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Live Attenuated Listeria monocytogenes Expressing HIV Gag: Immunogenicity in Rhesus Monkeys a Department of Cancer Immunology and AIDS, Dana-Farber Cancer Institute, Boston, MA 02115 b Department of Medicine, Harvard Medical School, Boston, MA, 02115 c Department of Microbiology, University of Pennsylvania, Philadelphia, PA 19104 d CBR Institute for Biomedical Research, Boston, MA 02115 e Department of Pediatrics, Harvard Medical School, Boston, MA 02115 f Division of Research Resources and Microbiology and Immunology, Yerkes National Primate Research Center, Emory University, Atlanta, GA 30329 g Immunobiology Branch, Center for Food Safety and Applied Nutrition, Food and Drug Administration, Laurel, MD 20708 *Corresponding author. Tel: +1-617-632-3719; fax: +1-617-632-3112. E-mail address: ruth_ruprecht/at/dfci.harvard.edu The publisher's final edited version of this article is available at Vaccine.Abstract Induction of strong cellular immunity will be important for AIDS vaccine candidates. Natural infection with wild-type Listeria monocytogenes (Lm), an orally transmitted organism, is known to generate strong cellular immunity, thus raising the possibility that live attenuated Lm could serve as a vaccine vector. We sought to examine the potential of live attenuated Lm to induce cellular immune responses to HIV Gag. Rhesus macaques were immunized with Lmdd-gag that expresses HIV gag and lacks two genes in the D-alanine (D-ala) synthesis pathway. Without this key component of the bacterial cell wall, vaccine vector replication critically depends on exogenous D-ala. Lmdd-gag was given to animals either solely orally or by oral priming followed by intramuscular (i.m.) boosting; D-ala was co-administered with all vaccinations. Lmdd-gag and D-ala were well tolerated. Oral priming/oral boosting induced Gag-specific cellular immune responses, whereas oral priming/i.m. boosting induced systemic as well as mucosal anti-Gag antibodies. These results suggest that the route of vaccination may bias anti-Gag immune responses either towards T-helper type 1 (Th1) or Th2 responses; overall, our data show that live attenuated, recombinant Lmdd-gag was safe and immunogenic in primates. Keywords: rhesus monkey, Listeria monocytogenes, D-alanine, cellular immunity, vaccine 1. Introduction It is well accepted that the most effective way to control the HIV pandemic will be to develop a safe, effective vaccine. There is consensus that an ideal vaccine will need to generate both humoral and cellular immune responses that can prevent or at least contain the replication of different HIV strains and clades. However, the relative importance of mobilizing each arm of the immune system and the means to induce each type of immunity are unclear. Although several successful passive immunization studies using neutralizing monoclonal antibodies in macaques strongly suggest that inducing broadly reactive neutralizing antibodies as part of any vaccine regimen would be beneficial [1–5], the levels and breadth of neutralizing antibodies induced by active vaccination have thus far proved insufficient to protect against infection [6–8]. It appears necessary that a vaccine must activate both cellular and humoral immune mechanisms. The importance of cellular immunity to control human and primate immunodeficiency virus infection has been shown previously [9, 10]. In vivo depletion studies with an anti-CD8 monoclonal antibody demonstrated that CD8+ cells are directly involved in containing simian immunodeficiency virus (SIV) infection in primates [11, 12]. As such, the most promising and effective vaccine candidates to date against simian-human immunodeficiency virus (SHIV) challenge of macaques have aimed at inducing strong cellular immune responses [13–16]. Many vaccine candidates currently in clinical trials are focused on inducing cellular immune responses, especially CD8+ cytotoxic T lymphocyte (CTL) responses [17]. One of the most effective ways to induce CD8+ CTL responses against a given antigen is to insert the corresponding gene into live, intracellular vectors. Infection of antigen presenting cells (APC) by such recombinant vectors allows intracellular antigen expression, processing through the endogenous pathway, and presentation by MHC class I molecules. Lm is an intracellular bacterium with properties that make it an attractive vaccine vector to deliver foreign genes encoding either tumor antigens or genes of infectious agents, including HIV [18–22]. First, because Lm specifically infects and induces maturation of dendritic cells (DC), it is a good agent to stimulate innate as well as adaptive immune responses. Second, foreign antigens encoded by Lm are efficiently presented by both MHC class I and MHC class II molecules after being processed to peptides [23, 24]; as Lm vectors deliver antigens directly to the DC cytosol, both CD8+ and CD4+ antigen-specific T cells can thus be activated [22]. Third, because the natural route of Lm infection involves oral exposure, Listeria-derived vaccine vectors may be given orally [25–28]. Fourth, evidence with a Listeria vector containing two genes of feline immunodeficiency virus (FIV) showed that pre-existing immunity against Lm does not preclude the generation of immunity to foreign antigens expressed by the Listeria vector [28]. As Lm can cause serious infections in neonates, pregnant women and immunocompromised hosts, different attenuation strategies have been considered: a) to delete the Lm actA gene (either alone or with the plcB or inlB genes) so that both intracellular movement and cell-to-cell spreading of bacteria is stopped but immunogenicity is maintained [27, 29, 30]; b) to delete the uvrA and uvrB genes, which encode nucleotide excision repair genes [31]; and c) to delete essential genes in the D-alanine (D-ala) synthesis pathway. We have chosen the latter approach to develop a highly attenuated vaccine vector, called Lmdd. Two genes required for the biosynthesis of bacterial cell walls, the alanine racemase (dal) and D-amino acid aminotransferase (dat) genes, were deleted from the bacterial chromosome [32]. Lmdd replication thus critically depends on exogenous D-ala. Lmdd was first tested as a vaccine vector by inserting HIV gag [33]. The resulting bacteria, Lmdd-gag, generated HIV Gag-specific CD8+ CTL responses, both systemically and within Peyer’s patches and mesenteric lymph nodes, in vaccinated mice [34]. Furthermore, Lmdd-gag-immunized mice were protected from challenge with recombinant vaccinia virus expressing HIV gag [34]. Importantly, Lmdd-gag was attenuated at least 5 logs in neonatal mice [35]. However, mice are not optimal for testing the safety and efficacy of Lmdd-gag as they are neither susceptible to lentivirus infection nor encode the proper E-cadherin receptor on intestinal epithelial cells to allow Lm to enter enterocytes [36]. Here we evaluated the safety and immunogenicity of Lmdd-gag in nonhuman primates. This pilot study showed that oral administration of Lmdd-gag induced cellular immune responses to HIV Gag and combined oral/intramuscular administration induced strong Gag-specific antibody responses. 2. Materials and Methods 2.1. Lmdd-gag A double-deletion mutant of Lm 10403S (Lmdd) was engineered in which 82% of the dal and 31% of the dat genes were removed [32]. Lmdd was grown in brain/heart infusion medium (Difco Labs, Detroit, MI) with 100–200 μg/ml of D-ala. The 50% lethal dose (LD50) of the wild-type Lm strain 10403 in female BALB/c mice following intravenous (i.v.) or intraperitoneal (i.p.) infection was approximately 1 × 104 organisms. The LD50 of Lmdd was >8 × 108 when inoculated i.v. alone or, when inoculated i.v. in the presence of 20 mg D-ala, was approximately 7 × 107 organisms [32] or higher (unpublished data). The LD50 following intragastric inoculation of mice is unknown for either organism, but probably exceeds 1010 organisms. Recombinant Lmdd-gag was constructed by stable modification of the bacterial chromosome using the shuttle vector pKSV7 [37] and a protocol modified from Camilli et al. [38], as described [32], to insert HIV-gag into the sepA gene of Lmdd. 2.2. Animals and primary immunization schedule Three groups of Chinese origin rhesus monkeys were immunized with Lmdd-gag or Lmdd (Fig. 1
