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A combination of Trastuzumab and 17-AAG induces enhanced ubiquitinylation and lysosomal pathwaydependent ErbB2 degradation and cytotoxicity in ErbB2-overexpressing breast cancer cells 1Eppley Institute for Research in Cancer and Allied Diseases, and UNMC-Eppley Cancer Center, University of Nebraska Medical Center, Omaha, NE 68198-6805 2Department of Biochemistry and Molecular Biology, College of Medicine, University of Nebraska Medical Center, Omaha, NE 68198-5805 3Department of Genetics, Cell Biology and Anatomy, College of Medicine, and UNMC-Eppley Cancer Center, University of Nebraska Medical Center, Omaha, NE 68198-5805 §To whom correspondence should be addressed at: E-mail: sraja/at/unmc.edu; Email: hband/at/unmc.edu, Phone: 402-559-8536 (SMR); 402-559-8572 (HB), Address: Eppley Science Hall, Room 9026 (SMR)/9027 (HB), Eppley Institute for Research in Cancer and Allied Diseases, University of Nebraska Medical Center, Omaha, NE 68198-6805 4This work was initiated and partly completed while the authors were at the Divisions of Molecular Oncology and Cancer Biology, Evanston Northwestern Healthcare Research Institute, Department of Medicine, Feinberg School of Medicine; Robert H. Lurie Comprehensive Cancer Center, and Department of Biochemistry, Molecular Biology and Cell Biology, Northwestern University, Evanston, IL 60201; 5Current Address: ALR - Northwestern University Medical School, Department of Medicine, 675 N St. Clair, Chicago, Il 60611l; MB – Northwestern University Medical School, Department of Medicine, 675 N St. Clair, Chicago, Il 60611l; MD - Evanston Northwestern Healthcare Research Institute, 1001 University Place, Evanston, IL 60201; HC – MIT, Department of Chemical Engineering, 77 Massachusetts Ave, Cambridge, MA 02139; WP- Cell Biology Program, Sloan-Kettering Institute, Memorial Sloan-Kettering Cancer Center, 1275 York Ave, NY 10021 The publisher's final edited version of this article is available at Cancer Biol Ther.Abstract ErbB2 (or Her2/Neu) overexpression in breast cancer signifies poorer prognosis, yet it has provided an avenue for targeted therapy as demonstrated by the success of humanized monoclonal antibody Trastuzumab (Herceptin™). Resistance to Trastuzumab and eventual failure in most cases, however, necessitate alternate ErbB2-targeted therapies. HSP90 inhibitors such as 17-allylaminodemethoxygeldanamycin (17-AAG), potently downregulate the cell surface ErbB2. While the precise mechanisms of Trastuzumab or 17-AAG action remain unclear, ubiquitinylation-dependent proteasomal or lysosomal degradation of ErbB2 appears to play a substantial role. As Trastuzumab and 17-AAG induce the recruitment of distinct E3 ubiquitin ligases, Cbl and CHIP respectively, to ErbB2, we hypothesized that 17-AAG and Trastuzumab combination could induce a higher level of ubiquitinylation and downregulation of ErbB2 as compared to single drug treatments. We present biochemical and cell biological evidence that combined 17-AAG and Trastuzumab treatment of ErbB2-overexpressing breast cancer cell lines leads to enhanced ubiquitinylation, downregulation from the cell surface and lysosomal degradation of ErbB2. Importantly, combined 17-AAG and Trastuzumab treatment induced synergistic growth arrest and cell death specifically in ErbB2-overexpressing but not in ErbB2-low breast cancer cells. Our results suggest the 17-AAG and Trastuzumab combination as a mechanism-based combinatorial targeted therapy for ErbB2-overexpressing breast cancer patients. Keywords: ErbB2, 17-AAG, Trastuzumab, synergy, ubiquitin ligase Introduction Overexpression of ErbB2 (Her2/Neu), a member of the Epidermal Growth Factor Receptor (EGFR) family, is involved in the pathogenesis of nearly 20-30% of invasive breast cancers and is associated with poor prognosis. ErbB2 therefore represents a therapeutic target and a humanized anti-ErbB2 monoclonal antibody, Trastuzumab (Herceptin™, Genentech, San Francisco, CA), is now an essential part of treatment of ErbB2-overexpressing breast cancers. Trastuzumab is currently administered with other chemotherapeutics, like