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Logo of nihpaAbout Author manuscriptsSubmit a manuscriptNIH Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
Wiley Interdiscip Rev RNA. Author manuscript; available in PMC Jul 1, 2013.
Published in final edited form as:
PMCID: PMC3339278

Genetic Variation of Pre-mRNA Alternative Splicing in Human Populations


The precise splicing outcome of a transcribed gene is controlled by complex interactions between cis regulatory splicing signals and trans-acting regulators. In higher eukaryotes, alternative splicing is a prevalent mechanism for generating transcriptome and proteome diversity. Alternative splicing can modulate gene function, affect organismal phenotype and cause disease. Common genetic variation that affects splicing regulation can lead to differences in alternative splicing between human individuals and consequently impact expression level or protein function. In several well-documented examples, such natural variation of alternative splicing has indeed been shown to influence disease susceptibility and drug response. With new microarray- and sequencing-based genomic technologies that can analyze eukaryotic transcriptomes at the exon- or nucleotide-level, it has become possible to globally compare the alternative splicing profiles across human individuals in any tissue or cell type of interest. Recent large-scale transcriptome studies using high-density splicing-sensitive microarray and deep RNA sequencing (RNA-Seq) have revealed widespread genetic variation of alternative splicing in humans. In the future, an extensive catalogue of alternative splicing variation in human populations will help elucidate the molecular underpinnings of complex traits and human diseases, and shed light on the mechanisms of splicing regulation in human cells.


Splicing of precursor mRNA (pre-mRNA) is an essential step of eukaryotic gene expression. During splicing, introns are removed from the pre-mRNA and exons are ligated to produce the mature mRNA product. This process is tightly regulated by cis elements within exons and surrounding introns as well as trans acting factors that bind to these cis elements 1. In alternative splicing (AS), this basic process is variable, so that multiple mRNA and protein isoforms can arise from a single gene 2. Alternative splicing of a single gene can generate a variety of mRNA and protein products, each with distinct properties in stability, subcellular localization and function 3. Alternative splicing can be modulated by variation both in the cis genomic splicing signals and in the cellular pathways that regulate splicing 2. In humans, the frequency of alternative splicing has been the subject of scrutiny. During the past 15 years, increasingly powerful technologies have been developed that can detect alternatively spliced transcripts at the global level. As the technology advanced so did estimates of the frequency of alternative splicing in humans 2, 4-6. The most recent estimate by high-throughput RNA sequencing (RNA-Seq) is that more than 90% of multi-exon genes in the human genome are alternatively spliced 5, 6, revealing the extent to which alternative splicing expands the regulatory and functional complexity of higher eukaryotes.

Alternative splicing is not only important for normal cellular functions but also frequently is involved in disease pathogenesis 7. Disrupting the normal splicing pattern can cause disease; and sometimes even a modest shift in the relative proportions of mRNA isoforms from a single gene can be pathogenic 7, 8. The majority of disease-causing splicing mutations affect critical splicing regulatory signals in cis (e.g., mutating consensus splice site sequences at exon-intron boundaries or splicing enhancer/silencer elements within exons or introns) 9. Nevertheless, disease-causing splicing mutations can also act in trans, by disrupting the expression or RNA binding activity of splicing regulators. While cis mutations affect splicing of a single transcript, trans mutations can compromise regulated splicing of many downstream gene targets simultaneously. As such, trans splicing mutations are known to cause a broad spectrum of diseases, such as neurodegenerative disease, muscular dystrophy, heart failure, and cancer 7. The classic example is myotonic dystrophy type 1 (DM1), in which the trinucleotide repeat CUG is expanded in the 3’ UTR of the gene DMPK. This expanded trinucleotide repeat sequesters proteins in the muscleblind family of splicing regulators and affects many muscleblind-dependent splicing events 10.

A wealth of information has demonstrated that pathogenic mutations can disrupt splicing in patient tissues; however less well explored is how complex traits or disease susceptibility can be influenced by normal genetic variation of alternative splicing. In recent years, thanks to new technologies for exon- or nucleotide-level profiling of eukaryotic transcriptomes, growing evidence reveals widespread natural variation of alternative splicing in humans 11. A number of studies have sought to identify splicing variation among people that correlates with single nucleotide polymorphisms (SNPs) in surrounding genomic regions 12-23. In this review, we describe molecular mechanisms that underlie genetic variation of alternative splicing. We illustrate genomic tools for global analysis of alternatively spliced transcripts, and summarize recent studies using these tools to survey alternative splicing differences among human individuals. We discuss the functional impact and disease association of alternative splicing variation. Finally, we discuss how a comprehensive catalogue of splicing variation in human populations will provide important insights into the mechanisms of alternative splicing regulation in human cells.

