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Cortical Imaging of Event-Related (de)Synchronization during Online Control of Brain-Computer Interface Using Minimum-Norm Estimates in Frequency Domain University of Minnesota, Department of Biomedical Engineering, Minneapolis, MN 55455 USA. University of Minnesota, Department of Biomedical Engineering, Minneapolis, MN 55455 USA. University of Minnesota, Department of Biomedical Engineering, Minneapolis, MN 55455 USA. University of Minnesota, Department of Biomedical Engineering, 7-105 NHH, 312 Church Street SE, Minneapolis, MN 55455 USA (e-mail: binhe/at/umn.edu). Corresponding author. The publisher's final edited version of this article is available at IEEE Trans Neural Syst Rehabil Eng.Abstract It is of wide interest to study the brain activity that correlates to the control of Brain-Computer Interface (BCI). In the present study, we have developed an approach to image the cortical rhythmic modulation associated with motor imagery using minimum-norm estimates in the frequency domain (MNEFD). The distribution of cortical sources of mu activity during online control of BCI was obtained with the MNEFD. Contralateral decrease (event-related desynchronization, ERD) and ipsilateral increase (event-related synchronization, ERS) are localized in the sensorimotor cortex during online control of BCI in a group of human subjects. Statistical source analysis revealed that maximum correlation with movement imagination is localized in sensorimotor cortex. Index Terms: Brain-computer interface, BCI, source analysis, EEG, motor imagery, ERD, ERS I. INTRODUCTION There has been a great deal of interest in frequency-specific rhythmic activity in relation to motor, sensory and cognitive functions. Early reports measuring cortical [1] and scalp [2] recorded brain activity described changes in EEG rhythms accompanying the preparation and performance of voluntary movement. More recently, a number of neuroelectric (EEG) and neuromagnetic (MEG) experiments have demonstrated that during planning and execution of hand and/or finger movement the power of rhythmic activity in the mu (8–12 Hz, also known as sensorimotor rhythm) and beta (13–26 Hz) bands in the central region modulates [3]. Upon movement termination, mu and beta power recovers or exceeds baseline levels [4, 5]. These observations are further supported from experiments that measured synchrony in primate local field potentials (LFP) from sensorimotor cortex and reported that on-going (resting-state) synchronous cortical oscillations are interrupted by activating neurons involved in preparing and performing movement [6, 7]. This phenomenon has been utilized as the basis of noninvasive Brain-Computer Interface (BCI), which provides communication and control to people who are totally paralyzed [8]. Studies have demonstrated that people can learn to increase and decrease sensorimotor rhythm amplitude over one hemisphere using the mental strategy of motor imagery to control physical or virtual devices [9, 10]. The neurophysiological mechanisms producing these oscillations are poorly understood [11] and little is known about their functional significance [12]. The low frequency bands have been associated with thalamocortical circuits and they reflect phase coherence of cortical circuit [13–15]. With this interpretation, the spectral decrease is quantitatively defined as event-related desynchronization (ERD) and the increase as event-related synchronization (ERS) [3]. It is generally postulated that spectral shifts in these oscillations do not necessarily reflect differences in overall cortical computational activity but rather that they reflect changes in population coherence [13–15]. Using recently developed EEG/MEG source imaging techniques, the movement-related rhythmic activities have been investigated with enhanced spatial resolution. Sources of mu rhythm during offline motor imagery were previously studied using dipole localization method [16, 17] or distributed source imaging [16, 18, 36]. Different from the above studies in which source estimates are obtained from every sample point in the temporal domain, Jensen and Vanni [19] have developed a new computationally efficient approach to estimate the minimum current in the frequency domain. However, as a minimum L1-norm approach is employed in [19], an over-focused solution with a few distinct source points is favored, which is not suitable for spread mu rhythm reconstruction. In the present study, we have developed an approach to image the cortical rhythmic modulation using a Minimum-Norm Estimate in the Frequency Domain (MNEFD). We applied the MNEFD analysis to study the rhythmic activities in a BCI experiment in which subjects used imagination of hand movement as a mental strategy to achieve one-dimensional (1D) cursor control. II. METHODS A. Subjects and Experimental Setup Four healthy subjects (male, ages 19–21 years, two left-handed and two right-handed as measured by the Edinburgh Handedness Inventory [38]) participated in the study with written consent according to a protocol approved by the Institutional Review Board of the University of Minnesota. They sat in a comfortable armchair in an electrically shielded room facing a virtual computer screen from a distance about 2 m. EEG activity was recorded from 64 electrode locations distributed over the entire scalp (Fig. 1A