microtubule stabilizing agents (Docetaxel, Paclitaxel), DNA binding drugs (Doxorubicin, Epirubicin, Cisplatin) or alkylating agents (Cyclophosphamide). However, clinical data indicate a less than satisfactory response rate in patients1 as well as a somewhat increased risk of cardiac toxicity when Trastuzumab is used with doxorubicin2, 3. Importantly, most patients that do respond initially eventually develop Trastuzumab resistance1, 4. The molecular factors that impart Trastuzumab resistance remain unknown, in part because the mechanism of Trastuzumab action itself is unclear. Current models suggest that one or more of the following mechanisms mediates Trastuzumab action: (a) induction of antibody-dependent cellular cytotoxicity (ADCC)5-10, (b) a block in ErbB2-signaling via the PI3K-Akt pathway and activation of PTEN11, 12, and (c) enhancement of the endocytic downregulation of ErbB2 via the lysosomal/proteasomal pathways1, 13. Recent reports have suggested that ADCC is the predominant mechanism of action5-10. While Trastuzumab action may be in part due to its ability to activate immune responses, it does not explain why some patients are intrinsically resistant while others eventually develop resistance. Recent studies have also identified the tumor suppressor PTEN as a factor imparting Trastuzumab resistance12, 14, 15. Furthermore, the ability of various chemotherapeutics (taxane-, anthracycline- or platinum-based) to synergize with Trastuzumab cannot be explained by ADCC. These observations suggest additional mechanism of Trastuzumab and its ability to disrupt ErbB2 signaling networks. Earlier work by Klapper et al.16 (and this study) strongly suggest a role for the endocytic pathway in ErbB2 downregulation, a mechanism similar to EGF-induced downregulation of EGFR (ErbB1)17-19. In this pathway, receptor ubiquitinylation plays a crucial role in regulating the traffic of endocytosed receptor to the lysosomes and subsequent degradation17-19. EGF induces rapid ubiquitinylation and lysosomal trafficking of EGFR. However ErbB2 ubiquitinylation and lysosomal trafficking is far less efficient than that of EGFR20-22. A potential reason for this inefficiency is that mature ErbB2, unlike EGFR, exists in association with the HSP90 molecular chaperone complex23-26, which may reduce the efficiency of ubiquitinylation through steric hindrance or reduced interaction with E3 ubiquitin ligases. Indeed, inhibition of HSP90 function using ansamycin antibiotics geldanamycin or 17-allylaminodemethoxygeldanamycin (17-AAG) induces a chaperone complex rearrangement leading to the dissociation of HSP90 and the association of HSP70 which is followed by rapid ubiquitin-dependent degradation of ErbB226, 27. Phase I clinical trials of 17-AAG have recently been completed28-32 and this agent has entered phase II clinical trials as a potential anti-cancer agent (www.clinicaltrials.gov). Klapper et al16 have previously demonstrated a role for Cbl E3 ligase in ErbB2 ubiquitinylation and degradation and the tumor-inhibitory activity of a monoclonal anti-ErbB2 antibody16. By inference, Cbl is thought to mediate Trastuzumab-induced ErbB2 ubiquitinylation, and Trastuzumab treatment of ErbB2-overexpressing breast cancer cells induces a Cbl-binding site on ErbB226 but whether Cbl indeed plays a role in Trastuzumab-induced ErbB2 ubiquitinylation and downregulation is unknown. 17-AAG-induced ErbB2 ubiquitinylation, on the other hand, has been linked to chaperone assisted recruitment of an E3 ligase CHIP (C-terminus of Hsc70 Interacting Protein)26, 27. 17-AAG-treatment induces a rearrangement of the chaperone complex with dissociation of ErbB2-bound HSP90 and recruitment of Hsc70-CHIP complex26, 27. As 17-AAG-induced ErbB2 ubiquitinylation and degradation does not require a Cbl-binding site on ErbB226, it is clear that treatment with 17-AAG or Trastuzumab results in the recruitment of distinct E3s to ErbB2. We therefore hypothesized that a combination of 17-AAG and Trastuzumab could recruit both Cbl and CHIP E3 ubiquitin-ligases to ErbB2, resulting in its enhanced ubiquitinylation and degradation. Accordingly we proposed that a combination of Trastuzumab and 17-AAG could have additive/synergistic effects by virtue of the enhanced ErbB2 ubiquitinylation and lysosomal degradation mediated by the combined action of Cbl and CHIP E3-ligases (see model presented in Fig. 7
