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Chapter  61:  Management of Cancer Symptoms: Pain, Depression, and Fatigue: Evidence Report/Technology Assessment Number 61

A97688

Prepared for:
Agency for Healthcare Research and Quality
U.S. Department of Health and Human Services
2101 East Jefferson Street
Rockville, MD 20852

http://www.ahrq.gov/

Contract No. 290-97-0019

Prepared by:
New England Medical Center EPC, Boston, MA
Investigators
Daniel Carr, M.D.
Leonidas Goudas, M.D., Ph.D.
Donald Lawrence, M.D.
William Pirl, M.D.
Joseph Lau, M.D., EPC Director
Deirdre DeVine, M. Litt., Project Manager
Bruce Kupelnick, B.A., Research Associate
Kimberly Miller, B.A., Research Assistant

AHRQ Publication No. 02-E032

July 2002

This report may be used, in whole or in part, as the basis for development of clinical practice guidelines and other quality enhancement tools, or a basis for reimbursement and coverage policies. AHRQ or U.S. Department of Health and Human Services endorsement of such derivative products may not be stated or implied.

AHRQ is the lead Federal agency charged with supporting research designed to improve the quality of health care, reduce its cost, address patient safety and medical errors, and broaden access to essential services. AHRQ sponsors and conducts research that provides evidence-based information on health care outcomes; quality; and cost, use, and access. The information helps health care decisionmakers -- patients and clinicians, health system leaders, and policymakers -- make more informed decisions and improve the quality of health care services.

This document is in the public domain and may be used and reprinted without permission except those copyrighted materials noted for which further reproduction is prohibited without the specific permission of copyright holders.

Prepared for:
Agency for Healthcare Research and Quality
U.S. Department of Health and Human Services
2101 East Jefferson Street
Rockville, MD 20852

http://www.ahrq.gov/

Contract No. 290-97-0019

Prepared by:
New England Medical Center EPC, Boston, MA
Investigators
Daniel Carr, M.D.
Leonidas Goudas, M.D., Ph.D.
Donald Lawrence, M.D.
William Pirl, M.D.
Joseph Lau, M.D., EPC Director
Deirdre DeVine, M. Litt., Project Manager
Bruce Kupelnick, B.A., Research Associate
Kimberly Miller, B.A., Research Assistant

AHRQ Publication No. 02-E032

July 2002

This report may be used, in whole or in part, as the basis for development of clinical practice guidelines and other quality enhancement tools, or a basis for reimbursement and coverage policies. AHRQ or U.S. Department of Health and Human Services endorsement of such derivative products may not be stated or implied.

AHRQ is the lead Federal agency charged with supporting research designed to improve the quality of health care, reduce its cost, address patient safety and medical errors, and broaden access to essential services. AHRQ sponsors and conducts research that provides evidence-based information on health care outcomes; quality; and cost, use, and access. The information helps health care decisionmakers -- patients and clinicians, health system leaders, and policymakers -- make more informed decisions and improve the quality of health care services.

This document is in the public domain and may be used and reprinted without permission except those copyrighted materials noted for which further reproduction is prohibited without the specific permission of copyright holders.

Suggested Citation

Carr D, Goudas L, Lawrence D, et al. Management of Cancer Symptoms: Pain, Depression, and Fatigue. Evidence Report/Technology Assessment No. 61 (Prepared by the New England Medical Center Evidence-based Practice Center under Contract No 290-97-0019). AHRQ Publication No. 02-E032. Rockville, MD: Agency for Healthcare Research and Quality. July 2002.

Preface

The Agency for Healthcare Research and Quality (AHRQ), through its Evidence-Based Practice Centers (EPCs), sponsors the development of evidence reports and technology assessments to assist public- and private-sector organizations in their efforts to improve the quality of health care in the United States. The reports and assessments provide organizations with comprehensive, science-based information on common, costly medical conditions and new health care technologies. The EPCs systematically review the relevant scientific literature on topics assigned to them by AHRQ and conduct additional analyses when appropriate prior to developing their reports and assessments.

To bring the broadest range of experts into the development of evidence reports and health technology assessments, AHRQ encourages the EPCs to form partnerships and enter into collaborations with other medical and research organizations. The EPCs work with these partner organizations to ensure that the evidence reports and technology assessments they produce will become building blocks for health care quality improvement projects throughout the Nation. The reports undergo peer review prior to their release.

AHRQ expects that the EPC evidence reports and technology assessments will inform individual health plans, providers, and purchasers as well as the health care system as a whole by providing important information to help improve health care quality.

We welcome written comments on this evidence report. They may be sent to: Director, Center for Practice and Technology Assessment, Agency for Healthcare Research and Quality, 6010 Executive Blvd., Suite 300, Rockville, MD 20852.

Carolyn M. Clancy, M.D.Robert Graham, M.D.
Acting DirectorDirector, Center for Practice and
Agency for Healthcare Research and Quality  Technology Assessment
 Agency for Healthcare Research and Quality
The authors of this report are responsible for its content. Statements in the report should not be construed as endorsement by the Agency for Healthcare Research and Quality or the U.S. Department of Health and Human Services of a particular drug, device, test, treatment, or other clinical service.

Abstract

Objective

Despite dramatic advances in cancer biology and a widening array of treatment options, cancer continues to cause devastating suffering not only in the hundreds of thousands of patients who die of it each year in the United States, but also in some patients who are successfully treated and become cancer survivors. This evidence report on the topic of Management of Cancer Symptoms: Pain, Depression, and Fatigue was produced on request from the Office of Medical Applications of Research, National Institutes of Health, and the National Cancer Institute for a Consensus Development Conference.

Search Strategy

Studies used in this evidence report were identified through searches of the English language literature published between 1966 and September 2001 in MEDLINE®, CANCERLIT®, and the Cochrane Controlled Trials Registry. The searches were supplemented with reviews of bibliography of selected references and of published meta-analyses for selected topics.

Selection criteria

We accepted all studies of patients with a diagnosis of cancer who suffered from pain, depression, or fatigue due to cancer or treatment of cancer and addressed the issues of prevalence, assessment, or treatment. We placed no restrictions on the patients' age, gender, ethnicity, and stage of the primary disease or presence of metastases.

Data Collection and Analysis

We incorporated more than 200 English-language articles in the evidence report. Specific inclusion criteria and methods of synthesis were developed for each of the topics. Relevant data from each article were abstracted into evidence tables. Information from the evidence tables was synthesized into summary tables describing the findings of each study.

Main Results

The prevalence of cancer pain varied from 14 to 100 percent, depending on the setting. More than 100 scales or instruments have been used to assess pain. Studies published in the interim since our earlier evidence report on the management of cancer pain do not change the conclusions of that report. Randomized controlled trials establish that many current treatment modalities can individually reduce cancer pain. Treatment trials rarely separate efficacy according to putative mechanism of pain. For specific problems such as postherpetic neuralgia and oral mucositis, there are sufficient trials upon which to base specific treatment recommendations.

The prevalence rates for major depressive disorder and clinically significant depressive symptoms are about 10 to 25 percent. Although a clinical interview is the standard for assessing depression, many instruments are available for screening and the assessment of severity for depressive symptoms. There is currently no evidence on how widely they are used clinically or to suggest that they affect clinical care and outcomes. The benefit of psychosocial interventions for cancer-related depression seems to be modest. All medication trials that use antidepressants and lasted at least 5 weeks demonstrated some efficacy. There are no controlled trials of the effect of alternative treatments on cancer-related depression. Extremely wide prevalence rates of fatigue (4 to 91 percent) were found in association with chemotherapy, radiation therapy, and other treatments. The prevalence of fatigue in the palliative setting was 48 to 75 percent and in cancer survivors 17 to 56 percent. Most studies used multi-item, multidimensional assessment instruments. Clinical interpretation of results is problematic due to the heterogeneity of assessment methods. There are few randomized, controlled trials of treatments for cancer-related fatigue. Only one of these strongly supports a specific intervention for fatigue, i.e., treatment with epoetin alfa in anemic patients receiving chemotherapy.

Conclusions

Pain, depressive symptoms, and fatigue are common problems in patients with cancer. Despite numerous instruments having been developed to assess these symptoms, optimal and standardized methods for the assessment of these symptoms in clinical practice have not been determined. Even in areas where efficacious treatment options exist, there are few high- quality randomized trials to guide the selection of optimal treatment alternative.

Additional studies are needed to measure the prevalence and impact of these symptoms in cancer, to determine the clinical significance of these measurements, and to define factors that correlate with these symptoms. For cancer-related fatigue, current treatment options are limited unless reversible factors contributing to fatigue can be identified and corrected.

For all of the topics examined in this evidence report, there is a paucity of studies in the pediatric population and research in children is urgently needed to address the symptoms of pain, depression, and fatigue.

Summary

Overview

This evidence report on Management of Cancer Symptoms: Pain, Depression, and Fatigue was produced on request from the Office of Medical Applications of Research (OMAR) at the National Institutes of Health (NIH) for a State-of-the-Science Conference.

Despite dramatic advances in cancer biology and a widening array of treatment options, cancer continues to cause devastating suffering not only to hundreds of thousands of patients who die of it each year in the United States, but also to some patients who are successfully treated and become cancer survivors. Pain, depression, and fatigue are prominent contributors to suffering in many of these individuals. Clinical research on these symptoms holds out the hope of relief for suffering through better understanding of these symptoms and the development of new, more effective treatments.

Reporting the Evidence

The State-of-the-Science Conference planning committee acknowledged that many symptoms are relevant to the care of cancer patients, but because the current conference can address only a limited number of topics, pain, depression, and fatigue were selected as the focus. The planning committee identified prevalence, assessment, and treatment as the key issues to be addressed for each of the three chosen symptoms. The following questions were formulated by the conference planning committee:

  1. What is the occurrence of pain, depression, and fatigue, alone and in combination, in people with cancer?

  2. What are the methods used for clinical assessment of these symptoms throughout the course of cancer and what is the evidence for their reliability and validity in cancer patients?

  3. What are the treatments for cancer-related pain, depression, and fatigue, and what is the evidence for their effectiveness?

  4. What are the impediments to effective symptom management in people diagnosed with cancer, and what are optimal strategies to overcome these?

  5. What are the directions for future research?

The symptoms and issues identified by the planning committee create nine distinct topics, several of which are very broad in nature and encompass interrelated issues. Addressing each of the nine topics fully is beyond the scope of this evidence report. This report is structured according to the following topics:

  1. Prevalence of cancer-related pain

  2. Prevalence of cancer-related depression

  3. Prevalence of cancer-related fatigue

  4. Assessment of cancer-related pain

  5. Assessment of cancer-related depression

  6. Assessment of cancer-related fatigue

  7. Treatment of cancer-related pain

  8. Treatment of cancer-related depression

  9. Treatment of cancer-related fatigue

For some of these topics, in particular the treatment of cancer pain, there are multiple questions. The Evidence-Based Practice Center (EPC) produced the evidence report on the Management of Cancer Pain based on a literature search conducted in December 1998. For the cancer-related pain topics, the results for the key questions addressed in the prior EPC report have been thoroughly updated. At the request of the conference planning committee, two new topics were added to the treatment of cancer-related pain: oral mucositis and post-herpetic neuralgia. The methodological approach is summarized and the new evidence reported. Readers are referred to the earlier evidence report for detailed information about the methodological approach and the findings. New systematic reviews are also included for the symptoms of cancer-related depression and cancer-related fatigue.

Methodology

Patient Population and Settings

The EPC accepted all studies published in English of patients with a diagnosis of cancer who suffered from pain, depression, or fatigue due to cancer or treatment of cancer. It placed no restrictions on the patients' age, gender, ethnicity, level of advancement of the primary disease (staging), or presence of metastases. The conference planning committee was interested in covering the full trajectory of disease, including but not limited to, periods of active treatment and end of life.

Literature Search

Literature searches were conducted to identify studies published between 1966 and 2001 in MEDLINE®, CANCERLIT®, and the Cochrane Controlled Trials Registry. For cancer pain, the EPC applied the same search strategy used in its previously published Management of Cancer Pain evidence report to identify new studies published in the period from December 1998 through June 2001. The National Library of Medicine, as a partner in the NIH Consensus Development Conference process, with input from the EPC staff, performed the literature search for cancer-related depression and cancer-related fatigue. The searches were supplemented with reviews of bibliography of selected references. The EPC also identified published meta-analyses and used their data for selected topics.

Study Selection

Only studies that assessed the prevalence of the symptom as the primary purpose of the study were used for estimating the prevalence of cancer-related symptoms. For assessment, both retrospective and prospective studies were used, as well as randomized and nonrandomized trials, and cross-sectional and longitudinal studies. Randomized controlled trials were used to analyze efficacy of interventions.

Reporting the Results

The nine topics addressed in this evidence report are presented in the order of prevalence, assessment, and treatment. Each of these issues covers the symptoms of pain, depression, and fatigue. Evidence is summarized using three complementary approaches. Evidence tables provide detailed information about the characteristics and outcomes of all the studies examined. Information from the evidence tables is synthesized into summary tables describing the findings of each study. A narrative description of the studies along with an evidence-grading scheme accompanies the summary tables.

