Clinical Description
Branchiootorenal spectrum disorder (BORSD) is characterized by second branchial arch anomalies (e.g., preauricular pits and branchial cleft sinuses or cysts) and malformations of the outer, middle, and inner ear associated with conductive, sensorineural, and/or mixed hearing impairment. Congenital anomalies of the kidney and urinary tract (CAKUT) include kidney agenesis, hypoplasia, and dysplasia as well as urinary tract anomalies such as ureteropelvic junction (UPJ) obstruction, calyceal cysts and/or diverticula, and/or vesicoureteral reflux (VUR). Glomerular pathology that includes proteinuria and glomerulosclerosis has been reported. Some individuals progress to end-stage kidney disease (ESKD) depending on the severity of the kidney involvement.
Extreme variability can be observed in the presence, severity, and type of branchial arch and otologic anomalies and CAKUT between the right and left sides of an affected individual. Similarly, marked interfamilial variability and intrafamilial variability are observed.
To date, more than 400 individuals with BORSD have been described in the literature [Chang et al 2004, Morisada et al 2014, Chen et al 2021]. The following description of the phenotypic features associated with BORSD is based on these reports.
Otologic findings, the most consistent feature of BORSD reported in more than 90% of individuals, include the following [Chang et al 2004, Chen et al 2021].
Hearing loss (>90%)
Type: conductive due to middle ear abnormalities (33%), sensorineural due to inner ear abnormalities (29%), and mixed due to both middle ear and inner ear abnormalities (52%)
Severity: mild (27%), moderate (22%), severe (33%), profound (16%)
Abnormalities of the pinnae include preauricular pits (82%), lop ear malformation (36%), and preauricular tags (13%). Preauricular pits might require further evaluation if intermittent infection is occurring; definitive treatment is surgical excision.
Second branchial arch anomalies, present in approximately 50% of affected individuals, include branchial cleft cysts or sinus tracts that may require excision if they are infected, symptomatic (i.e., draining), or cosmetically concerning [
Chang et al 2004,
Chen et al 2021].
Abnormalities of the external auditory canal include atresia or stenosis (29%). Canaloplasty might be required to correct an atretic canal.
Congenital anomalies of the kidney and urinary tract (CAKUT), present in 67% of individuals, include the following [Chang et al 2004, Morisada et al 2014, Chen et al 2021]:
Renal agenesis (29%), hypoplasia (19%), dysplasia (14%)
Ureteropelvic junction (UPJ) obstruction (10%)
Calyceal cyst/diverticulum (10%)
Calyectasis, pelviectasis, hydronephrosis, and vesicoureteral reflux (VUR) (5% each)
CAKUT can be unilateral or bilateral and can occur in any combination.
The most severe anomalies (i.e., bilateral renal agenesis) result in pregnancy loss (due to miscarriage) or neonatal death.
The less severe findings – that are nonetheless medically significant – can result in progressive kidney dysfunction and may lead to ESKD.
Focal segmental glomerulosclerosis (FSGS). Findings of FSGS [Saiki et al 2022, Lin et al 2023] support the earlier findings of Ruf et al [2004] and Brophy et al [2013] that proteinuria, hematuria, and glomerulosclerosis, reported in some individuals, may contribute to the risk of ESKD independent of that associated with CAKUT.
If kidney function is sufficiently impaired, kidney replacement therapy (KRT) may be required. KRT refers to medical treatments that substitute for the normal kidney function and includes dialysis (hemodialysis and peritoneal dialysis) and kidney transplantation (see Treatment of Manifestations).
Other findings
Lacrimal duct aplasia (absence or hypoplasia of the lacrimal ducts) presents as epiphora due to absence or hypoplasia of the nasolacrimal or tear duct, a tiny tube that carries tears from the eye to the nose [
Chang et al 2004].
Retrognathia (posteriorly positioned mandible) may contribute to airway or feeding difficulties [
Rickard et al 2001].
Facial nerve paralysis (inability to move one side of the face) may occasionally be seen [
Kochhar et al 2008].
Gustatory lacrimation (also known as "crocodile tears"), involuntary tearing while eating or drinking, is occasionally seen.
Congenital anterior segment anomalies of the eye with or without cataract have been reported in two individuals with other features of BORSD, suggesting that
congenital eye anomalies may be an occasional feature of BORSD [
Azuma et al 2000] (see
Genetically Related Disorders).
Euthyroid goiter, enlargement of the thyroid gland associated with normal levels of thyroid hormone, has been reported.
Intrafamilial variability. Families segregating heterozygous pathogenic variants exhibit broad intrafamilial variability [Cho et al 2024] (full text). For example, in one large family, all 18 persons heterozygous for a SIX1 pathogenic variant had hearing loss; however, only six persons also had ear pits, three others had branchial cysts, and two developed renal carcinoma [Ruf et al 2004]. Note: The finding of renal carcinoma has not otherwise been described in BORSD; thus, any possible association of renal tumors with BORSD requires more data.
In a small Tunisian family, five persons heterozygous for a SIX1 pathogenic variant had moderate-to-profound mixed or sensorineural hearing loss. Although preauricular pits were present in four persons, none had other second branchial arch anomalies or anomalies of the temporal bone, or renal abnormalities [Mosrati et al 2011].
Prevalence
Large-scale prevalence data for BORSD are lacking. In the authors' experience at the Molecular Otolaryngology and Renal Research Laboratories (MORL), as of January 2025, 3,376 of 8,032 persons (42%) screened for genetic causes of hearing loss (no exclusionary criteria) had an identified genetic cause of hearing loss. Of persons with a genetic diagnosis, 58 persons (0.72%) had BORSD [H Azaiez & R Smith, unpublished data].
A comprehensive nationwide survey in Japan estimated that only 250 individuals with BORSD (95% confidence interval: 170-320) were identified in clinics in 2009-2010, suggesting that the prevalence of BORSD is lower in Japan than in Western countries [Morisada et al 2014].