Mechanisms of Alternative Splicing Regulation

There are five basic types of alternative splicing (Figure 1): exon skipping, alternative 5’ (donor) splice sites, alternative 3’ (acceptor) splice sites, mutually exclusive exon usage, and intron retention. In addition, alternative initiation and alternative polyadenylation provide two other common mechanisms for generating various transcript isoforms. Different types of alternative splicing and transcript isoform variation can occur in a combinatorial manner, sometimes yielding an enormous number of distinct mRNA and protein isoforms from a single gene 24. A famous example is the Drosophila gene Dscam, which produces 38,016 distinct isoforms through alternative splicing of several exon clusters, each containing a large number of exons with mutually exclusive usage 25.

Figure 1
Basic types of alternative splicing and transcript isoform variation.

Alternative exon selection and splice site choice are controlled by an intricate regulatory network involving cis splicing elements and trans splicing regulators (Figure 2A) 1. The most essential core splicing elements include the 5’ splice site (5’ ss or donor site) and the 3’ splice site (3’ ss or acceptor site), which define the exon-intron boundary; also important are the branch site and polypyrimidine tract, which lie upstream of the 3’ splice site. These core cis splicing signals are recognized by the spliceosome, a large complex of protein and RNA subunits that are ubiquitously expressed and assemble on the pre-mRNA during splicing. In addition to core cis splicing signals, other auxiliary cis elements in exons and flanking introns can promote or inhibit exon splicing 1. The locations of these elements and their effects on exon splicing categorize these elements as exonic splicing enhancer (ESE), intronic splicing enhancer (ISE), exonic splicing silencer (ESS), or intronic splicing silencer (ISS). Such auxiliary elements are recognized by sequence-specific RNA-binding proteins, collectively known as trans-acting splicing regulators. These regulators determine whether an exon is selected by the spliceosome. For example, SR proteins typically promote exon selection by binding to exonic splicing enhancer elements; conversely, the hnRNP proteins typically inhibit exon selection by binding to exonic splicing silencer elements 26 (Figure 2A). The expression of many splicing regulators is restricted to specific tissues and cell types, thereby controlling networks of tissue-specific alternative splicing events. For example, the splicing regulators Nova-1 and Nova-2 are specifically expressed in the brain and regulate the production of neuronal-specific alternatively spliced transcripts 27, 28. In another example, the epithelial-specific splicing regulators ESRP1 and ESRP2 are transcriptionally repressed during the epithelial-to-mesenchymal transition (EMT) 29, 30. This event flips the switch off a genome-wide epithelial splicing network 29, 30. In addition alternative splicing can be regulated by other RNA and epigenetic features, such as RNA secondary structure 31, RNA polymerase II elongation rate 32, chromatin organization and histone modifications 33.

Figure 2
Mechanisms of alternative splicing regulation and variation in humans. (A) Alternative splicing is controlled by an intricate regulatory network involving cis splicing elements and trans splicing regulators. The essential core splicing signals include ...

Since the splicing of pre-mRNA is determined by interactions between cis elements and trans regulators, splicing outcomes can differ among human individuals due to genetic variation that alters such interactions in cis or in trans. In a hypothetical example (illustrated in Figure 2B-C), an exon is only included when it contains an intronic splicing enhancer element that is recognized by a splicing regulatory protein. Here, if the enhancer element is disrupted by a cis polymorphism, then it is not recognized by the splicing regulatory protein: without the protein bound to the enhancer, the exon is skipped (Figure 2B). A similar outcome could arise from a trans polymorphism in which the splicing regulatory protein is mutated in a way that disrupts RNA binding or expression (Figure 2C). Both scenarios could cause genetic variation to affect alternative splicing in human populations. It should be noted, however, that while the effect of a cis polymorphism (Figure 2B) is expected to be local (restricted to a specific adjacent exon), the effect of a trans polymorphism (Figure 2C) might be global, because each splicing regulator may control hundreds to thousands of alternative splicing events in the transcriptome 26.

