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- Mol Syst Biol
- v.6; 2010
- PMC2835566

# Intracellular transactivation of HIV can account for the decelerating decay of virus load during drug therapy

^{1}Theoretical Biology, Utrecht University, Utrecht, The Netherlands

^{a}Institute of Social and Preventive Medicine (ISPM), University of Bern, 3012 Bern, Switzerland. Tel.: +41 31 631 35 29; Fax: +41 31 631 35 20; Email: christian.althaus/at/alumni.ethz.ch

## Abstract

Basic virus dynamics models have been essential in understanding quantitative issues of HIV replication. However, several parts of the viral life cycle remain elusive. One of the most critical steps is the start of viral transcription, which is governed by the regulatory protein trans-activator of transcription (Tat) that induces a positive feedback loop. It has been shown that this feedback loop can alternate between two states leading to a transient activation of viral transcription. Using Monte Carlo simulations, we integrate the transactivation circuit into a new virus dynamics model having an age-dependent transactivation rate and reversion into latency. The cycling of infected cells between an activated and latent state results in the typical decelerating decay of virus load following therapy. Further, we hypothesize that the activation of latently infected cells is governed by the basal transcription rate of the integrated provirus rather than the intra- or extracellular environment. Finally, our systems approach to modeling virus dynamics offers a promising framework to infer the extracellular dynamics of cell populations from their intracellular reaction networks.

**Keywords:**HIV, mathematical modeling, stochastic noise, transactivation, viral latency

## Introduction

Within-host virus dynamics has traditionally been investigated with mathematical models that describe events happening between different compartments on the extracellular level, i.e., the interaction between cells and virus particles. These models have given important insight into the dynamics of virus infections within a host (Nowak and May, 2000; Perelson, 2002). However, critical parts of the viral life cycle remain elusive. Specifically, it has been difficult to understand how the intracellular kinetics of virus replication can influence the extracellular virus dynamics.

In HIV, the protein trans-activator of transcription (Tat) has been found to have a major role within an infected cell, where it induces viral transcription through a positive feedback loop (Karn, 1999). It was shown in experiments that the infected cells alternate between a highly transactivated and a resting or latent state, depending on the intracellular concentration of the protein Tat (Box 1). Stochastic computer simulations of the intracellular circuit that were used to analyze the process of transactivation were found to agree with the experimental results (Weinberger et al, 2005). These findings were intriguing and it was hypothesized that the transactivation circuit could be a critical determinant of viral latency.

The viral reservoir of latently infected cells is considered to be one of the major barriers for eradicating HIV from an infected patient (Lassen et al, 2004a; Han et al, 2007). In patients on highly active antiretroviral therapy (HAART), the pool of latently infected cells decays very slowly, and at a decreasing rate (Finzi et al, 1999; Siliciano et al, 2003; Strain et al, 2003). Also, low-level viremia can persist over years (Palmer et al, 2008). Mathematical studies have investigated the dynamics of latently infected cells in HIV but could not decipher the mechanism of activation and reversion (Muller et al, 2002; Kim and Perelson, 2006; Sedaghat et al, 2008). The majority of the pool of latently infected cells consists of resting CD4^{+} T cells (Chun et al, 1997). As HIV mainly replicates in activated CD4^{+} T cells, it is generally believed that latently infected cells need to be activated by extracellular stimuli to provide the right environment for viral transcription. Antigenic stimulation has been suggested as a mechanism at which latently infected cells can become activated (Gunthard et al, 2000) and the availability of cellular transcription factors, the chromatin structure and CpG methylation are believed to have an effect on viral transcription (Lassen et al, 2004a; Blazkova et al, 2009). On the other hand, different forms of viral transcripts have been found in resting CD4^{+} T cells, highlighting that latency is not due to a complete transcriptional block but is due to an insufficient amount of transcripts and regulatory proteins, such as Tat (Lassen et al, 2004b). Together with the findings on the intracellular transactivation circuit, this observation suggests that viral transcripts and Tat could slowly accumulate to induce the positive feedback loop which itself activates the infected cell and subsequently leads to viral replication.