Findings

Prevalence of Cancer-related Pain

Surveillance data on the incidence and prevalence of cancer and observational and survey data on the incidence of cancer-related pain indicate that a majority of patients experience pain at some point during their course of treatment, and that cancer pain impairs quality of life and functionality. This disturbing finding reflects data from developed countries, where patients are often in tertiary care or specialist consultative settings. The likelihood of pain increases, as does its severity, with advancing cancer stage. (Minorities, women, and the elderly may be at greater risk for undertreatment of cancer pain.) Pain is generally not eliminated, despite analgesic therapy administered according to the World Health Organization method for cancer pain relief, and may continue to be a problem even after eradication of the underlying neoplasia. Multiple processes underlie cancer-related pain, yet survey data for the most part do not distinguish between different etiologies and mechanisms, nor do they provide a comprehensive picture of pain over the continuum of care, nor of the relationship between effectiveness of pain control and quality of life. The number of patients enrolled in methodologically sound trials of cancer pain relief is a small fraction of those receiving care.

Prevalence of Cancer-related Depression

Major depression and depressive symptoms occur frequently in patients with cancer. Despite standardized measures to calculate incidence and prevalence, there is a wide range of reported data. Prevalence rates varied from 10 to 25 percent for major depressive disorders and a similar range exists for clinically significant depressive symptoms. This range is the probable result of several factors that include timing of the assessment, concurrent treatment, medical morbidity, and pain, gender, and age. Cancer patients are a heterogeneous population with different sociodemographics, cancer types, treatments, and responses to treatment. Given that the estimated point prevalence of major depression in the general population is 2.2 percent, the rates in cancer patients may be at least four times greater.

During the time frame of the studies, reports of incidence ranged widely from about 2 to 17 percent. However, these studies like other prevalence studies face the same difficulties of heterogeneous populations, and there are too few naturalistic studies that follow patients from the point of diagnosis and few that serially measure depression.

Prevalence of Cancer-related Fatigue

Estimations of fatigue prevalence have been performed in the setting of many types of cancer treatment, in the palliative setting, and among cancer survivors, but the data is by no means consistent or comprehensive. Many types of cancer were not specifically addressed.

A very broad range of prevalence rates has been reported, from 4 percent in breast cancer prior to starting chemotherapy and 8 percent in prostate cancer prior to radiation therapy, to 91 percent in breast cancer patients after surgery and chemotherapy and before bone marrow transplantation. Findings of significant concern were the prevalence rates of fatigue in cancer survivors: 26 percent in Hodgkin's disease survivors; 35 to 56 percent in breast cancer survivors; and 48 percent in a cohort treated for various cancers. Comparisons of the prevalence rates in these studies are problematic, however, since each study used different criteria for defining the presence or absence of fatigue and its severity.

Assessment of Cancer-related Pain

Many types of instruments are applied to assess pain and related analgesic outcomes. In 218 trials, 125 distinct tools were employed. By far the most frequently employed were unidimensional scales of pain intensity, followed by scales of pain relief, then measures of peak or summed pain intensity differences between experimental and control groups. Other tools applied in the selected studies include global evaluations of efficacy and the McGill-Melzack pain questionnaire. Also applied were measures of analgesic consumption and a four-point side effect scale. Descriptions of the need for detailed assessment conducted within a psychosocial framework are presented in virtually all guidelines or monographs on cancer pain management. A voluminous literature describes the multidimensional, experiential nature of cancer pain and links poor control of cancer pain to impaired quality of life, including functionality. Current expectations for detailed, multidimensional assessment of cancer pain, including quality of life assessment, during cancer care contrast with the minimalist assessments of pain intensity presented during relatively brief observation intervals reported in nearly all of the trials. Side effects limit analgesic dosage and hence impede pain control in many patients, yet only one of the 16 most widely employed outcomes measures is concerned with side effects; that one is a coarse, four-point measure.

Assessment of Cancer-related Depression

Because depression may go undetected and thereby untreated in oncology practice, the importance of appropriate assessment and screening tools has been emphasized. Some assessments, like the Structured Clinical Interview for the Diagnostic and Statistical Manual of Mental Disorders (SCID), may be useful in research studies, but they are too time consuming in a clinical setting. Briefer self-report assessments are available for clinical use. These assessments range from questionnaires to The Distress Thermometer, a visual analogue scale that the National Comprehensive Cancer Network (NCCN) guidelines suggest for the screening of psychosocial distress.

While the standard of care for diagnosing depression is a clinical interview, available data on the sensitivity, specificity, predictive values, and cross-correlations of assessment instruments are presented in the evidence-based table.

Although these assessment tools may be valid, there is currently no evidence on how widely they are used clinically or whether they affect clinical care and outcomes.

Assessment of Cancer-related Fatigue

A wide array of patient self-assessment instruments has been used to evaluate fatigue. Most studies in the last several years have used instruments that assess multiple dimensions of fatigue and have been tested for validity, consistency, and reliability. Issues still remain in terms of the clinical interpretation of the scores obtained on these instruments, and the comparison of fatigue measurements obtained using different instruments. Methods for evaluating fatigue in practice settings have not been the subject of extensive research. The NCCN has published guidelines on cancer-related fatigue that include a general approach to assessment of fatigue in clinical practice. This approach is based on the experience of a panel of experts rather than on evidence from randomized controlled trials.

Treatment of Cancer-related Pain

Direct inter-class comparisons of efficacy do not differentiate between the relative efficacy of opioids and nonsteroidal antiinflammatory drugs (NSAIDs) administered through various routes to patients with mild, moderate, or severe cancer pain. Opioid dose-sparing is achieved by co-administration of NSAIDs but without a consistently demonstrable reduction in side effects. The heterogeneity of existing trials precludes meta-analyses to address most subquestions. A difference in analgesic efficacy between NSAIDs was only evident in a single retrieved trial. Likewise, the efficacy of NSAIDs versus "weak" opioids could not be discerned in the retrieved trials. However, such trials enroll relatively small numbers of patients and follow them for intervals of hours to days, and only occasionally as long as 2 weeks. Many examine drugs not available in the United States or no longer in general use for cancer pain relief (e.g., pentazocine). Prior efforts described in the previous evidence report to strengthen such evidence by examining nonrandomized trials were not fruitful. One randomized controlled trial evaluated oral transmucosal fentanyl citrate for breakthrough pain (using a study design in which rescue doses of morphine were available) and demonstrated its superiority to placebo. Another randomized study in ambulatory cancer patients provided evidence for greater analgesia and faster onset of relief after oral transmucosal fentanyl citrate than after the usual rescue drugs used by these patients. The EPC found no randomized controlled trials addressing analgesic efficacy and safety of NSAIDs selective for the cyclooxygenase-2 isozyme in treating cancer pain. The use of bisphosphonates and radiation therapy are both supported by the retrieved trials. Unfortunately, studies that point to the optimal sequence of application of the many currently available interventions for pain control were not identified.

Treatment of Cancer-related Depression

Current evidence shows that psychosocial interventions are beneficial for depressive symptoms in cancer patients, but the magnitude of the effect size seems to be in the mild to moderate range. Because there are hundreds of studies on psychosocial interventions in cancer patients, we limited our analysis to published meta-analyses of these studies. Here, the contribution of preventative studies and depression treatment studies were not defined. The effects of these interventions may vary in these two different kinds of studies.

Although not all pharmacologic studies showed benefit for depression in cancer patients, every study that used antidepressants and conformed to usual practices for antidepressant trials did. Since antidepressants typically can take 4 to 6 weeks for their full effect, studies of antidepressants under 6 weeks tended to show less benefit. Currently, there is data that selective serotonin reuptake inhibitors (SSRIs) and tricyclic antidepressants are effective. Although trazodone, an atypical antidepressant, showed some benefit in treating depressive symptoms, it is not commonly used as an antidepressant because of severe sedation at therapeutic doses.

Although there have been reports describing alternative or complementary therapy programs, there have been no controlled trials for their efficacy for depression in people with cancer.

Treatment of Cancer-related Fatigue

A limited number of controlled clinical trials of treatment for cancer-related fatigue have been published. The only treatment supported strongly by the available clinical evidence is the use of epoetin alfa in patients with anemia due to chemotherapy treatment. A few controlled trials evaluated exercise programs, in some cases with promising but preliminary results. Some positive outcomes have also been reported with psychosocial interventions.

Treatment trials for cancer-related fatigue usually have small sample sizes, and there is a possibility that many of these studies were underpowered to detect the outcome of interest.

Future Research

Cancer-related Pain

Randomized controlled trials establish that many current treatment modalities can individually reduce cancer pain. The scientific evidence on cancer pain relief, however, compares unfavorably with the massive amount of information known about the efficacy and effectiveness of treatments for other high-impact conditions, including cancer itself. Quality of life has not been uniformly assessed in trials of analgesic drugs and non-drug interventions for cancer pain. Limited evidence from the retrieved trials demonstrates that optimal analgesia benefits quality of life. Advances in quality-of-life assessment and insights from research on chronic non-cancer pain into relationships between pain, disability, and impairment offer the opportunity to begin to understand these interactions in the context of cancer pain. Carefully designed trials with cancer pain relief as a primary outcome are required in patients with well-defined disease and pain mechanisms. Such trials must conform to rising expectations for clinical trials in general. High-quality trials of cancer pain relief should enroll greater numbers of patients for longer intervals than has generally been true in the past; apply blinding and active placebos when appropriate, or uniform control treatments otherwise; employ adequate between-arm washout intervals and consider advancing disease state in crossover trials; and assess side effects, pain mechanisms, and rest, incident, or breakthrough pain in a standardized, combinable fashion. Investigations of cancer pain and its control should seek to evaluate the influence of gender, race, age, psychosocial context, ethnicity, and culture on the experience and report of pain. The influence of such factors should also be examined during studies aimed at defining the efficacy of specific treatments and their associated side effects. Drug interactions during long-term cancer pain treatment require clarification. It is unclear whether a mechanism-based approach to diagnosing and relieving each component of pain in an individual is more effective than an empiric regimen in which each patient's treatment is based upon pain intensity alone. Another key unanswered question is how to optimally combine drug with non-drug therapies, given that the latter are safe and inexpensive. Despite the importance of pediatric cancer pain control, practically no analgesic drug trials focus on children.

Data that address individual variations in preferences for, responses to, and costs incurred by these options are a foundation for potential evidence-based approaches to cancer pain control, but are sparse. For example, the spinal route of analgesia is widely employed but much remains to be learned about optimal patient selection, the comparative efficacy of spinal drug infusion versus systemic drug administration, and the selection of initial or secondary agents or combinations. Exploring these fundamental questions will enhance the ability of translational clinical research to clarify the clinical relevance of an increasing number of basic insights into unique mechanisms and mediators of cancer pain.

Cancer-related Depression

There is much variance in the literature on reports of rates of depression in cancer patients. Even when standardized instruments are used, wide variance is still observed. One recommendation would be to conduct more prevalence studies that examine the reasons for such variance and contributing factors for differing rates. The timing of measurements of depressive symptoms does appear to be important and may contribute to the variance. One goal may be to develop a statistical model that could predict the rate of depression given the cancer and treatment demographics of the population. Studies should always include assessment of past histories of depression.

The existing incidence studies of depression in patients with cancer all start at some time after the diagnosis of cancer. It is recommended that more prospective studies start at the time of diagnosis, or even before, in order to arrive at more accurate estimates of the incidence of depression once people are diagnosed with cancer. These studies should also assess past histories of depression.

There are many instruments currently in use for assessing depression in cancer patients. Researchers can select from a variety of instruments based on weighing the ease of use for their study population and the effectiveness of an individual instrument as documented in the evidence tables. There should be further trials to replicate the promising results of a single-item screening, asking, "Are you depressed?"

Although some of these instruments are widely used in clinical practice, further research on their effectiveness is needed. The development of brief instruments that assess all three symptoms (depression, pain, and fatigue) could be one area of future research.

Psychopharmacologic, psychosocial, and alternative interventions offer some benefit on treatment for depressive symptoms with cancer patients. There are great opportunities for research on psychopharmacologic interventions for depression co-morbid with cancer. The newer antidepressants, especially the atypical ones, need to be studied in this population. Although antidepressant trials are more complicated to conduct in cancer patients, they should still adhere to a standard study length of 6 weeks or greater. Common clinical practices, such as the use of psychostimulants for depression, need to be evaluated in controlled trials. There should also be more research on the use of antidepressants for the prevention of depressive symptoms in patients with cancer.

Hundreds of studies exist on psychosocial interventions for cancer patients and depression, but a meta-analysis of psychosocial therapies specifically for the treatment of depression in cancer patients remains to be done. Although many patients may be using complementary and alternative treatments, controlled trials are required to determine their efficacy in depression co-morbid with cancer.

Cancer-related Fatigue

Future research in cancer-related fatigue should also include more comprehensive studies of the prevalence of fatigue in a wider variety of diseases and settings. Longitudinal studies are needed. Useful prevalence data can potentially be extracted from studies of health-related quality of life, general symptom surveys and treatment trials. However, methods to compare results from studies that employ different assessment instruments must be devised. Additional research is needed to elucidate the clinical significance of the fatigue scores obtained using these instruments.