Genomic tools for analysis of alternative splicing

Alternative splicing plays critical roles in development, tissue differentiation, and disease, and so has been a longstanding subject of study. A variety of molecular and genomic tools have been developed to analyze alternative splicing. One widely used molecular approach is reverse transcription PCR (RTPCR) 2. With this method, any alternatively spliced exon(s) of interest can be monitored using a pair of forward and reverse PCR primers that hybridize to flanking exons (Figure 3A). After the RT-PCR reaction, electrophoresis can separate and make visible multiple PCR products of varying sizes, which correspond to distinct mRNA isoforms. The intensities of the different RT-PCR bands can be quantified to estimate the relative proportions of distinct mRNA isoforms 34. Combined with the use of radioactively or fluorescently labeled PCR primers, this approach is highly sensitive and accurately reflects the splicing levels of individual exons. It can also analyze other types of alternative splicing events such as alternative 5’ and 3’ splice sites. The drawback of this approach, however, is that it is relatively labor intensive and time consuming, and cannot be conducted on a genomic scale.

Figure 3
Molecular and genomic tools for analysis of alternative splicing. (A) RT-PCR. For any alternatively spliced exon of interest, a pair of forward and reverse PCR primers can be designed to target the flanking exons (top panel). After the RT-PCR reaction, ...

Alternative splicing was first studied at the genomic level when full-length cDNAs and expressed sequence tags (ESTs) were sequenced on a large scale 2. In this first wave of genome-level investigation, exon-intron structures and alternative splicing events could be identified by aligning cDNA/EST sequences to the reference genome. Despite the utility of this approach, cDNA and EST sequencing have a limited throughput. Currently, there are < 7 million cDNA/EST sequences for human genes in the NCBI UniGene database (http://www.ncbi.nlm.nih.gov/UniGene/UGOrg.cgi?TAXID=9606). It is important to note that these sequences are aggregated over a wide range of tissues, developmental states and diseases. For any given alternative splicing event, the number of EST sequences supporting distinct transcript isoforms in a particular tissue or cell type is usually extremely limited. Thus, cDNA/EST sequencing can depict only a crude picture of alternative splicing in the human transcriptome, but cannot quantify isoform abundance in individual samples. Thus, new genomic technologies are needed for analyzing alternative splicing in any RNA sample of interest in a global and quantitative manner. Over the past few years, two powerful genomic approaches were developed for this purpose: high-density splicing-sensitive microarray 35 and ultra-deep RNA sequencing 36.

High-density splicing-sensitive microarray

Splicing-sensitive microarrays target specific exons or exon-exon junctions with oligonucleotide probes (Figure 3B). In the results of a microarray experiment, the fluorescent intensities of individual probes reflect the usage of alternatively spliced exons. This microarray-based approach was pioneered by Clark and colleagues for a genome-wide analysis of mRNA splicing in Saccharomyces cerevisiae 37. Other research groups and companies subsequently developed microarray platforms for analyzing alternative splicing in a variety of organisms including human, mouse and Drosophila 4, 38-41. Some of these designs only contain probes targeting exon sequences, while others include probes for both exons and exon-exon junctions. For example, the commercially available Affymetrix human exon junction array (HJAY array) has 8 probes per probeset for 315,137 exons and 260,488 exon-exon junctions in human genes; this covers all mRNA/EST-supported exons and alternative splicing events 29, 42.

Ultra-deep RNA sequencing

RNA sequencing (“RNA-Seq”) has emerged as a powerful technology for transcriptome analysis 36. Currently, a single lane of RNA-Seq run on the Illumina HiSeq 2000 sequencer can produce up to 100 million sequence reads. When tens to hundreds of millions of RNA-Seq reads are mapped to the genome, exons, and exon-exon junctions, one can annotate exonintron structures and estimate the relative isoform abundance of individual alternative splicing events 5, 6, 43 (Figure 3C).

Currently, the strengths of high-density splicing-sensitive microarrays and ultra-deep RNA sequencing in alternative splicing analysis complement each other. High-density splicing sensitive microarrays are a cost-effective way to assay exons and alternative splicing events that are known. Coupled with appropriate analysis algorithms, microarray platforms can detect changes in alternative splicing patterns at a low false positive rate, as demonstrated in numerous studies 29, 42, 44. Unlike microarray analysis, RNA-Seq does not require prior knowledge of gene structures and splicing events and has a nucleotide-level resolution. Once RNA-Seq reaches sufficient coverage for an exon, it can accurately estimate the exon's inclusion levels in mature mRNA transcripts 6, 43, 45. Nevertheless, to obtain quantitative exon-level measurements over the entire transcriptome, especially for less abundant transcripts, RNA-Seq must go very deep, which requires substantial experimental cost 36. We anticipate that, in the near term, microarray- and sequencing-based approaches for alternative splicing analysis will co-exist. However, because the cost of high-throughput RNA sequencing has been dropping precipitously, we expect RNA-Seq will eventually supplant microarrays as the standard tool for transcriptome analysis. Indeed, since the advent of RNA-Seq a number of studies have adopted this technology to characterize multiple layers of regulatory variation in the human transcriptome (reviewed by 46).

