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Logo of ajrccmIssue Featuring ArticlePublisher's Version of ArticleSubmissionsAmerican Thoracic SocietyAmerican Thoracic SocietyAmerican Journal of Respiratory and Critical Care Medicine
Am J Respir Crit Care Med. Jan 15, 2008; 177(2): 164–169.
Published online Oct 25, 2007. doi:  10.1164/rccm.200708-1194OC
PMCID: PMC2204077

The Effect of Lung Volume Reduction Surgery on Chronic Obstructive Pulmonary Disease Exacerbations


Rationale: Lung volume reduction surgery (LVRS) has been demonstrated to provide a functional and mortality benefit to a select group of subjects with chronic obstructive pulmonary disease (COPD). The effect of LVRS on COPD exacerbations has not been as extensively studied, and whether improvement in postoperative lung function alters the risk of disease exacerbations is not known.

Objectives: To examine the effect, and mechanism of potential benefit, of LVRS on COPD exacerbations by comparing the medical and surgical cohorts of the National Emphysema Treatment Trial (NETT).

Methods: A COPD exacerbation was defined using Centers for Medicare and Medicaid Services data and International Classification of Diseases, Ninth Revision, discharge diagnosis.

Measurements and Main Results: There was no difference in exacerbation rate or time to first exacerbation between the medical and surgical cohorts during the year before study randomization (P = 0.58 and 0.85, respectively). Postrandomization, the surgical cohort experienced an approximate 30% reduction in exacerbation frequency (P = 0.0005). This effect was greatest in those subjects with the largest postoperative improvement in FEV1 (P = 0.04) when controlling for changes in other spirometric measures of lung function, lung capacities, and room air arterial blood gas tensions. Finally, LVRS increased the time to first exacerbation in both those subjects with and those without a prior history of exacerbations (P = 0.0002 and P < 0.0001, respectively).

Conclusions: LVRS reduces the frequency of COPD exacerbations and increases the time to first exacerbation. One explanation for this benefit may be the postoperative improvement in lung function.

Clinical trial registered with www.clinicaltrials.gov (NCT 00000606).

Keywords: COPD, LVRS, exacerbation


Scientific Knowledge on the Subject

Lung volume reduction surgery (LVRS) offers morbidity and mortality benefits to a subset of people with chronic obstructive pulmonary disease (COPD). Its effect on acute exacerbations is unknown. Improving lung function with LVRS may prevent COPD exacerbations.

What This Study Adds to the Field

LVRS reduces the frequency of COPD exacerbations and increases the time to first exacerbation. LVRS may decrease the risk of an acute exacerbation through its beneficial effect on lung function.

Chronic obstructive pulmonary disease (COPD) is responsible for an estimated 176 million hospital bed days per year in the United States and an annual loss of almost 60 million workdays (1). A significant portion of the health care costs incurred by COPD is due to acute exacerbations. Although the mainstays of medical treatment and prevention include inhaled long-acting bronchodilators and corticosteroids, their efficacy in this regard is debated (24). The basis for their presumed beneficial effect is a combination of their bronchodilating and antiinflammatory properties, effects that may offset the increased risk of exacerbations found with declining lung function (512). Given this, mechanical interventions that improve function, such as lung volume reduction surgery (LVRS), may reduce the frequency of acute exacerbations.

Results from the National Emphysema Treatment Trial (NETT) suggest that there is a subset of subjects with COPD who obtain functional, quality-of-life, and mortality benefits from LVRS (13). Although still statistically significant at 3 years postrandomization, these postsurgical improvements in lung function for LVRS patients had attenuated and were approaching measurements made in the medical cohort. The effect of LVRS on the rate of acute exacerbations, and the durability of any effects on exacerbations as the postrandomization lung function of the medical and surgical cohorts converge, is unstudied. Here we present a retrospective investigation of the effect of LVRS on the frequency of acute exacerbations as defined by emergency department and hospitalization records collected during the NETT. Some of the results of these studies have been previously reported in the form of an abstract (14).


The methods, design, and outcomes of the NETT have been described in detail previously (13, 15, 16). Briefly, 1,218 subjects were enrolled between January 1998 and July 2002 into a randomized trial investigating the efficacy, safety, and cost-effectiveness of LVRS versus optimal medical therapy for severe COPD. Enrollment criteria included an FEV1 [less-than-or-eq, slant] 45% predicted and bilateral emphysema on computed tomographic imaging of the chest.

The primary parallel outcomes of the trial were overall mortality and exercise capacity. In addition, the cost-effectiveness of LVRS was evaluated versus medical therapy. This last outcome was assessed using Medicare claims provided by the Centers for Medicare and Medicaid Services (CMS). Claims data were collected for the year before enrollment and at least 3 years after study randomization or until subject death.