There is sufficient preliminary evidence to support randomized controlled trials of several interventions for cancer-related fatigue, including exercise programs, psychosocial interventions, and stimulant medications. Further laboratory research and observational studies on the physiology of cancer-related fatigue are needed in order to generate rational hypotheses for future intervention trials. Clinical trials for cancer-related fatigue need to utilize appropriate study designs, including the prospective identification of outcomes of interest and sample sizes calculated to provide a reasonable likelihood of detecting those outcomes.

For all of the topics examined in this evidence report, there is a paucity of studies in the pediatric population, and research is urgently needed to address the symptoms of pain, depression, and fatigue in children.

Availability of the Full Report

The full evidence report from which this summary was taken was prepared for the Agency for Healthcare Research and Quality (AHRQ) by the New England Medical Center Evidence-based Practice Center (EPC), Boston, MA, under contract number 290-97-0019. It is expected to be available in summer 2002. At that time, printed copies may be obtained free of charge from the AHRQ Publications Clearinghouse by calling 800-358-9295. Requesters should ask for Evidence Report/Technology Assessment No. 61, Management of Cancer Symptoms: Pain, Depression, and Fatigue. In addition, Internet users will be able to access the report and this summary online through AHRQ's Web site at www.ahrq.gov.

Chapter 1. Introduction

Overview

The Office of Medical Applications of Research (OMAR) at the National Institutes of Health requested that the Agency for Healthcare Research and Quality (AHRQ), through its Evidence-based Practice Center (EPC) program, produce an evidence report for a State-of-the-Science conference on the topic of Management of Cancer Symptoms: Pain, Depression, and Fatigue.

EPCs review relevant scientific literature on assigned clinical care topics and produce evidence reports and technology assessments, conduct research on methodologies and the effectiveness of their implementation, and participate in technical assistance activities. The purpose of an evidence report is to search for and summarize evidence on several key questions on a specific topic. EPCs collaborate with science partners to formulate specific key questions. As specified by AHRQ in the EPC program, evidence reports do not make specific clinical recommendations; however, recommendations for future research are typically provided. Public and private sector organizations may use the reports and assessments as the basis for their own clinical guidelines and other quality improvement activities.

This evidence report summarizes the evidence on the prevalence, methods of assessment, and management of the following symptoms in patients with cancer: pain, depression, and fatigue. The symptoms and key questions were identified by the State-of-the-Science Conference planning committee composed of staff from OMAR, National Cancer Institute, national experts on this topic, as well as the EPC staff.

Symptoms in Cancer Patients

Despite remarkable advances in cancer biology and a widening array of treatment options, cancer continues to cause devastating suffering not only in the hundreds of thousands of patients who die of it each year in the United States, but also in some patients who are successfully treated and become cancer survivors. Pain, depression, and fatigue are prominent contributors to suffering in many of these individuals. Clinical research on these symptoms holds out the hope of relief for suffering through better understanding of these symptoms and the development of new, more effective treatments for them.

Pain, depression, and fatigue are complex subjective experiences. They are not directly measurable. To be studied, they must be defined operationally and estimated using patient self-report instruments. The development of tools that capture the multidimensional aspects of these symptoms has been an important clinical and research advance.

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   Figure 1. Relationship between some factors that contribute to the occurrence of cancer symptoms, methods of assessment, and prevalence of symptoms

Figure 1 depicts the relationships between various factors that may contribute to the occurrence of cancer symptoms. Heterogeneity of the factors involved in each study is further compounded by heterogeneity of instruments or scales used to assess these symptoms. Studies that employ different designs, rely upon different inclusion and exclusion criteria, and use different assessment tools will likely report different rates of occurrence of symptoms. Hence, the interpretation and comparison of results from such diverse studies is difficult.

Dramatic progress in pain research has resulted from extensive laboratory investigations leading to increasingly detailed models of the fundamental mechanisms of pain. These advances in the understanding of the physiology of pain have led to clinically testable hypotheses regarding pain mechanisms and new treatments. There is, unfortunately, little fundamental research on depression in cancer. Its mechanisms may differ from non-cancer-related depression, but it is reasonable to assume that there is overlap and therefore a rationale for testing interventions found effective outside the context of cancer. Mechanisms of cancer-related fatigue remain generally unexplored despite its prevalence and impact. The dearth of information of the pathophysiology of cancer-related fatigue is reflected in the paucity of treatment trials for this condition.

The studies reviewed in this report provide evidence of progress in a number of other areas of symptom research. Large-scale, population-based studies of symptoms in cancer have been performed, providing estimates of symptom prevalence that are more generalizable than those obtained from small cohort studies. Some of the practical difficulties of accruing and retaining research subjects, who are depressed, fatigued, or in pain, have begun to be addressed. An impressive amount of data has been accumulated and some important insights have been gained about pain, depression, and fatigue in cancer. Using sophisticated assessment tools, investigators have measured the burden of pain, depression, and fatigue, and the factors that correlate with them, in a wide variety of settings: during curative or palliative treatments, in long-term survivors, and near the end of life. Some randomized controlled trials have led to the adoption of new treatments to relieve symptoms and ameliorate suffering. Given the scope and complexity of the problems, much remains to be done.

Overviewed in this chapter are the three cancer-related symptoms identified by the planning committee as the focus for the conference. The prevalence, assessment, and treatment for each of these symptoms are discussed.

Cancer-related Pain

Intractable pain is a complication dreaded by many patients with cancer. "Cancer pain" comprises acute pain, chronic pain, tumor-specific pain, and treatment- (including procedure-) related pain. Pain is a major cause of impaired quality of life (including decreased patient functionality and caregiver burden) in patients with cancer, and intensifies the distress and suffering commonly evoked in patients from diagnosis onwards (Bonica, 1990; Chapman and Garvin, 1999; Loeser and Melzack, 1999). New pain symptoms that prompt the diagnosis of cancer may provoke acute physiological responses and evolve into chronic pain. When a new pain appears in a patient known to have cancer, it may remain noticeable despite analgesic therapy and hence perpetuate fatigue due to interference with sleep, or distress in an anxious or depressed host. Pain caused by poorly controlled underlying or advancing pathophysiology heralds a demoralizing loss of control over one's body that typifies the clinical course of progressive disease. Pain is a reminder of cancer-related mortality, and is experienced within a personal, social, cultural and religious framework (Field and Cassel, 1997).

Inflammatory mediators associated with cancer include prostaglandins, cytokines, tumor necrosis factors, interleukins, growth factors and other tumor-derived algesic molecules such as endothelin (Davar, Hans, Fareed, et al., 1998), each of which can excite nociceptors (Schwei, Honore, Rogers, et al., 1999). Some cancers induce endogenous antibodies and others are treated by therapeutic administration of exogenous antibodies; both types of agents may evoke painful neuropathies (Sorkin, 2000). Preclinical research on bone pain in cancer suggests a distinctive neurochemical and histological "signature" in afferent nerves and their spinal cord connections in animal models of neoplasia (Schwei, Honore, Rogers, et al., 1999). Several elements within a spectrum of possible pain mechanisms may be active in a single patient with cancer pain (Woolf, Bennett, Doherty, et al., 1998). Cancer-related and non-cancer pains may involve neuropathic components, in which the nervous system is damaged (Woolf and Mannion, 1999), and nociceptive components, in which injury to non-neural tissue is conveyed through an undamaged nervous system. Pain may originate from visceral organs due to tumor infiltration or obstruction of a viscus, from pathology involving the surface of the body and conveyed via the somatic nerves that innervate the body surface. Clinicians have delineated a number of cancer pain syndromes. Some of these syndromes are due to tumor-specific patterns of local or distant metastasis, others reflect diffuse neuropathies from tumor products or chemotherapy, and still others involve localized neural damage such as nerve plexus injury from radiation therapy or infiltration by tumor.

The total experience of cancer pain encompasses not just pain intensity but also includes family, spiritual, behavioral, psychosocial and financial dimensions (Ferrell and Ferrell, 1996; Lang and Patt, 1994; McGuire, 1995). For this reason, and also because cancer and cancer treatment produce use cancer and cancer treatment produce a variety of related non-pain sedation, a consensus has emerged that optimal care for patients with cancer employs a multidimensional palliative framework that addresses multiple symptoms and patient concerns are simultaneously.

Prevalence of Cancer-related Pain

Cancer has a profound impact around the world because of its prevalence and associated morbidity and mortality (The World Health Organisation Global Programme For Cancer Control, 1993; Wolff, 1997). Poorly controlled pain is key to the impaired quality of life (QOL) that patients with cancer may suffer. Work in the 1970s and 1980s by Bonica (1985), Twycross (1976), Foley (1985), Daut and Cleeland (1982) and Stjernsward (The World Health Organisation Global Programme For Cancer Control, 1993) established the importance of cancer pain control and showed that about three-quarters of patients with advanced cancer experience pain. Surveillance data gathered in developed countries in order to characterize the incidence, prevalence, and in some studies the nature and severity of pain have enrolled about 60,000 patients. This global experience indicates that one-third to one-half of all patients undergoing active cancer treatment experience pain, and that the likelihood of pain is influenced by type of tumor, stage of disease, and extent of metastases (Bonica, 1985; Daut and Cleeland, 1982).

Of the over one million Americans diagnosed annually with cancer, 1500 die daily from this cause (Landis, Bolden, and Wingo, 1999). Nearly 10 million Americans now have or previously had cancer. During the past 25 years, age-adjusted incidence rates pooled across ages, race, and cancer type have increased significantly (about 20 percent) in the United States (Landis, Bolden, and Wingo, 1999; National Cancer Institute, 1999). In parallel with a global trend throughout developed countries, the population of the United States has on average grown older, and numbers of elderly have risen (U.S. Bureau of the Census, 1999). Although cancer is the second leading cause of death (after accidents) in children younger than 14 years in the United States, 5-year survival rates have improved substantially for many childhood cancers since the 1970s (Landis, Bolden, and Wingo, 1999). Unfortunately, despite calls for assigning a high priority to alleviating cancer pain in children (Schechter, Berde, and Yaster, 1993), many children who die of cancer have substantial suffering at the end of life (Wolfe, Grier, Klar, et al., 2000). The incidence and prevalence and hence impact of cancer increases dramatically with age. The cancer incidence rate is less than 50 cases per 100,000 in those under 25, and rises steadily with age to over 200 cases per 100,000 in the 40 to 44 age group. Pooled data for all ages from birth to 54 yield an incidence of just over 100 cases per 100,000; this rate increases 10-fold to over 1000 cases per 100,000 in the 55 to 64 age group, and further doubles in those over 65 to greater than 2000 cases per 100,000 (National Cancer Institute, 1999). Correspondingly, the cumulative percentage of the US population experiencing invasive cancers during their lifetime increases sharply from below 2 percent in the 0 to 39 age group, to just under 10 percent in the 40 to 59 age group, to about 30 percent in those older than 60 (Landis, Bolden, and Wingo, 1999; National Cancer Institute, 1999).

The aging and overall growth of the population plus the increased incidence and prevalence of cancer in those over 60 ensure that the national disease burden of cancer will increase at least in the near term, and that this burden will continue to fall disproportionately on the elderly (Ferrell BR and Ferrell BA, 1996).

Assessment of Cancer-related Pain

Patients with cancer may experience acute or chronic pain related to their primary diagnosis, from treatment, or from unrelated, even pre-existing disorders. Because of the multiple, often changing origins of pain and the importance of its control, the Joint Commission for the Accreditation of Healthcare Organizations requires that pain be assessed initially and serially thereafter during each clinical encounter in patients at risk for undertreated pain (2000). The subjective nature of pain requires patient participation in its assessment. Therefore the mere act of probing this aspect of a patient's personal, internal experience validates that experience (Morris DB, 1998) and demonstrates a patient-centered point of view (Gerteis, Edgman-Levitan, Daley, et al., 1999). A comprehensive approach to pain assessment in cancer care extends beyond nociceptive evaluation to encompass comorbid medical and psychosocial problems, the meaning and impact of pain upon the patient and significant others, and its effect upon quality of life (The World Health Organisation Global Programme For Cancer Control, 1993).

Initial evaluation of any patient with cancer-related pain is expected to include the essentials of any symptom history (location, intensity, quality, temporal characteristics, exacerbating and relieving factors, and responses to prior treatments), together with psychosocial assessment, physical examination, and appropriate diagnostic studies (Jacox, Carr, Payne, et al., 1994). Psychosocial assessment addresses the mood of the patient, his or her coping skills, family support structure, signs and symptoms of anxiety or depression, and expectations regarding pain management. Initial evaluation seeks to establish a pathophysiological mechanism for each pain, if possible as a recognized syndrome with well-described key features, natural history, and treatments of choice (Caraceni, Portenoy, and a Working Group of the IASP Task Force on Cancer Pain, 1999; Portenoy and Lesage, 1999). The determination that pain is primarily neuropathic or nociceptive helps guide initial selection of drug or non-drug therapy such as surgery or radiation therapy. Neuropathic pain can result from many potential disorders such as deafferentation, mono- or polyneuropathies, or a complex regional pain syndrome (Woolf and Mannion, 1999). Nociceptive pain may be due to somatic or visceral pathology (Cervero and Laird JMA, 1999).