It should be noted that genetic polymorphisms could potentially confound the splicing analysis of microarray- and sequencing-based transcriptome profiles. The oligonucleotide probes on splicing-sensitive microarrays are designed using the reference genome sequence. In microarray hybridization, the fluorescent intensity of any given probe depends on the abundance of its target mRNA transcript as well as the binding affinity of the probe to its target. In the absence of any effect on expression and splicing, a genetic polymorphism can decrease probe intensity simply by reducing the binding affinity of a microarray probe to its target, creating a spurious signal for altered expression or splicing. An analysis of Affymetrix exon array data of 57 individuals showed that this confounding issue is a serious source of false positives for detecting genetic variation of alternative splicing 47. A practical solution is to remove all microarray probes overlapping with polymorphic sites from analysis 47. This problem is less severe for RNA-Seq, because RNA-Seq mapping protocols can tolerate a small number of mismatches 5. However, genetic polymorphisms can still complicate the mapping of RNA-Seq reads 48, especially larger-scale polymorphisms such as insertions or deletions. In the future it will be useful to develop computational procedures that can reliably map RNA-Seq reads to polymorphic sites in the genome and transcriptome.

Genome-wide survey of alternative splicing variation in human populations

The key to identifying genetically controlled variation in alternative splicing is to associate alternative splicing differences in people with particular genetic polymorphisms. Differences in alternative splicing between individuals/alleles could be manifested either as all-or-none switches between competing mRNA isoforms, or as shifts in the relative proportions of multiple mRNA isoforms of a single gene.

The first large-scale survey of SNP-associated alternative splicing was conducted by Nembaware and colleagues through the combined analysis of the dbSNP and dbEST databases 49. Using ESTs that map to both SNPs and isoform-specific exon-exon junctions of alternatively spliced transcripts, the authors estimated that 21% of the alternatively spliced isoforms detected from EST data arose from allele-specific splicing, with a conservative lower bound estimate of 6% if one considered only SNPs that caused all-or-none switches between isoforms. This study provides the first genomic evidence that an appreciable percentage of alternative splicing events reported in human genes might be attributed to genetic polymorphisms. In another study, using RT-PCR Hull and colleagues investigated the splicing patterns of 250 exons in 22 individuals of European ancestry 12. Of the 250 exons, six showed considerable splicing differences among individuals. Moreover, for each of the six exons, the splicing differences observed among individuals correlated well with the genotypes of a particular cis SNP in the neighboring genomic region, suggesting alternative splicing was being genetically controlled 12.

Recently, genome-wide patterns of alternative splicing variation in human populations have been investigated by several groups using the HapMap lymphoblastoid cell lines (LCLs) as the model system 13, 14, 16, 17, 20, 21, 50. Across the entire genome, the SNPs in these HapMap LCLs were characterized extensively by the international HapMap project 51, 52, making it convenient to test associations of splicing patterns with genetic polymorphisms. By combining Affymetrix exon 1.0 array analysis of two unrelated European individuals and RT-PCR analysis of splicing patterns within a three-generation family, Kwan and colleagues demonstrated the Mendelian inheritance of alternative splicing patterns of three genes (OAS1, CAST and CRTAP) 14. Subsequently, an exon 1.0 array study by Kwan et al. extended the analysis to HapMap LCLs from 57 unrelated individuals of European ancestry 13. They identified 177 genes whose relative transcript isoform proportions (owing to alternative splicing, alternative initiation and alternative polyadenylation) correlated strongly with surrounding SNPs. The same exon 1.0 array approach was also used to characterize splicing variation among 176 HapMap LCLs of European and African ancestry 17, 50.