Materials and Methods Cell Culture The following ErbB2-overexpressing breast cancer cell lines were used in this study: SKBr-3, BT-474 and 21MT-1 (derived from tumors overexpressing ErbB2) and MCF-7-ErbB2 (MCF-7 cells retrovirally transduced with ErbB2 using pMSCV-puro-ErbB233). The ErbB2-low cell lines included the breast cancer cell lines MCF-7 and MDA-MB-231 and immortal non-tumorigenic cell line MCF-10A. BT-474, SKBr-3, MCF-7 and MDA-MB-231 cell lines were maintained in α-MEM medium supplemented with 5% fetal bovine serum (FBS), 1 % L-glutamine, 1% Penicillin-Streptomycin, 20 mM HEPES, Non-essential amino acids and sodium-pyruvate (complete α-MEM; all components from Invitrogen Carlsbad, CA, U.S.A). 21MT-1 cells were maintained in complete α-MEM, further supplemented with 12.5 ng/ml epidermal growth factor (EGF) and 1 μg/ml hydrocortisone (Sigma). MCF-10A cells were grown in DFCI-1 medium34. Antibodies and other reagents The primary antibodies (Ab) used for this study and the conditions of their use are described in Supplementary Table 1. HRP-conjugated secondary antibodies or Protein-A as well as fluorescently-labeled secondary antibodies were from Invitrogen Corporation (Carlsbad, CA, U.S.A). Trastuzumab (Herceptin™) was obtained through Evanston Northwestern Healthcare pharmacy while 17-AAG was provided by the Drug Synthesis and Chemistry Branch, Division of Cancer Treatment and Diagnosis of the NCI, or was purchased from Biomol International (Plymouth, PA, U.S.A.). Bafilomycin A was from EMD Biosciences (San Diego, CA, U.S.A). Annexin V staining kit was from Invitrogen (Carlsbad, CA, U.S.A.). Flow cytometry and confocal immunofluorescence microscopy (CIM) Flow cytometry analysis of cell-surface ErbB2 was performed on live cells (without fixation and permeabilization). Following drug-treatments, cells were trypsinized, washed in ice-cold fluorescence-activated cell sorter (FACS) buffer (2 % FBS, 2 % BSA in PBS containing 0.02 % sodium azide) and serially stained with primary and secondary antibodies on ice in the same buffer. Stained cells were analyzed using a FACScalibur (San Jose, CA, U.S.A.). For CIM, cells grown on coverslips were treated with the drugs, fixed in 4% paraformaldehyde (PFA), and permeabilized using CIM buffer (10 % FBS, 0.2 % BSA and 0.05 % Saponin in PBS). Cells were stained with primary Ab and Alexafluor™-conjugated secondary Ab diluted in CIM, and mounted in Vectashield mounting medium (Vector Laboratories, Burlingame, CA) containing DAPI (4′, 6-diamidino-2-phenylindole) to visualize the nuclei. Images were acquired using a Nikon C1 confocal microscope under 100× magnification. Merged pictures were generated using Nikon C1 software. Immunoprecipitation (IP) and Western-blotting (WB) IPs and IBs were carried out as described previously 35. Cytotoxicity Assays and analysis of 17-AAG/Trastuzumab interactions 2000-3000 cells per well were plated in 96-well plates and 8 replicate wells used for each condition. Drug treatments included the following: (1) a serial 2-fold dilution of 17-AAG (200 to 0.19 nM); (2) a serial 2-fold dilution of Trastuzumab (80 to 0.078 μg/ml); and (3) a serial 2-fold dilution of 17-AAG (200 to 0.19 nM) with selected concentrations of Trastuzumab (0.1, 1 or 10 μg/ml). Controls included untreated cells as well as cells treated with DMSO. The cells were treated for 7 days with change of medium (containing the drugs) every other day. At the end of the treatment, cell viability was assessed using an MTT assay kit (Invitrogen, Carlsbad, CA, U.S.A.). Absorbance values with cells at day 0 (before drug treatment) were subtracted from values at day 7, and the corrected values used to calculate the effect as a fraction of untreated controls. All absorbance values were in the linear range of the calibration curve. The data were used to calculate the fraction affected (Fa). Multiple-drug