Definition of COPD Exacerbation

A COPD exacerbation was defined with CMS data consisting of a COPD-related emergency room (ER) visit or hospitalization using International Classification of Diseases, Ninth Revision (ICD-9), discharge diagnosis codes as previously described by Fan and colleagues (17). Prior investigation has found that discharge diagnosis codes ICD-9-CM (Clinical Modification) 491, 492, 493, and 496 accurately identify subjects with COPD compared with review of chart diagnosis (18). An event was defined as a COPD exacerbation if either an ER visit or hospitalization occurred that was associated with one of these codes. Outpatient management of exacerbations and visits to a subject's physician for an exacerbation were not captured by this method of analysis. An exacerbation defined by an ICD-9 diagnosis code corresponding to an ER visit or hospitalization occurring within 30 days of a prior exacerbation was not considered a new event.

Medical Comorbidities

Baseline health care utilization and identification of medical comorbidities were determined using the CMS data collected during the year before randomization. Patient comorbidity before randomization was expressed as a modified Charlson comorbidity index (19, 20).

Study Interval

The year preceding study enrollment was defined as the 365 days before the time of subject randomization to either LVRS or medical therapy. The 3-year or 1,095-day follow-up interval was defined as starting at study randomization in both the medical and surgical groups. Subjects were monitored until death or the 3-year interval endpoint.

Statistical Analysis

Analysis was based on the intention-to-treat principle and included the 140 subjects identified as being at high risk for death postoperatively (21). Fourteen subjects were excluded from this analysis (seven medical and seven surgical) because they were not enrolled in Medicare, had additional insurance plans, or had missing claims data (16). Of the remaining 601 subjects randomized to LVRS, 28 subjects did not undergo surgery either by choice or due to medical contraindications. An additional six subjects underwent lung transplantation after having LVRS. Similarly, 43 of the remaining 603 subjects randomized to medical therapy underwent LVRS and an additional 19 received lung transplantation. These 96 subjects were included in the primary analysis to which they were originally randomized. Analysis was also performed excluding the subjects that crossed randomization and those that were identified as being at high risk of death from LVRS (21).

Baseline characteristics of the study cohorts and postrandomization changes in measures of lung function are presented as means ± SD and were compared using unpaired t tests for continuous data and χ2 tests for dichotomous data. The time to first exacerbation was analyzed using a log-rank test, censoring patients at their time of death. The event rate of exacerbations (total number of exacerbations divided by the total person-years of follow-up) was analyzed using a Poisson regression model with the time in the study as an offset variable and the confidence intervals adjusted for overdispersion. (3). It was assumed that exacerbations were random independent events within the study cohort (Poisson distribution of events). Within this model, however, the pooled exacerbation rate could be significantly influenced by a small number of subjects experiencing frequent exacerbations. Adjustments in the P value and confidence intervals were therefore performed by including a metric of this intersubject variability in exacerbation rates (adjustment for overdispersion). In the surgical cohort, Cox regression analysis was used to evaluate the effect of 6-month postoperative changes in lung function, lung volumes, arterial blood gases, and exercise capacity on the time to first exacerbation. This regression analysis was restricted to those subjects who survived to the 6-month time point and were well enough to return for such data collection. Reported P values are two-sided and a P value of less than 0.05 is considered statistically significant. Data analysis was performed using SAS version 8.0 (SAS Institute, Cary, NC).


A total of 1,204 subjects with complete Medicare claims data were monitored pre- and postrandomization, 601 randomized to surgery and 603 to medical therapy. Demographic and baseline characteristics at the time of study enrollment are reported in Table 1. Differences in the distribution of age, sex, and measures of lung function from those originally reported (13) are due to the exclusion of subjects with missing Medicare claims data. There were no significant differences in the groups except for more males in the medical cohort and a greater percentage of the surgical cohort receiving oral corticosteroids (P = 0.04 and 0.01, respectively).


In the year before randomization, 156 subjects (26%) of the surgical cohort and 154 subjects (26%) of the medical cohort experienced one or more COPD exacerbations, with a mean rate of 0.36 and 0.34 exacerbations per person-year, respectively (Table 1; P = 0.58). There was no difference between the groups in time to event analysis for the year before randomization (Figure 1; P = 0.85).

Figure 1.
Time to first exacerbation analysis performed during the year before enrollment in the National Emphysema Treatment Trial, where Day 365 corresponds to the day of study randomization (P = 0.85).

From randomization through the subsequent 3-year period of data collection, there were 148 deaths in the surgical cohort and 157 deaths in the medical cohort, with a mean follow-up time of 2.54 ± 0.9 and 2.64 ± 0.7 years, respectively. The mean exacerbation rate was 0.27 per person-year in the surgical cohort and 0.37 per person-year in the medical cohort, or a 30% (95% confidence interval [CI], 13–48%; P = 0.0005) lower exacerbation rate in the surgical group. Inspection of the time to event analysis in Figure 2A reveals that the beneficial effect of LVRS on time to first COPD exacerbation does not become apparent until after approximately Day 150 at which point a significant difference persists until the end of the observation period (P < 0.0001). There was no difference in the time to event analysis in these cohorts for all non–COPD-related hospitalizations or ER visits (Figure 2B; P = 0.31). After excluding the 96 subjects who crossed from their original study randomization group, those subjects undergoing LVRS exhibited a 35% reduction in their exacerbation rate (CI, 18–53%; P = 0.0001), and when excluding instead those subjects deemed to be at high risk of death from LVRS, the remaining cohort undergoing surgery experienced a 29% reduction in their exacerbation rate (95% CI, 11–48%; P = 0.0019).

