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Copyright © The Author 2006. Published by Oxford University Press. All rights reserved A periodic pattern of mRNA secondary structure created by the genetic code National Center for Biotechnology Information, National Library of Medicine, National Institutes of Health, Bethesda, MD 20894, USA 1Division of Therapeutic Proteins, Center for Drug Evaluation and Research, US Food and Drug Administration, Bethesda, MD 20892, USA *To whom correspondence should be addressed. Tel: +1 301 594 5693; Fax: +1 301 480 2290; Email: shabalin/at/ncbi.nlm.nih.gov The authors wish it to be known that, in their opinion, the first two authors should be regarded as joint First Authors Received March 2, 2006; Revised March 21, 2006; Accepted April 5, 2006. The online version of this article has been published under an open access model. Users are entitled to use, reproduce, disseminate, or display the open access version of this article for non-commercial purposes provided that: the original authorship is properly and fully attributed; the Journal and Oxford University Press are attributed as the original place of publication with the correct citation details given; if an article is subsequently reproduced or disseminated not in its entirety but only in part or as a derivative work this must be clearly indicated. For commercial re-use, please contact journals.permissions@oxfordjournals.org This article has been cited by other articles in PMC.Abstract Single-stranded mRNA molecules form secondary structures through complementary self-interactions. Several hypotheses have been proposed on the relationship between the nucleotide sequence, encoded amino acid sequence and mRNA secondary structure. We performed the first transcriptome-wide in silico analysis of the human and mouse mRNA foldings and found a pronounced periodic pattern of nucleotide involvement in mRNA secondary structure. We show that this pattern is created by the structure of the genetic code, and the dinucleotide relative abundances are important for the maintenance of mRNA secondary structure. Although synonymous codon usage contributes to this pattern, it is intrinsic to the structure of the genetic code and manifests itself even in the absence of synonymous codon usage bias at the 4-fold degenerate sites. While all codon sites are important for the maintenance of mRNA secondary structure, degeneracy of the code allows regulation of stability and periodicity of mRNA secondary structure. We demonstrate that the third degenerate codon sites contribute most strongly to mRNA stability. These results convincingly support the hypothesis that redundancies in the genetic code allow transcripts to satisfy requirements for both protein structure and RNA structure. Our data show that selection may be operating on synonymous codons to maintain a more stable and ordered mRNA secondary structure, which is likely to be important for transcript stability and translation. We also demonstrate that functional domains of the mRNA [5′-untranslated region (5′-UTR), CDS and 3′-UTR] preferentially fold onto themselves, while the start codon and stop codon regions are characterized by relaxed secondary structures, which may facilitate initiation and termination of translation. INTRODUCTION In 1972 White et al. (1) suggested that the redundancy in the genetic code permits extensive variation of the nucleotide sequence and allows the satisfaction of requirements for both protein structure and RNA structure. Ball (2) proposed three alternative hypotheses on the relationship between amino acid sequences and mRNA secondary structure. First, the choice of codons and their sequence in the message could be independent of the resulting secondary structure of the mRNA. Second, optimization of mRNA secondary structure may occur only within the limits of encoded amino acid sequence. Third, selection pressure for specific RNA secondary structure could affect the choice of nucleotide at both synonymous and non-synonymous positions. Fitch (3) examined these hypotheses and found evidence of the use of the degeneracy of the genetic code to optimize base pairing in mRNA molecules. He discussed the third hypothesis as being biologically plausible. However, he did not find evidence for (or against) the notion that the needs of RNA structure and function must compete with the needs of protein structure and function. Since then, the idea that the redundancy of the genetic code allows preservation of mRNA folding has been supported by several lines of evidence. Periodical patterns complementary to the proof-reading site in the ribosome and presumably involved in the translation frame monitoring mechanism have been found in many transcripts (4). It was shown that synonymous substitutions affect mRNA translation in different organisms (5–7). Strong mRNA secondary structures formed due to gene-specific codon usage have been implicated in discontinuous translation and pauses in synthesis of insect silk fibroin, chicken collagen and other proteins (8,9). These and similar works [for a review see (10)] gave rise to the expectations that secondary structures can interfere with translation and therefore should be avoided in mRNA coding regions. Contrarily to this opinion, significant biases in favor of local RNA structures have been found in several bacterial species and the yeast (11). Although evolutionarily conserved local secondary structures were described in eukaryotic and mammalian mRNAs and pre-mRNAs (12), no conclusive evidence has been found to confirm or disprove the hypothesis that selection for RNA structure can lead to non-optimal amino acid usage. Seffens and Digby (13) reported that native mRNAs have a lower calculated folding free energy than random sequences. Correlations between mRNA and protein secondary structures have been noted (14). Following Jia et al. (14), Chamary and Hurst (15) suggested that base composition at