Such genetic studies of alternative splicing are facilitated by the advent of the high-throughput RNA sequencing technology. For example, Pickrell and colleagues generated 1.2 billion single-end RNASeq reads on LCLs of 69 Nigerian individuals from the HapMap project 21. By treating the isoform proportions of alternatively spliced genes as quantitative traits, they identified 187 genes with splicing patterns that correlated with neighboring SNPs, revealing putative splicing quantitative trait loci (sQTLs). In a similar study, 60 HapMap LCLs of European ancestry were analyzed by Montgomery and colleagues through paired-end RNA sequencing for discovery of putative sQTLs 20. Both RNA-Seq studies come with a caveat, however, because the sequencing depth was a modest ~20 million reads per individual, likely generating a high rate of false positives and false negatives in splicing analysis. Clearly, a true set of sQTLs must be confirmed by experimental validation and further replication. In another ultra-deep RNA-Seq analysis of two HapMap European individuals, the authors observed a significant enrichment of detected sQTLs within high-confidence eQTL target genes 16. This result suggests that alternative splicing variation among human individuals can regulate steady-state overall transcript levels, potentially through the effect on mRNA stability and degradation 16.

The genetic information on HapMap LCLs is readily available, making them the cell type of choice for most studies on transcriptome variation in human populations. Nevertheless, alternative splicing regulation can strongly depend on tissue and cell type 1, 26, thus a SNP that affects splicing in LCLs may not necessarily affect splicing in other tissues. Such tissue specificity of sQTLs was examined by Heinzen and colleagues, who combined genome-wide SNP arrays with the Affymetrix exon 1.0 arrays to compare genetic control of alternative splicing in 93 cortical brain samples and 80 peripheral blood mononuclear cell (PBMC) samples 19. Indeed, although 80 high-confidence sQTLs were identified, only 49% were shared between the two tissue types. In a similar study, LCLs and osteoblasts were compared by Kwan and colleagues, who estimated that 78% of sQTLs overlap in the two tissues 15. Both studies confirmed that genetic regulation of alternative splicing can be both tissue-specific and tissue-independent.

Although most studies to date have focused on cis-acting polymorphisms, multiple lines of evidence suggest that trans-acting polymorphic sites could broadly affect splicing regulation in human populations. A recent study on cis and trans regulation of gene expression variation indicates that the majority of polymorphic sites with influence on gene expression act in trans to target genes 53. In a variety of human diseases, genetic mutations that disrupt trans-acting splicing regulators can trigger disease pathogenesis or modify disease severity 7. Thus, it is entirely conceivable that common genetic variation of splicing regulators can act as modifiers of complex traits or diseases, by altering the splicing of downstream gene targets. Importantly, variation in a brain-specific splicing regulator FOX1 has been recently implicated in autism 54, 55. The discovery and functional characterization of trans-acting splicing polymorphisms is expected to accelerate in the future.

Functional impact and disease association of alternative splicing variation in human populations

High-throughput transcriptome studies are producing a fast-growing catalogue of splicing variation in human populations, but so far information on the functional impact of such splicing variation is limited. Currently, our ability to detect alternative splicing events greatly exceeds our ability to characterize the functions of alternatively spliced gene products. Nonetheless, for several genes, genetic variation of alternative splicing has well-established functions (Table 1). For example, in HMSD, an intronic SNP (rs9945924) causes pronounced skipping of exon 2 by weakening the strength of the 5’ splice site 22, 56. This HMSD exon-skipping isoform generates a novel minor histocompatibility antigen, which affects the immune response and could serve as a potential target for immunotherapy 56. In another example, an allele of ERAP2 (a gene involved in MHC class I antigen presentation) harbors an A-to-G SNP (rs2248374) at the canonical 5’ splice site of exon 10. This SNP activates a downstream cryptic splice site, subjecting the resultant transcript to nonsense mediated decay and significantly reducing the steady-state mRNA level of ERAP2 18, 57. Consequently, primary lymphocytes homozygous for the G allele express less MHC Class I at the B cell surface, suggesting this alternative splicing event affects MHC antigen presentation. Interestingly, genetic analyses of this SNP in six human populations revealed a strong signature of balancing selection 57, suggesting this alternative splicing polymorphism confers an unknown adaptive benefit. A similar example was found in OAS1, a gene important for the innate immune response to virus infection. Here, a G-to-A SNP (rs10774671) at the 3’ splice site of exon 7 abolishes splice site activity, resulting in the usage of an internal 3’ splice site and the production of a protein isoform with reduced enzymatic activity 58. This SNP also affects the response to interferon (IFN) therapy in hepatitis C patients in that HCV patients homozygous for the A allele do not respond to interferon and exhibit a higher degree of liver fibrosis 59. In SCN1A, a gene encoding a neuronal sodium-channel alpha subunit, an intronic SNP (rs3812718) was found that modulates the alternative splicing of exon 5 and influences the dose response to antiepileptic drugs 60.