Failure to assess cancer pain intensity serially using a standard, validated scale makes it difficult to judge the effectiveness of any analgesic regimen, or to compare one regimen with another (Jadad-Bechara AR, 1994; Max, 1996; McQuay and Moore, 1998). The 0-10 visual or verbal analog scales, or variants such as a thermometer, are validated, easy to administer, and widely used. Unless the patient is asked to rate pain at its lowest, average or highest intensity during a specific time interval, analog scale measurements provide only an instantaneous "snapshot" of pain intensity that is an incomplete picture of pain with activity, across days or weeks, or that prevents sleep at night. The Brief Pain Inventory (Daut and Cleeland, 1982) therefore captures data on pain intensity across tie as well as at the moment of completion of this instrument. Recognition that pain may impair other dimensions of quality of life and functionality has prompted inclusion of health-related quality of life (HRQOL) measures into clinical analgesic trials, and some clinics to monitor HRQOL during routine care.

Treatment of Cancer-related Pain

Undertreatment of cancer pain occurs over a third of the time even in wealthy, industrialized nations (Cleeland, Gonin, Hatfield, et al., 1994). The basis for such undertreatment is multifactorial. Inadequacy of clinicians' knowledge of effective pain assessment and management, negative attitudes of patients and clinicians toward the use of drugs for pain relief, regulatory issues that promote healthcare providers' concerns about regulatory scrutiny and unwarranted investigation (Joranson et al., 1998; Joranson et al., 2002) and problems of cost and reimbursement for effective pain management (Cleeland, 1987) each contribute.

Present day practical therapeutic options overlap substantially with those applied to treat noncancer-related pain. A generic approach to pain management involves beginning an NSAID with or without an adjuvant, adding a weak opioid for persistent or unresponsive pain, then exchanging the weak opioid for a strong opioid such as morphine. In this context, adjuvant refers to medications that treat concurrent symptoms that exacerbate pain, such as nausea or insomnia; augments or treats a side effect of opioid analgesia; or can diminish specific types of pain such as neuropathic pain (e.g., an anticonvulsant or a tricyclic antidepressant). This approach, developed and disseminated by the World Health Organization (WHO) as a three-step staircase or ladder whose therapeutic escalation is driven by persistent or unresponsive pain, is widely applied to treat cancer-related and noncancer pain in primary through tertiary care practice settings (Carr, Jacox, Chapman, et al., 1992). Because cancer pain provokes biopsychosocial responses in addition to purely nociceptive reactions, the effective management of cancer pain normally requires a multidisciplinary approach that includes behavioral interventions (similar to the approach to rehabilitation of patients with chronic pain not due to cancer). The "low-tech" WHO approach to pain control relies primarily upon the oral route of drug administration but requires no essential modification when alternate routes such as rectal, sublingual, subcutaneous, topical or transdermal are used for drug delivery (Bruera, Brenneis, Michaud, et al., 1988). Whether or not they suffer from cancer, patients whose pain fails to respond adequately to the WHO method may be offered, in settings with suitable infrastructures, more invasive interventions such as intravenous or intrathecal drug administration. Additional measures to control cancer pain that are rarely if ever used to treat noncancer pain include the use of biphosphonates, radionuclides, and chemical or surgical neurolysis.

Cancer-related Depression

Unfortunately, depression is sometimes viewed as being an "appropriate" symptom in cancer patients. However, it is never appropriate for cancer patients to suffer with significant depression. Cassem, (1997) notes that although massive bleeding is an "appropriate" sequela of a ruptured spleen, it is unthinkable to just stand by and allow a patient bleed to death.

Depression in cancer patients is treatable. Untreated, it can lead to decreased compliance with medical care, prolonged hospital stays, increased morbidity, and perhaps increased mortality (Herrmann, Brand-Driehorst, Kaminsky, et al., 1998; Richardson, Shelton, Krailo, et al., 1990; Spiegel and Kato, 1996). Depressed cancer patients are more likely to request euthanasia or physician-assisted suicide and are more likely to commit suicide (Emanuel, Fairclough, Daniels, et al., 1996; Henderson and Ord, 1997; Chochinov et al., 1999).

Prevalence of Cancer-related Depression

It is estimated that 20 to 25% of all cancer patients will experience depression during the course of their illness (Bottomley, 1998). People with cancer are three times more likely than the general population and almost twice as likely than other medically hospitalized patients to develop depression (Arolt, Fein, Driessen, et al., 1998; Kessler, McGonagle, Zhao, et al., 1994). The prevalence of depression in cancer patients is even higher in those with the greatest disability and distressing physical symptoms, especially uncontrolled pain.

There is great variation in the reported frequencies of depression in cancer populations. These varying estimates of depression in cancer patients may result from differing definitions of "depression," differing assessment tools, and different cancer populations with different significant variables such as timing of the assessment, physical debilitation, and concurrent treatment. Many of the retrieved studies do not employ the criteria for major depression described in the American Psychiatric Association's Diagnostic and Statistical Manual for Mental Disorders and appear instead to be measuring depressive symptoms (American Psychiatric Association, 1994).

Assessment of Cancer-related Depression

Given the seriousness of its impact, it is important for caregivers to recognize and treat depression. Past studies have shown that oncologists and primary care providers have difficulty recognizing depressive symptoms in cancer patients (Newell, Sanson-Fisher, Girgis, et al., 1998; Passik, Dugan, McDonald, et al., 1998). Major depression is a clinical entity with specific signs, symptoms, and treatments. It is more than just sadness.

"Depression" in comparison to pain or fatigue can be a set of symptoms or clinical syndromes. Depressive symptoms are present in several psychiatric disorders, with the most common ones in cancer patients being major depressive disorder, adjustment disorder, and depression secondary to a medical condition. Depressive symptoms can also be present in the absence of a psychiatric disorder.

Depression is more complicated and difficult to distinguish from symptoms of the underlying disease in cancer patients. The psychiatric diagnosis of major depressive disorder is defined by a set of criteria in the American Psychiatric Association's Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition (DSM-IV) (American Psychiatric Association, 1994). The DSM defines depression as having at least five of the following symptoms for at least 2 weeks: 1) depressed mood most of the day; 2) loss of interest or pleasure; 3) change in appetite and/or change in weight; 4) insomnia or hypersomnia; 5) psychomotor retardation or agitation; 6) loss of energy; 7) feelings of worthlessness or guilt; 8) poor concentration; and 9) thoughts of death or suicidal ideation. In order to meet the criteria for major depressive disorder, one of the patient's symptoms must be either depressed mood or loss of interest/pleasure, and the individual must also be experiencing distress or impairment in social, occupational, or other areas of functioning. Major depressive disorder is usually distinguished from an adjustment disorder by the degree, duration, or amount of symptoms.

Making the diagnosis of depression can be a challenge with the cancer patient. Many neurovegetative symptoms of depression -- especially loss of energy, loss of appetite, and sleep disturbance -- overlap with common symptoms of cancer or other medical illnesses, and with the side effects of medical treatments used in cancer patients.

Because these symptom-based diagnostic criteria may not be specific for depression in the context of medical illness, a set of psychological criteria has been suggested in their place. Endicott suggested substituting the psychological symptoms of self-pity, brooding, crying spells, and pessimism for the neurovegetative symptoms that overlap with cancer (Endicott, 1984). Some clinicians highlight the importance of the cognitive symptoms of depression, such as depressed thoughts, hopelessness about all aspects of their lives, guilt or worthlessness, and suicidal ideation.

Additionally, many medical factors in patients with cancer can contribute to, exacerbate, or even mimic depressive symptoms. These include uncontrolled pain, hypercalcemia, anemia, endocrinologic abnormalities, cancer involvement of the central nervous system, glucocorticoids, interferon, and some other chemotherapeutic agents (Roth and Holland, 1994).

The diagnosis of major depression is further entangled with patients' reactions to being diagnosed with cancer. Holland and Massie have described the natural history of emotions following the diagnosis of cancer (Massie, Speigel, Lederberg, et al., 1995). When confronted with a diagnosis of cancer, most patients experience a period of shock and disbelief. The second phase that follows is characterized by more visible distress: sadness, depressed mood, insomnia, anxiety, anorexia, and irritability that can last up to 2 weeks. During this time there is a sense of sadness and uncertainty about the future, and patients are often preoccupied with thoughts of illness, death, and losses. All of these feelings are within the normal limits of reacting at the time and do not constitute an episode of depression. However, some patients may have difficulty carrying out daily activities and have trouble concentration and processing information. Within a few weeks, however, most patients have adapted to their diagnosis, their depressive symptoms resolve, and treatment begins with some optimism and hope for the future.

Although clinical evaluation specifically for psychiatric symptoms is generally thought to be the best assessment, several instruments, both self-report and clinician-administered are being used to assess depressive symptoms. These instruments include three main types: standard psychiatric assessments (such as the Beck Depression Inventory or Hamilton Depression Inventory); instruments designed to assess symptoms in a medically ill population (such as the Hospital Anxiety and Depression Scale and the Brief Symptom Inventory); and rapid assessment instruments (such as The Distress Thermometer). Some of these instruments are currently being used in clinical settings to screen for depressive symptoms.

Treatment of Cancer-related Depression

Recognizing the importance of psychological symptoms that accompany cancer, the National Comprehensive Cancer Network (NCCN) published its consensus guidelines for the management of psychosocial distress in cancer patients (National Comprehensive Cancer Network, 1999). Depressive symptoms fall under the umbrella of psychosocial distress and are thought to be common in patients with cancer.

The NCCN guidelines contain three main components for management: screening, assessment, and treatment. Part of the assessment process is determining an appropriate treatment or referral. Depending on the severity of symptoms and the presence of suicidal ideation, the NCCN has algorithms for treatment.

As with depression in non-cancer populations, treatment for depression in cancer patients can take the form of psychosocial interventions and psychotherapy, medications, or alternative treatments. Many times patients receive a combination of these treatments.

Much of the research on treatment for depression in cancer patients has been on psychosocial interventions. Support groups, group therapy, psycho-education, cognitive-behavioral therapy, and individual counseling are all psychosocial interventions that are being used clinically and have been studied. In contrast to non-cancer populations and based on the high prevalence rates of depression in cancer patients, there have been many preventative trials of psychosocial interventions on depressive symptoms.

There has been considerably less research on the effects of psychopharmacologic interventions on depression in cancer patients. This may be due at least in part to some of the special challenges that an oncology sample would pose compared to a standard psychiatric sample in a clinical trial. Holland, Romano, Heiligenstein, et al., (1998) have cited some of these challenges: finding treatment groups that are homogeneous enough to obtain meaningful results, recruitment of large numbers of subjects to achieve adequate power to detect differences, and difficulties with retention and completion, often complicated by medical morbidity and mortality.

Increasing general interest in alternative treatments in both oncology and psychiatry has prompted many clinicians and patients to try these therapies. Although there is less data available on these treatments, research in this area is also increasing.

Cancer-related Fatigue

Fatigue associated with cancer and cancer treatment appears to be qualitatively and quantitatively distinct from the fatigue that is experienced intermittently by healthy individuals. Although the experience of fatigue probably varies greatly among individual patients, common themes in the subjective accounts of patients with cancer are the persistence of fatigue despite rest and sleep, and its interference with physical and mental function. Cancer-related fatigue probably encompasses a number of distinct syndromes, including muscle weakness, lack of stamina, and loss of ability to concentrate. Imprecision in the terminology of fatigue may sometimes mask important distinctions between these syndromes. Fatigue may be the final common pathway arising from a complex combination of physical syndromes and psychological states that is different in each oncology patient. Nonetheless, the term fatigue is useful because it represents an experience that is universally recognized.

Although fatigue is at least as prevalent and debilitating as pain in many contexts, it may often go unrecognized unless specifically addressed by caregivers. Even when recognized, treatment options are limited unless reversible conditions that contribute to fatigue can be addressed.

Fatigue in cancer patients is both a side effect of treatment and a consequence of the biologic effects of the cancer itself. The direct effects include (but are certainly not limited to) metabolic and nutritional disturbances, endocrine dysfunction, neurologic, psychological, neuromuscular, and cognitive effects. The mechanisms of many of these effects are poorly understood. Fatigue has been ascribed to the abnormal production of inflammatory cytokines in the setting of cancer, but the specific evidence for the role of cytokines in cancer-related fatigue is fragmentary.

Methodological difficulties in the study of the mechanisms of cancer-related fatigue include the ability to determine whether elevated levels of biologic factors such as cytokines cause symptoms or are merely associated with them. Also, the development of animal models of cancer-related fatigue is problematic due to the inherent subjectivity of the symptom and the difficulty of establishing objective, behavioral correlates of fatigue. Voluntary, motivated activity has been proposed as one such correlate in animals (Ottenweller, Natelson, Gause, et al., 1998). In human subjects, patterns of rest and activity as measured continuously by a wrist actigraph were found to correlate with subjective self-reports of fatigue (Berger, 1998).

In addition to the direct effects of cancer and the various modes of cancer treatment, a wide variety of other phenomena contribute to fatigue in cancer patients. The best studied of these (and the most amenable to available interventions) is anemia due to chemotherapy. The impact of depression in cancer is outlined elsewhere in this study, and while depression undoubtedly contributes to fatigue in cancer patients, the interaction of fatigue and depression has not been well studied. A variety of other cancer symptoms, including dyspnea, fever, nausea, and pain probably contribute to fatigue. In addition, sedation is a common side effect of the medications used to treat cancer symptoms, notably the opioid analgesics and anti-emetics, another factor that may contribute to fatigue.