We apply the intracellular model of HIV transactivation as presented in Weinberger et al (2005) to understand the processes of viral activation and reversion into latency. In a systems approach to modeling virus dynamics, we derive the transition rates of these processes and infer the dynamics of a heterogeneous population of infected cells. We find that a single process, the basal transcription rate of the HIV provirus, can govern the activation from viral latency. This highlights that the activation of latently infected cells in HIV might be dictated, at least in part, by intrinsic viral factors rather than through extracellular stimuli.

## Results

### Dynamics of transactivation and reversion into latency

We investigate a modified version of the computational model presented in Weinberger et al (2005) to derive stochastic simulations for the transactivation and reversion of HIV-infected cells (see Materials and methods). First, we strictly simulate only the intracellular transactivation circuit, i.e., do not take into account processes such as infected cell death or viral replication. Time plots of representative simulations show the individual behavior of single cells infected with HIV (Figure 1A). Concomitantly with the increase of the regulatory protein Tat, the concentration of the other viral proteins breaches a threshold where we assume that the cell is able to generate new viral particles. An infected cell can be transactivated for a long time period (e.g., black lines), whereas other cells quickly revert back into a latent state (e.g., blue lines).

**A**) Representative time plots from stochastic simulation runs of three HIV-infected cells. Each color depicts the concentration of protein

*P*(solid lines) and protein trans-activator of transcription

**...**

Patients infected with HIV harbor, in the order of millions or more, infected CD4^{+} T cells that are either in an activated or a resting (latent) state (Chun et al, 1997). The turnover of the total infected cell population within a patient will be influenced by the stochastic fluctuations in single cells. To investigate the dynamics that arises from a large number of infected cells, we carried out many simulations of single cells to derive the probability distribution of transactivation (Figure 1B, red line). A small amount of pre-integration transcripts, *mRNA _{n}* (Wu, 2004), is sufficient for the early transactivation of an infected cell during the first 24 h after integration of the provirus. As a cascade of stochastic processes rules the event of transactivation, it is not surprising that the probability distribution approximates a log-normal distribution. We can also derive the probability distribution of reversion into latency, i.e., the probability at which an activated cell that is producing viral particles will revert into a latent state (Figure 1C, red line). Finally, latently infected cells can get reactivated (Figure 1D, red line).

Once we know the probability distribution of a transition into another state, we can derive the age-dependent rate at which it occurs (see Materials and methods). As expected, we find that infected cells have a high probability of being transactivated early after infection. The age-dependent transactivation rate peaks a few hours after infection and decreases afterwards (Figure 1B, blue line). Once an infected cell is activated, it can revert into a latent state. This age-dependent reversion rate, i.e., the reversion rate that depends on the age of the activated cell, reaches a constant value after an initial delay (Figure 1C, blue line). The delay is caused through the threshold that we set in order to discriminate between activated and latent cells. Overall, the rate at which the feedback loop is interrupted seems to be independent of the time the cell has spent in an activated state. Latently infected cells can get reactivated and we also find a constant rate of transactivation that does not depend on the age of the latent cell (Figure 1D, blue line). In our simulations, the process of transactivation in latently infected cells is indeed governed by a single process. The rate-limiting step of the transactivation circuit is given by the basal transcription rate of the long terminal repeat (LTR) that determines the rate at which latent cells become activated virus-producing cells. To test whether this behavior holds for an extended range of basal transcription rates, we run stochastic simulations with different basal transcription rates and obtain a linear relation between *k*_{b} and the activation rate of latently infected cells, α (see Supplementary Figure S1). This highlights that the basal transcription rate determines the activation of latently infected cells, even if the rates are widely distributed.

