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Copyright © 2008 Briët et al; licensee BioMed Central Ltd. Temporal correlation between malaria and rainfall in Sri Lanka 1International Water Management Institute, PO Box 2075, Colombo, Sri Lanka 2Swiss Tropical Institute, Socinstrasse 57, PO Box CH-4002, Basel, Switzerland 3US Agency for International Development, PO Box 7856, Kampala, Uganda 4Anti Malaria Campaign, Head Office Colombo, Sri Lanka 5International Water Management Institute Sub Regional Office for South Asia, c/o ICRISAT, Patancheru, AP 502 324, Andhra Pradesh, India Corresponding author.Olivier JT Briët: o.briet/at/cgiar.org; Penelope Vounatsou: penelope.vounatsou/at/unibas.ch; Dissanayake M Gunawardena: gdissanayake/at/usaid.gov; Gawrie NL Galappaththy: hapugalle/at/yahoo.co.uk; Priyanie H Amerasinghe: p.amerasinghe/at/cgiar.org Received October 20, 2007; Accepted May 6, 2008. This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. This article has been cited by other articles in PMC.Abstract Background Rainfall data have potential use for malaria prediction. However, the relationship between rainfall and the number of malaria cases is indirect and complex. Methods The statistical relationships between monthly malaria case count data series and monthly mean rainfall series (extracted from interpolated station data) over the period 1972 – 2005 in districts in Sri Lanka was explored in four analyses: cross-correlation; cross-correlation with pre-whitening; inter-annual; and seasonal inter-annual regression. Results For most districts, strong positive correlations were found for malaria time series lagging zero to three months behind rainfall, and negative correlations were found for malaria time series lagging four to nine months behind rainfall. However, analysis with pre-whitening showed that most of these correlations were spurious. Only for a few districts, weak positive (at lags zero and one) or weak negative (at lags two to six) correlations were found in pre-whitened series. Inter-annual analysis showed strong negative correlations between malaria and rainfall for a group of districts in the centre-west of the country. Seasonal inter-annual analysis showed that the effect of rainfall on malaria varied according to the season and geography. Conclusion Seasonally varying effects of rainfall on malaria case counts may explain weak overall cross-correlations found in pre-whitened series, and should be taken into account in malaria predictive models making use of rainfall as a covariate. Background Malaria is a complex disease and its transmission and prevalence is influenced by many factors, amongst which (variability in) climatic conditions are considered to play a major role. With increasing weather variability and ability to forecast weather, there is an interest in developing systems for malaria forecasting that incorporate weather related factors as explanatory variables. Many studies in various parts of the world have linked malaria time series to weather variables such as rainfall, temperature and humidity. For instance, by using polynomial distributed lag models, Teklehaimanot and colleagues [1] found that malaria was associated with rainfall and minimum temperature (with the strength of the association varying with altitude) in Ethiopia. Worrall and colleagues [2] used rainfall and maximum temperature at a lag of four months to successfully fit a biological transmission model to malaria case data in a district in Zimbabwe. Craig and colleagues [3] linked inter-annual differences in malaria to rainfall and temperature in South Africa. Sri Lanka has a long history of researching the links between rainfall and malaria and many studies observed links between the two [4-7]. Yet others did not find a strong [8] or an obvious correlation [9]. A study in Sri Lanka incorporating rainfall as a linear or non linear explanatory variable into a (seasonal) auto-regressive integrated moving average (ARIMA) model showed little improvement in malaria prediction over ARIMA models without a rainfall predictor [10]. Weather affects the malaria incidence mostly through its effects on both the mosquito vector (species, population dynamics, gonotrophic cycle and survivorship [11]) and the development of the malaria parasite inside the mosquito vector. In Sri Lanka, the main malaria vector Anopheles culicifacies breeds primarily in river bed pools [12] which occur during dry periods, but also in other breeding sites such as seepage areas next to irrigation tanks, hoof prints, and abandoned gem mining pits. The spatial variation in annual precipitation (Figure (Figure1)1
Methods Data Since January 1972, the Sri Lankan national malaria control programme, the Anti Malaria Campaign (AMC), has collected monthly confirmed malaria case data from health facilities aggregated by medical officer of health (MOH) areas (which represent sub district health administrative divisions). This data up to December 2005 was cleaned and aggregated to district resolution. For each district, for each month, the mean rainfall was extracted from monthly rainfall surfaces for the period January 1971 – December 2005. Both rainfall and malaria datasets are described in detail elsewhere [10]. Statistical analysis The relationship between rainfall and malaria incidence was investigated using (i) cross-correlation analysis, (ii) cross-correlation analysis with pre-whitening, (iii) inter-annual analysis and (iv) seasonal inter-annual analysis allowing for temporal variability in the effect. Cross-correlation analysis Cross-correlations between detrended monthly malaria case count time series and monthly total rainfall [8] were analysed to detect the time lag(s) of rainfall preceding malaria at which the series show strongest correlation. Malaria time series showed strong long term fluctuations for most districts in Sri Lanka (Figure (Figure3).3