Figure 2.Figure 2.
(A) Time to exacerbation analysis in the 3 years after enrollment in the National Emphysema Treatment Trial. The surgical cohort experienced a statistically significant increase in the time to first exacerbation (P < 0.0001). (B) The same time ...

The difference in the change of the FEV1 between the medical and surgical cohorts during the time of data collection is reported in Table 2. LVRS conferred a statistically significant increase in the mean FEV1 at all time points over the course of the 3 years after randomization. This effect peaked at almost 200 ml at 6 months and then declined to approximately 70 ml by 3 years.


Table 3 provides the list of covariates included in the Cox regression model to determine whether changes in physiologic variables were associated with exacerbations among patients in the surgical group. This analysis included the change in FEV1, slow VC, maximal expiratory pressure, and FRC, the change in maximum workload achieved on cycle ergometry exercise testing, and the change in arterial blood partial pressures of oxygen and carbon dioxide, all measured at 6 months postrandomization compared with enrollment values. In those subjects alive and able to perform such testing, only the postsurgical change in FEV1 measured at 6 months, when adjusted for the other covariates listed in Table 3, was a statistically significant predictor of the time to first exacerbation.


Secondary Analyses

To further examine the effect of postoperative change of lung function on COPD exacerbations, the surgical cohort was stratified on the basis of an improvement in FEV1 of 200 ml or greater (the group mean postoperative improvement in FEV1 at 6 mo was 0.200 ± 0.244 L). This resulted in 230 subjects with a mean improvement at 6 months of 0.401 L, defined as the surgical responders, compared with 260 subjects with a mean improvement of only 0.021 L, defined as surgical nonresponders (111 of the 601 subjects [18%] had data missing at that time point, counting 58 deaths, and were not included in this analysis). At the same 6-month time point for the medical cohort, the mean change in FEV1 was –0.019 ± 0.123 L (166 subjects of the medical cohort were not included, counting 20 deaths, due to missing data). Surgical patients with an improvement in FEV1 greater than 200 ml had a significantly extended time to first exacerbation compared with surgical nonresponders (Figure 3; P = 0.002). A similar comparison between the surgical nonresponders and the medical cohort also demonstrated a significant extension in the time to first exacerbation analysis (Figure 3; P = 0.003).

Figure 3.
Time to event analysis of surgical responders defined as 6-month improvement in FEV1 greater than 0.200 L and the surgical nonresponders defined as those with less than a 0.200-L improvement in FEV1 over the same time period.

Finally, to examine the influence of LVRS on those subjects with a history of COPD exacerbations in the year before randomization, the medical and surgical cohorts were stratified into the subjects with at least one exacerbation in the year before randomization (154 and 156 subjects for the medical and surgical cohorts, respectively) and those without a documented exacerbation in that same time period. In both groups, those with and those without a prior exacerbation history, LVRS significantly extended the time to first exacerbation over optimal medical therapy alone (P = 0.0002 and P < 0.0001, respectively).


LVRS is believed to improve lung function through resection of the most diseased, hyperinflated regions, thereby increasing the elastic recoil of the remaining lung and improving chest wall mechanics (22). The resultant improvement in lung function increases expiratory gas flow, exercise tolerance, and possibly the clearance of respiratory secretions (2224). Enhanced removal of these secretions may reduce the burden of airway pathogens, augment pulmonary immune defense mechanisms, and thus reduce the risk for infections, which are responsible for most exacerbations in persons with severe COPD.

To test this hypothesis and to determine if a single measure of improvement in lung function was a best predictor of response to LVRS, a multivariate model was constructed, with the dependent variable being the time to first exacerbation. Included in this model were the 6-month changes in the standard measures of lung function, maximal expiratory pressure, PaO2, PaCO2, and maximal exercise capacity, where the latter was believed to reflect improvement in general daily exertional capacity and subsequent clearance of respiratory secretions. In those subjects able to perform such testing, when accounting for postoperative changes in all of the variables, an improvement in the FEV1 at 6 months post-LVRS was significantly associated with an increase in the time to first exacerbation (Table 3).

Prior publications have reported a beneficial effect of the administration of long-acting inhaled β-receptor agonist and anticholinergic bronchodilators on preventing acute exacerbations of COPD (6, 25). The mean improvement in FEV1 in these cohorts ranged from approximately 70 ml up to 170 ml when comparing the active drug arm to placebo, values consistent with the postoperative improvements in FEV1 seen in the NETT surgical cohort even 3 years after randomization. Assuming that the predominant mechanism of action of these inhaled medications is purely bronchodilation, the durability of the post-LVRS benefit on exacerbations may not be surprising.

Recently, Calverley and colleagues reported the results of the TORCH [Towards a Revolution in COPD Health] investigation (4). In this trial, the cohort of subjects randomized to salmeterol therapy was found to have a statistically significant reduction in the frequency of their acute exacerbations as compared with placebo, while on average only experiencing a 20- to 50-ml improvement in their FEV1 over that same time period. Such a modest functional change in a group that experienced a significant reduction in exacerbation frequency suggests that the beneficial effect of LVRS on the surgical nonresponders may be plausible through similarly modest improvements in lung function.