### An age-dependent transactivation model predicts biphasic viral load decline during antiretroviral therapy

After deriving the transition rates between the different states of an infected cell, we can test whether the turnover between activated and latent cells can account for the characteristic virus load decline after the initiation of antiretroviral therapy (Perelson et al, 1997). Hence, we integrate the cycling between activated and latent cells into a full virus dynamics model that includes viral replication, infection and cell death. As observed in Figure 1B, the transactivation of HIV-infected cells early after infection follows an age-dependent rate where the age, *a*, is given as the time that has passed since infection of the cell. In a virus dynamics model based on partial differential equations (PDEs) (Kirschner and Webb, 1996; Nelson et al, 2004; Althaus et al, 2009), this can be integrated as follows:

where *I*(*a*,*t*) is defined as the time-density of infected cells of age *a* before they are transactivated with rate *s*(*a*) and produce viral particles. We assume that activated cells *A* are subject to a constant reversion rate *r* and die at a rate δ per day that is independent of the age of the cell (Althaus et al, 2009). Latently infected cells, *L*, are generated through reversion of activated cells and can either become activated with rate α or die with rate μ. The boundary condition of the infected cells (i.e., the infection of cells) is simply given by *I*(0,*t*). The dynamics of free virus particles can be described by the conventional *dV*/*dt*=*pA*−*cV*.

Using the transition rates that we derived from the transactivation circuit (Figure 1B, C and D, blue lines), we have run numerical simulations of the virus dynamics model given in Equation (1) to model the chronic state of the infection (Figure 2). This set-point level during chronic infection is perturbed by the administration of antiretroviral drugs. Our model describes the typical shoulder phase during the first day after the start of therapy that is caused by the transactivation of recently infected cells *I* (Figure 2, black line) into activated, virus-producing cells *A* (Figure 2, blue line). During the first week after the start of therapy, the virus load (Figure 2, red line) declines exponentially with a slope that approximates the death rate of activated cells *A*. In addition, the dynamics is partly determined by the reversion of activated cells *A* into latent cells *L* and the reactivation of latently infected cells (Figure 2, red line). After the first week during treatment, the virus decay is described by a slower second phase that is caused by the slow reactivation of cells in the latently infected cell pool, accurately describing the first two phases of virus load decline during antiretroviral therapy.

**...**

### Intracellular Tat transactivation kinetics predict a decelerating decay during prolonged antiretroviral therapy

The basal transcription rate of the provirus depends on the position where it is inserted into the host DNA. Generally, the HIV provirus appears to be inserted at positions that are under active transcription because of the free access for integration (Schroder et al, 2002). However, experiments have shown that the transcriptional profile of HIV proviruses obeys a distribution (Jordan et al, 2001), suggesting that the basal transcription rates of some proviruses are likely to be low. Because of the linear relation between basal transcription rates and activation rates that we have shown above, this suggests that activation rates are also heterogeneously distributed. The decelerating decay of virus load following drug therapy has indeed been linked to different activation rates of latently infected cells (Strain et al, 2003, 2005). A decelerating decay can also be found in a recent study by Chun et al (2007) and has been suggested by mathematical modeling (Muller et al, 2002; Kim and Perelson, 2006). It has been speculated that the decelerating decay is a result of antigenic stimulation of resting CD4^{+} T cells that have different specificities. Here, we hypothesize that the heterogeneous activation rates of latently infected cells derive from the integration of the provirus at different sites in the host DNA, which results in the distribution of basal transcription rates. Once the latently infected cell pool gets depleted during drug treatment, the activation rates of the remaining cells shift towards low values resulting in a decelerating decay. As this affects the long-term behavior of the decay dynamics, we use a simplified HIV dynamics model that does not take into account the population of recently infected cells, i.e., we omit the integral of transactivation from Equation (1). For the cycling between activated and latently infected cells, we devise the following integro-differential equations with different classes of latently infected cells, *L*_{a}:

As we assume that *de novo* infections have stopped, activated cells *A* are only generated through activation of latently infected cells with a maximal activation rate α_{max}. They revert into latently infected cells with rate *r* or die with rate δ. Latently infected cells of type *L*_{a} are generated according to a distribution of activation rates, *f*(α), become activated with rate α and die with rate μ. By solving for the explicit solution (see Materials and methods) and using parameters values from the literature, we can accurately describe the decay dynamics of the virus load (Figure 3A and B) and the latently infected cells (Figure 3C). We obtain similar decay dynamics for several distributions of activation rates, *f*(α), as long as they decrease and approach zero at low activation rates. Both, the concentration of virus and of latently infected cells falls below one copy per ml over a prolonged period of treatment, but the virus fails to become eradicated because some latently infected cells have very low activation rates, i.e., harbor an HIV provirus with a very low basal transcription rate.

## Discussion

It is challenging to investigate how the intracellular life cycle of a virus influences the virus dynamics within a host. Only few attempts have been made that combine the intra- and extracellular levels of virus dynamics so far (Haseltine et al, 2005, 2008). Further, one often assumes populations to be homogeneous to model the dynamics of viruses and infected cells. However, theoretical and experimental studies have shown how intrinsic noise in single cells can give rise to heterogeneous cell populations (McAdams and Arkin, 1997; Elowitz et al, 2002). Here, we used a modified computational model of the intracellular transactivation circuit of HIV (Weinberger et al, 2005; Weinberger and Shenk, 2007) to elucidate the events of transactivation after infection, reversion into latency and reactivation of latently infected cells. In a systems approach to modeling virus dynamics, we show the influence of this transactivation circuit on the virus dynamics that is observed after the initiation of antiretroviral therapy.

Early transcription of non-integrated proviruses has been observed in HIV-infected cells, but the biological potential of pre-integration transcripts are unclear (Stevenson et al, 1990; Wu and Marsh, 2003; Wu, 2004). We find that a small amount of pre-integration transcripts of viral RNA can be sufficient to trigger the transactivation circuit that renders an infected cell into an activated, virus-producing cell. The cascade of the intracellular transactivation circuit generates a delay between the infection of a cell and the production of viral proteins that contributes to the intracellular delay before virus production that is observed during the first day after antiretroviral drug treatment.

Latently infected cells consist of resting CD4^{+} T cells harboring an HIV provirus that does not provide sufficient transcription. Our simulations show, that a low basal transcription rate of the LTR can keep the infected cells in a latent state. However, as soon as a few Tat molecules have accumulated, the transactivation circuit may render a cell to become activated. Therefore, we postulate that the activation of latently infected cells is, at least in part, governed by the basal transcription rate of the provirus that is inserted in the host DNA. In contrast to previous studies, this suggests that the turnover of the latent infected cell pool is dictated by intrinsic viral factors, rather than extracellular stimuli such as antigenic activation. A recent study provides supporting evidence that Tat can indeed prime and activate peripheral blood mononuclear cells (PBMCs) if cultured at physiological oxygen levels (Sahaf et al, 2008). Hence, the intracellular transactivation circuit might result in Tat levels that induce translocation of host transcription factors which are necessary to activate resting CD4^{+} T cells for virus production.

The mechanisms behind the generation of viral latency have been difficult to assess so far (Lassen et al, 2004a). Li et al (1996) proposed that HIV-infected cells have a ‘shutdown' mechanism for virus production. Mathematical models have incorporated the process of reversion into latency (Bucy, 1999; Sedaghat et al, 2008) but a definite mechanism has not been further investigated. The transient gene expression for the transcriptional circuit in HIV that has been found by Weinberger et al (2008) provides a model at which viral latency could be generated. One can speculate whether activated, virus-producing CD4^{+} cells survive long enough to revert into a latent state (Han et al, 2007). The stochastic simulations of the intracellular transactivation circuit result in a reversion rate of ~0.019 per day. In the model that describes the long-term behavior of the decay dynamics, the reversion rate is determined by Equation (9) and we obtain *r*~0.007 per day. As virus-producing cells follow a constant death rate (Althaus et al, 2009), these two estimates suggest that about 1−3% of the cells becoming latent is sufficient to account for the characteristic dynamics.