Prevalence of Cancer-related Fatigue

Reported prevalence rates of fatigue in cancer patients and survivors are extremely variable, reflecting both the heterogeneity of the populations studied, the variety of techniques used to measure fatigue, and the absence of consensus on criteria for the definition of fatigue. There is reason to suspect, however, that many studies systematically underestimate the degree of fatigue experienced by cancer patients, since the most fatigued patients may decline to participate in studies or may be unable to attend academic referral centers where most studies were performed. Thus, there are potential biases involved in the use of small, non-random cohorts in studying the prevalence of cancer-related fatigue. There are only two true population-based studies (Cella, Davis, Breitbart, et al., 2001; Vogelzang, Breitbart, Cella, et al., 1997). They assessed the prevalence of fatigue in telephone surveys of cancer patients and survivors recruited from large, representative samples of households in the United States, rather than in non-random or convenience samples as were used in many other studies.

Each study assessed fatigue over a short time period, for example during a course of radiation therapy and shortly after its completion (Irvine, Vincent, Graydon, et al., 1998), or in survivors at one time point after treatment (Woo, Dibble, Piper, et al., 1998). We were unable to identify longitudinal studies of fatigue reporting its prevalence and patterns over the entire course of illness using uniform methodology.

Assessment of Cancer-related Fatigue

The NCCN has developed practice guidelines for cancer-related fatigue reflecting currently accepted approaches to assessment and treatment (Atkinson, Barsevick, Cella, et al. 2000). That report emphasizes the high prevalence of fatigue at all stages of cancer and the need for screening and assessment of fatigue as an integral part of cancer care. Since fatigue is subjective, patient self-reports are central to its assessment. Information provided by family members can offer a perspective on the behavioral consequences of fatigue. The medical history, physical examination, and laboratory data may also be useful in the assessment of fatigue. The NCCN guideline has recommended the routine use of a quantitative or semi-quantitative screening device, such as a 0-10 numeric scale. For those with moderate or severe fatigue, a focused evaluation is performed to assess the characteristics of the fatigue and to determine whether contributing factors such as pain, emotional distress, anemia, sleep disturbance or endocrine dysfunction are present. If such factors are not identified a more comprehensive evaluation is recommended, including a review of systems, review of medications, assessment of comorbidities, nutritional and metabolic assessment, and assessment of activity.

The assessment of cancer-related fatigue in the context of clinical research has a somewhat different emphasis than the clinical guidelines promulgated by the NCCN. The foci of assessment in fatigue research have been: 1) to quantify the prevalence, pattern and severity of fatigue in a variety of settings 2) to determine factors that predict or correlate with fatigue, including other symptoms, biological parameters (e.g., cytokine or hormone levels), disease and treatment variables, and demographics, and 3) to assess the response of fatigue to interventions. For these purposes, a number of patient self-report instruments have been developed, and an epidemiology of fatigue is beginning to emerge as described in this report. A number of issues remain to be addressed regarding the assessment of cancer-related fatigue, however. These include the clinical significance of measurements of fatigue, the development of objective, measurable physiologic correlates of fatigue, methods for comparing measurements obtained by different fatigue instruments, and the degree to which cancer-related fatigue can be attributed to specific etiologic factors such as the effects of chemotherapy and radiotherapy, anemia, and depression.

Treatment of Cancer-related Fatigue

There is limited evidence to support specific interventions to ameliorate cancer-related fatigue, with the exception of epoetin alfa for the treatment of anemia and its symptoms during chemotherapy (Littlewood, Bajetta, Nortier, et al., 2001). This is perhaps not surprising given the fragmentary understanding of the fundamental physiology of fatigue, and its probable multifactorial basis in most patients. The initial approach advocated by the NCCN panel is therefore to assess regularly and address the common, potentially remediable factors that may contribute to fatigue, such as anemia, sleep disturbances, medication effects, electrolyte abnormalities and hypothyroidism. The degree to which cancer-related fatigue can be attributed to such reversible causes is unknown, but it is fairly clear that there is an enormous burden of fatigue that is not attributable to such specific causes or persists despite appropriate treatment for them. When specific, reversible causes of fatigue cannot be identified, or fatigue fails to respond to appropriate intervention for them, the NCCN panel of experts advocates a more comprehensive assessment, education and counseling, and consideration of a number of interventions. These include non-pharmacologic approaches such as exercise, stress management, and energy conservation, and pharmacologic approaches such as corticosteroids, psychostimulants, and antidepressants. These recommendations were the result of a consensus based on clinical experience, rather than evidence from randomized clinical trials. As reviewed below, a small number of randomized controlled trials have evaluated psychosocial interventions, exercise programs, and other methods of treatment for fatigue. The data on exercise is promising, but in general unless a specific etiology of fatigue (e.g., anemia or depression) can be identified and treated, there is extremely limited evidence from clinical trials to support any interventions for cancer-related fatigue.

Chapter 2. Methodology

This evidence report is based on a systematic review of the literature. It is produced to provide background information for the NIH Office of Medical Applications of Research (OMAR) and the National Cancer Institute for use in a Consensus Development Conference, July 2002. Meetings and teleconferences of the EPC staff with technical experts were held to identify specific issues central to this report. A comprehensive search of the medical literature was conducted to identify relevant studies. We compiled evidence tables of study characteristics and results, appraised the methodological quality of the studies, and summarized their results.

The planning committee acknowledged that many symptoms are relevant to the care of cancer patients but the current conference can only address a limited number of topics. Pain, depression, and fatigue were selected as the focus of this conference. The planning committee identified the prevalence, assessment, and treatments as the key issues to be addressed for each of the three chosen symptoms.

The purpose of an evidence report is to summarize information from relevant studies addressing specific key questions. Due to the large number of topics and the broad nature of some of these topics, it is beyond the scope of this evidence report to cover all possible related issues on the topics covered in this conference. In addition to information summarized in our evidence report, speakers have been invited to the Consensus Development Conference to cover specific issues.

Questions Formulated by the Planning Committee for the Conference

The following questions were formulated by the planning committee for the Consensus Development Conference:

  1. What is the occurrence of pain, depression, and fatigue, alone and in combination, in people with cancer?

  2. What are the methods used for clinical assessment of these symptoms throughout the course of cancer and what is the evidence for their reliability and validity in cancer patients?

  3. What are the treatments for cancer-related pain, depression, and fatigue, and what is the evidence for their effectiveness?

  4. What are the impediments to effective symptom management in people diagnosed with cancer, and what are optimal strategies to overcome these?

  5. What are the directions for future research?

Topics Addressed in this Evidence Report

Several conference questions are very broad in scope and cover many interrelated issues. Addressing them fully is beyond the scope of this evidence report. The various combinations of symptoms and issues yielded nine distinct topics. Thus, we structured this evidence report in the following manner:

  1. Prevalence of cancer-related pain

  2. Prevalence of cancer-related depression

  3. Prevalence of cancer-related fatigue

  4. Assessment of cancer-related pain

  5. Assessment of cancer-related depression

  6. Assessment of cancer-related fatigue

  7. Treatment of cancer-related pain

  8. Treatment of cancer-related depression

  9. Treatment of cancer-related fatigue

For some of these topics, in particular the treatment of cancer pain, there are multiple questions and subquestions.

General Approach of this Evidence Report

Our evidence-based practice center produced an evidence report on the Management of Cancer Pain based on a literature search conducted in December 1998 (Goudas, Carr, Bloch et al., 2001). For cancer-related pain topics in the present evidence report, we updated the key questions addressed in the previous report. At the request of the conference planning committee, we added two new topics to the treatment of cancer-related pain: oral mucositis and post-herpetic neuralgia. We summarize the methodological approach and report the new results in the present evidence report. Readers are referred to the earlier evidence report for detailed information about the methodological approach and the results. We conducted new systematic reviews for the symptoms of cancer-related depression and cancer-related fatigue.

Literature Search

Three separate literature searches were conducted for this evidence report. The National Library of Medicine (NLM), as a partner in the Consensus Development Conference process, with input from the EPC staff, performed the literature search for cancer-related depression and cancer-related fatigue. The general approach for all three symptoms, including cancer-related pain, was to identify human studies published in English language.

Cancer-related Pain

For cancer pain, we applied the same search strategy used in our Management of Cancer Pain evidence report (Goudas, Carr, Bloch et al., 2001) to identify new studies published in the period from December 1998 through June 2001. This methodology is only briefly summarized below since it is already provided in detail in the earlier evidence report. We performed literature search in the MEDLINE® and CANCERLIT® databases. Overlapping reports between the MEDLINE® and CANCERLIT® databases were excluded from the CANCERLIT® search. We also searched the Cochrane Controlled Trials Registry and consulted technical experts and examined references of published meta-analyses and selected review articles for additional studies.

Separate literature searches were conducted for oral mucositis and postherpetic neuraligia. We identified published reports of randomized clinical trials on prevention and treatment of oral mucositis by using a search strategy in MEDLINE® between 1966 and November 2001. The search strategy consisted of the keywords "Stomatitis," "Mouth Mucosa," "Radiation Injuries," "Neoplasms," and "cancer," and was limited to "human and English language" and to "prospective studies" or "randomized" or "random allocation" or "clinical trials" or "double blind method." This search strategy yielded 660 reports from which we selected 114 RCTs and 2 systematic reviews pertinent to the question at hand. We performed supplemental hand searches based on the literature cited in these articles. The supplemental searches added no qualified randomized trial to this report. The abstracts of these reports were screened to select appropriate articles for inclusion in the present synthesis.

We performed a systematic review of the literature aiming to address the questions of prevalence of acute zoster related pain and postherpetic neuralgia and of the relative efficacy of available treatments for herpes for acute zoster pain and postherpetic neuralgia in cancer patients. We identified published randomized clinical trials reporting on acute zoster pain and postherpetic neuralgia following treatment of acute herpes infection. We searched MEDLINE® between 1966 and November 2001. The search strategy consisted of combinations of the keywords "Neuralgia," "Herpes Zoster," "Pain," "neoplasia," and "Neoplasms," and was limited by the keywords "human," "English language," and "controlled clinical trial." We performed supplemental hand searches based on the literature cited in these articles. The supplemental searches added no qualified randomized trial to this report. The abstracts of these reports were screened to select appropriate articles for inclusion in the present synthesis.

Cancer-related Depression

NLM staff performed the literature search for cancer-related depression articles in November 2001. Several search strategies were evaluated. The initial search was conducted in PUBMED® and used broad medical subject headings including: neoplasms combined with depression OR depressive disorder OR antidepressive agents. Letters, news, editorials, and non-English citations were eliminated. PsycInfo, CINAHL®, and BIOSIS® were also searched using depression and neoplasms as major headings. The initial search strategy yielded over 3,000 citations. The final search strategy that we used limited the retrieval to those citations that had the term depression as a descriptor or in the title. This strategy yielded about 1,000 articles, and the domain expert of this evidence report screened them. Additionally, bibliographies of review articles or chapters were used to identify relevant studies.

Cancer-related Fatigue

NLM staff performed two separate but linked searches in September 2001, one from MEDLINE® and another from several databases (EMBASE, PsychInfo, BIOSIS®, NTIS, CINAHL®, and Allied and Complementary Medicine) to identify English-language articles that dealt with assessment, prevalence, and treatment of fatigue in cancer patients. The searches yielded 1,137 abstracts, and they were screened for relevance to the specific topics. One hundred seventy-six abstracts were selected for retrieval. Screening of these articles resulted in the elimination of almost half, and ultimately 56 papers were judged to be relevant.

Data were subsequently and systematically extracted, and their elements were the following: population and setting of the cancer patients, size of trial, age, range and percentage of male/female, types of cancer studies, scales used to assess the symptoms of fatigue, time points of measurement, the results and conclusions of the authors.

Selection of Studies

Patient Population Studied

We accepted all studies of patients with a diagnosis of cancer who suffered from pain, depression, or fatigue due to cancer or cancer treatment. We placed no restrictions on the patients' age, gender, ethnicity, level of advancement of the primary disease (staging) or presence of metastases. The conference planning committee was interested in covering the full trajectory of disease, including but not limited to, periods of active treatment and at the end of life.

Cancer-related Pain

In this report, we retrieved studies presenting data on three broad categories of patients:

  • Patients with pain resulting from direct tumor involvement, from either local disease or distant metastases, and involving sites such as bone, soft tissue, or neural structures.

  • Patients with pain resulting from a therapeutic, diagnostic, or palliative intervention (procedural pain), such as chronic post-mastectomy or lumbar puncture pain.

  • Patients with pain resulting from the side effects of anti-tumor treatment, such as acute herpes zoster or postherpetic neuralgia or oral mucositis pain.

We did not review and summarize randomized controlled trials already included in the previously published evidence report on management of cancer pain, or included in published systematic reviews that were retrieved during the present search process. Instead, we summarized results of those systematic reviews we deemed comprehensive. Studies on acute postsurgical pain in patients were excluded. We placed no restriction on article inclusion according to etiology, nature, or mechanism of pain as classified according to any cancer-related pain classification system.

Key Questions Addressed in the Management of Cancer Pain Evidence Report

Reproduced here are the key questions addressed in the Management of Cancer Pain evidence report. Readers are referred to this report for a more detailed description of the specific questions.