Although it is possible that even isolated small improvements in FEV1 may beneficially impact a person's ability to clear respiratory sections, an additional mechanism to explain this surgical effect was investigated. By increasing a subject's maximal expiratory pressure (MEP) and VC, the authors postulated that LVRS could improve secretion clearance through a more efficacious cough. Ultimately, LVRS was not found to have a beneficial effect on a subject's MEP (data not shown) and the postoperative increase in slow VC was not significant in a multivariate model. Such findings do not preclude the presence of a postoperative improvement in a subject's cough but mechanistically make it less likely.

The authors acknowledge limitations to this investigation. Ascertainment of the frequency of acute exacerbations was not a study endpoint of the original NETT and for the present investigation this was determined through the use of medical claims data. Aside from the assumption that ICD-9 medical coding accurately correlates with the clinical diagnosis of an acute exacerbation, this method does not capture urgent clinic visits or illnesses managed on an outpatient basis. The differential effect of excluding such episodes in the two treatment arms is difficult to predict. In theory, exclusion of such data should be equally distributed between the two cohorts. One of the outcomes of LVRS is, however, an improvement in symptoms of dyspnea and quality of living. It is possible that subjects in the surgical cohort experiencing an acute exacerbation may be less symptomatic than their counterparts randomized to medical therapy. In such a case, the surgical cohort would then be less likely to seek or be referred for inpatient care for acute exacerbations. Therefore, the observed reduction in the number of ER visits or hospitalizations might be offset by a proportional increase in exacerbations treated on an outpatient basis. If this is true, LVRS may not reduce the frequency of COPD exacerbations but may alleviate some of the symptoms related to these events. Given that the clinical symptoms associated with an exacerbation are a major factor for deciding on inpatient or outpatient care, LVRS could be responsible for our findings in this manner.

Another potential bias may be that Medicare claims for exacerbations were coded differently for patients post-LVRS compared with those in the medical arm. Such a bias might be introduced if post-LVRS subjects suffering from a COPD exacerbation were systematically diagnosed using ICD-9 codes other than those used in this investigation to define an exacerbation. If this was the case, one would expect to see an increase in non–COPD-related ER visits and hospital admissions proportional to the observed decrease in COPD-related events, an effect not found in this data analysis.

Finally, there is a differential pattern of withdrawal in the two cohorts, with a greater percentage of subjects in the surgical cohort presenting for data collection at subsequent study visits. This will lead to a survivor bias in the reported Cox regression analysis in the surgical cohort. These results suggest that the postoperative improvement in FEV1 is largely responsible for the observed delay in time to first exacerbation. As reported, only those subjects who lived to the 6-month study time point and were well enough to perform lung function testing were included in this analysis. The necessary exclusion of such missing data likely skews the reported results away from the null hypothesis that LVRS does not have a beneficial impact on exacerbation frequency and time to first exacerbation.

The results of this investigation must be kept in the context of the inclusion criteria of NETT. The homogeneous cohort of subjects selected to participate in NETT had severe COPD with evidence of emphysema on their computed tomographic scans and, as such, these results are not immediately generalizable to all subjects with COPD. It is also not the authors' recommendation that LVRS be used as a treatment for the specific therapeutic goal of decreasing exacerbation frequency. This investigation does suggest, however, that a reduction in the rate of acute exacerbations can be achieved through an improvement in lung function independent of the antiinflammatory effects found in most medications used for this purpose.


Arthur Gelb, M.D., Lakewood Regional Medical Center, Lakewood, CA.


Supported by NIH grants HL 007633, HL 074428, and HL 082541 (G.R.W.). The National Emphysema Treatment Trial (NETT) was supported by contracts with the National Heart, Lung, and Blood Institute (N01HR76101, N01HR76102, N01HR76103, N01HR76104, N01HR76105, N01HR76106, N01HR76107, N01HR76108, N01HR76109, N01HR76110, N01HR76111, N01HR76112, N01HR76113, N01HR76114, N01HR76115, N01HR76116, N01HR76118, and N01HR76119), the Centers for Medicare and Medicaid Services (formerly the Health Care Financing Administration), and the Agency for Healthcare Research and Quality.

Originally Published in Press as DOI: 10.1164/rccm.200708-1194OC on October 25, 2007

Conflict of Interest Statement: G.R.W. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. V.S.F. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. S.D.R. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. Z.M. has received $1,000 from Schering Plough for serving on an advisory board in 2005–2007. He has received lecture fees of $4,000 from AstraZeneca in 2006–2007, and $2,000 from Pfizer in 2007. F.M. is a consultant for Altana Pharma and has received compensation greater than $10K. F.M. has been a member of several advisory boards, CME committees, and the speaker's bureau for Boehringer Ingelheim, Pfizer, and GlaxoSmithKline. His total compensation per company was greater than $10K. In addition, he is on an advisory board for Novartis and a speaker's bureau for Sepracor and Astra, receiving less than $10K per company. He has been an investigator for industry-sponsored studies for GlaxoSmithKline, Boehringer Ingelheim, and Actelion. B.J.M. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. F.C.S. has received $63,086 from GlaxoSmithKline and $21,518 from AstraZeneca in 2005 thru 2006 for participation in multicenter clinical trials and has earned less than $10,000 per year serving on advisory boards for GlaxoSmithKline and AstraZeneca. G.J.C. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. O.M. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. M.M.D. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript. J.J.R. does not have a financial relationship with a commercial entity that has an interest in the subject of this manuscript