the third synonymous site is driven by the nucleotide usage of amino acids, and the requirement for elevated C at 4-fold degenerate sites is related to usage of encoded amino acids in alpha helices and beta sheets. Non-random use of synonymous triplets coding for same amino acids has been observed in genomes from different life forms. The biological basis of unequal codon choice is not completely clear. Positive correlation between synonymous codon usage bias and gene expression level was established in bacteria (5,16), yeast (5), nematode (17) and insect (18). In many cases, preferred codons correspond to the most abundant iso-accepting tRNAs, which was explained by evolutionary selection for efficient translation (5,16–18). In mammals, however, evidence supporting translational selection of codon choice is arguable (19–21). No correspondence between the usage of a codon in human protein coding sequences and the abundance of iso-accepting tRNA has been found in several studies (22–26). Recently, Lavner and Kotlar (27) reported a weak positive correlation between expression level and frequency of optimal codons for human genes. Important observations suggesting the functional role for degenerate sites in the maintenance of mRNA secondary structure were derived from mutational studies. Analysis of synonymous nucleotide polymorphism in enteric bacteria and compensatory nucleotide substitutions in Drosophila suggested selective constraint on mRNA secondary structures (28,29). Conservation of secondary structure features was demonstrated for retroviral mRNA. It was shown that folding in RNA stem regions disrupted by silent mutations on one strand of retroviral RNA is restored by compensatory mutations on the other strand (30). Mutations in GC-rich secondary structures in complex 5′-untranslated regions (5′-UTRs) that provide skaffold for interactions with trans-acting proteins can have implications in disease and tumorogenesis (31). It was shown that the location of synonymous mutations in the mouse lineages is non-random with respect to mRNA stability (15), and substitutions at the third synonymous positions affect mRNA decay rates (32) and translation (5–7). Moreover, synonymous mutations affecting mRNA structure and decay rate can be highly deleterious and have implications in disease in humans (33,34). Here we report results of the transcriptome-scale in silico analysis of the human and mouse mRNAs. We describe general structural properties of mammalian protein coding transcripts and demonstrate that the structure of the genetic code creates specific periodic pattern of nucleotide base pairing in mRNA coding regions. We show that degenerate codon sites are important for maintaining a more ordered and stable mRNA secondary structure in the protein coding regions. We also demonstrate that mRNA functional domains (5′-UTR, CDS, 3′-UTR) preferentially self-fold, and regions involved in translation initiation and termination are characterized with reduced levels of secondary structures. MATERIALS AND METHODS Non-redundant datasets of the human (19 317 sequences) and mouse (20 892 sequences) mRNAs were compiled from the RefSeq database for the human and mouse genomes (ftp://ftp.ncbi.nlm.nih.gov/genomes). Only annotated mRNA sequences with complete CDSs (400 nt or longer) possessing the 5′- and 3′-UTRs (50 nt or longer) were analyzed in this study. A dataset of 6919 orthologous human–mouse mRNA pairs with annotated 5′-UTRs and 3′-UTRs and with properly aligned start and stop codons used in this study was described previously (35). Vista computational tool was used for alignment visualization (36,37). Symmetrical best hits between proteins from the respective genomes were identified using the BLAST program (http://www.ncbi.nlm.nih.gov/BLAST/).Nucleotide sequence alignments for identified orthologous pairs of human–mouse 5′-UTRs and 3′-UTRs were produced with the OWEN program (38). For the CDS, the alignment of the nucleotide sequences was guided by the amino acid sequence alignments. The positions of 5′- and 3′-UTRs were taken from the feature tables of the GenBank entries. The degree of conservation at each nucleotide position was calculated as the number of matches over the number of pairwise alignments. The start codon and the stop codon provided natural reference points for this analysis, the position number was always determined as a distance from one of these codons. Relative abundance of human mRNAs was estimated from the numbers of the corresponding expressed sequence tags (ESTs) from normal tissues in GenBank. To investigate the role of the genetic code and codon usage in mRNA secondary structure formation, we compared the folding of native mRNAs with foldings computed for sequences randomized with different methods. For each mRNA sequence, we constructed several randomized sequences using procedures similar to those described by Seffens and Digby (13). The first randomization procedure shuffled nucleotides at the third 4-fold synonymous codon sites, retaining nucleotide composition and amino acid sequence of the native mRNAs. The second randomization procedure preserved the amino acid sequence, but eliminated codon usage bias at the third codon positions by randomly choosing synonymous codons from the genetic code table with equal probability. The resulting shuffled sequences were ~80% identical to the corresponding native mRNA sequences at the nucleotide level (data not shown). The third randomization procedure preserved the amino acid sequence and created ‘codon flat’ coding sequence by randomly choosing all synonymous codons from the genetic code table. The forth procedure randomly shuffled all nucleotides in CDSs of the native mRNAs, preserving only the original nucleotide content. Nucleotides in the 5′-UTRs and 3′-UTRs were shuffled in all randomization procedures retaining nucleotide composition. Additionally, we employed two dinucleotide randomization procedures described