  • Question 1. What are the epidemiological characteristics of cancer-related pain, including pain caused by cancer, by the side effects of cancer treatment, and by procedures used to treat cancer?

  • Question 2. What is the relative efficacy of current analgesics for cancer pain?

  • Question 3. Are different formulations and routes of administration associated with different patient preferences or different efficacy rates?

  • Question 4. What is the relative analgesic efficacy of palliative pharmacological (chemotherapy, biphosphonates or calcitonin) and non-pharmacological cytotoxic or -static (radiation therapy or radionuclide) therapy?

  • Question 5. What is the relative efficacy of current adjuvant (non-pharmacological/non invasive) physical or psychological treatments (relaxation, massage, heat and cold, music, exercise, and so on) in the management of cancer-related pain?

  • Question 6. What is the relative efficacy of current invasive surgical and non-surgical treatments, such as acupuncture, nerve blocks, and neuroablation, on the treatment of cancer-related pain?

Cancer-related Depression

Because the search for depressive symptoms in cancer produced several thousand citations, a second more selective search was performed. In order to focus the scope, we limited our literature review to studies that specifically assessed depressive symptoms rather than including more general quality of life (QOL) data from every cancer clinical trial. Not only would reviewing all of the QOL studies be beyond the scope of this report, but also there is some evidence that the mental health domains of QOL scales may not be sensitive for clinically significant depressive symptoms in oncology populations. We also did not include studies that compared QOL outcomes between different cancer treatments.

Because "depression" was not limited to major depressive disorder, choices were made regarding the definition of "depression" and the scope of the review. Unlike pain and fatigue, depression can be both a set of symptoms and clinical syndromes. Depressive symptoms are present in several psychiatric disorders with the most common in cancer patient being major depressive disorder, adjustment disorder, and depression secondary to a general medical condition. Because major depressive disorder is the most described in this population, we focused the review on studies of major depressive disorder.

However, limiting the review to major depressive disorder does not capture the prevalence of depressive symptoms in cancer patients, regardless of diagnosis. We also chose to review studies that assessed the presence of depressive symptoms. Because of the numerous instruments used to assess depressive symptoms and psychological distress in people with cancer, the most frequently used instrument was chosen to review in order to allow some comparability of data.

Similarly, the assessment of depression would include the assessment of major depressive disorder as well as depressive symptoms. However, again because of the numerous instruments used to assess psychological distress in people with cancer, we chose to only review papers that directly compared instruments.

The bulk of treatment studies for depression in cancer patients has used psychosocial interventions. Because there have been hundreds of studies and published meta-analyses were identified, we limited our review of these interventions to the meta-analyses. The reviews of treatment studies using psychopharmacologic and alternative interventions were limited to controlled trials.

Cancer-related Fatigue

This report summarized the scientific evidence on the assessment, prevalence, and treatment of fatigue in cancer patients. It was not limited to certain types of malignancy or treatment modalities, but occurred in patients with all types of cancer, from early to advanced stages, receiving chemotherapy, radiation therapy, hormonal therapy, biologic therapy, bone marrow or stem cell transplantation, or combined modality treatments.

There were many studies that included the assessment of one or more cancer-related symptoms, more than we can evaluate in this evidence report. To address the topic of the prevalence of cancer-related fatigue, we accepted studies that assessed fatigue as the primary purpose of the study. We accepted both retrospective and prospective studies. We excluded studies that used general health QOL measurements and also clinical trials that measured fatigue as part of the outcomes. We accepted only randomized controlled trials for the topic of treatment of cancer-related fatigue.

Reporting the Data

Full articles for selected abstracts were retrieved and examined in detail for possible data abstraction and inclusion in the evidence tables. We summed up the evidence in the literature using three complementary approaches. Evidence tables provided detailed information about the study design, patient characteristics, inclusion and exclusion criteria, intervention or test evaluated, and the outcomes of all the studies examined in each of the nine topics in this evidence report.

The evidence tables were condensed into summary tables to provide a more succinct impression of the study quality and results. Where appropriate, we graded the studies according to the methodological quality and applicability of the study. The study size and the effect or test performance are also reported in the summary tables. Summarizing the data this way makes it easier to compare studies.

We summarized the published meta-analyses when we used them to address specific topics. Finally, for several topics, we provide an overall summary of information presented in various related tables. A narrative description of individual studies along with an evidence-grading scheme is employed to summarize the evidence used to address each of the topics.

Updates of the Management of Cancer Pain Evidence Report Key Questions

For the updates to the previously published Management of Cancer Pain evidence report, we followed the same format and used the same key question numbers in reporting the new evidence. In general, we grouped studies that met the inclusion criteria according to six broad treatment categories derived from the earlier Management of Cancer Pain Clinical Practice Guideline (Jacox, Carr, Payne, et al., 1994):

  • primary pharmacological interventions (opioids, acetaminophen, and NSAIDs, local anesthetics)

  • secondary pharmacological interventions or adjuvant analgesics (psychostimulants, alpha-2 agonists, tricyclic antidepressants, etc.)

  • nonpharmacological interventions (physical, psychosocial, and educational interventions, e.g., hypnosis, massage, TENS, music, relaxation, and acupuncture)

  • nonpharmacological invasive interventions (neuroaugmentation, neurolytic block)

  • antineoplastic interventions (radiotherapy, chemotherapy, biphosphonates)

  • other various treatments interventions (not under previous categories)

Data from studies addressing the same question were included in the same category of evidence table. Variables that generally apply to any clinical trial (e.g., study design) as well as more specific variables (e.g., therapy for breakthrough pain) that apply only to studies on cancer pain management were considered in selecting variables to be included in the evidence tables (see the Evidence Tables for these variables).

Grading of the Evidence for Randomized Controlled Trials

Grading of evidence can be useful in appreciating the overall "quality" of a group of studies addressing a question. Over two dozen scales have been proposed to evaluate the quality of randomized controlled trials (Moher, Jadad, Nichol, et al., 1995). While it may be desirable to have a simple evidence grading system using a single quantity, the "quality" of evidence is multidimensional and a single metric cannot fully capture information needed to interpret a clinical study (Ioannidis and Lau, 1998).

The evidence tables contain detailed information about the study characteristics, population and disease characteristics, patient demographics, treatment comparisons, and outcome measures. We used this information to derive an evidence-grade to provide an indication of "quality" for each of the randomized controlled trials used to address the key questions. This evidence-grading scheme captures four dimensions of a study that are important for the proper interpretation of the evidence: internal validity, applicability, magnitude of treatment effect, and the size of the study. This evidence-grading scheme is used as part of the reporting of the results.

Internal Validity

Internal validity addresses the design, conduct, and reporting of the clinical trial. Some of the items belonging to this entity have been widely used in various "quality" scales and usually include items such as concealment of random allocation, treatment blinding, and handling of dropouts. In this evidence report, we define a four category internal validity scale: A (least bias), B (susceptible to some bias), C (likely to have large bias), I (unable to assess due to lack of reported information).

  • A

    Double-blinded, well-concealed randomization, few drop outs, and no (or only minor) reporting problem of the trial that is likely to cause significant bias.

  • B

    Single-blinded only, unclear concealment of randomization, or has some inconsistency in the reporting of the trial but is unlikely to result in major bias.

  • C

    Unblinded study, inadequate concealment of random allocation, high dropout rate, or has substantial inconsistencies in the reporting of the trial such that it may result in large bias.

  • I

    Inadequately reported (very often trials do not report certain data; this may occur by intent or due to oversight.)

Applicability

Applicability, also known as generalizability or external validity, addresses the issue of whether the evidence from the study population is sufficiently broad as to be able to generalize to the population at large. Individual studies are often unable to achieve broad applicability due to restricted study population characteristics and a small number of study subjects (Lau, Ioannidis, Schmid, 1997). We define the applicability grade as below:

  • A

    Patients enrolled in the trial represent a broad spectrum of the population (high degree of applicability). Typically this would be a large study, although a large study in itself does not guarantee a high degree of generalizability.

  • B

    The study included only a narrow/restricted study population, but the result is relevant to similar types of patient population (restricted applicability). Typically this would be a small study, but may also be a large study of a very homogeneous population.

  • C

    Studied outlier population that is not immediately relevant to the study question (very limited direct applicability or not applicable), or where the study reported only limited information.

  • I

    Not reported or insufficient information to assess external validity issues (uncertain applicability).

Because the efficacy of pain treatments may depend on the baseline level of pain, we also extracted data on baseline pain intensity of the study population to assist in the interpretation of results. We report in the evidence grading tables, along with the applicability rating, the baseline pain intensity expressed as VAS (visual analog scale) of 0-10cm (or 0-100mm) when this data is reported in the study. Studies that did not provide 0-10cm VAS data but reported qualitative descriptions or other scale are so noted in the tables.

Study Size

The study size is used as a measure of the weight of the evidence. Some studies have a high drop out rate due to deaths from the underlying cancer; we provide both the enrolled and evaluable number of patients, when these data are reported. A large study provides a more precise estimation of the treatment effect but does not automatically confer broad applicability unless the study included a broad spectrum of patients. Very small studies, taken individually, cannot achieve broad applicability. But several small studies that enrolled diverse populations, taken together, may have broad applicability. The study size is included as a separate dimension used to assist the assessment of applicability. For summarizing all studies, this would be the number of studies and the total number of patients in these studies.

Magnitude of the Treatment Effect of Cancer-related Pain Studies

In each of the result tables, "effect size" reflects the difference between outcomes in the treatment arms of the study, not pre- versus post comparisons in the experimental group. For example if an experimental opioid were compared with morphine, and both treatments were found to have a large effect upon pain scores, then the effect size assigned to this study would be a "±".

The following effect size scale is employed for studies that provide consistent reporting of a pain-related outcome:

+++large difference in effect (>20 mm on 0-100 mm VAS between control and experimental group)
++modest difference in effect (10-20 mm on 0-100 mm VAS between control and experimental group)
+small difference in effect (5-10 mm on 0-100 mm VAS between control and experimental group)
±no difference in effect (0-4 mm on 0-100 mm VAS between control and experimental group)
-negative (harmful) effect (applicable only to placebo trial)

It should be noted that large difference in effect does not necessarily imply a statistically significant difference.

The outcomes reported by available studies on some of the questions were heterogeneous and were not amenable to categorizing the effect size on the same scale. This group of heterogeneous outcomes includes drug consumption, pain relief, and QOL-related indices. These studies were evaluated by pain management experts and assigned a qualitative score for the effect size.

+++large beneficial effect
++modest beneficial effect
+small beneficial effect
±no beneficial effect

Chapter 3. Results Findings for Specific Topics

Prevalence

Prevalence of Cancer-related Pain

Summary of Findings

We identified and summarized the findings of 29 epidemiological studies reporting on the prevalence and/or incidence of cancer-related pain. These were nationwide or multicenter surveys including as many as 35,000 patients, and hospital or clinic-based surveys including a few hundred or fewer patients. More than half of these studies were conducted in the United States. The majority of the remaining studies are from Europe (Finland, France, Germany, UK/Ireland). No single survey identified a pain prevalence rate below 14% of the patients surveyed. Based on these surveys no correlation could be devised between the prevalence or incidence of pain and patient factors, disease characteristics, the setting in which care is provided (e.g., primary care or specialized oncology or pain treatment clinics), or specific treatments directed towards the underlying disease and its associated pain.

Summaries of Epidemiological Studies

Daut and Cleeland (1982) reported their observations on the frequency, severity, and disruptiveness of pain in a population of 667 cancer patients. These patients were evaluated at a comprehensive cancer center and had cancers of the breast (43.3%), colon and rectum (19%), prostate (7.2%), cervix (13.6%), uterus (4%), and ovaries (12%). The authors found that the proportion of patients with pain varied according to primary site and degree of progression of the disease (non-metastatic versus metastatic cancer). When pain was present, its intensity was moderate and was reported by patients to interfere with their activity and enjoyment of life to a moderate to severe extent. Interference with activity and enjoyment of life correlated better with pain due to cancer than pain due to another cause.

Ahles, Ruckdeschel, Blanchard (1984) examined 208 consecutive ambulatory patients with cancer and found that approximately half (47.9%) reported no pain during the preceding week, while 33.5% had pain directly related to cancer and 6.7% had pain related to the treatment of cancer. In a small group (11%) pain was attributed to a source unrelated to cancer. Significantly more patients with bone metastases reported cancer-related pain as compared to patients with local and regional disease (p<0.001). Among different diagnostic categories, patients with lymphoma reported the lowest presence of cancer-related pain.

Gilbert and Grossman (1986) surveyed medical records of patients admitted to the oncology service of the Johns Hopkins Oncology Center over a 3-month period aiming to determine the incidence and nature of major neurologic problems on the inpatient service of a university-based comprehensive cancer center. The type of cancer in this population was non-Hodgkin's lymphoma in 26/162 (16.0%), breast cancer in 17/162 (10.5%), hepatoma in 15/162 (9.2%), small cell lung cancer in 13/162 (8.0%), multiple myeloma in 13/162 (8.0%), colon in 10/162 (6.1%), and other types in less that 10%. Seventy-two of 162 (46%) of patients admitted had tumor invading or compressing the nervous system, pain, seizures, or some change in their mental status. Of the most common problems pain was encountered in 34/162 (21%). Based on their observations the authors predict that evaluation or treatment of a neurologic problem will be the most common reason for hospital admission in patients with disseminated cancer.