The subject was instructed to move the cursor to hit the left/right target within 6 s by imagining left/right hand movement respectively (Fig. 1B B. Anatomical MRI and Electrode Digitization The individual anatomical MRI data set consisted of 256 contiguous sagittal slices with 1 mm slice thickness (matrix size: 256 × 256, FOV: 256 mm × 256 mm). The images were acquired using a Turboflash sequence (TR/TE=20 ms/5 ms) [21] on a 3T MRI system (Siemens Trio, Siemens, Erlangen, Germany). The physical landmarks (nasion and left, right preauricular points) and electrode positions were digitized using a Polhemus Fastrak digitizer (Polhemus, Colchester, VT) and 3DSpace software from the SCAN (Compumedics, Inc., El Paso, TX) software package. C. Minimum-Norm Estimate in Frequency Domain Assuming a cortically constrained distributed source model, the relationship between source amplitudes and scalp potentials can be expressed by the following linear model [16, 18, 22]:
An expression for W is obtained in closed form by minimizing:
And the regularization parameter is
As no prior knowledge of source activity is assumed, R is an identity matrix here. The data with 15% lowest global field power are selected for noise estimation. The noise covariance matrix C is constructed as a diagonal matrix with diagonal elements proportional to the average noise power over all channels. In order to compensate the tendency of the minimum-norm solution to favor superficial sources, depth-weighting method was also used. Using the Fourier transform, both S(t)and Φ(t) are transformed to S′(f) and Φ′(f) respectively in the frequency domain [19]. Thus, (1) becomes:
Then Specifically, the inverse estimates of real and imagery parts after Fourier transformation were calculated using BESA (MEGIS Software GmbH, Graefelfing). A realistic geometry head model was applied when calculating the transfer matrix. The conductivity ratio used for the forward solution computation is 1:0.05:1 for scalp:skull:brain [25, 26]. Individual frequency band and time window of imagination for the source estimates was selected with the aid of wavelet time-frequency representation (TFR) (see below). D. EEG Data Analysis EEG recordings from trials that ended with hits are subject to data analysis. The signals are band-pass filtered from 1 Hz to 30 Hz using a zero-phase FIR filter. After artifacts are visually rejected, EEG data are segmented into epochs from 2 s before the beginning of the trial to 1 s after the cursor hit the target. Then, the epochs are baseline corrected, and detrended. Epochs with eye movements were visually identified and excluded from further analysis. Finally, the artifact-free signals are down-sampled to 200 Hz. Each trial lasts from 5 s to 9 s, but not all time points of each trial carry information about the oscillatory modulation by motor imagery; so it is not efficient to use the whole time range for source analysis. In addition, the desynchronization phenomenon during motor imagery tasks is highly frequency related. In the present study, the time-frequency analysis was used to select the appropriate time window and frequency band for source analysis [16, 27]. TFRs of these single-trial EEG data were computed individually using a Morlet wavelet-based technique over the 6–30 Hz frequency range, with center frequencies at 1 Hz intervals. Since the period of cursor movement varies from trial to trial, the movement time was normalized to 200 equally spaced time points having an average spacing of approximately 5 ms (i.e., 1-s movement time). E. EEG Source Analysis For reconstructed source activities, the negative (ERD) or positive (ERS) spectral change is calculated by comparing the distributions of mu powers for each imagery type with the pooled rest distributions, as detailed in (8). We calculated the p values associated with power in the mu band using an unpaired t test with the power during imagination compared with baseline. For each subject, the calculated p value was Bonferroni corrected [28].
We assessed the EEG control by topographical analysis of the correlation between movement imagination and the mu source activities (measured as R2, the coefficient of determination) [9, 35]. Specifically, R2 is calculated to be the proportion of the explained variance of mu activity as two types of motor imagery based on single-trial source estimates. The topographies are for R rather than R2 to show the opposite (i.e. positive and negative, respectively) correlations of right and left hemispheres with imagination types corresponding to the two target positions. We also calculated the R from scalp recordings (scalp R) to compare with the R from source estimates (source R). After transforming the signal traces from electrodes into the spectral domain, the power in the mu frequency band are extracted and subject to R2 analysis. III. RESULTS Four subjects achieved reliable 1D control over the cursor movement, as shown in Table 1. The average accuracy of target hits out of all the trials from the four subjects is 90.89 ± 3.39% and the average hitting time is at 2.57 ± 0.30 s. Fig. 2
Maps of spectral change of cortical rhythms during movement imagination are shown in Fig. 3 The correlation maps with two types of imagination are shown in Fig. 4
Maximum values of source R are listed in Table 3. The maximum values of scalp R and R at electrodes C3/C4 are also listed in Table 3 in comparison with source R estimates. As shown in Table 3, the absolute values for the source R index are always larger than those obtained for the same subject by using the scalp potentials during the imagination.
