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BMJ. Jan 17, 2004; 328(7432): 140–141.
PMCID: PMC314507

Comparison of requirements of research ethics committees in 11 European countries for a non-invasive interventional study

Hilary Hearnshaw, reader in primary care1

The Declaration of Helsinki states that every experimental procedure involving human subjects should be approved by a research ethics committee.1 All signatory countries must enact the declaration but can also add local requirements which do not reduce the protection. Research ethics committees are well established, though they have been criticised.2

I aimed to describe how countries vary in their requirements for research ethics committees for exactly the same trial protocol. The study was nested within a trial, in 11 signatory countries, of a leaflet intervention aimed at improving the involvement of older patients during consultations with their general practitioners. The trial outcome measures were questionnaires for the general practitioners and their patients before and after the intervention. The documents relevant to research ethics committees comprised the letter of invitation, information leaflet, and questionnaires for patients (patient's pack); the similar, but different general practitioner's pack; and the intervention consultation leaflet.

Participants, methods, and results

I piloted a questionnaire, based on experiences in previous multinational studies,3 and then sent it to the researcher in each country (see bmj.com). The questionnaire asked for details of processes in getting approval from research ethics committees for the trial. I received responses from all partners—Austria, Belgium, Denmark, France, Germany, Israel, the Netherlands, Portugal, Slovenia, Switzerland, and the United Kingdom (table).

Table 1
Responses to questions on obtaining approval from research ethics committees in different countries

In Belgium, application was made to one research ethics committee. In Slovenia, the application also needed the protocol in English. In the United Kingdom, the 20 copies of the application needed all documents. Changes to the UK patient invitation letter required by the committee were resubmitted for chair's approval. The whole process took 10 weeks.

In all countries where researchers made applications, in addition to office costs, the researcher's time was used to prepare the application. This was two days in Slovenia and five days in the United Kingdom. In Israel, although approval of the research ethics committee was not needed, one day of researcher's time was taken in discovering this.

Comment

Countries clearly differ in their requirements for approval by a research ethics committee for an identical study. If all countries are meeting the principles of the Declaration of Helsinki, then the striking variations mean we are too careful in some countries or too lax in others. The United Kingdom has an arduous process for gaining ethical approval for a non-invasive intervention study.

The risks of inappropriate requirements include unnecessarily delayed studies and extra costs without any increased protection for participants. Disintegration of study protocols is also a high risk, and, therefore, UK partners may be unwelcome in international studies.

In countries where researchers do not apply for approval of a research ethics committee they are not being unethical. In the Netherlands, guidelines distinguish between studies where approval is and is not necessary.4 Not all medical research needs all the principles of the Declaration of Helsinki—for example, research that requires only answering questions, without risk of psychological distress.5 The sooner this concept is implemented by committeees in all countries, the sooner we can stop unnecessary applications which are both risky and costly.

Supplementary Material

Questionnaire:

Notes

Editorial by Glasziou and Chalmers

An external file that holds a picture, illustration, etc.
Object name is webplus.f3.gifThe questionnaire completed by researchers is on bmj.com

I thank the research partners from the IMPROVE project who completed the survey questionnaire. I also thank the referee of the first version.

Contributors: HH is the sole contributor to this paper.

Funding: This study was not funded. The study for which the research ethics approvals were investigated—the IMPROVE project—was funded by the European Commission.

Competing interests: HH is an active researcher who has applied for, and will continue to apply for, the approval of research ethics committees in the United Kingdom for studies she leads.

Ethical approval: Not needed.

References

1. World Medical Association. Declaration of Helsinki. Ferney-Voltaire: WMA, 2002. www.wma.net/e/policy/b3.htm (accessed 16 Oct 2003).
2. Maskell NA, Jones EL, Davies RJO. Variations in experience in obtaining local ethical approval for participation in a multi-centre study. Q J Med 2003;96: 305-7. [PubMed]
3. Grol R, Wensing M, Mainz J, Jung H-P, Ferreira P, Hearnshaw HM, et al. Patients in Europe evaluate general practice care: an international comparison. Br J Gen Pract 2000;50: 882-7. [PMC free article] [PubMed]
4. Centrale Commissie Mensgebonden Onderzoek. www.ccmo.nl
5. Doll R. What are the effects of the fifth revision of the Declaration of Helsinki: research will be impeded. BMJ 2001;323: 1421-2. [PMC free article] [PubMed]

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