Members of the NETT Research Group are as follows:

Office of the Chair of the Steering Committee, University of Pennsylvania, Philadelphia, PA: Alfred P. Fishman, M.D. (Chair); Betsy Ann Bozzarello; Ameena Al-Amin. Clinical Centers: Baylor College of Medicine, Houston, TX: Marcia Katz, M.D. (Principal Investigator); Carolyn Wheeler, R.N., B.S.N. (Principal Clinic Coordinator); Elaine Baker, R.R.T., R.P.F.T.; Peter Barnard, Ph.D., R.P.F.T.; Phil Cagle, M.D.; James Carter, M.D.; Sophia Chatziioannou, M.D.; Karla Conejo-Gonzales; Kimberly Dubose, R.R.T.; John Haddad, M.D.; David Hicks, R.R.T., R.P.F.T.; Neal Kleiman, M.D.; Mary Milburn-Barnes, C.R.T.T.; Chinh Nguyen, R.P.F.T.; Michael Reardon, M.D.; Joseph Reeves-Viets, M.D.; Steven Sax, M.D.; Amir Sharafkhaneh, M.D.; Owen Wilson, Ph.D.; Christine Young, P.T.; Rafael Espada, M.D. (Principal Investigator 1996–2002); Rose Butanda (1999–2001); Minnie Ellisor (2002); Pamela Fox, M.D. (1999–2001); Katherine Hale, M.D. (1998–2000); Everett Hood, R.P.F.T. (1998–2000); Amy Jahn (1998–2000); Satish Jhingran, M.D. (1998–2001); Karen King, R.P.F.T. (1998–1999); Charles Miller III, Ph.D. (1996–1999); Imran Nizami, M.D. (Co-Principal Investigator, 2000–2001); Todd Officer (1998–2000); Jeannie Ricketts (1998–2000); Joe Rodarte, M.D. (Co-Principal Investigator 1996–2000); Robert Teague, M.D. (Co-Principal Investigator 1999–2000); Kedren Williams (1998–1999). Brigham and Women's Hospital, Boston, MA: John Reilly, M.D. (Principal Investigator); David Sugarbaker, M.D. (Co-Principal Investigator); Carol Fanning, R.R.T. (Principal Clinic Coordinator); Simon Body, M.D.; Sabine Duffy, M.D.; Vladmir Formanek, M.D.; Anne Fuhlbrigge, M.D.; Philip Hartigan, M.D.; Sarah Hooper, E.P.; Andetta Hunsaker, M.D.; Francine Jacobson, M.D.; Marilyn Moy, M.D.; Susan Peterson, R.R.T.; Roger Russell, M.D.; Diane Saunders; Scott Swanson, M.D. (Co-Principal Investigator, 1996–2001). Cedars-Sinai Medical Center, Los Angeles, CA: Rob McKenna, M.D. (Principal Investigator); Zab Mohsenifar, M.D. (Co-Principal Investigator); Carol Geaga, R.N. (Principal Clinic Coordinator); Manmohan Biring, M.D.; Susan Clark, R.N., M.N.; Jennifer Cutler, M.D.; Robert Frantz, M.D.; Peter Julien, M.D.; Michael Lewis, M.D.; Jennifer Minkoff-Rau, M.S.W.; Valentina Yegyan, B.S., C.P.F.T.; Milton Joyner, B.A. (1996–2002). Cleveland Clinic Foundation, Cleveland, OH: Malcolm DeCamp, M.D. (Principal Investigator); James Stoller, M.D. (Co-Principal Investigator); Yvonne Meli, R.N., C. (Principal Clinic Coordinator); John Apostolakis, M.D.; Darryl Atwell, M.D.; Jeffrey Chapman, M.D.; Pierre DeVilliers, M.D.; Raed Dweik, M.D.; Erik Kraenzler, M.D.; Rosemary Lann, L.I.S.W.; Nancy Kurokawa, R.R.T., C.P.F.T.; Scott Marlow, R.R.T.; Kevin McCarthy, R.C.P.T.; Priscilla McCreight, R.R.T., C.P.F.T.; Atul Mehta, M.D.; Moulay Meziane, M.D.; Omar Minai, M.D.; Mindi Steiger, R.R.T.; Kenneth White, R.P.F.T.; Janet Maurer, M.D. (Principal Investigator, 1996–2001); Terri Durr, R.N. (2000–2001); Charles Hearn, D.O. (1998–2001); Susan Lubell, P.A.