2.3. Measurement of serum D-ala levels D-ala levels in mouse and monkey sera were determined with a spectrophotometric method that coupled oxidative deamination of D-ala by D-aminoacid oxidase to the reduction of the resulting product, pyruvate, in the presence of lactic dehydrogenase and NADH [39]. Catalase was present to prevent the alternative conversion of pyruvate to acetic acid and carbon dioxide by accumulated hydrogen peroxide. The reaction was linear from 10 μg/ml to 1 mg/ml of D-ala. Protein was removed from serum samples by extraction with perchloric acid followed by potassium bicarbonate prior to assay. The D-ala assay was tested as follows: measurement of a known D-ala concentration was unaffected by the presence of naive mouse or monkey sera or by extraction of D-ala in the presence of such sera. Maintaining mouse or monkey serum samples at room temperature or at 37° C for up to 2 hr or at 56° for 30 min prior to extraction did not alter D-ala content. 2.4. Collection of the mucosal fluids 2.5. Interferon-γ (IFN-γ) ELISPOT assay ELISPOT assays for antigen-specific IFN-γ-secreting T cells were performed using ELISPOT kits (BioSource International, Camarillo, CA). Briefly, monkey peripheral blood mononuclear cells (PBMC) were restimulated with HIV-1 HXB2 Gag overlapping synthetic peptides (NIH AIDS Research and Reference Reagent Program) for 7 days (PBMC without peptides were used as control). PBMC were then washed, resuspended and added to anti-IFN-γ antibody-precoated plates. After overnight incubation (37°C, 5% CO2), cells were washed away and biotinylated anti-IFN-γ antibodies were added. Plates were incubated for 1 h at 37°C, followed by incubation at 37°C with anti-biotin antibody labeled with enzyme. After color reaction with ELISPOT kit substrate, spots were counted under a microscope. Results were expressed as spot-forming units (SFU)/106 cells after subtracting background spots (PBMC cultured with no peptide stimulation). 2.6. T cell proliferation assay Monkey PBMC (2 × 106/ml) were cultured in RPMI 1640 plus 15% fetal calf serum (FCS) plus antibiotics in the presence of HIV Gag protein (Immunodiagnostic Inc. Woburn, MA) (7.5 μg/ml) for 5 days. Cells were pulsed with 3H-thymidine (1 μCi per well) (PerkinElmer, Boston, MA) for 16 h before harvesting, and thymidine incorporation was measured in a β-counter (Beckman Coulter, Inc., Miami, FL). Results were expressed as stimulation index (SI), which is the ratio of counts per min (CPM) from PBMC with HIV Gag stimulation to CPM from PBMC cultured in medium only. 2.7. ELISA for antibody responses To test for anti-Gag antibody responses, 96-well Nunc ELISA plates (Fisher Scientific Co, Pittsburgh, PA) were coated with 50 μl of HIV Gag (1 μg/ml) in sodium bicarbonate buffer (pH 9.6) overnight at 4°C, washed with water and blocked with PBS containing 2% bovine serum albumin (2% PBS-BSA) for 2 h at 37°C. After washing, plates were incubated with serial dilutions of monkey sera in 0.5% Tween20 in 2% PBS-BSA (dilution buffer) for 1 h at 37°C and washed. Plates were then incubated with alkaline phosphatase-conjugated anti-monkey IgG (Sigma, St Louis, MO) for 1 h at 37°C, and enzyme activity was detected by adding substrate solution prepared using Fast p-Nitrophenyl phosphate tablets (Sigma). OD410 values were read by an ELISA plate reader (Dynex Technologies, Chantilly, VA). Antibody titers are expressed as the end-point dilution giving an OD410 value ≥ a cutoff OD410 value determined as 2 SD above the mean OD from sera of 6 naïve animals. Similar tests were performed for mucosal anti-IgG and IgA, except the secondary antibody to test for IgA was replaced with alkaline phosphatase-conjugated anti-monkey IgA (Rockland Immunochemicals Inc., Gilbertsville, PA). To test for anti-Lm antibodies, an ELISA using either whole bacteria (Lm strain 12443) [42] or recombinant listeriolysin-O (LLO) as antigen was employed; Immulon 2 microtiter plates were coated with LLO at 0.1 μg/well. E. coli-produced recombinant 6X his-tagged LLO was purified from culture medium using a Ni-NTA column (Qiagen, Inc., Valencia, CA) and tested for hemolytic activity as described [43]. 