We can also show, by assuming a distribution of activation rates in latently infected cells that would arise from a distribution of basal transcription rates, that a model with different classes of latently infected cells fully explains the long-term decay dynamics during drug treatment. The second (Perelson et al, 1997), third and fourth (Palmer et al, 2008) phase of virus decay may not just arise from different compartments of infected cells but may reflect the decay profile of latently infected cells with different activation rates, similar as it was shown in Muller et al (2002). In contrast to the gradual depletion of latently infected cells that can be explained by a slow process such as the basal transcription rate, another phenomenon during antiretroviral therapy, the occurrence of transient viral ‘blips', are unlikely to be caused by this mechanism. As blips appear to be the result of viral replication in a distinct sub-population of latently infected cells, they are more likely to be caused by a mechanism such as antigenic stimulation of localized T-cell populations harboring HIV (Rong and Perelson, 2009).

If the basal transcription rate indeed determines the activation rate of latently infected cells, then complete eradication of the latently infected cell pool during antiretroviral therapy is unlikely to happen, as the resting CD4^{+} T cells may persist lifelong. However, strategies for purging the pool of latently infected cells with activating stimuli have been proposed (Kulkosky et al, 2001; Brooks et al, 2003). Our study suggests that elevating the transcription rate of the provirus might prove to be a new target to activate the latently infected cells. If the basal transcription rates could be increased with transcriptional activators, or even with the molecule Tat, eradication of the latently infected cell pool in a reasonable time span may become feasible.

Different host factors are likely to contribute to the nature of viral latency in HIV, but we have shown that the properties of the intracellular transactivation circuit can account for many characteristics of the viral dynamics. These findings are in contrast with a common concept that the availability of host transcription factors determines viral latency. However, it is unclear whether the translocation of transcription factors is the cause or consequence of this process. Primarily, transcription factors such as the nuclear factor NF-κB have been found to stabilize the transactivation circuit (Burnett et al, 2009). We can only speculate about the definite role of the basal transcription rate and the HIV protein Tat in the generation and maintenance of viral latency, but recent observations have given support that latency could indeed be an intrinsic property of HIV (Jeeninga et al, 2008).

## Materials and methods

### Intracellular transactivation circuit

To simulate the transactivation of HIV-infected cells and their reversion into latency, we adopt the model from Weinberger et al (2005) and Weinberger and Shenk (2007). For some additions of the model and parameters, we refer to the studies by Reddy and Yin (1999) and Kim and Yin (2005). Using chemical kinetics, the transactivation circuit can be described as follows:

The promoter site of the HIV provirus consists of the LTR, which is under the control of a low basal transcription rate *k*_{b}. Transcription can also happen in bursts giving rise to a higher number of mRNA molecules, i.e., . However, as long as the transcriptional bursts also occur at a low but constant rate *k*_{b}, the properties of the transactivation circuit are not affected. Messenger RNA is transcribed in the nucleus (mRNA_{n}) and exported into the cytoplasm (mRNA_{c}) at a rate *k*_{e}. There protein translation takes place, which generates the proteins for viral particle assembly, *P*, and at a lower rate the regulatory protein *Tat*_{c}. After it is imported into the nucleus, Tat_{n} binds reversibly, together with co-factors, to the *LTR* resulting in the transcriptional elongation factor *pTEFb*_{d}. *pTEFb*_{d} can reversibly become acetylated into the activated form *pTEFb*_{a} that leads to a much higher transcription rate, *k*_{f}, of the provirus. Messenger RNA, Tat and proteins *P* have different rates of decay.