-C. (1999–2000); Peter O'Donovan, M.D. (1998–2003); Robert Schilz, D.O. (1998–2002). Columbia University, New York, NY, in consortium with Long Island Jewish Medical Center, New Hyde Park, NY: Mark Ginsburg, M.D. (Principal Investigator); Byron Thomashow, M.D. (Co-Principal Investigator); Patricia Jellen, M.S.N., R.N. (Principal Clinic Coordinator); John Austin, M.D.; Matthew Bartels, M.D.; Yahya Berkmen, M.D.; Patricia Berkoski, M.S., R.R.T. (Site Coordinator, Long Island Jewish); Frances Brogan, M.S.N., R.N.; Amy Chong, B.S., C.R.T.; Glenda DeMercado, B.S.N.; Angela DiMango, M.D.; Sandy Do, M.S., P.T.; Bessie Kachulis, M.D.; Arfa Khan, M.D.; Berend Mets, M.D.; Mitchell O'Shea, B.S., R.T., C.P.F.T.; Gregory Pearson, M.D.; Leonard Rossoff, M.D.; Steven Scharf, M.D., Ph.D. (Co-Principal Investigator, 1998–2002); Maria Shiau, M.D.; Paul Simonelli, M.D.; Kim Stavrolakes, M.S., P.T.; Donna Tsang, B.S.; Denise Vilotijevic, M.S., P.T.; Chun Yip, M.D.; Mike Mantinaos, M.D. (1998–2001); Kerri McKeon, B.S., R.R.T., R.N. (1998–1999); Jacqueline Pfeffer, M.P.H., P.T. (1997–2002). Duke University Medical Center, Durham, NC: Neil MacIntyre, M.D. (Principal Investigator); R. Duane Davis, M.D. (Co-Principal Investigator); John Howe, R.N. (Principal Clinic Coordinator); R. Edward Coleman, M.D.; Rebecca Crouch, R.P.T.; Dora Greene; Katherine Grichnik, M.D.; David Harpole, Jr., M.D.; Abby Krichman, R.R.T.; Brian Lawlor, R.R.T.; Holman McAdams, M.D.; John Plankeel, M.D.; Susan Rinaldo-Gallo, M.E.D.; Sheila Shearer, R.R.T.; Jeanne Smith, A.C.S.W.; Mark Stafford-Smith, M.D.; Victor Tapson, M.D.; Mark Steele, M.D. (1998–1999); Jennifer Norten, M.D. (1998–1999). Mayo Foundation, Rochester, MN: James Utz, M.D. (Principal Investigator); Claude Deschamps, M.D. (Co-Principal Investigator); Kathy Mieras, C.C.R.P. (Principal Clinic Coordinator); Martin Abel, M.D.; Mark Allen, M.D.; Deb Andrist, R.N.; Gregory Aughenbaugh, M.D.; Sharon Bendel, R.N.; Eric Edell, M.D.; Marlene Edgar; Bonnie Edwards; Beth Elliot, M.D.; James Garrett, R.R.T.; Delmar Gillespie, M.D.; Judd Gurney, M.D.; Boleyn Hammel; Karen Hanson, R.R.T.; Lori Hanson, R.R.T.; Gordon Harms, M.D.; June Hart; Thomas Hartman, M.D.; Robert Hyatt, M.D.; Eric Jensen, M.D.; Nicole Jenson, R.R.T.; Sanjay Kalra, M.D.; Philip Karsell, M.D.; Jennifer Lamb; David Midthun, M.D.; Carl Mottram, R.R.T.; Stephen Swensen, M.D.; Anne-Marie Sykes, M.D.; Karen Taylor; Norman Torres, M.D.; Rolf Hubmayr, M.D. (1998–2000); Daniel Miller, M.D. (1999–2002); Sara Bartling, R.N. (1998–2000); Kris Bradt (1998–2002). National Jewish Medical and Research Center, Denver, CO: Barry Make, M.D. (Principal Investigator); Marvin Pomerantz, M.D. (Co-Principal Investigator); Mary Gilmartin, R.N., R.R.T. (Principal Clinic Coordinator); Joyce Canterbury; Martin Carlos; Phyllis Dibbern, P.T.; Enrique Fernandez, M.D.; Lisa Geyman, M.S.P.T.; Connie Hudson; David Lynch, M.D.; John Newell, M.D.; Robert Quaife, M.D.; Jennifer Propst, R.N.; Cynthia Raymond, M.S.; Jane Whalen-Price, P.T.; Kathy Winner, O.T.R.; Martin Zamora, M.D.; Reuben Cherniack, M.D. (Principal Investigator, 1997–2000). Ohio State University, Columbus, OH: Philip Diaz, M.D. (Principal Investigator); Patrick Ross, M.D. (Co-Principal Investigator); Tina Bees (Principal Clinic Coordinator); Jan Drake; Charles Emery, Ph.D.; Mark Gerhardt, M.D., Ph.D.; Mark King, M.D.; David Rittinger; Mahasti Rittinger. Saint Louis University, Saint Louis, MO: Keith Naunheim, M.D. (Principal Investigator); Robert Gerber, M.D. (Co-Principal Investigator); Joan Osterloh, R.N., M.S.N. (Principal Clinic Coordinator); Susan Borosh; Willard Chamberlain, D.O.; Sally Frese; Alan Hibbit; Mary Ellen Kleinhenz, M.D.; Gregg Ruppel; Cary Stolar, M.D.; Janice Willey; Francisco Alvarez, M.D. (Co-Principal Investigator, 1999–2002); Cesar Keller, M.D. (Co-Principal Investigator, 1996–2000). Temple University, Philadelphia, PA: Gerard