3. Results 3.1. Primary immunization: Pharmacokinetics of D-ala and vaccine safety Two experimental and one control group of macaques were enrolled to test safety and immunogenicity of attenuated Lmdd-gag expressing HIV gag (Fig. 1 None of the animals showed adverse clinical effects from the immunization. Stools were tested for bacterial growth on D-ala-containing plates and were negative. There were some minor increases in muscle enzymes in some animals (data not shown). However, these were believed due to i.m. ketamine anesthesia procedures, as similar increases were seen in non-immunized, anesthetized animals. These results demonstrated that attenuated Lmdd and D-ala administration was safe and well tolerated in macaques. 3.2. Cellular immune responses All animals in the oral-only group that received 3 rounds of oral Lmdd-gag showed Gag-specific T-cell responses as measured by IFN-γ ELISPOT analysis after prolonged in vitro stimulation with pooled HIV Gag peptides (Fig. 3A
HIV Gag-specific T-cell proliferative responses were observed in 3 of the 4 animals of Group 1 (Fig. 4A
3.3. Antibody responses Immunized animals were tested for antibodies to HIV Gag and to Lm (Tables 1 and 2). Oral immunization alone induced no detectable anti-Gag antibodies, even after 3 rounds of vaccination. In contrast, the 2 animals that received oral/i.m. immunization developed anti-Gag IgG responses, which were detectable only after the i.m. boost. This demonstrates that, in addition to inducing cellular immunity, Lmdd-gag inoculation can also induce Gag-specific antibody production, which appears dependent upon the route of vaccine administration.
Antibody responses to the vector itself were also measured in each animal (Table 2); 2 or 3 rounds of oral administration of either Lmdd-gag or Lmdd induced minimal anti-Listeria IgG responses that were only 2–4x above background and detectable in only 5 of the 9 total animals. In contrast, i.m. boosting with Lmdd-gag raised anti-Listeria IgG titers substantially. These results demonstrate that the route of administration also affects the induction of anti-vector humoral immune responses. 3.4. Boosting after prolonged rest The above data indicated that macaques inoculated with Lmdd-gag developed antibody responses to the Lmdd vector itself, albeit at different levels depending upon the route of inoculation. With the possibility that such antibodies may limit the development of a robust antigen-specific immune response to Lmdd-gag boosting, we sought to test if anti-vector immunity might prevent an anamnestic Gag-specific boosting effect upon Lmdd-gag boosting after a prolonged rest period. To evaluate this possibility, after waiting at least 27 weeks since the last Lmdd-gag inoculation, each animal from the primary immunization experiments was re-immunized exactly as it had been at the wk 19 time point of the primary set of immunizations shown in Fig. 1 At the time of this late Lmdd-gag boosting after a >27 week rest period (week 39 overall), Gag-specific T-cell immune responses in all animals were at background levels (Fig. 3B Gag-specific T-cell proliferative responses in all animals, whether boosted with Lmdd-gag orally or i.m., increased from an SI of 1 at the time of boost to 4.2 – 20 at 2 weeks post-boost (Fig. 4B 3.5. Serum and mucosal antibody levels after 4th immunization ( following prolonged rest) Similar to the first three immunizations, serum anti-HIV Gag antibodies were only detected in animals boosted i.m. (Table 3, animals REg-8 and RMg-8). The antibody titers reached peak levels at week 2 and declined to baseline by week 8.