where mt is the mean level in month t; St is the seasonal effect in month t; and εt is the Gaussian random error. As an example, Figure Figure44
Smoothing was performed using the function "decompose" of the package "stats" in the software R [16]. From the detrended series ζt = y't - mt (Figure (Figure22
where sx, sζ are the sample standard deviations of observations on xt and ζt, respectively. The analysis was repeated with logarithmically transformed rainfall time series x't = log(xt + 1). The cross-correlation is calculated as the average over all (calendar) months, and possible varying correlation depending on the season is not accounted for, i.e. if rainfall has a strong positive effect on malaria in some months, and a strong negative in others, the average detected cross-correlation could be weak. Even though the above approach may find strong correlations, these may not be very useful for malaria prediction if aberrations from the long term seasonal mean of rainfall are weakly linked to aberrations from the long term seasonal mean of the malaria case series. In addition, the standard cross-correlation assumes observations are independent, whereas in reality the malaria data are temporally correlated. Cross-correlation analysis with pre-whitening Cross-correlation with the seasonality and autocorrelation removed by simple pre-whitening allows for detection of the time lag(s) of rainfall preceding malaria, at which divergences from the long term seasonal pattern in rainfall time series show strongest correlation with such divergences in detrended malaria case count time series, while minimizing effects of spurious correlations caused by autocorrelation in the time series. This method bears some similarity to anomaly analysis, where the cross-correlation of aberrations from the long term seasonal mean of the explanatory variables is correlated with aberrations from the long term seasonal mean of the response variable. The effect of pre-whitening is to reduce unassociated autocorrelation and/or trends within time series prior to computation of their cross-correlation function (It is well established that autocorrelation within time series results can produce spurious cross-correlations [15]). Simple pre-whitening is used when there is a clear unidirectional influence such as between rainfall and malaria. First, an auto-regressive model is fit to the explanatory variable. The pre-whitened explanatory variable consists of the residuals of this fitted model, whereas the pre-whitened outcome variable consists of the residuals of the same model (with the same parameters) applied to the outcome variable. With the inclusion of seasonality in the autoregressive model, the pre-whitening procedure removes seasonality (and autocorrelation) from the explanatory variable time series, and the same amount of seasonality (and autocorrelation) from the outcome variable time series. It is thus possible that additional seasonality (and autocorrelation) remains in the pre-whitened outcome variable time series. For each district, multiplicative seasonal auto-regressive integrated moving average (SARIMA) models [17] with all possible combinations of parameters p, q, P, Q {0, 1, 2} and with d, D {0, 1}, were evaluated using the Akaike's information criterion (AIC) on untransformed and logarithmically transformed monthly rainfall totals in the period from January 1971 to December 2005.The selected SARIMA model was then used to pre-whiten both the rainfall time series and detrended (smoothed) logarithmically transformed malaria case count time series ζt. The residuals of both series were used as input for the cross-correlation analysis. The functions "arima" and "ccf" from the R package "stats" were used. The cross-correlation analyses above have the drawback of masking inter-annual effects of rainfall on malaria time series because of the removal of the strong long term trend fluctuations. Inter-annual analysis In "Inter-annual analysis", the series of differenced logarithmically transformed annual malaria cases was studied to determine if it was correlated to differenced logarithmically transformed total annual rainfall. Unlike the first two approaches, it can not account for the within year effects, but inter-annual effects are not masked. The difference Ωt,k = log(Yt,k) - log(Yt-1,k) = log(Yt,k/Yt-1,k) reflects the relative change in case numbers between consecutive years [3], where Yt,k is the annual malaria case total for year t, and the start month k of the twelve-month period was either April (k = 4) or September (k = 9) because seasonally, malaria was lowest in either April or September, depending on the district [13]. Similarly, the relative change in rainfall over 12 month periods preceding the malaria periods with a lag l of one to three months was represented by Ξt,l,k = log(Xt,k,l) - log(Xt-1,k,l) = log(Xt,k,l/Xt-1,k,l). Malaria was regressed against rainfall in a first order auto-correlated (AR1) model: Ωt,k = kΩt-1,k + βl,k (Ξt,l,k - kΞt-1,l,k) + εt,k. The Pearson correlation coefficient between Ωt,k – kΩt-1,k and Ξt,k,l - kΞt-1,k,l was then calculated. Figure Figure66
