvement in breastfeeding were higher in patients who received frenotomy, versus support from an infant feeding coordinator, and that this effect did not differ in children older or younger than 30 days of age.45 However, group sample sizes were small and imbalanced and results should be interpreted with caution.
Regarding long-term maternally reported outcomes, one SR4,39 reported that based on longer-term follow-up data, the majority of mothers reported improved feeding, approximately half reported complete resolution of feeding issues, and the majority of infants were still breastfed at 3 and 4 to 5 months in one study.51 No differences in breastfeeding effectiveness at 2 weeks,28 or latch score at 8 weeks,30 were reported by two other studies. One study35 reported that a greater number of patients who received the procedure were still breastfeeding and for a longer duration than those who received no intervention. Similarly, a numerically lower proportion of patients reported discontinuation of breastfeeding due to pain.35 None of the primary studies reported on long-term breastfeeding efficacy outcomes.
Regarding objective scales or measures of breastfeeding efficacy, one SR4,39 reported on two studies that assessed the Infant Breastfeeding Assessment Tool (IBFAT) scores. One study reported significantly improved scores in the intervention group compared to sham surgery immediately after surgery but not at 2 weeks follow-up.28 The other study reported no significant differences in IBFAT score at 5 days post-procedure.30 One study assessed a score adapted from the LATCH tool (latch, audible swallowing, nipple type, mother’s level of comfort, and help the mother needs to hold her infant to the breast) and IBFAT and reported 50% improvement in the intervention and 40% improvement in the control group, which was not significantly different.27 One study assessed LATCH score alone and reported that there were no significant differences between the intervention and control group at 5 days post-intervention.30 One SR40 pooled results from two NRSs52,53 and reported significant improvement in LATCH scores after frenotomy. This finding was supported by observational studies presented narratively in this review40 which reported improvements in sucking or latch ranging from 57% to 92% after frenotomy.22,54–57 Of the primary studies assessed, one NRS45 reported significant improvements in IBFAT score in the frenotomy group post-intervention, while the scores in the control group stayed the same. Due to small and imbalanced group sample sizes these results may not be reliable.
Maternal Nipple Pain
One SR40 conducted a meta-analysis of three NRSs52,57,58 and reported that there was a significant reduction in nipple pain after the procedure. Two SRs4,39,40 reported narratively on the findings of four RCTs.27,28,30,55 Two studies reported no difference in pain scores versus sham operation immediately post-procedure27 or after 5-days,30 while the other two reported significant improvement in pain versus sham operation28 and compared to pre-procedure values,28,29 immediately,28,29 and after four weeks.28 One SR40 presented further findings from five NRSs,52,53,55,57,58 four of which suggested an improvement in pain scores following the procedure. Of the primary studies identified, one RCT41 reported reduced breast pain in patients who received simple release or Z-plasty with no significant differences between groups. One NRS42 reported a reduced incidence of breastfeeding related problems (e.g., breast pain and cracked nipples) at 48 hours and a mean follow-up of four months, although the long-term follow-up findings may be unreliable due to potential confounding and unclear statistical significance. One NRS reported that based on qualitative assessment of breastfeeding, the quantity of reported problems related to breastfeeding technique or effectiveness were reduced after the procedure.43
Feeding Sequelae and Growth
One SR4,39 presented limited and primarily non-comparative evidence on feeding sequelae. Three studies suggested numerically greater improvements in feeding problems (i.e., dribbling and excess gas),50 eating difficulty (i.e., ability to clean teeth with tongue, lick outside of lips and eat ice cream) at 3 years,59 and a greater reduction in the number of breastfeeding and supplementary bottle feeding sessions at 2 weeks post-procedure.55 One SR40 reported on milk supply and production, noting a significant increase in milk transfer and 24 hour milk production in a sample of six mothers in one study.52 Breastfeeding continuation rates were reported on by eight uncontrolled studies,22,23,27,32,50,51,54,56 which suggested rates between 43% and 78% at 3 months, which was noted to be higher than the United Kingdom’s national average of 29% by the authors.40 A single study addressed weight gain and reported that neonates gained significant weight at 2 weeks post-procedure.55 Of the primary studies identified, one NRS42 reported an increase in the rate of exclusive breastfeeding at 48 hours, which trended back to baseline at a mean follow-up of four months. Formula milk use was reduced at 48 hours, but increased above baseline at follow-up.42 No statistical analysis was conducted at long-term follow-up so the significance of these findings is unclear. This study42 reported reduced odds of women reporting frequent or prolonged feed, shallow latch, and infant fussiness and restlessness at 48 hours.
Parent Satisfaction
Of the primary studies identified, one RCT41 reported that Z-plasty resulted in greater parent satisfaction with the procedure versus simple release.
Harms
Adverse events of the procedure were mainly addressed by non-comparative evidence including case series and case reports, and were often self-reported. Both SRs4,39,40 presented data on harms. The majority of studies reported no significant harms or minimal harms. The most common harm reported was minor and/or limited bleeding. Other potential harms were re-operation and scarring,35 development of a healing slough requiring a week long recovery,30 pain,60 and case reports noted surgical site infection, swelling, post-surgical mucous cyst, and hemorrhagic shock after administration of procedure by an untrained worker.61
Of the primary studies identified, one RCT reported a single case of minor hemorrhage not requiring surgical intervention and a single case of re-operation.41 One NRS42 reported five cases of re-operation, in some case requiring multiple procedures. One NRS44 reported no occurrences of self-reported complications.