effect analysis was done using the computer software program Calcusyn, from Biosoft (Cambridge, UK) to calculate the median dose (Dm) and Combination Index (CI). C.I. value < 1 indicates drug synergy, = 1 indicates additive effects, whereas a value >1 indicates antagonistic interaction36. Each experiment was repeated at least three times with replicates. To ensure the quality of data, linear correlation coefficient (r) of the median-effect plot was required to be greater than 0.85. Apoptosis and Cell cycle analysis Annexin V (Invitrogen, Carlsbad, CA, U.S.A.) staining of drug-treated cells was performed according to the manufacturer's protocol to evaluate drug-induced cell death. Cell cycle arrest was assessed by FACS analysis of PI-stained cells using standard protocols. Results Combined treatment of ErbB2-overexpressing breast cancer cell lines with 17-AAG and Trastuzumab induces a more pronounced downregulation of surface ErbB2 While a previous study did not observe any significant difference in the rate of ErbB2 degradation upon combined geldanamycin plus Trastuzumab as compared to 17-AAG alone22, we reasoned that this result was likely due to different kinetics of ErbB2 degradation induced by 17-AAG and Trastuzumab as well as the dose of geldanamycin used. Whereas relatively high concentrations of 17-AAG (0.1-1 μM) induce a nearly complete loss of ErbB2 on ErbB2-overexpressing breast cancer cells within 6-8 h of treatment, Trastuzumab-induced ErbB2 degradation is slow, requiring 48-72 hours (Fig 1A and 1B
Combination of 17-AAG and Trastuzumab induces enhanced ubiquitinylation and lysosomal degradation of ErbB2 In order to further establish whether the mechanistic basis for enhanced efficiency of 17-AAG plus Trastuzumab combination towards ErbB2-degradation lies in its ability to enhance ErbB2-ubiquitinylation, we compared the extent of ubiquitinylation induced by 17-AAG, Trastuzumab, and their combination at same concentrations as those used for ErbB2 degradation studies described in Fig. 2D Ubiquitinylation of proteins is linked to their degradation via the proteasome or the lysosome. While soluble proteins are typically degraded in the proteasome, membrane-proteins, such as RTKs, primarily undergo lysosomal degradation following endocytosis. Receptor ubiquitinylation has become established as a critical signal for sorting of endocytosed receptors from early endosome through multi-vesicular bodies to the lysosome17-19. The mechanism of 17-AAG-induced ErbB2 degradation (lysosomal versus proteasomal) remains controversial. While proteasomal degradation has been implicated, based on the ability of proteasomal inhibitors to block ErbB2-degradation39, recent studies by Lerdrup et al.37 have suggested that proteasomal activity is required for endocytic internalization of ErbB2 and that proteasomal inhibitors may instead block ErbB2 degradation by inhibiting receptor endocytosis. Similar to studies by Lerdrup et al., we observed that following 17-AAG treatment ErbB2 colocalizes with a late endosomal/lysosomal marker, LAMP-1 (stained in red) (Fig, 3B Since the two drugs (17-AAG and Trastuzumab) individually mediated ErbB2 degradation in the lysosome, we next sought to establish if the combination also leads to ErbB2 degradation in the lysosome. We chose BT-474 cell line for these analyses as its higher sensitivity to drugs being tested made it more amenable for ErbB2-LAMP-1 colocalization in presence of bafilomycin A1. To reduce bafilomycin toxicity during extended periods of observation, we reduced the concentration of bafilomycin A1 to 10 nM (from 100 nM used for shorter times in Fig. 3B 17-AAG plus Trastuzumab combination synergistically induces selective killing of ErbB2-overexpressing breast cancer cells Having established that a combination of low concentration of 17-AAG with Trastuzumab induced more effective ErbB2 ubiquitinylation and lysosomal-degradation, we wished to assess the biological effects of their combination on proliferation of ErbB2-overexpressing breast cancer cell lines. These included naturally ErbB2-overexpressing breast cancer lines SKBr-3, BT-474 and 