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Br J Gen Pract. Apr 1, 2009; 59(561): e110–e115.
Published online Feb 27, 2009. doi:  10.3399/bjgp09X420239
PMCID: PMC2662122

Prognosis of primary care patients aged 80 years and older with lower respiratory tract infection

Christiana van de Nadort, Medical Student, Hugo M Smeets, MSc, Epidemiologist, Jettie Bont, PhD, MD, GP, N Peter A Zuithoff, MSc, Social Scientist, Eelko Hak, MSc, PhD, Associate Professor of Clinical Epidemiology, and Theo JM Verheij, PhD, MD, Professor of General Practice

Abstract

Background

Predictors for a complicated course of a lower respiratory tract infection (LRTI) episode among patients aged ≥80 years are unknown.

Aim

To determine prognostic factors for hospital admission or death within 30 days after first onset of LRTI among primary care patients aged ≥80 years.

Design of study

Retrospective cohort study.

Setting

Utrecht General Practitioner Research Network.

Method

Data were obtained using the computerised database of the research network over the years 1997 to 2003. Multivariable logistic regression analysis was applied to estimate the independent association of predictors with 30-day hospitalisation or death.

Results

In all, 860 episodes of LRTI were observed in 509 patients; 13% of patients were hospitalised or died within 30 days. Type of LRTI, diabetes, use of oral glucocorticoids, use of antibiotics in the previous month, and hospitalisation in the previous 12 months were independently associated with the combined outcome. Patients with insulin-dependent diabetes mellitus had a greater risk of 30-day hospitalisation or death compared with patients with non-insulin-dependent diabetes.

Conclusion

Independent of age, serious comorbidity – notably the presence of insulin-dependent diabetes or exacerbation of chronic obstructive pulmonary disease requiring oral glucocorticoids – increases the risk for complications, including hospital admissions, in patients aged ≥80 years with an LRTI.

Keywords: elderly, primary health care, prognosis, respiratory tract, infections

INTRODUCTION

Lower respiratory tract infections (LRTIs) including pneumonia, acute bronchitis, and exacerbation of chronic obstructive pulmonary disease (COPD) are frequently diagnosed by GPs.1,2 In the Netherlands the incidence of GP-diagnosed LRTI is 23 per 1000 adults, but 70 per 1000 for patients aged ≥75 years.3 LRTIs are a major threat to the older population46 because, compared with younger patients, older patients are more prone to develop complications. Moreover, they have a greater burden of underlying diseases and a different response to therapy. To be able to target interventions efficiently, risk stratification is of high importance.

Many prognostic studies have been performed in patients with LRTI, but results from only a few studies can be applied to predict the prognosis in older patients in primary care. The reasons for this range from exclusively including patients in a hospital setting,716 to selecting patients with community-acquired pneumonia only.713,1520 Some studies investigated the aetiological factors and used a case-control design,1518 others tested the validity or usefulness of an existing prediction rule.10,13 Of note, the number of patients aged ≥80 years in most studies was low, or it was not totally clear how many older patients were included.79,15,20,21

How this fits in

Lower respiratory tract infections (LRTIs) are a major threat for the older population because older people are prone to develop complications. To be able to target interventions efficiently, this study tried to determine prognostic factors for hospital admissions and death within 30 days of the first consultation. Results showed that serious comorbidity, notably insulin-dependent diabetes mellitus and chronic obstructive lung disease requiring oral corticosteroids, increases the risk for complications in patients aged ≥80 years with an LRTI. Age in itself was not a risk factor in this age group.

In a recent study from the authors' group in which a prediction rule was developed for older primary care patients with LRTI aged ≥65 years, it was shown that age was an independent predictor of clinical outcome.22 However, older patients, for example, those aged ≥80 years, were not analysed separately. The prognosis of this subgroup is relevant because the number of older patients is increasing rapidly and their complications are relatively severe. The purpose of this study was to determine prognostic factors for being admitted to the hospital or dying within 30 days among primary care patients diagnosed with LRTI aged ≥80 years.

METHOD

Patients and setting

Data from a large cohort of older patients with LRTI, used by Bont et al,22 were analysed. The data originated from the database of the Utrecht GP Research Network. In this network 35 GPs have been registering morbidity in electronic medical files of approximately 58 000 patients since approximately 1990. These patients are a reflection of the Dutch population with respect to age and sex. Contact data and diagnoses are registered according to a protocol using the International Classification of Primary Care (ICPC) codes and, when necessary, additional detailed definitions of diagnoses. Data were collected from January 1997 to February 2003. Patients aged ≥80 years at the time of LRTI diagnosis were selected and analysed.