Table 1
Examples of alternative splicing variation in human populations and their functional or pathological consequences.

An alternative to gene-specific functional experiments is to examine whether SNPs that cause splicing differences can be linked to phenotypic traits or diseases. Common genetic variants that affect the alternative splicing of IRF5, OAS1, CTLA4, and PTPRC (also known as CD45) were linked to several autoimmune diseases 61-65. Genetic polymorphisms that affect the alternative splicing of NPSR1 (also known as GPRA) were implicated in asthma 66. Another example was found in the low-density lipoprotein receptor (LDLR), in which a SNP (rs688) promotes skipping of exon 12 and is strongly associated with total and LDL-cholesterol levels in females especially in pre-menopausal women 67. Similarly, in cortical brain and PBMC samples, the 80 identified associations between SNPs and splicing were systematically compared to 41 published genome-wide association studies (GWAS) for 50 different traits 19. Here, up to 13 SNP-splicing associations appeared to be responsible for previously reported GWAS signals of human traits (out of a total of 84 reported). Likewise, splicing QTL data of human osteoblasts were compared with a GWAS of bone mineral density, showing ~20% of GWAS signals may be attributed to alternative splicing variation 15. Such studies illustrate that intersecting sQTLs with GWAS signals provides an effective means to identify the causal regulatory effects of GWAS hits.

Genetic variation of alternative splicing and the splicing code

Despite the importance of alternative splicing, the rules that govern splicing regulation (i.e. the “splicing code”) in individual tissues and cell types remain poorly understood. Many cis splicing elements are degenerate, and their effects on splicing usually depend on the surrounding sequence context as well as the abundance and activity of trans acting regulators 1. Although experimental and computational approaches have made considerable progress in elucidating the splicing code of mammalian cells 1, 68, 69, currently it is still challenging to predict the precise alternative splicing pattern of a gene from the primary genomic sequence.

Natural variation of alternative splicing provides a rich resource for dissecting the mechanisms of splicing regulation. When a given cis SNP can be linked to the splicing pattern of a particular exon across human populations, this suggests that a critical cis splicing regulatory element is created or disrupted by that genetic variant. Intuitively, this is analogous to conventional minigene studies of splicing regulation, in which the role of a putative splicing regulatory element can be assessed by mutational analysis of the element in an artificial minigene splicing reporter construct 70, 71. Here, the genetic variation of alternative splicing that exists in natural human populations can be viewed as the results of “whole-genome mutagenesis experiments” during human evolution. By globally correlating alternative splicing variation in the human transcriptome to genetic polymorphisms in the human genome, we can gain significant insights into the genomic signals of splicing regulation and identify novel regulatory elements.

It must be emphasized however, that specific SNPs found to be associated with alternative splicing are often not causal but rather are in linkage disequilibrium with the causal polymorphisms. Indeed, most of the significantly associated cis SNPs identified by sQTL analysis are far from the exons of interest 13; in contrast, cis splicing elements are typically in close proximity to the exons they regulate 1, 69. Therefore, after an sQTL is identified, the exon and flanking intronic regions must be resequenced to identify potential causal SNPs that might regulate splicing 12, 18. The causal effect of SNPs identified by such resequencing can be confirmed by minigene experiments, in which the genomic sequences corresponding to distinct alleles are cloned into a splicing reporter construct and the splicing efficiencies are compared. This approach has been used in several studies to pinpoint the causal SNPs responsible for sQTL signals as well as the affected cis splicing regulatory elements 12, 18.