21MT-1, as well as an engineered line MCF7-ErbB2 derived by stable retroviral transduction of ErbB2 into ErbB2-low MCF7 cell line. These were compared with three ErbB2-low cell lines MCF-7, MDA-MB-231 (breast cancer cell lines) and MCF-10A (non-tumorigenic immortal mammary epithelial line). The extent of cell proliferation following a 7 day-treatment was assessed using MTT-assay. Dose response curves were generated for cells treated with Trastuzumab alone (see Supplementary data Fig. 1), 17-AAG alone or various combinations of Trastuzumab and 17-AAG (as described in Materials and Methods section). The results are presented in Fig. 4
As shown in Fig. 4 We also analyzed colony forming ability (Crystal violet staining), cell cycle distribution (PI-staining) and proportion of cells undergoing apoptosis (using annexin V assay) to complement our MTT assay-based analyses of the effectiveness of combined treatment with 17-AAG plus Trastuzumab. Crystal violet staining clearly showed markedly reduced number of colonies in wells treated with the combination as compared to single drugs (See Fig. 6A
Discussion Current targeted therapy trials of ErbB2-overexpressing breast cancer patients involves combination of Trastuzumab with non-targeted chemotherapy drugs that interfere with DNA synthesis, such as doxorubicin, cisplatin, cyclophosphamide, 5-fluorouracil and gemcitabane, or that interfere with microtubule function, such as docetaxel (http://www.ClinicalTrials.gov). These combinations are based on the rationale that chemotherapeutic drugs are already clinically approved as well as empirical observations using in vitro cell culture and pre-clinical mouse models rather than a clear mechanistic link between the targets of these drugs and that of Trastuzumab. On the other hand, we have used a rational combination of Trastuzumab and the HSP90 inhibitor 17-AAG that would be expected to bring about the concerted action of distinct E3 ubiquitin ligases, Cbl and CHIP respectively, to enhance the ubiquitinylation of ErbB2 and its subsequent degradation via the lysosomal pathway. The ability of these drugs to act together at a more proximal step (concurrent recruitment of two distinct E3 ligases to ErbB2 by both drugs) within the same pathway rather than in disparate pathways (such as ErbB2-receptor downregulation by Trastuzumab and DNA-damage or inhibition of DNA synthesis by chemotherapeutic agents) was anticipated to produce potentially additive or synergistic effects. The studies reported here, support our hypothesis that combination of 17-AAG and Trastuzumab presumably by bringing about the concerted action of two independent E3 ligases, Cbl and CHIP, can indeed lead to enhanced ErbB2-ubiquitinylation (model presented in Fig. 7 Biochemical and cell biological analyses clearly demonstrate that enhanced ubiquitinylation of ErbB2 upon treatment of ErbB2-overexpressing breast cancer cells with 17-AAG and Trastuzumab combination leads to lysosomal degradation of ErbB2. Importantly, more pronounced depletion of ErbB2 upon combined treatment with 17-AAG and Trastuzumab results in better attenuation of proliferation- and survival-associated signaling pathways. These biochemical effects are associated with more pronounced proliferative arrest and cell death with a combination of 17-AAG and Trastuzumab as compared to individual drugs, consistent with their dependence on ErbB2-driven survival signaling. While the effects of the two drugs at the proximal step of ErbB2-ubiquitinylation and degradation appear to be additive at most, the final biological outcome (antiproliferative effects, which are several steps downstream of ErbB2-degradation) of combined vs. the individual drug treatments demonstrated a synergistic interaction between 17-AAG and Trastuzumab. This interaction was seen with ErbB2-overexpressing but not in ErbB2-low breast cancer cell lines, indicating that these drugs work together in an ErbB2-targeted manner. While our biochemical, cell biological and functional analyses together provide strong support for the idea that increased depletion of ErbB2 upon combined 17-AAG and Trastuzumab treatment