Seasonal inter-annual analysis The effect of rainfall on malaria may depend on the season; therefore, it was of interest to assess the inter-annual relationship between malaria and rainfall for each calendar month in the year. The inter-annual analysis above was modified by replacing Ωt,k with ωt,k, and Ξt,k,l with ξt,k,l. Here, ωt,k represents the average logarithmically transformed malaria count over three months (e.g. January – March) differenced with the average logarithmically transformed malaria in the previous twelve months: Results Cross-correlation analysis For all districts, a local maximum cross-correlation between malaria and untransformed rainfall or logarithmically-transformed rainfall was found when rainfall was preceding malaria by zero to three months, depending on the district. For 13 out of 25 districts, logarithmic transformation of rainfall improved the cross-correlation (Figure (Figure8),8
Cross-correlation analysis with pre-whitening For pre-whitening, the SARIMA models applied to the (logarithmically transformed) rainfall data showed that for all districts, the model with the lowest AIC had a seasonal component (P = 0, D = 1, Q = 1), and results were very similar among all non seasonal components (p, d, q) tested, except for the components (p = 0, d = 1, q = 0), (p = 1, d = 1, q = 0), and (p = 2, d = 1, q = 0), which gave worse results. The model SARIMA(p = 1, d = 0, q = 0, P = 0, D = 1, Q = 1) was selected. Figure Figure55 With pre-whitened time series, the cross-correlograms looked entirely different (Figure (Figure10)10
Inter-annual analysis None of the districts showed significant (p ≤ 0.1, n = 32) positive correlation coefficients (Table 1), and eight districts showed significant negative correlation coefficients (Figure (Figure13).13
Seasonal inter-annual analysis In a given district, rainfall over a particular three month period (e.g. January – March), relative to rainfall in the preceding twelve month period, had in general a similar effect on the malaria count over three months, relative to the malaria in the preceding twelve month period, for malaria following rainfall with a time lag of one (e.g. malaria in February – April) to three (e.g. malaria in May – June) months, although cross-correlations were stronger positive at a lag of one month and stronger negative at a lag if three months. This is illustrated for the district of Gampaha in Figure Figure14.14
Discussion Cross-correlation analysis In some districts in Sri Lanka, malaria case time series and rainfall showed high cross-correlations at short lags as well as at longer lags. While a causal relationship is biologically plausible at a lag of two to four months, it is increasingly less so at longer lag times. Amerasinghe and colleagues [18] found a lag period of 1.5 months between a peak in abundance of An. culicifacies immature forms and a peak in malaria cases, in a village in Anuradhapura District. An additional time lag between rainfall and its effect on breeding conditions, depending on conditions such as soil moisture content, has to be included for the calculation of the rainfall – malaria time lag. For most districts, a positive cross-correlation was observed between malaria and rainfall at a lag of two months, confirming the visual impression obtained by studying Figure Figure11 Cross-correlation analysis with pre-whitening For a few districts, (weak) positive cross-correlations were found in pre-whitened series with no lag (Kegalle, Kurunegala and Moneragala) and at a lag of one month (Matale and Puttalam). With a lag of one month, short term prediction with a one month horizon would be possible. However, a one month lag seems the absolute minimum for the biological pathway from creating suitable breeding conditions to mosquito development, parasite development in the mosquito, the onset of disease symptoms, and eventually the taking of a blood sample. Nevertheless, in a study in China, log transformed malaria and rainfall showed a maximum (positive) effect for malaria lagging one month behind rainfall, when entered into a regression model together with minimum temperature and fixed quarterly effects for seasonality [19]. Cross-correlations of rainfall contemporary with malaria (at a lag of zero months) are of no value for malaria prediction systems because the total monthly rainfall for the future month needs to be known, unless rainfall can be predicted with high certainty. The (strongest) negative cross-correlations, albeit weak, found in the six adjoining districts at lags of two to five months in the centre-west, are in line with other studies that showed that this region (except for Nuwara Eliya district which is situated at high altitude) is particularly prone to epidemics when monsoon rains fail [6]. It is difficult to find explanations for the differences in lag time at which