Criner, M.D. (Principal Investigator); Satoshi Furukawa, M.D. (Co-Principal Investigator); Anne Marie Kuzma, R.N., M.S.N. (Principal Clinic Coordinator); Roger Barnette, M.D.; Neil Brister, M.D.; Kevin Carney, R.N., C.C.T.C.; Wissam Chatila, M.D.; Francis Cordova, M.D.; Gilbert D'Alonzo, D.O.; Michael Keresztury, M.D.; Karen Kirsch; Chul Kwak, M.D.; Kathy Lautensack, R.N., B.S.N.; Madelina Lorenzon, C.P.F.T.; Ubaldo Martin, M.D.; Peter Rising, M.S.; Scott Schartel, M.D.; John Travaline, M.D.; Gwendolyn Vance, R.N., C.C.T.C.; Phillip Boiselle, M.D. (1997–2000); Gerald O'Brien, M.D. (1997–2000). University of California, San Diego, San Diego, CA: Andrew Ries, M.D., M.P.H. (Principal Investigator); Robert Kaplan, Ph.D. (Co-Principal Investigator); Catherine Ramirez, B.S., R.C.P. (Principal Clinic Coordinator); David Frankville, M.D.; Paul Friedman, M.D.; James Harrell, M.D.; Jeffery Johnson; David Kapelanski, M.D.; David Kupferberg, M.D., M.P.H.; Catherine Larsen, M.P.H.; Trina Limberg, R.R.T.; Michael Magliocca, R.N., C.N.P.; Frank J. Papatheofanis, M.D., Ph.D.; Dawn Sassi-Dambron, R.N.; Melissa Weeks. University of Maryland at Baltimore, Baltimore, MD, in consortium with Johns Hopkins Hospital, Baltimore, MD: Mark Krasna, M.D. (Principal Investigator); Henry Fessler, M.D. (Co-Principal Investigator); Iris Moskowitz (Principal Clinic Coordinator); Timothy Gilbert, M.D.; Jonathan Orens, M.D.; Steven Scharf, M.D., Ph.D.; David Shade; Stanley Siegelman, M.D.; Kenneth Silver, M.D.; Clarence Weir; Charles White, M.D. University of Michigan, Ann Arbor, MI: Fernando Martinez, M.D. (Principal Investigator); Mark Iannettoni, M.D. (Co-Principal Investigator); Catherine Meldrum, B.S.N., R.N., C.C.R.N. (Principal Clinic Coordinator); William Bria, M.D.; Kelly Campbell; Paul Christensen, M.D.; Kevin Flaherty, M.D.; Steven Gay, M.D.; Paramjit Gill, R.N.; Paul Kazanjian, M.D.; Ella Kazerooni, M.D.; Vivian Knieper; Tammy Ojo, M.D.; Lewis Poole; Leslie Quint, M.D.; Paul Rysso; Thomas Sisson, M.D.; Mercedes True; Brian Woodcock, M.D.; Lori Zaremba, R.N. University of Pennsylvania, Philadelphia, PA: Larry Kaiser, M.D. (Principal Investigator); John Hansen-Flaschen, M.D. (Co-Principal Investigator); Mary Louise Dempsey, B.S.N., R.N. (Principal Clinic Coordinator); Abass Alavi, M.D.; Theresa Alcorn, Selim Arcasoy, M.D.; Judith Aronchick, M.D.; Stanley Aukberg, M.D.; Bryan Benedict, R.R.T.; Susan Craemer, B.S., R.R.T., C.P.F.T.; Ron Daniele, M.D.; Jeffrey Edelman, M.D.; Warren Gefter, M.D.; Laura Kotler-Klein, M.S.S.; Robert Kotloff, M.D.; David Lipson, M.D.; Wallace Miller, Jr., M.D.; Richard O'Connell, R.P.F.T.; Staci Opelman, M.S.W.; Harold Palevsky, M.D.; William Russell, R.P.F.T.; Heather Sheaffer, M.S.W.; Rodney Simcox, B.S.R.T., R.R.T.; Susanne Snedeker, R.R.T., C.P.F.T.; Jennifer Stone-Wynne, M.S.W.; Gregory Tino, M.D.; Peter Wahl; James Walter, R.P.F.T.; Patricia Ward; David Zisman, M.D.; James Mendez, M.S.N., C.R.N.P. (1997–2001); Angela Wurster, M.S.N., C.R.N.P. (1997–1999). University of Pittsburgh, Pittsburgh, PA: Frank Sciurba, M.D. (Principal Investigator); James Luketich, M.D. (Co-Principal Investigator); Colleen Witt, M.S. (Principal Clinic Coordinator); Gerald Ayres; Michael Donahoe, M.D.; Carl Fuhrman, M.D.; Robert Hoffman, M.D.; Joan Lacomis, M.D.; Joan Sexton; William Slivka; Diane Strollo, M.D.; Erin Sullivan, M.D.; Tomeka Simon; Catherine Wrona, R.N., B.S.N.; Gerene Bauldoff, R.N., M.S.N. (1997–2000); Manuel Brown, M.D. (1997–2002); Elisabeth