IV. DISCUSSION The movement-related rhythmic activities during voluntary [37] and imagined movement [16–18, 36] have been studied using advanced imaging techniques with high spatial resolution. Although rhythmic activities from scalp recordings have been widely exploited for BCI control, it is still unclear how the cortical rhythmic activities are distributed in the brain and how they correlate to the control during the online interactive process. The present study aimed at addressing this basic question and our results for the first time report the cortical distribution of rhythmic activity during online control of BCI. The present results also showed the contralateral decrease of cortical rhythms and ipsilateral increase at the sensorimotor cortex in a group of human subjects. Tremendous efforts have been made to improve the spatial resolution of EEG. Among them equivalent dipole fitting [29] and current density reconstruction methods [22, 30, 31] produced numerous valuable results. Previous EEG source reconstruction studies of movement-related activity used spatiotemporal multi-dipole modeling, which estimates the dipole locations and waveforms that best explain the EEG measurements. Due to this approach a constraint on the number of sources, i.e., current dipoles, had to be used and usually only a very few number of dipoles are assumed, as the maximum number of moving dipoles which can be estimated reliably is quite limited. Nevertheless, the cortical MNE provides a distributed source activity reconstruction over the entire cortex surface, rather than a few isolated sources produced by equivalent current dipole analysis or an over-focused solution by the L1-norm method. Based on the reconstructed activity, the changes of sources can be analyzed to produce the activation map and source correlation analysis can also be performed to evaluate the quality of BCI control, which makes the approach particularly suitable to investigate the rhythmic activity during online process of motor imagery. In the present approach, Fourier transformation converts EEG signals in the temporal domain into concrete representation in the frequency domain; this enables one to directly image the source activities in the targeted frequency band, avoiding laboriously searching each time-sample over the whole segment of oscillatory signals. Particularly, the rhythmic signal during an on-line process demonstrates prominent dynamics, which reflect the evolving brain states (Fig. 2C and Fig. 2D The present study for the first time reports the source imaging results during online control of BCI. Fig. 3 Our results support the notion that spectral shifts in low frequency reflect the coherence changes of cortical circuits. Basically, hand motor imagery activates neural networks in the cortical hand area which is here manifested as blocking of mu rhythm in the contralateral hand area (Fig. 2A As the source imaging technique proposed in the present study can substantially enhance the spatial resolution of EEG on a single-trial basis, it can be applied to BCI processing in order to improve the performance of control. Particularly, the MNEFD approach targets the source imaging at the time-frequency region of interest, which suits the characteristic modulation associated with motor imagery. As shown in Table 3, the values for the source R index are always larger than those obtained for the same subject by using the raw scalp signals during the execution of the movement imagination. Previous studies using offline analysis [16–18] and online study [36] also showed that source imaging with enhanced spatial resolution facilitates the discrimination of movement imagination. The present results suggest the possibility to use the MNEFD approach to improve classification accuracy of the BCI based on noninvasive EEG recordings. The performance of the present MNEFD method in online BCI control is beyond the scope of the present study and will be addressed in future investigations. In summary, we have developed a new oscillatory source imaging method and applied it to the study of the rhythmic activity of motor imagery during online BCI control. The present results in a group of human subjects are promising and suggest the MNEFD method merits further investigation and may provide a solution to oscillatory source imaging of brain activity. ACKNOWLEDGMENT The authors would like to thank Dr. Lei Ding and Zhongming Liu for useful discussions, and Dr. Wei Chen, Dr. Nanyin Zhang, and Bryon Mueller for assistance in collecting the MRI data in the subjects. This work was supported in part by NIH RO1EB007920, RO1EB00178, NSF BES-0411898, and NSF BES-0602957, and a grant from the Institute for Engineering in Medicine of the University of Minnesota. H. Y. was supported in part by NIH Training Grant T90 DK070106. REFERENCES 1. Jasper HH, Penfield W. Electrocorticograms in man: effect of the voluntary movement upon the electrical activity of the precentral gyrus. Arch. Psychiatry Z. Neurol. 1949;vol. 183:163–174. 2. Gastaut H, Terzian H, Gastaut Y. Étude d’une activité électroencéphalographique méconnue: ‘le rhythme rolandique en arceau’ Marseille Méd. 1952;vol. 89:296–310. 3. Pfurtscheller G, Lopes da Silva FH. Event-related EEG/MEG synchronization and desynchronization: basic principles. Clin. 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Clin Neurophysiol. 1999 Nov; 110(11):1842-57.
