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Copyright © 2008 Varelmann et al.; licensee BioMed Central Ltd. Cardiorespiratory effects of spontaneous breathing in two different models of experimental lung injury: a randomized controlled trial 1Department of Anesthesiology and Intensive Care Medicine, University of Bonn, Sigmund-Freud-Strasse 25, D-53105 Bonn, Germany 2Department of Radiology, University of Uppsala, University Hospital, SE-75185 Uppsala, Sweden 3Department of Clinical Physiology, University of Uppsala, University Hospital, SE-75185 Uppsala, Sweden Corresponding author.Dirk Varelmann: dirk.varelmann/at/uni-bonn.de; Thomas Muders: thomas.muders/at/ukb.uni-bonn.de; Jörg Zinserling: joerg.zinserling/at/ukb.uni-bonn.de; Ulf Guenther: ulf.guenther/at/ukb.uni-bonn.de; Anders Magnusson: anders.magnusson/at/radiol.uu.se; Göran Hedenstierna: goran.hedenstierna/at/akademiska.se; Christian Putensen: christian.putensen/at/ukb.uni-bonn.de; Hermann Wrigge: hermann.wrigge/at/ukb.uni-bonn.de Received July 22, 2008; Revisions requested August 29, 2008; Revised October 3, 2008; Accepted November 4, 2008. This is an open access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. Abstract Introduction Acute lung injury (ALI) can result from various insults to the pulmonary tissue. Experimental and clinical data suggest that spontaneous breathing (SB) during pressure-controlled ventilation (PCV) in ALI results in better lung aeration and improved oxygenation. Our objective was to evaluate whether the addition of SB has different effects in two different models of ALI. Methods Forty-four pigs were randomly assigned to ALI resulting either from hydrochloric acid aspiration (HCl-ALI) or from increased intra-abdominal pressure plus intravenous oleic acid injections (OA-ALI) and were ventilated in PCV mode either with SB (PCV + SB) or without SB (PCV – SB). Cardiorespiratory variables were measured at baseline after induction of ALI and after 4 hours of treatment (PCV + SB or PCV – SB). Finally, density distributions and end-expiratory lung volume (EELV) were assessed by thoracic spiral computed tomography. Results PCV + SB improved arterial partial pressure of oxygen/inspiratory fraction of oxygen (PaO2/FiO2) by a reduction in intrapulmonary shunt fraction in HCl-ALI from 27% ± 6% to 23% ± 13% and in OA-ALI from 33% ± 19% to 26% ± 18%, whereas during PCV – SB PaO2/FiO2 deteriorated and shunt fraction increased in the HCl group from 28% ± 8% to 37% ± 17% and in the OA group from 32% ± 12% to 47% ± 17% (P < 0.05 for interaction time and treatment, but not ALI type). PCV + SB also resulted in higher EELV (HCl-ALI: 606 ± 171 mL, OA-ALI: 439 ± 90 mL) as compared with PCV – SB (HCl-ALI: 372 ± 130 mL, OA-ALI: 192 ± 51 mL, with P < 0.05 for interaction of time, treatment, and ALI type). Conclusions SB improves oxygenation, reduces shunt fraction, and increases EELV in both models of ALI. Introduction Alveolar recruitment in response to therapeutic interventions such as mechanical ventilation with positive end-expiratory pressure (PEEP) has been suggested to differ between direct (pulmonary) or indirect (extrapulmonary) acute lung injury (ALI) or the acute respiratory distress syndrome (ARDS) [1-3]. In direct ALI/ARDS, the injury originates from the alveolar epithelium and is characterized by alveolar collapse, fibrinous exudates, and alveolar wall edema [4], which might result in an increased lung elastance while chest wall elastance is often normal Computed tomography (CT) scans show equal amounts of consolidation and ground-glass opacities, with consolidated areas favoring the vertebral regions [5]. In indirect ALI/ARDS, the insult originates from the vascular endothelium and may cause less damage to the lung but may be associated with increased chest wall elastance [6] often caused by restricted movements and cranial shift of the diaphragm due to increased intra-abdominal pressure (IAP) [1,7]. Ground-glass opacity predominates and is evenly distributed [5]. Thus, direct and indirect ALI/ARDS have been suggested to have two distinct diseases with different respiratory mechanics, histopathology, and CT findings [1,5,8,9]. Maintaining unsupported spontaneous breathing (SB) with airway pressure release ventilation (APRV) has been shown to improve oxygenation when compared with controlled mechanical ventilation in patients with ALI/ARDS of different origin [10,11]. SB counteracts atelectasis formation and favors alveolar recruitment [12,13], resulting in an improvement in ventilation/perfusion ( Materials and methods Animals Experiments were approved by the animal ethics committee of the University of Uppsala. Forty-four pigs were anesthetized and mechanically ventilated in the supine position. The animals of each group were further randomly assigned into subgroups receiving either PCV with SB (PCV + SB) or without SB (PCV – SB). Anesthesia, tracheotomy, and fluid infusion were performed as previously described [12]. A detailed description of measurements and statistical analysis is provided in Additional data file 1. Ventilatory setting Pressure-controlled ventilation without spontaneous breathing PCV is a time-cycled ventilatory mode applied at a respiratory rate (RR) of 15 breaths per minute, an inspiratory to expiratory (I/E) ratio of 1:1, an inspiratory fraction of oxygen (FiO2) of 0.5, a PEEP of 5 cm H2O, and an inspiratory pressure (Pinsp) resulting in a VT of approximately 10 mL/kg using a standard ventilator (Servo I; Siemens-Elema AB, Solna, Sweden) to maintain normocapnia (35 mm Hg < arterial partial pressure of carbon dioxide [PaCO2] < 45 mm Hg). Pinsp was adjusted accordingly. SB efforts were excluded by the absence of negative deflections in the esophageal pressure (Pes) tracings. After induction of ALI (baseline ALI [BL-ALI]), RR had to be increased as well as Pinsp to compensate for a decrease of compliance and to maintain normocapnia. I/E, PEEP, and FiO2 were kept constant. After BL-ALI measurements, the animals were randomly assigned to continue controlled mechanical ventilation or to resume SB. Pressure-controlled ventilation with spontaneous breathing Ventilator settings were guided by the principles described above. RR was decreased to 15 breaths per minute, which corresponds to approximately 50% of the RR after induction of ALI (BL-ALI), for re-institution of SB (confirmed by animal-generated inspiratory flow and concomitant negative Pes deflections). I/E ratio was kept constant. Lung injury Hydrochloric acid-induced acute lung injury HCl (0.1 M) was intratracheally instilled until a stable lung injury was achieved. Oleic acid-induced acute lung injury The abdominal pressure was increased to 20 cm H2O by infusion of normal saline into the abdominal cavity, followed by central venous injection of OA. We aimed at a target arterial partial pressure of oxygen (PaO2)/FiO2 of less than 200 mm Hg, but a PaO2/FiO2of less than 300 mm Hg was accepted after stabilization of ALI. Measurements Instrumentation of the animals has been described previously [19]. Heart rate (HR) and intravascular pressures were measured using standard technology [19]. Cardiac output (CO) and intrathoracic blood volume (ITBV) were determined with the transpulmonary thermal-indicator dilution technique [19]. Systemic and pulmonary vascular resistances were calculated using standard equations. Gas flow and derived variables, as well as airway and Pes values, were continuously determined and stored on personal computers for offline analyses. Blood gases were analyzed using standard blood gas electrodes, and oxygen saturation and hemoglobin were analyzed using spectrophotometry. Protocol An illustration of the study protocol is given in Figure Figure1.1
Statistical analysis To detect differences in PaO2/FiO2, shunt fraction, EELV, and amount of non-aerated lung between the ventilatory setting and lung injury groups with the given parallel design at a significance level of 5% (α = 0.05) with a probability of 80% (β = 0.20) based on an estimated difference of 0.62 of the mean standard deviation (SD) of the parameter, the number of animals to be studied is at least 40. Results are expressed as mean ± SD, and all analyses were performed using a statistical software package (Statistica for Windows 6.0; StatSoft, Inc., Tulsa, OK, USA). Data were tested for normal distribution by the Shapiro-Wilks W test and analyzed by a two-way analysis of variance for repeated measurements with factors 'mode' and 'time'. When a significant F ratio was obtained, differences between the means were isolated for the specific factor (and for all factors in case of significant interaction) with the post hoc Tukey multiple comparison test. Differences were considered to be statistically significant for P values of less than 0.05. Results Lung injury Induction of ALI led to a comparable and severe hypoxemia with PaO2/FiO2 below 200 mm Hg in 38 out of 40 animals in both HCl-ALI and OA-ALI (Table S1 in Additional data file 1). As expected by the study design, in the HCl group, respiratory system compliance was decreased mainly by decreased lung compliance, and, in OA-ALI, due to decreased chest wall compliance associated with increased abdominal pressure (Table 1). Thus, in HCl-ALI, mean transpulmonary airway pressure (Ptransp, mean) was higher at all times after induction of ALI (P < 0.05), and the dynamic intrinsic PEEP (PEEPI, dyn) was not influenced by the type of injury (Table 1). In both models, RR and airway pressures (Table 1) had to be increased to maintain alveolar ventilation (minute ventilation [VE]) after ALI induction. In the OA group, EELV and longitudinal lung dimensions (distances of apex – dome and apex – costodiaphragmatic recessus) were significantly smaller than in the HCl group (P < 0.05, Table S4 in Additional data file 1). In HCl-ALI, shunt decreased after 4 hours of treatment (P < 0.05, Table 2), whereas dead space ventilation (