Genetic variation of alternative splicing can also reveal higher-order interactions among distinct classes of cis splicing regulatory elements. This was aptly demonstrated by a recent study on 5’ splice site SNPs and their context-dependent splicing effects 22. In this work, Lu et al. analyzed the HapMap LCLs of 7 individuals using RT-PCR to examine the splicing patterns of 129 exons containing 5’ splice site SNPs. Surprisingly, despite the critical role of the 5’ splice site in exon recognition, only a small fraction of the tested 5’ splice site SNPs affected splicing patterns. By comparing exons affected by 5’ splice site SNPs to exons that were unaffected, Lu et al. discovered that the effects of 5’ splice site SNPs were buffered by adjacent sequence signals that promote exon recognition. For example, the GGG motif was the most enriched trinucleotide sequence downstream of exons unaffected by 5’ splice site SNPs, consistent with previous reports on the GGG motif as an intronic splicing enhancer that promotes the recognition of weak 5’ splice sites 72. Using a similar approach, Fu and colleagues showed that the effect of single nucleotide mutations at the 5’ most nucleotide of an exon can be buffered by a strong polypyrimidine tract upstream of the 3’ splice site 73. These results indicate that the effect of a given SNP on splicing can be buffered by surrounding sequence elements (see Figure 4A-B for a schematic illustration). Consequently, the splicing of exons lacking such compensatory mechanisms would be more susceptible to genomic mutations.

Figure 4
Genetic variation of alternative splicing provides insights into the mechanisms of splicing regulation. (A-B) The splicing effect of a SNP can be buffered by other splicing regulatory elements in the surrounding region. (A) The intronic poly-G runs act ...


Inheritable differences in splicing add an important layer to the molecular underpinnings of complex traits and human diseases. Although the current knowledge about genetic variation of alternative splicing in humans is strongly biased towards a single cell type (lymphoblastoid cell line), the rapid improvement in the capacity and cost structure of high-throughput sequencing technologies will enable genome-scale analyses of alternative splicing variation in many other tissues in the near future. For example, the recently launched NIH Genotype-Tissue Expression Program aims to analyze genotype-transcriptome correlations in 30 to 50 tissues collected from ~160 deceased donors (https://commonfund.nih.gov/GTEx/overview.aspx). A comprehensive catalogue of expression and splicing QTLs across diverse tissues and cell types will facilitate a variety of important investigations. It will provide a powerful resource for human geneticists to infer the functional relevance of GWAS results, by mapping significant GWAS signals to eQTLs/sQTLs of disease-related tissues (for example GWAS signals of psychiatric diseases to eQTLs/sQTLs of brain tissues). Additionally, the tissue-specificity of splicing QTLs will inform the mechanisms of splicing regulation and reveal the creation or loss of tissue-specific cis splicing elements. For example, if a particular SNP decreases splicing of an adjacent exon in the brain but not in the muscle, then hypothetically, the SNP disrupts a splicing regulatory element that is brain specific (Figure 4C-D). Likewise, systematic analyses of trans splicing QTLs across multiple tissues should identify common genetic variation in master regulators of tissue-specific splicing that globally contributes to splicing variation of downstream target exons.

Another important future direction is to develop new computational tools that reliably identify pathogenic mutations that influence splicing. Many exonic and intronic mutations can disrupt splicing 9. For example, a systematic analysis of synonymous mutations within exon 12 of CFTR, the disease gene of cystic fibrosis, revealed that approximately one quarter of synonymous mutations would result in aberrant splicing and non-functional protein products 74. Such splicing mutations constitute a major class of human disease mutations. However, our current ability to predict whether a given genomic mutation would alter splicing is very limited. A number of computational tools are available for this purpose (reviewed by 75); however, these tools generally are inaccurate or designed to analyze SNPs in specific types of splicing signals (e.g., splice sites). To accurately predict the splicing effect of genomic variants, we need a comprehensive understanding of cis splicing regulatory elements and how these elements interact with each other as well as with trans splicing regulators. Recently, several studies demonstrated that advanced machine learning techniques can computationally predict tissue-specific alternative splicing patterns by integrating hundreds of genomic and RNA sequence features 69, 76. A major goal for the future is the development of computational approaches that accurately predict common and rare genetic variants that alter splicing. This will provide the tools human geneticists need to follow up on exome sequencing and whole genome sequencing studies of human diseases, and facilitate using alternative splicing variants as disease markers for personalized medicine.


We thank Peter Stoilov and Keyan Zhao for helpful comments on this manuscript. This work was supported by National Institutes of Health grant R01GM088342 and a junior faculty grant from the Edward Mallinckrodt Jr Foundation.

Contributor Information

Zhi-xiang Lu, Department of Internal Medicine, University of Iowa, Iowa City, IA 52242.

Peng Jiang, Department of Internal Medicine, University of Iowa, Iowa City, IA 52242.

Yi Xing, Department of Internal Medicine and Department of Biomedical Engineering, University of Iowa, IA 52242, ude.awoiu@gnix-iy..


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