the maximum or minimum cross-correlation occurs among (often neighbouring) districts. Factors that could contribute to these differences are saturation levels and water retention of top soils, factors related to differences in malaria endemicity, and differences in temperature (mainly caused by differences in altitude). However, given the generally weak cross-correlations, a large part of the inter-district variation in time-lag of maximum or minimum cross-correlation could have been caused by stochastic noise. After pre-whitening, the cross-correlations found were very weak. Only if rainfall can explain that part of the variation in a malaria time series that cannot be explained by autocorrelation and repetition of seasonal patterns, a rainfall covariate could contribute to a malaria forecasting system. It was only for two out of the six districts (Gampaha and Ratnapura) with strongest negative correlation (situated in the centre west) that Briët and colleagues [10] found some contribution of rainfall to malaria prediction in seasonal ARIMA models at a lag of two months, and they found no improvement for the districts Matale and Puttalam at a lag of one month. Inter-annual analysis Some studies in neighbouring India [20,21], with comparable total annual rainfall and strong seasonality in rainfall, have tried but failed to find a significant correlation between annual rainfall and malaria. These studies did not consider differencing or detrending the data. A study in Ingwavuma and Ubombo districts in KwaZulu-Natal province in South Africa, with less annual rainfall than Sri Lanka, also failed to find such correlation between annual malaria and rainfall time series, but it did find significant positive correlations between the difference of successive twelve-monthly (July to June, corresponding to the local malaria season) logarithmically transformed malaria case totals and summer (November – March) rainfall (and temperature) [3], while the long term trends were attributed to non-climatic factors [22]. Likewise, a study in Botswana, also with less annual rainfall than Sri Lanka, found a positive correlation between (detrended) annual malaria anomalies and December – February rainfall [23]. In the present study, strong negative correlations were found between differenced annual malaria and rainfall for a contiguous group of districts in the centre-west (with high annual rainfall), and these results were somewhat in line with the results found in the cross-correlation analysis with pre-whitening. This area in particular has been repeatedly affected by malaria epidemics during droughts in the pre-malaria control era [6], and apparently malaria control has not changed this dynamic. Although initially significant negative correlations were detected for the drier districts Vavuniya and Trincomalee, the correlations in these districts were not very robust to influential observations. The data quality in the north-east has been compromised by the armed conflict in the region, and for some districts (particularly Vavuniya) some missing data were imputed. The strong (negative) inter-annual correlations found for the districts in the centre-west provides hope for the development of long term malaria forecasting systems involving long term weather forecasts, provided these systems have sufficient capabilities to predict rainfall anomalies up to a year in advance, which is currently not feasible. It is tempting to attribute the inverse direction of the relationship between rainfall and malaria found in this analysis as compared to the direction found in Southern Africa to the difference in annual rainfall, although other important differences exist, notably in malaria vector species. Seasonal inter-annual analysis The results of the seasonal inter-annual analysis supported the theory that rainfall varies in its effect on malaria transmission depending on the season. These effects may cancel out when averaged over the entire calendar year (inherent to the first three approaches studied), and therefore, it seems that malaria forecasting systems incorporating rainfall need to take this seasonally varying effect into account. Note, however, that Briët and colleagues [10] found limited improvement in malaria prediction with a seasonally varying rainfall effect for only three districts. There was a marked difference in the season-varying effect of rainfall on malaria between the south-western quadrant of the country and the rest of the country. In the south west, the effect was strongly negative during February – June, whereas in the other quadrants, often a positive effect was found during April – September. In most districts (except in the north-eastern quadrant), also a (weak) positive effect was found in December or January. Similar to the explanation of the spatial variation in malaria endemicity by spatial variation in annual rainfall, the spatial variation in the (seasonally varying) effect of rainfall on malaria may be explained by spatial variation in (seasonal) rainfall. In the south west, rainfall is normally lowest between November – April, in contrast with the rest of the country, where the April – September trough is (much) deeper in the rainfall climatology (Figure (Figure1).1 The fact that positive correlations were stronger