The induction of Gag-specific antibodies at mucosal sites was also examined. Saliva, vaginal and rectal fluids were tested for HIV Gag-specific IgG and IgA before and after oral or i.m. boosting with Lmdd-gag following the prolonged rest Animals in the oral/i.m. group (REg-8 and RMg-8) developed significant levels of vaginal anti-HIV Gag IgG antibodies by 2 weeks after the i.m. Lmdd-gag boost (Fig. 5A
4. Discussion Here we examined the use of the live attenuated Lmdd vector as an HIV antigen delivery vehicle in a relevant animal model of AIDS vaccine development. The major findings of this study are: 1) Lmdd-gag and D-ala were safe in monkeys, 2) vaccination with Lmdd-gag solely by oral administration generated Gag-directed cellular immune responses, 3) vaccination with Lmdd-gag by oral priming followed by i.m. boosting predominantly generated HIV Gag-specific humoral immunity, with anti-HIV Gag IgG also detected in vaginal fluids. A large body of evidence suggests that the generation of strong cellular immune responses will be an important requisite for any HIV/AIDS vaccine to be optimally effective. The basic premise of the current study, to deliver HIV antigens by using a microbial vector that naturally induces high levels of mucosal and systemic CD4+ and CD8+ T-cell mediated immune responses, therefore represents an intriguing approach for vaccine development. However, the safety of any attenuated Lm vector is an important issue. Lm poses potential risks for pregnant women, neonates and immunocompromised individuals [44]. The attenuated Lm vector used here, Lmdd-gag, was shown previously to be safe and immunogenic in adult and neonatal mice [34, 35]. Here, we demonstrated that Lmdd-gag, as well as accompanying D-ala, were safe in monkeys when administered at levels that were able to induce Gag-specific immune responses. Recently, Boyer et al. tested recombinant Lm as part of a vaccine regimen in macaques [45]. The Lm vectors were modified to secrete SIV Gag and Env. Following oral administration of recombinant Lm, moderate antigen-specific T-cell responses were noted but no significant protection from intrarectal challenge with SIVmac239 was obtained. Stronger T-cell reactivity and a moderate level of virus containment were noted when the recombinant Lm were used to boost DNA-primed animals. Unlike the Lmdd-gag used in our study, the vectors used by Boyer et al. were not attenuated and while healthy monkeys tolerated the recombinant Lm inoculations, the use of such a vaccine vector could raise safety concerns in pregnant women or immunocompromised hosts. A direct comparison of that study with ours is made difficult by the fact that we were able to immunize with approximately 100-fold higher numbers of bacteria due to the lower virulence of Lmdd-gag compared to wild-type Lm. Furthermore, our vector encoded HIV, not SIV gag. Therefore, we were unable to perform challenge experiments with SIV or simian-human immunodeficiency virus (SHIV). An appealing aspect of using attenuated Lm as vaccine delivery vehicles is that the natural means of transmission is oral. An oral anti-HIV vaccine would have certain advantages over one requiring parental administration. Administering an efficacious vaccine to large, diverse populations, especially in third world countries where HIV infection rates may be as high as 20%, would be significantly easier with an oral vaccine. As the predominant means of HIV transmission is through mucosal exposure, a potential secondary benefit of our Lmdd vector would be the possibility of inducing HIV-directed mucosal immunity through oral vaccination. Of note, evidence in both humans and nonhuman primates has shown that CD4+ memory T cells in the gastrointestinal tract are a major target for infection and depletion during acute immunodeficiency virus infection [46] [47]. Oral immunization in many systems, including immunodeficiency virus transmission models, can generate high levels of mucosal immune responses [48–50]. As our pilot study was undertaken primarily to assess the safety of live attenuated Lmdd-gag in monkeys, we did not directly sample mucosal sites for cellular immunity and were limited to assessing PBMC, which clearly showed Gag-directed cellular immune responses. Future studies will investigate mucosal immune responses to determine whether the same high levels of antigen-specific cellular immune responses can be generated at mucosal sites in primates as have been demonstrated in mice [34]. One issue of concern for potentially using live vectors for vaccination is whether pre-existing anti-vector immunity, either occurring naturally or through prior vaccination, will affect the immunogenicity of the neoantigen. Indeed, a previous macaque study found no boosting of T-cell responses following a 3rd immunization using SIV gag and env-encoding Lm; while anti-Listeria antibody levels were not reported, the authors suggested that anti-vector immunity induced by the previous two immunizations prevented boosting of SIV antigen-specific responses [45]. In our study, we