For both types of ALI, the CT scans showed a gravity-dependent distribution of non-aerated tissue, predominantly in the dorsal areas (P < 0.05), and the aerated tissue found in the ventral parts of the lung (P < 0.05) (Figure (Figure2).2
Pressure-controlled ventilation without spontaneous breathing In PCV – SB, PaO2/FiO2 deteriorated significantly (P < 0.05 for interaction of time and ventilatory mode) (Table 2). CT scans showed a greater fraction of non-aerated tissue in this group (P < 0.05, Figure Figure2).2
Pressure-controlled ventilation with spontaneous breathing PCV + SB improved PaO2/FiO2 during 4 hours of treatment (P < 0.05, interaction time course and ventilatory mode, Table 2). Overall lung density was lower compared with PCV – SB (P < 0.05); accordingly, the fraction of normally aerated tissue was higher in the PCV + SB group (P < 0.05) (Figure (Figure4).4
Discussion Our data confirm previous findings that SB during PCV leads to an improvement in oxygenation through the reduction in shunt and restoration of aeration in previously non-aerated lung regions. These effects are not influenced by the type of ALI/ARDS studied here. Lung injury Although one should be careful in drawing conclusions from findings in animal models for treatment of patients with ARDS, our different lung injury types mimic relevant aspects of the clinical situation. HCl aspiration damaged the alveolar epithelium and increased lung elastance usually due to alveolar flooding and collapse, reduced removal of edema fluid, and reduced production of surfactant [4,21-23]. Commonly, HCl-induced ALI is regarded as a form of direct ALI. OA injection combined with abdominal hypertension [1] causes damage to the vascular endothelium, resulting in increased chest wall elastance usually associated with microvascular congestion, interstitial edema, and recruitment of inflammatory cells, whereas the intra-alveolar spaces are spared [24], mimicking indirect ALI. Although OA exhibits direct toxicity to endothelial cells [25], the elicited lung injury might not be similar to ALI caused by sepsis. However, OA generates a reproducible injury within a reasonable time frame. According to our knowledge, the differences of direct and indirect ALI/ARDS have been described qualitatively only, revealing a heterogeneous distribution pattern (for example, 'patchy pattern') of normal lung, regions with ground-glass opacity, and consolidated areas. In the current literature, different distribution patterns of inhomogeneities are described [2,5,26,27]. We attempted to quantify the heterogeneities by determining the SD of density distributions in eight ROIs per transverse slide assessed with spiral CT scans. However, this approach did not reveal any quantitative differences and the authors were not able to distinguish the type of injury by visual inspection in a significant number of animals. This suggests either that there are no morphological differences between these models of ALI or that the differences are too small to be detected with the used CT technique. Desai and colleagues [8] were not able to describe a single CT feature to predict whether ARDS in humans is of direct or indirect origin. These findings suggest that both injury types result in interstitial pulmonary edema as a common final path. The greater amount of injury in the right lungs in HCl-induced ALI is well known from aspiration pneumonia. The additional fluid volume infused into the abdominal cavity in the OA group influences hemodynamic parameters; MAP was higher in the OA group (P < 0.05, effect injury type) as an effect of an increased SVR (P < 0.05, effect injury type; Table 2), and CO was not different between the injury models. However, the ITBV was not significantly different between OA-induced and HCl-induced ALI (Table W3 in Additional data file 1), and on average very little normal saline had to be replaced for maintaining IAP ( < 100 mL), thus effects other than intravascular shifting of intraperitoneal fluid might account for this. The rationale to investigate the effects of SB in two different ALI models was that they might differ in their potential for recruitment [1,28,29]. Recruitment maneuvers differ in their effect on oxygenation and lung mechanics in an animal model of intratracheal and intraperitoneal lipopolysaccharide injections, with recruitment maneuvers being more effective in animals with intraperitoneally injected lipopolysaccharide [29]. Recent data, however, challenged this concept: a multicenter CT study in 68 patients with ALI or ARDS was unable to detect any difference in alveolar recruitment potential depending on the type of ALI, but huge individual differences were detected [30]. A recent study