It is important to note that we do not take into account the processes of the HIV replication life cycle that occur before or after transactivation, such as reverse transcription or the assembly of viral particles. Also, it has been shown that after the first steps of transactivation, the regulatory protein Rev will generate differently spliced transcripts that eventually translate into structural proteins. Although these intermediate processes will extend the time delay until newly produced viral particles are released, it is unlikely that they influence the switch-like behavior of the transactivation circuit. Therefore, we simply define an infected cell as activated and virus-producing when the intracellular concentration of the viral protein *P* breaches a threshold of 10^{3} (Figure 1A). We initialize the simulation runs of newly infected cells with a small amount of pre-integration transcripts (Wu, 2004). Sensitivity analysis shows that a single transcript of mRNA is rarely sufficient to induce the positive feedback loop. However, a few mRNA transcripts are enough to launch the transactivation circuit in ~99% of the simulation runs and we set the number of pre-integration transcripts to mRNA_{n}(0)=5. The parameters are given in Table I. For stochastic simulations of the transactivation circuit, we make use of the Gillespie algorithm (Gillespie, 1977). A program of the model was written in C and can be obtained freely on request from the authors.

### From probability densities to age-dependent rates

To analyze the behavior of a large population of HIV-infected cells that are subject to stochastic processes, we carry out many simulation runs of the transactivation circuit given in Equation (3) within a single cell. For example, in the case of transactivation of recently infected cells, we measure the time point at which the viral protein P exceeds the threshold of 10^{3} (Figure 1A). This point is defined as the time of transactivation and we repeat the simulation 10^{6} times to obtain the probability distribution of transactivation depending on the age of the infected cell (Figure 1B, red line). Next, we derive the age-dependent transactivation rate *s*(*a*), where *a* is the age of the cell after infection. The probability that an infected cell has not yet been transactivated until time *t* is given by

where *ŝ*(*a*) is the probability density function and the cumulative probability density function of transactivation. By taking the logarithm and differentiating over *t* we derive the age-dependent transactivation rate

Similarly, the reversion rate and transactivation rate of latently infected cells can be obtained. For numerical simulations of the PDE model from Equation (1), we use the age-dependent transactivation rate obtained in Figure 1B and the constant rates that are approached in Figure 1C and 1D to solve the equations using the *escalator boxcar train* model formulation as described in De Roos et al (1992) (available on http://staff.science.uva.nl/~aroos/Ebt.htm).

### Virus dynamics with heterogeneous activation rates

Based on the model given in Equation (2), we derive an explicit mathematical solution for the dynamics of virus and latently infected cells during drug therapy. We extend a previous model by (Muller et al, 2002) to account for the reversion of virus-producing cells into latency and additionally assume a distribution of activation rates of latently infected cells, *f*(α). For simplicity, we consider 100% drug efficacy and therefore assume that *de novo* infections have stopped.

First, we examine a simple case with only one class of latently infected cells, *L*_{α}, with a single activation rate α. As the turnover of activated cells is much faster than that of latently infected cells, we can make a quasi steady-state assumption:

The virus produced by activation of latently infected cells is then given by

where *p*/*c* accounts for the virus production and clearance.

Second, we assume a distribution of latently infected cells and define the pre-treatment steady-state as

with *A*(0) being the pool of activated cells. The total pool of latently infected cells is then given by

Now, we can account for the virus production through activation of a heterogeneous pool of latently infected cells by simply substituting Equation (9) into Equation (7), which gives the final solution:

Similarly, the decay of latently infected cells is given by

In addition, the initial pool of activated virus producing cells is decaying rapidly and the virus load is given by

where represent the cells that are activated by latently infected cells at time 0 and therefore have been included in Equation (10). The total concentration of virus over time is then given by *V*(*t*)=*V*_{L}(*t*)+*V*_{A}(*t*). Numerical simulations of a full model without the quasi steady-state assumptions validate our explicit solution (results not shown).

## Acknowledgments

We thank Vitaly Ganusov for discussions on technical aspects of the paper and three anonymous reviewers for helpful comments. Christian L Althaus and Rob J De Boer gratefully acknowledge financial support by the Netherlands Organisation for Scientific Research (VICI Grant 016.048.603).

## Footnotes

The authors declare that they have no conflict of interest.

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- Viral and latent reservoir persistence in HIV-1-infected patients on therapy.[PLoS Comput Biol. 2006]
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