detected minimal induction of anti-vector antibodies in animals given Lmdd-gag or Lmdd orally. In addition, and of importance for designing practical vaccine scheduling, after a rest period of at least 5 months, three of four re-immunized animals were able to mount Gag-specific cellular immune responses, despite the earlier presence of low-level but detectable anti-vector antibodies. These results are consistent with those seen by Stevens at al. [28] and suggest that pre-existing anti-Lm immunity does not preclude the use of this vector for vaccine delivery. An important finding in this study is that the route of Lmdd-gag delivery directly affected the generation of either cellular or humoral immune responses in macaques. Thus, by IFN-γ ELISPOT analysis, animals of the oral/i.m. boost group failed to develop significant Gag-specific T-cell immunity, yet mounted Gag-specific antibody responses following i.m. boosting. In contrast, animals of the oral-only group failed to develop detectable anti-Gag IgG, yet developed Gag-directed T-cell immune responses. The results are consistent with the idea that the i.m. administration shifted the HIV Gag-directed immunity from a predominant Th1 cellular response to a predominant Th2-type humoral response. Indeed, in some of our preliminary tests, we found that while oral/oral immunization induced mostly Th1 cytokines (IFN-γ, IL-2), some of the oral/im immunized animals did generate Th2 cytokines (IL-4 and IL-10) in addition to Th1 cytokines (data not shown). The rise in Gag-specific T-cell proliferation in the oral/im immunization group is consistent with this premise as both Th1 and Th2-type Gag-specific CD4+ helper T-cell subsets would show proliferative responses to whole protein antigen. In many systems, the route by which animals are exposed to foreign antigens influences the induction of Th1 versus Th2-mediated immune responses and corresponding cellular versus humoral immunity. Any generalizations, however, need to take into account the nature, dose and timing of antigen exposure. For example, in two separate studies measuring either hepatitis B virus or Hemophilus influenza hemagglutinin antibody responses in mice, DNA immunization given i.m. induced Th1-like antibody responses while gene-gun delivery (with much lower DNA doses) to skin induced Th2-like antibody responses [51, 52]. Additionally, exposure to proteins via mucosal surfaces tends to induce humoral, rather than cell-mediated immunity [53, 54] yet natural exposure to live Lm through oral infection induces strong cellular immunity [55]. Our results provide additional data indicating that the route of antigen exposure influences the nature of the predominant immune response. We chose live attenuated Lm as a vaccine delivery vehicle in order to induce HIV Gag-directed cellular immunity. Our results open the possibility that this same vector may be used to induce either cellular or humoral immunity, depending on the route of vaccination. However, we have not induced both types of immunity in the same host, because the immune responses are so highly skewer by the immunization route toward either cellular or humoral responses. Acknowledgments We thank Susan Sharp for her assistance in the preparation of this manuscript and Stephanie Ehnert for coordination of the primate studies. This work was supported by American Foundation of AIDS Research (amfAR) grant 02882-32-RGV, National Institutes of Health (NIH) grants R21 AI054183 to R.M.R and P01 AI054558 to J.L., F.F. and R.M.R. and NIH grant RR-00165 providing base grant support to the Yerkes National Primate Research Center. Footnotes Disclosures Dr. Fred Frankel is listed as co-inventor on a University of Pennsylvania patent. Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. References 1. Baba TW, Liska V, Hofmann-Lehmann R, Vlasak J, Xu W, Ayehunie S, et al. 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[Infect Immun. 2002]Int Immunol. 1995 May; 7(5):797-805.
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[Proc Natl Acad Sci U S A. 2004]Nat Med. 2005 Aug; 11(8):853-60.
[Nat Med. 2005]Infect Immun. 1998 Aug; 66(8):3552-61.
[Infect Immun. 1998]J Virol. 2000 Nov; 74(21):9987-93.
[J Virol. 2000]J Virol. 2001 Mar; 75(6):2786-91.
[J Virol. 2001]J Virol. 2002 Jan; 76(2):918-22.
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[Science. 2001]Infect Immun. 1998 Aug; 66(8):3552-61.
[Infect Immun. 1998]Biochimie. 1992 Jul-Aug; 74(7-8):705-11.
[Biochimie. 1992]Mol Microbiol. 1993 Apr; 8(1):143-57.
[Mol Microbiol. 1993]J Acquir Immune Defic Syndr. 2000 Aug 1; 24(4):297-309.
[J Acquir Immune Defic Syndr. 2000]Infect Immun. 1997 Apr; 65(4):1387-94.
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[Infect Immun. 2003]J Cell Biol. 2002 Mar 18; 156(6):1029-38.
[J Cell Biol. 2002]Clin Microbiol Rev. 1991 Apr; 4(2):169-83.
[Clin Microbiol Rev. 1991]J Virol. 2001 Mar; 75(6):2786-91.
[J Virol. 2001]J Virol. 2002 Jan; 76(2):918-22.
[J Virol. 2002]Virology. 2005 Mar 1; 333(1):88-101.
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