found the volume recruited by different levels of PEEP (10 and 14 cm H2O) in patients with direct and indirect ARDS to be similar, but classification of ARDS was uncertain in more than one third (37%) of patients [31]. The PEEP used in this study was considerably low and might not have prevented atelectasis formation. The aim of this study, however, was to study the effects of SB in different ALI models and not the effects of other recruitment strategies such as recruitment maneuvers or high PEEP. Intrinsic PEEP was below 1 cm H2O in all situations and therefore was not considered clinically significant. The meta-analysis of studies did not find any differences in outcome in patients with direct or indirect ALI/ARDS [32]. These recent findings suggest that differences in alveolar recruitment potential are attributable to individual differences between patients rather than to the systematic origin of ALI/ARDS. This is in line with our experimental findings that beneficial effects of SB on lung recruitment do not depend on the origin of ALI/ARDS. Effects of spontaneous breathing on respiratory variables PCV + SB resulted in a higher EELV, greater lung dimensions, and less non-aerated tissue (Figure (Figure4),4 VT tended to be smaller when SB was maintained. This is a consequence of the unsupported spontaneous breaths, which occurred on the lower pressure level only. The spontaneous VT (VTsb) was lower in the OA group due to the more cranially displaced diaphragm compared with the HCl group. As spontaneous breaths coincided with mechanical breaths delivered by the ventilator, it is difficult to determine the VT solely generated by ventilator. With the high spontaneous RR on the lower pressure level, plausible 'ventilator VT' could not be calculated. The good correlation of the shunt fraction determined with the MIGET with the amount of non-aerated lung tissue observed in the spiral CT scans has already been shown by others [5]. This suggests that loss of aeration (also indicated by the reduction in EELV) was the main reason for the shunt fraction and that the prevention of this loss of aeration in these lung areas by SB contributed to the improvement in oxygenation, regardless of ALI type. This is in agreement with previous studies reporting a reduction in intrapulmonary shunting in PCV with SB [10,12,16,36,37]. Intrapulmonary shunt in ARDS/ALI has been found to correlate directly with the quantity of non-aerated tissue in dependent lung regions [5,14,38]. In HCl-induced ALI with maintained SB, the blood flow to low Effects of spontaneous breathing on hemodynamic parameters In contrast to previously published data [10-13,16,36,37], we observed an increase in CO during PCV – SB over the 4-hour treatment period. An animal study found less depression of CO and oxygen delivery (DO2) with PCV + SB compared with PCV at similar transpulmonary pressures [40]. In our study, the CO during PCV + SB and PCV – SB was comparable to previously published studies [12,16]., and the more pronounced increase in the PCV – SB group does not lead to a significant increase in DO2. This suggests that the higher CO was required to maintain an adequate DO2. Linear regression analysis revealed a reasonable inverse correlation between PaO2/FiO2 and CO during PCV + SB (r2 = 0.42, P < 0.05) after the 4-hour treatment period compared with r2 = 0.23 (P < 0.05) in the PCV – SB group. The change in CO is positively correlated with the increase in intrapulmonary shunt (r2 = 0.36), which is in line with previously conducted studies [41]. However, as the time frame of our experiments was relatively short, one has to be careful to extrapolate the results on patients with impaired CO due to, for example, septic cardiomyopathy. The increase in CO after 4 hours of treatment in the controlled mechanical ventilation group might also be explained by the increased PaCO2 and the lower pH; also, the latter was not statistically significant. In the OA group subjected to controlled mechanical ventilation, the drop in SVR is especially pronounced, which might explain the highest CO in this group. The ITBV indicates comparable volume status. However, the CVP and the MAP were higher in the indirect ALI group, most likely due to elevated IAP [7,42,43]. The mode of ventilation did not influence oxygen consumption (VO2), which is in line with previous observations [10,14], whereas VO2 was significantly lower in the OA-induced ALI group, most likely as a consequence of impaired organ perfusion due to increased abdominal pressure. In this study, we used time-cycled PCV with suppression of SB compared with PCV with maintained SB (also termed airway pressure release ventilation [APRV] or biphasic positive airway pressure [bi-level]). Currently, a number of ventilatory modes supporting SB are available and have been used in animal models of ALI. Noisy pressure support ventilation