Miser, Dothage, Wesley et al. (1987) reported on the incidence and nature of pain in a mixed pediatric and young adult population of 92 newly diagnosed patients with cancer at the Pediatric Branch of the National Cancer Institute over a 6-month period. One hundred and thirty-nine patients were evaluated during 161 inpatient days and 195 outpatient clinic visits. Pain was present in 54% of total inpatient population and 26% of outpatient population. In 46% pain was due to tumor alone, in 14% pain was associated with both tumor and therapy, and in 40% pain was related to cancer treatment. Cancer-related pain was due to bone invasion in 68%, cord compression in 5%, and from multiple causes in 11%. Pain was associated with decreased functional status (Karnofsky score). Interestingly, during the study period, seven patients were identified with chronic pain that persisted more than one year following eradication of all known tumor from the site of pain.

Miser, McCalla, Dothage et al. (1987) reported on the incidence and nature of pain in a mixed pediatric and young adult population of 92 patients newly diagnosed with cancer at the Pediatric Branch of the National Cancer Institute over a 26-month period. At the time of initial evaluation, 72 of the 92 patients were experiencing pain that had been present for a median of 74 days (range 3-821 days) prior to initiation of cancer treatment. In 57 patients, pain had been an initial symptom of cancer. Pain was associated with a lower functional status (Karnofsky score).

Greenwald, Bonica, and Bergner (1987) reported on the prevalence of pain in four cancers (lung, prostate, cervix/uterus and pancreas) in 536 patients evaluated in community as well as specialized treatment centers. In their survey the authors included measures of several distinct features of pain. The prevalence of pain ranged from 50.7% in lung cancer to 60% in pancreatic cancer. Their findings indicate that serious pain may occur in all cancer stages, and often represents an ongoing medical problem.

In a review of 90 terminal cancer patients, Coyle, Foley, Adelbert et al. (1990) found that over half experienced fatigue and pain (58% and 54% respectively) in the last 4 weeks of life. Persistence of these and multiple concurrent symptoms, with fluctuations in both severity and impact on the family unit, mandate ongoing monitoring and adjustments in treatment. Although the majority of these patients used less than 300 morphine equivalent mg/day, eight used 900-35,164 morphine equivalent mg/day. Supportive or palliative care programs offer the flexibility needed for managing individual pain and symptom control in dying patients, while encouraging family involvement.

Portenoy and Hagen (1990) retrospectively assessed the prevalence and characteristics of breakthrough pain in 63 cancer patients with chronic pain managed with opioid drugs. The authors extracted chart data during a 3-month period from consecutive patients who reported moderate or lower pain intensity for more than 12 hours daily and stable opioid dosing for a minimum of 2 consecutive days. In this report of a total of 63 patients surveyed, 41 (64%) reported breakthrough pain, transient flares of severe or excruciating pain. Fifty-one different pains were described (median 4 pains/day; range 1-3600). Pain characteristics were extremely varied. Twenty-two (43%) pains were paroxysmal in onset; the remainder were more gradual. The duration of breakthrough pain varied from seconds to hours (median/range: 30 min (range,1-240 min), and 21 (41%) were both paroxysmal and brief (lancinating pain). Fifteen (29%) of the pains were related to the fixed opioid dose, occurring solely at the end of the dosing interval. Twenty-eight (55%) of the pains were precipitated; of these, 22 were caused by an action of the patient (incident pain), and 6 were associated with a non-volitional precipitant, such as flatulence. The pain was believed to be somatic in 17 (33%), visceral in 10 (20%), neuropathic in 14 (27%), and mixed in 10 (20%). Pain was related to the tumor in 42 (82%), the effects of therapy in 7 (14%), and neither in 2 (4%).

Hiraga, Mizuguchi and Takeda (1991) reported the findings of a nation-wide survey in Japan in the year 1987 of patients with cancer pain. The incidence of pain in the terminal stage was in the range of 68 to 72% without any significant difference between hospitals. They also reported that regardless of the stage of illness, an analgesic effect was obtainable with oral/parenteral use of opioids. They report that the rate of complete pain relief increased from 37.8% in 1986 to 42.7% in 1987 and 48.6% in 1988 for all stages, especially in the terminal stage. They suggest that the propagation of the WHO cancer pain guideline for cancer pain treatment led to this improvement in pain relief during the terminal stage. The reported overall incidence of pain in patients with cancer in this nation-wide survey was 32.6%.

Portenoy, Miransky, Thaler et al. (1992) evaluated the epidemiology and impact of pain in patients undergoing active therapy of cancer in a prospective survey of 398 ambulatory patients with lung (46.4%) or colon (55.6%) cancer. The authors used a methodology based on face-to-face interviews by trained quality assurance analysts, a multifaceted assessment instrument, and multivariate statistical analysis. They found that "persistent or frequent" pain during the previous 2 weeks was reported by 57 of 145 (39.3%) patients with lung cancer and 52 of 181 (28.7%) patients with colon cancer; 91 of these patients (47 lung and 44 colon) were interviewed in detail. One-third of the surveyed patients had more than one discrete pain and the median duration of pain was 4 weeks (range, less than 1 week-468 weeks), with moderate average pain intensity. Ninety percent of patients experienced pain more than 25% of the time. In half of the patients pain interfered moderately or more with general activity and work while more than half reported moderate or greater pain interference in sleep, mood, and enjoyment of life. Based on these observations the authors conclude that pain is prevalent among well-functioning ambulatory patients and substantially compromises function in approximately 50% of the patients who experience it.

Brescia, Portenoy, Ryan et al. (1992) aimed to develop a clinical data base for patients with advanced cancer and to collect survey data to determine (1) pain severity at admission, (2) opioid use at admission, (3) change in opioid use during the hospital stay, and (4) survival in the hospital. They prospectively surveyed data on 1,103 patients admitted and on 1,017 patients who died within 6 months of the study's end. Seventy-three percent of patients had pain on admission. Specific primary sites of cancer associated with severe pain were cervix (68%), prostate (52%) and rectal/sigmoid (49%). In addition, they found that severe pain was more likely to occur in those patients with bone metastasis, those admitted from home, and in those younger than 55 years of age. The authors found that the majority (71.7%) of patients had a stable analgesic dosing pattern, and only 4.2% required dose increases of at least 10% per day.

Vuorinen (1993) investigated the prevalence and causes of pain at the early stages of cancer by surveying 378 newly diagnosed (0 to 6 months from diagnosis) unselected cancer patients. 240 of 378 patients (64%) responded to this survey. Of these, 66 patients (28%) reported pain. Thirty patients had pain directly related to tumor growth, and 44 had pain secondary to cancer or its treatment. Only in 12 of 66 patients, the pain was unrelated to cancer.

Cleeland, Gonin, Hatfield et al. (1994) in a multicenter study from 54 treatment locations affiliated with the Eastern Cooperative Oncology Group (ECOG) evaluated a total of 1308 outpatients with metastatic cancer. They rated the severity of their pain during the preceding week, the degree of pain-related functional impairment and the relief provided by analgesics. Sixty-seven percent of the patients (871 of 1308) reported that they had had pain or had taken analgesic drugs daily during the week preceding the study, and 36 percent (475 of 1308) had pain severe enough to impair their ability to function. Forty-two percent of those with pain were inadequately managed.

Mercadante, Armata and Salvaggio (1994) followed until death 60 consecutive lung cancer patients referred to a palliative care service to obtain information about the prevalence, characteristics and localization of pain. The prevalence of pain was reported to be almost 90%. Chest and lumbar pain were the most common sites with a clear correlation between site and metastases for the chest.

Portenoy, Kornblith, Wong et al. (1994) reported on the prevalence, characteristics, and impact of pain and other symptoms in 111 inpatients and 40 outpatients with ovarian cancer. They utilized a comprehensive pain questionnaire, the RAND Mental Health Inventory, the Functional Living Index -- Cancer, and the Memorial Symptom Assessment Scale. The median patient age was 55 years (range, 23-86). Eighty-two percent had Stage III or IV disease at presentation, and 69% had active disease at the time of the survey. In this report sixty-two percent (N = 94) described a pain syndrome that preceded the onset or recurrence of the disease, and 42% (N = 63) reported "persistent or frequent pain" during the preceding 2 weeks. The most common site of pain was the abdominopelvic region (80%); pain was frequent or almost constant (66%), and its intensity was moderate to severe. Interference of pain with functional variables was moderate. Specifically, pain interfered with particular activities (68%), mood (62%), work (62%), and overall enjoyment of life (61%). The authors conclude that pain is strongly associated with impaired performance status.

Kelsen, Portenoy, Thaler, et al. (1995) evaluated the prevalence of pain and depression, their correlation, and their effect on quality of life in 189 patients with recently diagnosed adenocarcinoma of the pancreas (PC) using validated instruments. These included the Memorial Pain Assessment Card (MPAC), Beck Depression Inventory (BDI), Hopelessness Scale (BHS), and Functional Living Index-Cancer (FLIC). At the time of study entrance, 37% of patients had no pain and an additional 34% had pain that was mild or less severe. Only 29% of patients had moderate, strong, or severe pain. They found a significant correlation between increasing pain and depressive symptoms among those who experienced pain. Patients who had moderate or greater pain had significantly impaired functional activity (P = .03) and poorer quality-of-life scores (P = .02) when compared with those with lesser degrees of pain. The authors conclude that moderate or severe pain and symptoms of depression are not as prevalent in recently diagnosed patients with pancreatic adenocarcinoma as was generally believed.

Larue, Colleau, Brasseur et al. (1995) in a multicenter study aimed to describe the treatment of cancer pain in France and to evaluate the predictive factors for inadequate management using a cross-sectional survey in 20 treatment centers (cancer centers, university hospitals, state hospitals, private clinics, and a homecare setting). Patients rated the prevalence and severity of their pain and functional impairment related to their pain. Physicians reported patients' cancer characteristics, performance status, pain severity, and analgesic drugs ordered. According to this study 57% (340/601) of patients with cancer reported pain due to their disease, and, of those with pain, 69% (224/325) rated their worst pain at a level that impaired their ability to function. Thirty percent (84/279) of patients were reported as not receiving drugs for their pain. Of the 270 patients in pain for whom information on treatment was available 51% (137/270) were not receiving adequate pain relief, according to a pain management index based on the World Health Organization's guidelines. French physicians were found to underestimate the severity of their patients' pain. The authors conclude that the assessment and treatment of cancer pain in France remain inadequate, emphasizing the need for changes in patient care.

Stevens, Dibble and Miaskowski (1995) evaluated postmastectomy pain (PMP) in 95 women who had undergone breast cancer surgery in a cross-sectional descriptive study. They investigated the prevalence, characteristics, and impact of the PMP syndrome by reviewing medical records, and administering a patient information questionnaire, a cancer pain questionnaire and the McGill Pain Questionnaire. They found a prevalence of PMP of 20%. The women who were experiencing the syndrome reported chronic stable pain of long duration that began shortly after surgery. They described paroxysms of lancinating pain against a background of burning, aching, tight constriction in the axilla, medial upper arm, and/or chest that significantly interfered with the performance of daily occupational and domestic activities.

Grond, Zech, Diefenbach et al. (1996) studied prospectively 2266 cancer patients to assess the localization, etiologies and pathophysiological mechanisms of the pain syndromes. They found 30% of patients presented with one, 39% with two and 31% with three or more distinct pain syndromes. Pain was associated with cancer (85%) or antineoplastic treatment (17%), and was unrelated to cancer in 9% of the patients. Nociceptive pain originated from bone (35%), soft tissue (45%) or visceral structures (33%). Pain was classified as neuropathic in origin in 34%. Pain was located in the lower back (36%), abdominal region (27%), thoracic region (23%), lower limbs (21%), head (17%), and pelvic region (15%).

Tasmuth, von Smitten and Kalso (1996) surveyed and assessed pain, neurological symptoms, edema of the ipsilateral arm, and anxiety and depression in 93 women treated surgically for non-metastastic breast cancer, as well as the impact of these symptoms on daily life during a 1-year follow-up (1993-94). They assessed patients before surgery and at follow-up 1, 6, and 12 months postoperatively during 1993-1994. The authors performed sensory testing and evaluated handgrip force and measured the circumference of the arm. Anxiety and depression were evaluated as well. The authors reported that one year after surgery, 80% of the women had treatment-related symptoms in the breast scar region and virtually all patients had symptoms in the ipsilateral arm. They observed a nonsignificant higher incidence of chronic post-treatment pain after conservative surgery than after radical surgery (breast area: 33% vs 17%, NS; ipsilateral arm: 23% vs 13%, NS). They reported numbness in 75% of the patients, and edema of the ipsilateral arm in over 30% of the patients after both radical and conservative surgery. Phantom sensations in the breast were reported by 25% of the patients. Anxiety and depression scores were highest before surgery and decreased with time. These correlated significantly with preoperative stressful events.

Vainio and Auvinen (1996) aimed to estimate the prevalence of pain and eight other common symptoms in 1840 patients with advanced cancer in a multicenter survey performed in Europe, the United States, and Australia and to assess the differences in prevalence of the symptoms by primary site. They collected data using structured data collection sheets provided by the World Health Organization's (WHO) Cancer and Palliative Care Unit. They found a prevalence of moderate to severe pain of 51% (range, 43% in stomach cancer to 80% in gynecological cancers). The authors comment that population-based follow-up studies are needed to document the incidence and prevalence of symptoms throughout the course of the disease.