of ErbB2-overexpressing cells contributes to synergistic biological interaction of these drugs, it is likely that effects of 17-AAG at nodal points in ErbB2 signaling cascade also contribute. For example, while depletion of p-AKT (Fig. 6d Our observation that relatively low concentrations of 17-AAG can synergize with Trastuzumab to enhance the ErbB2 ubiquitinylation and its lysosomal degradation are consistent with recent studies suggesting that 17-AAG-induced ErbB2 degradation takes place in the lysosome37, 38. In this regard, the previous observations that proteasome inhibitors prevent ErbB2 degradation in response to 17-AAG appear to reflect the role of the proteasome in facilitating a cleavage event that makes ErbB2 capable of lysosomal traffic as opposed to the predominant recycling behavior of intact ErbB238. Further studies to understand the molecular determinants of ErbB2 resistance to lysosomal trafficking as well as the purported role of CHIP (for 17-AAG) and Cbl (for Trastuzumab) ubiquitin ligases is likely to identify additional targets to refine ErbB2-targeted therapy. Future analyses using Cbl and CHIP knockdown as well as knockout cells should help determine the relative contributions of Cbl and CHIP towards ErbB2 ubiquitinylation by 17-AAG plus Trastuzumab combination, as well as the requirement of ubiquitin-dependent ErbB2 degradation towards biological synergism seen with combined drug treatment. In this context, the role of selective association of HSP90 with ErbB2 (as opposed to EGFR, for example) to inhibit lysosomal trafficking of ErbB2 also requires further study. In conclusion we demonstrate that 17-AAG plus Trastuzumab combination can more potently downregulate ErbB2 compared to individual agents, and can induce synergistic anti-proliferative and apoptotic affects selectively in ErbB2-overexpressing breast cancer cells. Further preclinical and clinical studies should help determine if the mechanism-based synergistic interaction between Trastuzumab and 17-AAG could be used to treat ErbB2-overexpressing breast cancer patients, in particular those that have developed resistance to currently used combination of chemotherapeutic agents and Trastuzumab. In fact, Modi et al. 28 have recently reported both pre-clinical (using BT474 xenografts in mice) as well as a phase I dose escalation study using a combination of 17-AAG (Tanespimycin or KOS-953 from Kosan Biosciences, Hayward, CA) with Trastuzumab. The combination not only showed effective reduction of tumor in xenograft models but also was found to be safe in patients with Trastuzumab-refractory Her-2 positive breast cancer28, indicating the feasibility of the combination and extension into phase II studies Supplementary Information: Fig. S1: Trastuzumab dose-response curves against ErbB2-overexpressing breast cancer cells: The proliferation of ErbB2-overexpressing cells (SKBr-3, BT-474 and 21MT-1) treated with varying doses of Trastuzumab (as described in the methods section) was assessed using MTT-assay. Shown here are the relative growths of the cells as a function of Trastuzumab concentrations. Supplementary Table 1: List of antibodies and their concentrations used in this study. Click here to view.(78K, pdf) Acknowledgments This work was supported by: the NIH Grants CA 116552, 99900, CA99163, CA 87986 and CA76118 to HB, and CA94143, CA96844 and CA81076 to VB; DOD Breast Cancer Research Grants DAMD17-02-1-0303 (HB), DAMD17-02-1-0508 (VB), W81XWH-05-1-0231(VB) and W81XWH-07-1-0351 (VB); the NCI Center for Cancer Nanotechnology Excellence Grant NCI 1U54 CA119341-01 (HB and VB); Avon Breast Cancer Fund, Northwestern University; and the Jean Ruggles-Romoser Chair of Cancer Research (HB) and the Duckworth Family Chair of Breast Cancer Research (VB). SMR and MN acknowledge support from ENH Research Career Development Award and SMR acknowledges support from the Auxiliary of ENH Breast Cancer Pilot Grant. We thank Dr. Brian Drucker for 4G10 antibody. We thank members of the Band Laboratories for helpful suggestions and discussion. Abbreviations References 1. 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