improved oxygenation and reduced venous admixture at a lower Paw, mean compared with PCV in a model of surfactant depletion [44]. On comparing PCV with different modes of assisted SB (biphasic positive airway pressure, pressure-controlled assisted ventilation, and pressure support ventilation) in a saline lavage animal model, assisted SB was found to be superior to PCV in terms of oxygenation and hemodynamic parameters [45]. The transpulmonary pressure was different in our groups as a result of the increased IAP in the OA group and the comparable PEEP in both groups. Increasing the PEEP to match the groups for transpulmonary pressure could have influenced the results, but this was beyond our scope to investigate the effects of SB. Although several studies reported beneficial effects of SB in ALI, we were able to show that PCV with maintained SB has positive effects regardless of the model of ALI used in our study. Conclusion Although the different origin of the ALI results in different respiratory mechanics, EELV, hemodynamic parameters, and shunt fraction, PCV with SB improved oxygenation, reduced shunt fraction, and restored EELV in both types of ALI. Key messages • In pigs with different types of experimental acute lung injury, spontaneous breathing during airway pressure release ventilation leads to an improvement in oxygenation by a reduction in shunt fraction. • Spontaneous breathing during pressure-controlled ventilation restores aeration in previously non-aerated lung regions, independently of the type of lung injury. • The cardiac output during pressure-controlled ventilation with suppressed spontaneous breathing is higher than with maintained spontaneous breathing, and oxygen delivery is unaffected. Abbreviations ALI: acute lung injury; APRV: airway pressure release ventilation; ARDS: acute respiratory distress syndrome; BL-ALI: baseline acute lung injury; CO: cardiac output; CT: computed tomography; CVP: central venous pressure; DO2: oxygen delivery; EELV: end-expiratory lung volume; FiO2: inspiratory fraction of oxygen; HCl: hydrochloric acid; HCl-ALI, hydrochloric acid-induced acute lung injury; HR: heart rate; IAP: intra-abdominal pressure; I/E: inspiratory/expiratory (ratio); ITBV: intrathoracic blood volume; MAP: mean arterial pressure; MIGET: multiple inert gas elimination technique; OA: oleic acid; OA-ALI, oleic acid-induced acute lung injury; PaCO2: arterial partial pressure of carbon dioxide; PaO2: arterial partial pressure of oxygen; Paw, mean: mean airway pressure; PCV: pressure-controlled ventilation; PEEP: positive end-expiratory pressure; PEEPI, dyn: dynamic intrinsic positive end-expiratory pressure; Pes: esophageal pressure; Pinsp: inspiratory pressure; Ptransp, mean: mean transpulmonary airway pressure; ROI: region of interest; RR: respiratory rate; SB: spontaneous breathing; SD: standard deviation; SDatelect: standard deviation of non-aerated tissue; SD%atelect: fraction of non-aerated tissue per region of interest; SVR: systemic vascular resistance; Competing interests The authors declare that they have no competing interests. Authors' contributions DV participated in the design and coordination of the study, performed measurements, and wrote the manuscript. TM performed the CT analysis, participated in the study design, and helped draft the manuscript. JZ participated in the design of the study and performed measurements and the statistical analysis. UG analyzed data and helped draft the manuscript. AM participated in the study design and coordination and organized the CT measurements. GH participated in the design and coordination of the study and revised the manuscript. CP participated in the design and coordination of the study and helped draft the manuscript. HW designed and coordinated the study, performed measurements, and helped draft the manuscript. All authors edited and approved the final version of the manuscript. Additional data file 1 A Microsoft Word document giving a detailed description of the methods used for preparation of the animals, determination of ventilation-perfusion ratios, as well as analyses of computed tomography scans. Furthermore, tables providing additional data on oxygenation, respiratory system mechanics, and hemodynamic parameters are presented in this data file. Click here for file(1.4M, doc) Acknowledgements We thank Eva-Maria Hedin, Anne Abrahamson, and Agneta Roneus, all technicians at the Department of Clinical Physiology, and the x-ray laboratory team (Marianne Almgren, Ann Erikson, and Ewa Larsson, all technicians at the Department of Radiology) of the University of Uppsala, Sweden, for skillful technical help. We are grateful to Marco Strohm, of the Department of Anesthesiology and Surgical Intensive Care, Medical Center Cologne-Merheim, Germany, for his assistance with CT evaluations. References
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