by Katz and Burge (11). The first dinucleotide randomization preserved dinucleotide frequencies, codon frequencies, codon usage and nucleotide composition of native mRNAs. The second dinucleotide randomization randomly shuffled all dinucleotides, retaining nucleotide composition of native mRNAs. Native mRNAs and randomly generated sequences were computationally ‘folded’ and the predicted minimum free secondary structure energy was calculated, using our implementation of the dynamic programming algorithm described by Zuker (39) that employs nearest neighbor parameters for evaluation of free energy. Energy minimization was performed by dynamic programming method that finds the secondary structure with the minimum free energy with sums contributing from stacking, loop length and the like using a new algorithm for evaluation of internal loops (40). Our program ‘folds’ sequences up to the 28 000 nucleotide long. The sequence fold variant with the lowest secondary structure energy was used in our analysis. P-values for randomizations were determined by paired t-tests. To test the program performance, a part of the sequence dataset was folded with the mfold v.3.2 server (http://www.bioinfo.rpi.edu/applications/mfold/old/rna/) and RNAalifold program from Vienna server (http://rna.tbi.univie.ac.at/cgi-bin/alifold.cgi), which uses comparative sequence information. All programs produced similar results. As an additional control, we folded the complete set of human tRNAs from an RNA database (http://lowelab.ucsc.edu/GtRNAdb/). Distributions of tRNA preferred base pairing are presented in Supplementary Figure 2.RESULTS AND DISCUSSION Sequence conservation and mRNA stability To study the relationship between the genetic code and mRNA secondary structure, we evaluated sequence conservation, free Gibbs energy of secondary structure formation and nucleotide involvement in secondary structure elements. A total of 19 317 human and 20 892 mouse mRNA sequences were folded in silico. Profiles of nucleotide base pairing and secondary structure stability in the 5′-UTR, CDS and 3′-UTR in the human mRNAs, and profiles of sequence conservation in the human and mouse mRNAs are shown on Figure 1
Periodic patterns of nucleotide base pairing and secondary structure stability in the CDSs follow the triplet pattern of nucleotide conservation created by the genetic code. Correlation coefficients between sequence conservation and nucleotide base pairing at different codon sites were as follows: −0.373 for site 1 (P < 0.005), −0.516 for site 2 (P < 10−5) and 0.733 for site 3 (P < 10−11). Correlation coefficients between sequence conservation and free energy of base pairing at different codon sites were as follows: 0.438 for site 1(P < 0.0003), 0.662 for site 2 (P < 10−8) and −0.836 for site 3 (P < 10−17). Importantly, a significant negative correlation was observed between sequence conservation and the free energy of base pairing at the third codon sites, as opposite to the first and the second codon sites (Figure 1 The periodic pattern of nucleotide base pairing becomes even more apparent when involvement of individual nucleotides in the secondary structure formation is considered (Figure 2
Pattern of nucleotide base pairing created by the genetic code Messenger RNA self-folding allows three types of nucleotide base pairing in the CDS in relation to codon sites (Figure 3
To investigate the role of the genetic code and codon usage in the formation of mRNA secondary structure, we compared the folding computed for native mRNAs with the folding computed for sequences randomized with different methods. First, we eliminated codon usage bias by randomly choosing synonymous codons from the genetic code table. This significantly decreased base pairing for C and G at the third codon sites (Figure 2
Since it was argued that dinucleotide content is important when assessing the predicted free energy of RNA secondary structure (43), we additionally employed dinucleotide randomization procedures suggested by Katz and Burge (11). Results of these randomization experiments are presented in Table 1. Dinucleotide shuffling that preserved dinucleotide and codon frequencies, nucleotide composition, and codon usage of native mRNAs had little effect on RNA base pairing pattern. Random shuffling of all dinucleotides while preserving the original nucleotide content of the native mRNAs completely eliminated all the secondary structure patterns, similar to random nucleotide shuffling. We also evaluated thermodynamic stability of native human mRNAs and randomized sequences. As Table 3 shows, all shuffling procedures, with the exception of dicodon shuffling, led to statistically significant increase in calculated free energy of mRNA secondary structure formation. Analysis of base pairing frequencies and differences in base pairing levels between codon sites (Table 1 and Supplementary Table 5) demonstrates that all randomization procedures, with the exception of dicodon shuffle, changed base pairing pattern of native human mRNAs. Thus, both synonymous codon usage at degenerate sites and the dinucleotide relative abundances at codon positions [1,2], [2,3] and [3,1] [defined as genome specific codon signature by Karlin and Mrazek (41)] are important for maintaining secondary structures in human transcripts. Specifically, base pairing at the first and the second codon positions is determined by the structure of the genetic code and dinucleotide frequencies, while base pairing at the third codon positions is largely determined by the usage of 4-fold degenerate codons. Taken together, results of our shuffling experiments indicate that periodic pattern of secondary structure in mRNA coding regions is largely determined by the structure of the genetic code, with contribution from synonymous codon usage bias at degenerate codon sites. Our data suggest that synonymous sites are under selection for a more ordered and more stable mRNA secondary structure.