What are the evidence-based guidelines regarding frenectomy for the correction of ankyloglossia in newborns and infants?
No evidence-based guidelines were identified regarding frenectomy for the correction of ankyloglossia in newborns and infants. However, three older reports including one evidence-based guideline, one position statement, and one guidance statement were summarized in the SR by Ito et al.40
One evidence-based guideline,62 one position statement,2 and one guidance document,63 provided suggestions regarding performing frenectomy. Although based on older evidence and/or expert clinical opinion, they collectively suggested that when frenectomy is deemed appropriate, such as in the context of unresolved breastfeeding issues, it can be used to treat ankyloglossia and administered by a qualified healthcare provider with no major safety concerns.
Limitations
Validity of Outcome Measures
The majority of observations regarding the main outcome of interest, breastfeeding efficacy, as well as other outcomes like maternal breast and nipple pain were subjective in nature. Maternal perspectives and ratings may be subject to performance bias. For the comparative studies, it was very difficult to blind parents, as sham surgery could easily be unblinded by observing the child’s oral anatomy. Even standardized scales used to improve consistency in the assessment breastfeeding outcomes may be vulnerable to subjectivity by the outcome assessor, particularly due to difficulty blinding and the reliance on visual assessment as well as the presence of maternally reported outcomes embedded in many of these tools. Further, many outcomes were only assessed in the short-term, either immediately after surgery or shortly afterwards. Results do not address longer-term outcomes such as extended breastfeeding success and growth outcomes in the child.
Variation in Diagnostic Approach
The approach that is taken to identify ankyloglossia may vary based on several factors including expertise and tools available to the assessor, setting (e.g., specialized clinic versus primary care), and severity of the condition. Level of expertise in particular might introduce issues when the assessor is unfamiliar with nuanced elements of ankyloglossia assessment such as visualizing posterior ankyloglossia and concomitant upper-lip tie, which are difficult to do.44,64 Hazelbaker’s criteria, and specific physical criteria of varying complexity are the most common approaches used.7 Variation in diagnostic procedure is problematic as it introduces inconsistency in patient selection, and none of these methods have been validated. Also, standardized approaches have their drawbacks as they may be lengthy and cumbersome to apply. It has been observed that delaying the procedure in the interest of conducting a thorough assessment may increase the age at the time of the procedure, which may be detrimental to the child, as well as the number of mothers unable to breastfeed.36 Further research is needed to establish standards for the diagnosis of ankyloglossia that emphasize efficiency and standardization. As was observed across the clinical studies evaluated in this report, many different approaches have been taken to identify patients. These inconsistencies may limit the generalizability of individual study findings as it is unclear whether patients with more or less severe conditions, or with various comorbidities or alternative causes of breastfeeding problems were included in the study populations. Further, it was often unclear whether breastfeeding problems were a criteria for receiving the procedure. Where breastfeeding issues were not present, there may have been a lower likelihood of observing a benefit.
Reliability and Generalizability of Safety Data
While there is a perception that this is a low risk procedure, the majority of the safety evidence comes from small studies that often rely on self-reporting to inform adverse events. This could contribute to underreporting of harms, particularly minor harms that don’t require medical intervention, but that may still be relevant to the parents of a child trying to decide whether to proceed with a frenectomy. Further, potential harms may depend on who is conducting the procedure, the surgical method, and the age of the patient. For instance, there may be a lower risk of harms if the procedure is conducted by a highly trained physician versus a minimally trained community health worker. Serious harms were observed in a single case series reviewed within this report as a result of the procedure being conducted by untrained personnel.
Potential Heterogeneity in Clinical Status of Patients
While some studies described patient populations in detail, others did not distinguish between posterior and anterior ankyloglossia, patients with concomitant lip-tie or other comorbid conditions, or severity of the condition. Accordingly, results may not be generalizable to patients with different combinations or severity of these disorders. Due to the exclusion of patients with comorbidities and other conditions related to craniofacial malformation or genetic conditions that might otherwise explain ankyloglossia or breastfeeding problems, results may only apply to patients who are otherwise healthy rather than more complex clinical populations. As was observed by a single NRS reviewed within this report, outcomes may be different depending on the classification of the patient. Thus, interpretation of evidence whether specific patient characteristics are unclear is difficult, and results from studies in very specific patients may not be generalizable to the wider population.
Terminology Issues and Variation in Intervention
As indicated in the inclusion criteria of this report, there are many different synonyms for frenectomy, which may in some case indicate the same procedure, and in others may indicate different instrumentation (e.g., laser versus scalpel), or a different degree of complexity (e.g., simple release versus Z-plasty). It has been proposed that some methods may be more effective, or at least more tolerable for the patient than others. Also, studies may have used different adjunct therapies such as anesthetic, analgesics, or post-surgical support such as lactation consultants. This suggests limited comparability across studies that provided different treatments, and suggest that pooling studies or making common observations about different procedures should be approached with caution. Also, there were several cases where studies failed to distinguish the exact approach to tongue-tie splitting that was used, making it difficult to interpret how the findings may be applied.