George, R.N., M.S.N. (Principal Clinic Coordinator, 1997–2001); Robert Keenan, M.D. (Co-Principal Investigator, 1997–2000); Theodore Kopp, M.S. (1997–1999); Laurie Silfies (1997–2001). University of Washington, Seattle, WA: Joshua Benditt, M.D. (Principal Investigator), Douglas Wood, M.D. (Co-Principal Investigator); Margaret Snyder, M.N. (Principal Clinic Coordinator); Kymberley Anable; Nancy Battaglia; Louie Boitano; Andrew Bowdle, M.D.; Leighton Chan, M.D.; Cindy Chwalik; Bruce Culver, M.D.; Thurman Gillespy, M.D.; David Godwin, M.D.; Jeanne Hoffman; Andra Ibrahim, M.D.; Diane Lockhart; Stephen Marglin, M.D.; Kenneth Martay, M.D.; Patricia McDowell; Donald Oxorn, M.D.; Liz Roessler; Michelle Toshima; Susan Golden (1998–2000). Other Participants: Agency for Healthcare Research and Quality, Rockville, MD: Lynn Bosco, M.D., M.P.H.; Yen-Pin Chiang, Ph.D.; Carolyn Clancy, M.D.; Harry Handelsman, D.O. Centers for Medicare and Medicaid Services, Baltimore, MD: Steven M Berkowitz, Ph.D.; Tanisha Carino, Ph.D.; Joe Chin, M.D.; JoAnna Baldwin; Karen McVearry; Anthony Norris; Sarah Shirey; Claudette Sikora Steven Sheingold, Ph.D. (1997–2004). Coordinating Center, The Johns Hopkins University, Baltimore, MD: Steven Piantadosi, M.D., Ph.D. (Principal Investigator); James Tonascia, Ph.D. (Co-Principal Investigator); Patricia Belt; Amanda Blackford, Sc.M.; Karen Collins; Betty Collison; Ryan Colvin, M.P.H.; John Dodge; Michele Donithan, M.H.S.; Vera Edmonds; Gregory L. Foster, M.A.; Julie Fuller; Judith Harle; Rosetta Jackson; Shing Lee, Sc.M.; Charlene Levine; Hope Livingston; Jill Meinert; Jennifer Meyers; Deborah Nowakowski; Kapreena Owens; Shangqian Qi, M.D.; Michael Smith; Brett Simon, M.D.; Paul Smith; Alice Sternberg, Sc.M.; Mark Van Natta, M.H.S.; Laura Wilson, Sc.M.; Robert Wise, M.D. Cost-Effectiveness Subcommittee: Robert M. Kaplan, Ph.D. (Chair); J. Sanford Schwartz, M.D. (Co-Chair); Yen-Pin Chiang, Ph.D.; Marianne C. Fahs, Ph.D.; A. Mark Fendrick, M.D.; Alan J. Moskowitz, M.D.; Dev Pathak, Ph.D.; Scott Ramsey, M.D., Ph.D.; Steven Sheingold, Ph.D.; A. Laurie Shroyer, Ph.D.; Judith Wagner, Ph.D.; Roger Yusen, M.D. Cost-Effectiveness Data Center, Fred Hutchinson Cancer Research Center, Seattle, WA: Scott Ramsey, M.D., Ph.D. (Principal Investigator); Ruth Etzioni, Ph.D.; Sean Sullivan, Ph.D.; Douglas Wood, M.D.; Thomas Schroeder, M.A.; Karma Kreizenbeck; Kristin Berry, M.S.; Nadia Howlader, M.S. CT Scan Image Storage and Analysis Center, University of Iowa, Iowa City, IA: Eric Hoffman, Ph.D. (Principal Investigator); Janice Cook-Granroth, B.S.; Angela Delsing, R.T.; Junfeng Guo, Ph.D.; Geoffrey McLennan, M.D.; Brian Mullan, M.D.; Chris Piker, B.S.; Joseph Reinhardt, Ph.D.; Blake Wood; Jered Sieren, R.T.R.; William Stanford, M.D. Data and Safety Monitoring Board: John A. Waldhausen, M.D. (Chair); Gordon Bernard, M.D.; David DeMets, Ph.D.; Mark Ferguson, M.D.; Eddie Hoover, M.D.; Robert Levine, M.D.; Donald Mahler, M.D.; A. John McSweeny, Ph.D.; Jeanine Wiener-Kronish, M.D.; O. Dale Williams, Ph.D.; Magdy Younes, M.D. Marketing Center, Temple University, Philadelphia, PA: Gerard Criner, M.D. (Principal Investigator); Charles Soltoff, M.B.A. Project Office, National Heart, Lung, and Blood Institute, Bethesda, MD: Gail Weinmann, M.D. (Project Officer); Joanne Deshler (Contracting Officer); Dean Follmann, Ph.D.; James Kiley, Ph.D.; Margaret Wu, Ph.D. (1996–2001).


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