A characteristic feature of mRNA folding in the CDS is periodic alternation of AT and GC base pairing, which may be important for reduction of local strong secondary structures in the protein coding regions. This alternation is largely due to relatively high frequencies of AT at the second codon sites and GC at the third codon sites in the human genome (41). Our results on relative dinucleotide abundancy and codon position bias for the human mRNAs (Supplementary Tables 2 and 3) are consistent with data reported for the human genes (22,41). The observed high frequency of dinucleotide GA at sites [1,2] reflects high proportion of glutamate and aspartate in human proteins. The relative abundance of AG and AC at codon sites [2,3] may be explained with high usage of specific codons for glutamine (CAG), lysine (AAG), histidine (CAC), glutamate (GAG) and aspartate (GAC) in the human protein coding genes. Two dinucleotides, UA and CG, were underrepresented at all codon sites. The deficiency of CG has been explained by the high mutability of this dinucleotide in the nuclear DNA (44). The deficiency of UA is considered adaptive. This dinucleotide is most successible for RNase activity, and underrepresentation of UA in mRNAs may reflect a requirement for transcript stability (45). mRNA secondary structure and transcript abundance To study the relationship between mRNA secondary structure and transcript abundance, we calculated mRNA folding, codon frequencies and dinucleotide frequencies for different subsets of the human mRNA dataset. The average ΔG of dinucleotide interaction was significantly lower for abundant messages (Table 2). We found no major difference in the pattern and frequencies of base paired nucleotides between the groups of abundant and rare transcripts, and between the groups of long and short transcripts (data not shown). At the same time, we observed notable differences in the dinucleotide frequencies and codon frequencies between abundant and rare mRNAs (Supplementary Tables 2 and 3). Frequencies of codons for histidine, proline, cysteine and tryptophan are significantly enhanced, and codon frequencies for lysine, asparagine, aspartate and glutamate are significantly reduced in abundant transcripts, relatively to rare transcripts. However, this appear to reflect differences in the amino acid content between the groups of proteins encoded by abundant and rare transcripts, and have little effect on the pattern and frequencies of nucleotide base pairing. Folding and conservation in mRNA functional domains We studied distribution of secondary structures in different domains of human mRNAs (i.e. within 5′-UTR, CDS or 3′-UTR). Overall, 5′-UTRs are enriched with the secondary structures, as compared with 3′-UTRs, which can be explained by higher GC content of 5′-UTRs. Frequencies of paired nucleotides in the 5′-UTRs and 3′-UTRs were 0.64 and 0.60, correspondingly. In the 5′-UTRs, the most pronounced conservation (over 75% identity) is seen in the nine positions immediately upstream of the start codon (Figure 1A We evaluated levels of secondary structure formation within and between mRNA functional domains. As Figure 5
Secondary structure is avoided at translation initiation and termination sites The 5′-UTR–CDS and CDS–3′-UTR boundaries are characterized with conserved secondary structures. Sequence conservation and nucleotide base pairing profiles around the start codon show a degree of symmetry around the AUG (Figures 1 These data indicate that start codons and stop codons of a large proportion of the human and mouse mRNAs reside in local loop structures. This is consistent with the observation that the start codon of the CAV1 and WNT2 transcripts are contained in evolutionarily conserved loop regions of hairpin-like secondary structure elements (12). Such secondary structures around the start and stop codon may be common in mammals and may be important for efficient initiation and termination of translation. Functional importance of the nucleotide context flanking the AUG was demonstrated in several studies that traced hereditary diseases to point mutations around the start codon [for a review see (10)]. Each of these mutations was shown to cause a decrease in translation. CONCLUSIONS In this work, we computationally folded the human and mouse mRNA sequences on the transcriptome scale and found a pronounced periodic pattern of mRNA secondary structure created by the structure of the genetic code. The dinucleotide relative abundances at codon positions [1,2] and [2,3] that induce periodic alteration of GC and AU base pairings, and [3,1] that define the