Definition of LRTI and exclusion criteria

LRTI episodes were selected according to ICPC codes. Pneumonia (R81) was defined as evidence of pulmonary consolidation based on physical examination or chest X-ray; acute bronchitis (R78) was defined as coughing with diffuse abnormalities on pulmonary examination (wheezing and crepitations); and the definition of exacerbation of COPD (R91, R95) was based on the criteria of Anthonisen et al.23 Multiple episodes in the same patient were included provided there was at least a 3-week symptom-free interval.

Patients were excluded if they were treated with antibiotics within the previous 3 weeks for another respiratory problem. Other exclusion criteria were: lung or haematological malignancy, HIV infection or AIDS, using immunosuppressive medication, or hospitalisation during the 2 weeks prior to the diagnosis.

Potential predictors

The choice of potential predictors was based on relevant literature.712,1417,21,22,2426 Age, sex, current use of medication, comorbidity, and healthcare use in the previous 12 months, including hospitalisation and GP visits, were regarded as potential predictors. Current use of medication was defined as medication prescribed on the day of diagnosis and ≥1 week prior to that day. Previous use of antibiotics was scored positive if the last tablet of a course was prescribed <1 month prior to diagnosis of LRTI. Comorbidity was scored using the ICPC codes in the patient record. The following illnesses were recorded: chronic bronchitis, COPD or emphysema (R91, R95), asthma (R96), malignancies (other than haematological or lung), congestive heart failure (K77, K82), myocardial infarction or other ischaemic heart diseases (K75, K76), angina pectoris (K74), stroke/cerebrovascular accident (K90), dementia (P70), neurological diseases including multiple sclerosis and Parkinson's disease (N86, N87, N99), diseases of the kidney and urinary tract (U99), diseases of the liver such as hepatitis and cirrhosis (D72, D97), and diabetes (T90).

Definition of the outcome

The combined outcome was defined as the occurrence of hospitalisation or death within 30 days after LRTI diagnosis, regardless of the primary cause. The outcome mortality was also analysed separately. Hospitalisation was regarded as an outcome if the patient stayed at least one night in the hospital.

Data analysis

Descriptive statistics and mean (standard deviation) were calculated in patients with or without the outcome. Multivariable logistic regression analysis was used to estimate the independent association between the combined clinical outcome and potential predictors. As many patients had more than one episode of LRTI and observations could be dependent, generalised estimating equations were used to adjust for within-person dependency.27 A univariable analysis was performed, and the variables found to have an association with the outcome (P≤0.2) were included in the multivariable analysis. Odd ratios and their 95% confidence intervals (CI) were estimated as approximation of the relative risk. Data analyses were performed using SPSS (version 15.0).

RESULTS

In all, 509 patients aged ≥80 years with 860 episodes of LRTI were included in the data analysis. Acute bronchitis, exacerbation of COPD, and pneumonia were diagnosed in 308 (35.8%), 343 (39.9%), and 209 (24.3%) episodes respectively. Hospitalisation or death within 30 days after diagnosis occurred in 109 (12.7%) episodes, and 51 (5.9%) of them were fatal. Mean age of the subgroup was 85.2 years, 62.3% were female, and comorbidity was present in 91.9%. As expected, the outcome and some comorbid conditions like COPD/asthma, heart failure, and neurological diseases were common in older patients (Table 1).

Table 1
Baseline characteristics of lower respiratory tract infection episodes in patients ≥80 years (n = 509).

In the multivariate analysis, the following predictors were independently associated with hospitalisation or death within 30 days: type of LRTI, diabetes, use of oral glucocorticoids, use of antibiotics in the previous month, and hospitalisation in the previous 12 months (Table 2). The Hosmer-Lemeshow goodness-of-fit statistic was 0.35 and the area under the receiver operating curve (ROC) for the combined endpoint was 0.74 (95% CI = 0.68 to 0.79). For the separate endpoint mortality, the area under the ROC was 0.73 (95% CI = 0.65 to 0.81; Appendices 1 and 2). It was observed that patients with insulin-dependent diabetes mellitus had a greater risk of 30-day hospitalisation or death in comparison with patients with non-insulin-dependent diabetes mellitus (50% versus 17%, P = 0.001).

Table 2
Univariable and/or multivariable associations between possible predictors and ‘hospitalisation or death within 30 days’ for patients ≥80 years.

DISCUSSION

Summary of main findings

Five variables were identified that were independently associated with 30-day hospitalisation or death in primary care patients aged ≥80 years with a LRTI: type of LRTI, diabetes, the use of oral glucocorticoids, the use of antibiotics in the previous month, and hospitalisation in the previous year.