at a lag of one month, and negative correlations were stronger at a longer lag of three months may be explained as follows: Within a one month period, rainfall can influence malaria transmission and cases positively by providing humidity which increases mosquito survival. One month might not be long enough for rainfall to influence malaria cases through an effect on mosquito breeding. A negative effect of rainfall on mosquito breeding (for instance less than normal rainfall which might cause river pooling, which will have a delay in itself) will need a longer lag period to translate into a change in malaria cases. Limitations of this study This study was limited to linear rainfall – malaria relationships. For a better understanding of the biological mechanisms behind the observed relationships between rainfall and malaria cases, the link between rainfall and mosquito breeding and survival should be included. Long, high quality time series of entomological data were unfortunately not available for this purpose. Rainfall influenced variables, such as soil moisture saturation and river flow, are more directly linked to specific malaria vector breeding conditions. However, such variables are more expensive to measure and therefore often estimated using rainfall, offering little advantages unless for instance human interference with river flow, for purposes such as irrigation or power generation, could be taken into account. Such interference disrupts the relationship between rainfall and river flow, and hence the relationship between rainfall and malaria [24]. Apart from rainfall and rainfall related variables, another variable that is expected to have a strong temporal effect on malaria case count time series is malaria control intervention. This variable was not taken into account due to incomplete data. Also, control methods and insecticides have changed over time, making it a complex covariate. Temperature was not studied as it was considered of less importance than rainfall, showing little temporal variability (because Sri Lanka is situated close to the equator), and a large part of its temporal variability being governed by rainfall. Except for the hill country, situated in the centre of Sri Lanka, the temperature is conducive to malaria transmission throughout the year. Other environmental factors that are often considered in malaria studies are altitude and land use. These were not taken into account as these do not fluctuate (strongly) over time. Another limitation is the use of Gaussian models on transformed count data, whereas negative binomially distributed methods on untransformed data (personal communication) may have been more appropriate. This study was performed on aggregated cases of Plasmodium falciparum and Plasmodium vivax. Although the seasonality of P. vivax. is slightly less marked than that of P. falciparum, possibly caused by relapses of P. vivax occurring well after infection, the seasonality is very similar [13]. In the current study, it was presumed that cases were infected in the district where they were recorded. In the large spatial units of districts only a small percentage of cases may have been acquired elsewhere, and these would mostly be expected to have been acquired in neighbouring districts with similar rainfall patterns. Nevertheless, in districts with normally very low transmission such as Galle, Nuwara Eliya and Colombo, the proportion of cases from elsewhere might be much higher, and the relationships between rainfall and malaria for these districts should be interpreted with care. Conclusion Although malaria and rainfall showed high cross-correlations in many districts in Sri Lanka, variation from normal monthly malaria counts patterns showed limited cross-correlation with variation from normal monthly rainfall patterns, and therefore rainfall may have limited use for predicting malaria. Seasonally varying effects of rainfall on malaria case counts may explain weak cross-correlations in pre-whitened series (as the cross-correlation analysis did not allow for a seasonally varying effect). There was a marked difference in the seasonally varying effect between the south-western quadrant and the rest of the country, which was probably related to differences in rainfall, but also to spatially different water requirements for optimum breeding conditions for the main malaria vector in Sri Lanka. Authors' contributions OJTB conceptualized and conceived of the analysis, performed the data treatment and analysis, and drafted the manuscript. PV participated in the conceptualization, edited the manuscript and critically revised the statistical methodology. DMG participated in the conceptualization of the study and edited the manuscript. GNLG provided the data and helped define the scope of the paper. PHA participated in defining the approach to analysis, edited and critically reviewed the paper for intellectual content. All authors read and approved of the manuscript. Acknowledgements The author acknowledges and the Directorate of the AMC and Regional Malaria Officers and their teams for making surveillance data available. The author is funded through the NOAA, NSF, EPA and EPRI Joint Program on Climate Variability and Human Health. References
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