[Clin Neurophysiol. 1999]Electroencephalogr Clin Neurophysiol. 1997 Dec; 103(6):642-51.
[Electroencephalogr Clin Neurophysiol. 1997]Neuroimage. 2006 Sep; 32(3):1281-9.
[Neuroimage. 2006]J Neurophysiol. 1996 Dec; 76(6):3949-67.
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[J Neurophysiol. 1996]Electroencephalogr Clin Neurophysiol. 1991 Aug; 79(2):81-93.
[Electroencephalogr Clin Neurophysiol. 1991]Electroencephalogr Clin Neurophysiol. 1981 Mar; 51(3):253-64.
[Electroencephalogr Clin Neurophysiol. 1981]Neuroimage. 2006 May 15; 31(1):153-9.
[Neuroimage. 2006]Clin Neurophysiol. 1999 Nov; 110(11):1842-57.
[Clin Neurophysiol. 1999]J Neural Eng. 2004 Sep; 1(3):135-41.
[J Neural Eng. 2004]IEEE Trans Neural Syst Rehabil Eng. 2005 Jun; 13(2):166-71.
[IEEE Trans Neural Syst Rehabil Eng. 2005]J Neural Eng. 2007 Jun; 4(2):17-25.
[J Neural Eng. 2007]Neuroimage. 2002 Mar; 15(3):568-74.
[Neuroimage. 2002]Neuropsychologia. 1974 Jan; 12(1):43-7.
[Neuropsychologia. 1974]IEEE Trans Biomed Eng. 2004 Jun; 51(6):1034-43.
[IEEE Trans Biomed Eng. 2004]Magn Reson Med. 1990 Jan; 13(1):77-89.
[Magn Reson Med. 1990]J Neural Eng. 2004 Sep; 1(3):135-41.
[J Neural Eng. 2004]J Neural Eng. 2007 Jun; 4(2):17-25.
[J Neural Eng. 2007]Neuron. 2000 Apr; 26(1):55-67.
[Neuron. 2000]Neuroimage. 2004 Oct; 23(2):582-95.
[Neuroimage. 2004]Neuroimage. 2002 Mar; 15(3):568-74.
[Neuroimage. 2002]Clin Neurophysiol. 2005 Feb; 116(2):456-65.
[Clin Neurophysiol. 2005]Appl Phys Lett. 2006; 89(22):223903-2239033.
[Appl Phys Lett. 2006]J Neural Eng. 2004 Sep; 1(3):135-41.
[J Neural Eng. 2004]J Neural Eng. 2005 Dec; 2(4):65-72.
[J Neural Eng. 2005]Electroencephalogr Clin Neurophysiol. 1994 Jun; 90(6):444-9.
[Electroencephalogr Clin Neurophysiol. 1994]Hum Brain Mapp. 2006 Mar; 27(3):213-29.
[Hum Brain Mapp. 2006]J Neural Eng. 2004 Sep; 1(3):135-41.
[J Neural Eng. 2004]J Neural Eng. 2007 Jun; 4(2):17-25.
[J Neural Eng. 2007]IEEE Trans Biomed Eng. 1987 Jun; 34(6):406-14.
[IEEE Trans Biomed Eng. 1987]IEEE Trans Biomed Eng. 1999 Oct; 46(10):1264-8.
[IEEE Trans Biomed Eng. 1999]Neuroimage. 2006 May 15; 31(1):153-9.
[Neuroimage. 2006]Clin Neurophysiol. 1999 Nov; 110(11):1842-57.
[Clin Neurophysiol. 1999]J Neurophysiol. 2003 Nov; 90(5):3304-16.
[J Neurophysiol. 2003]J Neural Eng. 2004 Sep; 1(3):135-41.
[J Neural Eng. 2004]J Neural Eng. 2007 Jun; 4(2):17-25.
[J Neural Eng. 2007]Electroencephalogr Clin Neurophysiol. 1997 Dec; 103(6):642-51.
[Electroencephalogr Clin Neurophysiol. 1997]Electroencephalogr Clin Neurophysiol. 1996 Apr; 98(4):281-93.
[Electroencephalogr Clin Neurophysiol. 1996]J Neural Eng. 2004 Sep; 1(3):135-41.
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