Strength and limitations of the study

This study has various strengths. First, data for the predictors were obtained from a large database that has been shown to be valid in many previous studies of respiratory infections.2830 The participating GPs are trained and register diagnoses according to a protocol using ICPC codes. Second, a relatively low number of predictive factors (five) were found that are readily available in the patients' files and can be routinely used in daily practice. A potential shortcoming is that it was not possible to validate the data in another cohort. It was also not possible to collect clinical data on patients' history or physical examination because of the retrospective study design. Other studies examining prognostic factors of pneumonia or LRTIs have identified several clinical predictor variables, such as confusion, respiratory rate, temperature, and blood pressure.7,8,1113,16,17,24

Future studies should use a prospective design and also take clinical data into account. While these studies are not available yet, the authors believe that the present results are very useful for GPs. Regarding the endpoints, it should be noted that hospital admission is a marker of disease severity but also of social circumstances and subjective decisions. However, whatever the cause of the admission to hospital is, it is a very relevant endpoint for patients that it is important to anticipate.

Comparison with existing literature

The five predictors found were reported earlier in other populations. It has been shown that diabetes mellitus is associated with an increased susceptibility to infection,3133 and that patients with diabetes have an increased risk of complications when they have an LRTI.22,31 The present results show that, in particular, patients with insulin-dependent diabetes mellitus had a greater risk for the combined outcome. The same is probably true for other chronic diseases. It was found that the use of oral glucocorticoids is a predictor for the outcome. This probably means that patients with severe COPD do have an elevated risk, while mild cases do not. The use of previous antibiotic is probably also an indicator of serious underlying disease, and the fact that this also predicted poor outcome supports the study's other findings.

It was remarkable that no clear association was found between heart failure and age with mortality and hospitalisation. Heart failure was very common in the study subgroup (33.4%). Presumably, many older persons have mild heart failure that overall does not clearly increase their risk for complications. However, it is well known that patients with severe cardiac failure have an unstable health condition and a high complication rate.34 It was not possible to distinguish between mild and severe cardiac failure. A few other studies on cardiac failure in patients with LRTI show conflicting results.18,21,22,25

There is also discussion about age as a risk factor for complications.7,9,11,12,14,17,1922,24,26 In one of these studies it is suggested that age could lose specific weight as a prognostic factor for community-acquired pneumonia when including older patients only.11 Especially in the older population, age in itself could become less important, and other factors, most notably underlying diseases, could have more prognostic value.

Implications for clinical practice and future research

Serious comorbidity, especially insulin-dependent diabetes and serious COPD indicated by use of oral glucocorticoids, elevates the risk for complications in persons aged ≥80 years with LRTI. This risk is independent of age. The analysis in this study should be repeated in a validation cohort, and prospective studies should examine to what extent signs and symptoms could further improve risk assessment of patients aged ≥80 years with LRTI. In addition, intervention studies should assess to what extent the use of prognostic models like the present one would support management of these patients.

Acknowledgments

We would like to thank the GPs of the Utrecht GP Research Network for supplying data.

Appendix 1. Prediction rule for calculating probability of 30-day hospitalisation or death from lower respiratory tract infection in patients ≥80 years.

VariableRegression coefficientScore
Diagnosis
 Acute bronchitis01
 Exacerbation of COPD0.3954
 Pneumonia1.7372

Diabetes0.7862

Use of oral glucocorticoids0.9782

Use of antibiotics in previous month0.7652

Hospitalisation in previous year
 00
 10.7522
 ≥21.9905

COPD = chronic obstructive pulmonary disease.

Appendix 2. Sensitivity, specificity, PPV, and NPV for the different cut-off points.

Cut-off pointParticipant, nSensitivitySpecificityPPVNPV
≥16440.900.270.150.95

≥24060.720.560.190.93

≥33250.690.670.230.94

≥42440.620.770.280.93

≥51020.420.930.450.92

≥6870.400.940.510.92

≥7290.170.990.660.89

≥8280.170.990.680.89

≥9180.130.990.780.89

≥10110.0910.910.88

≥1140.04110.88

≥1230.03110.88

≥1320.02110.88

PPV = positive predicted value. NPV = negative predicted value.

Notes

Funding body

UMC Utrecht, ZonMW

Ethical approval

Not applicable

Competing interests

The authors have stated that there are none

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Contribute and read comments about this article on the Discussion Forum: http://www.rcgp.org.uk/bjgp-discuss

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