usage of 4-fold degenerate synonymous codons are important for the maintenance of this pattern. Although the third GC-rich codon positions support mRNA folding in pairing phase 3 and contribute significantly to the transcript thermodynamic stability, periodic pattern of mRNA folding is also well pronounced in the absence of synonymous codon usage bias. Our results convincingly support the hypothesis that the structure of the genetic code contains provisions for the optimal secondary structure of mRNA (1,2). While all codon sites are important for the maintenance of mRNA secondary structure, degeneracy of the code allows regulation of mRNA secondary structure stability and periodicity. Our results support the idea that selection is operating on synonymous codon sites to maintain structural features of mRNA. The distribution of base paired nucleotides in pairing phase 3 is mostly determined by the relative abundance of C and G nucleotides at the third codon sites and the avoidance of CpG and UpA context (Supplementary Figure 2 and Table 4). This is in agreement with published data on weak selection in favor of G and C at third 4-fold degenerate sites (51,52), on an elevated rate of evolution of synonymous sites in Drosophila and in hominids where selection favors GC pairs (53), and with observation that the location of synonymous mutations in the mouse lineages is non-random with respect to mRNA stability (15). It is known that synonymous sites are occupied by C and G more often than intron sites, especially in potential CpG sites despite their enhanced mutability (54). A plausible cause is synergistic epistasis due to the involvement of synonymous sites in maintaining the structure of mRNA (51,55). Periodicity in mRNA secondary structure facilitates formation of intramolecular helices and a more compact transcript folding which may enhance resistance of the genetic message to degradation and modification. We found that the average ΔG of dinucleotide interaction was lower for abundant messages, as compared with rare messages, although this difference was not dramatic. Thus, selection seems to operate not for the most stable, but for optimally stable and ordered mRNA secondary structure. At the same time, periodic alteration of GC and AU base pairings prevents the formation of strong local secondary structures that may stall ribosome translocation and impede translation. Another possibility, suggested by Lagunez-Otero and Trifonov (4), is a potential role of local periodicities in mRNA structure in the control of reading frame during translation. In this work, we analyzed mRNA secondary structures with the lowest predicted free energy, and did not take into account dynamic behavior of mRNA molecules. In the cell, the observed periodic properties may be even more important for highly dynamic mRNA secondary structure. Our results demonstrate that the genetic code allows preservation of both protein and RNA structure, and underscore the importance of the structure of the genetic code and degenerate codon sites for the maintenance of mRNA folding. SUPPLEMENTARY DATA Supplementary Data are available at NAR Online. [Supplementary Data]
Acknowledgments We thank Eugene Koonin, John Atkins, Luda Diatchenko and Alexey Spiridonov for critical reading of the manuscript; Michael Roytberg for helpful discussions. This research was supported by the Intramural Research Program of the NIH, NLM. Funding to pay the Open Access publication charges for this article was provided by National Center for Biotechnology Information, National Library of Medicine, National Institutes of Health. Conflict of interest statement. None declared. REFERENCES 1. White H.B., III, Laux B.E., Dennis D. Messenger RNA structure: compatibility of hairpin loops with protein sequence. Science. 1972;175:1264–1266. [PubMed] 2. Ball L.A. Secondary structure and coding potential of the coat protein gene of bacteriophage MS2. Nature New Biol. 1973;242:44–45. [PubMed] 3. Fitch W.M. The large extent of putative secondary nucleic acid structure in random nucleotide sequences or amino acid derived messenger-RNA. J. Mol. Evol. 1974;3:279–291. [PubMed] 4. 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Science. 1972 Mar 17; 175(27):1264-6.
[Science. 1972]Nat New Biol. 1973 Mar 14; 242(115):44-5.
[Nat New Biol. 1973]J Mol Evol. 1974; 3(4):279-91.
[J Mol Evol. 1974]J Biomol Struct Dyn. 1992 Dec; 10(3):455-64.
[J Biomol Struct Dyn. 1992]Mol Biol Evol. 1985 Jan; 2(1):13-34.
[Mol Biol Evol. 1985]Philos Trans R Soc Lond B Biol Sci. 1995 Sep 29; 349(1329):241-7.
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