Higginson and Hearn (1997) collected data on 695 patients with cancer in a multicenter study in Ireland and South England. In this sample 70% (486/695) had pain at the time of referral to the pain service. A significant reduction (P < 0.0001) in the levels of pain experienced by patients had occurred by two weeks after referral. The authors' findings suggest that the prevalence of pain in patients with advanced cancer cared for in the community is as high as that observed in other settings, and that improved pain control is associated with specialist consultation.

Bernabei, Gambassi, Lapane et al. (1998) report the findings of a retrospective cross-sectional study on the adequacy of pain management in elderly and minority patients with cancer admitted to 1492 nursing homes in 5 U.S. states. They studied a group of 13,625 patients with cancer aged 65 years and older, discharged from the hospital to any of the sampled facilities between 1992 and 1995. The authors found that a total of 4003 patients (24%, 29%, and 38% of those aged 85 years or older, 75 to 84 years, and 65 to 74 years, respectively) reported daily pain. Variables associated with pain were age, gender, race, marital status, physical function, depression, and cognitive status. In this group of patients, 16% received a WHO level 1 drug, 32% a WHO level 2 drug, and only 26% received morphine.

Ger, Ho, Wang et al. (1998) conducted an interview with 269 newly diagnosed cancer patients admitted during an 18-month period to the Tri-Service General Hospital in Taiwan. Admission was to evaluate the prevalence and severity of cancer pain, its treatment, and impact on patients during the week before the interview. The majority of patients (69%) were interviewed within 14 days of their definitive diagnosis of cancer. The authors reported that 38% (N = 113) of the patients had cancer-related pain. Of these 113 patients, 65% had "significant worst pain" (worst pain level at or above five on a 0-10 scale) and 31% had "significant average pain" (average pain level at or above five most of the time). Sixty-nine percent received no pain medication at all or inadequate medication (not "by the ladder"), and 23% had pain medication that was not administered at a fixed interval (not "by the clock").

Petke, Radbruch, Zech et al. (1999) surveyed patients suffering from chronic cancer pain to determine the subjective characteristics of transient pain (TP). In this study TP was reported by 243 (39%) patients. The authors found that neuropathic baseline pain was associated with a higher prevalence of TP (P < 0.0001). According to site and mechanism, TP was somatic in 39%, visceral in 22%, and neuropathic, in 36% of patients. TP intensity was severe or worse in 92% of patients. The duration of TP was shorter and its frequency was higher in patients with neuropathic TP. Spontaneous occurrence of TP occurred in 40% of the patients, while TP related to movement in 36%, to the analgesic regimen in 35%, to coughing in 11%, and to various other factors in 18% of the patients. Only half of the movement-related TP episodes were predictable.

Chang, Hwang, Feuerman et al. (2000) conducted a survey in 240 consecutive out- and inpatients to assess symptom prevalence and intensity and their relation to quality of life in medical oncology patients at a Veterans Affairs medical center. The authors utilized the Functional Assessment Cancer Therapy (FACT-G), Memorial Symptom Assessment Scale (MSAS), and the Brief Pain Inventory instruments. Symptoms were then analyzed by their relation to Karnofsky performance status (KPS) and quality of life. The authors found a median number of 8 symptoms per patient (range, 0-30 symptoms). The 5 most prevalent symptoms were lack of energy (62%), pain (59%), dry mouth (54%), shortness of breath (50%), and difficulty sleeping (45%). Patients with moderate intensity pain had a median number of 11 symptoms and patients with moderate lack of energy had a median number of 13 symptoms. The number of intense symptoms increased as the KPS decreased (P < 0.001).

Zeppetella, O'Doherty and Collins (2000) prospectively surveyed 414 consecutive patients admitted to a hospice to determine the prevalence and characteristics of breakthrough pain in patients with cancer admitted to a hospice. Of these patients, 33 were confused or too unwell to participate and 136 were pain-free. The remaining 245 (64% of 381) reported 404 pains (range 1-5 per patient). Of these 245 patients, 218 (89%) had breakthrough pain and identified 361 pains (range 1-5 per patient). Breakthrough pain was classified as somatic (46%) visceral (30%), neuropathic (10%) or of mixed etiology (16%). Thirty-eight percent of pains were severe or excruciating. The average number of daily breakthrough pain episodes was 7 (range 1-14); 49% occurred suddenly. Most (59%) were unpredictable, and 72% lasted less than 30 minutes. A significant 75 percent of patients were dissatisfied with their pain control.

Beck and Falkson (2001) aimed to assess the prevalence and patterns of cancer pain management in the Republic of South Africa by screening 263 patients. A total of 94 patients (37% of the sample) experienced cancer-related pain. Inpatients had a higher prevalence of pain than did outpatients. The authors found a significant difference in the prevalence of pain in blacks (56.1%) compared to whites (56.1% versus 29.4%, respectively; P<0.005). In a second phase, 426 patients with cancer pain from different settings were asked to complete a questionnaire (that included the Brief Pain Inventory) designed to learn about their pain and how it was managed. The authors found that nearly one-third of the entire sample experienced 'worst pain' of severe intensity. In this sample 81% of non-whites experienced "worst pain" of moderate to severe intensity as compared to 65% of whites (P<0.001). In this survey, only 21% of patients reported that they had achieved 100% pain relief. 30.5% of the entire sample had a negative score on the Pain Management Index, a comparison of the most potent analgesic used by a patient relative to their worst pain. Of this group, 58.1% were experiencing severe "worst pain."

Meuser, Pietruck, Radbruch et al. (2001) conducted a survey to assess symptom prevalence, etiology and severity in 593 patients with cancer who were treated by a pain service according to the WHO method for cancer pain relief. Symptoms other than pain were systematically treated with appropriate adjuvant drugs. The authors measured pain and symptom severity by patient self-assessment, and assessment by the physicians of the pain service. Symptom etiology and the severity of confusion, coma and gastrointestinal obstruction were assessed at each visit. Patients were treated for an average period of 51 days. The reported treatment efficacy was good in 70% of the patients, satisfactory in 16% and inadequate in 14% of patients. Prevalence and severity of anorexia, impaired activity, confusion, mood changes, insomnia, constipation, dyspepsia, dyspnoea, coughing, dysphagia and urinary symptoms were significantly reduced; those of sedation, other neuropsychiatric symptoms and dry mouth were significantly increased and those of coma, vertigo, diarrhea, nausea, vomiting, intestinal obstruction, erythema, pruritus, and sweating remained unchanged. The most frequent symptoms were impaired activity (74% of days), mood changes (22%), constipation (23%), nausea (23%), and dry mouth (20%). The highest severity scores were associated with impaired activity, sedation, coma, intestinal obstruction, dysphagia and urinary symptoms. Of all 23 symptoms, only constipation, erythema, and dry mouth were assessed as being most frequently caused by the analgesic regimen.

Prevalence of Cancer-related Depression

Because "depression" was not limited to major depressive disorder, choices were made regarding the definition of "depression" and the scope of the review. Unlike pain and fatigue, depression can be both a set of symptoms and clinical syndromes. Depressive symptoms are present in several psychiatric disorders with the most common in cancer patient being major depressive disorder, adjustment disorder, and depression secondary to a general medical condition. Depressive symptoms may also be present in the absence of a psychiatric diagnosis. Because major depressive disorder is the most described in this population, we first focused the review on studies of major depressive disorder.

However, limiting the review to major depressive disorder does not capture the prevalence of depressive symptoms in cancer patients, regardless of diagnosis. We also reviewed studies that assessed the presence of clinically significant depressive symptoms.

What is the prevalence of major depression in patients with cancer?

Eleven studies that used DSM criteria to diagnose major depression were identified and reviewed. All of the studies used interviews that incorporated DSM criteria, except for Breitbart and Pirl who used the SCID.

Seven studies assessed major depressive disorder in hospitalized cancer patients. Three assessed depression in outpatients and two had mixed or unspecified hospital status. Despite using standardized criteria, there appears to be a wide range of reported rates. However, the populations are quite heterogeneous in types of cancers, hospital status, treatment, and disease status. If they were available, rates of other depressive syndromes were also included in the table.

The majority of rates for major depressive disorder fall between 10 to 25% of patients, with 25% of studies reporting rates below and 17% reporting rates above. From this table, it is difficult to draw conclusions about the effects of the variables mentioned above on rates. However, it may be noteworthy that the lowest reported rate was in the youngest population. Although major depressive disorder is more common in women in the general population, there did not appear to be a consistent strong association between female gender and depression in this data.

What is the prevalence of significant depressive symptoms in patients with cancer?

The Hospital Anxiety and Depression Scale (HADS) was the most commonly used instrument to measure depressive symptoms in citations resulting from our literature search.

Reviewing studies that utilized the HADS scale to measure depressive symptoms, we again found a wide range of reported rates. Thirteen studies were identified. Two studies assessed depressive symptoms in hospitalized cancer patients. Seven assessed depression in outpatients and four included homecare, mixed, or unspecified hospital status.

It appears that the majority of reports fall into the 7 to 21% range for probable cases of depression, with a higher rate for "borderline cases" of depression. Of the 14 studies quantifiable for depression, 14% lay below this range of rates and 14% lay above this range.

Populations, which are heterogeneous by hospital status, cancer type, treatment, and disease status, complicate these reports. Even though a standardized instrument was used, different cut off points were chosen by different investigators to identify participants as having clinically significant depressive symptoms.

What is the prevalence of depression in children with cancer?

Few studies were identified that assessed the prevalence of major depressive disorder or depressive symptoms in children with cancer. Of the three studies found, two specifically gave rates for depressive symptoms while the other reported emotional distress. From these two studies, the rate of depressive symptoms appears to be somewhere between <10% and 14%.

IncidenceWhat is the incidence of major depression in cancer patients?

No incidence studies were identified that used DSM criteria to diagnose major depressive disorder.

What is the incidence of significant depressive symptoms in cancer patients?

Using the same rationale as in the prevalence review of depressive symptoms, we reviewed studies that prospectively measured depressive symptoms with the most commonly used instrument, the HADS. In all studies except one, we found that the prevalence of depressive symptoms was greater at the endpoint than baseline. It is difficult to estimate incidence rates with the data in the table. These studies are complicated by the two major factors: 1) a high prevalence of depressive symptoms at baseline and 2) variation in depressive symptoms based on timing of the measurement from diagnosis or treatments. However, it appears that at least 50% of patients at baseline remain depressed and 1.8 to 17% of non-depressed patients develops significant depressive symptoms in one year. If the Hopwood study is excluded because of its outlying rate (17%) and unknown timeframe, the incidence of clinically significant depressive symptoms appears to be between 1.8 to 7.4% per year.

Five studies were identified that prospectively assessed depressive symptoms with the HADS. All were cancer treatment studies, with treatments including biopsy, radiation, chemotherapy, and bone marrow transplant.

In all studies except one, we found that the prevalence of depressive symptoms was greater at the endpoint than baseline. It is difficult to estimate incidence rates with the data in the table. These studies are complicated by the two major factors: 1) a high prevalence of depressive symptoms at baseline and 2) variation in depressive symptoms based on timing of the measurement from diagnosis or treatments. However, it appears that at least 50% of patients at baseline remain depressed and 1.8-17% of non-depressed patients develop significant depressive symptoms in one year.

If the Hopwood study is excluded because of its outlying rate (17%) and unknown timeframe, the incidence of clinically significant depressive symptoms appears to be between 1.8 to 7.4% per year.

What is the incidence of depression in children with cancer?

No studies were identified on the incidence of major depressive disorder or depressive symptoms in children with cancer.

Prevalence of Cancer-related Fatigue

Our search strategy identified 27 studies in which a defined endpoint of the research was a quantitative estimation of the prevalence of cancer-related fatigue in a specified target population. Thirteen studies included patients with a variety of cancers. Five specifically focused on breast cancer, four on lung cancer, two on prostate cancer, and one each on Hodgkin's disease and rectal cancer. We did not include fatigue prevalence rates from studies of general health-related quality of life, symptom surveys, or treatment trials unless fatigue assessment was specified as an endpoint of the study. In addition to the tabulated studies generated by our search, we have reviewed a number of studies that, although they do not report a specific fatigue prevalence, focus on the pattern of fatigue in cancer and the various disease, treatment, and patient-related factors that correlate with it.

Measures and Definitions of Fatigue

A variety of patient self-assessment instruments were used to measure cancer-related fatigue. In 18 of the 27 studies, a multi-item questionnaire with defined psychometric properties was used. The fatigue subscale of the EORTC QLQc30 was used in four studies. No other instrument was used in more than two studies. Other types of measures included telephone interviews (three studies), non-validated ad hoc questionnaires (three studies), and the combination of a diary and visual analog scale (one study), a visual analog scale alone (one study) and a single question (one study).

Using these measurements, a variety of operational definitions of fatigue were devised, along with gradations ("moderate," "severe," etc.) The studies that assessed fatigue using a single question (Given, Given, Azzouz, et al., 2001; King, Nail, Kreamer, et al., 1985) characterized fatigue as present or absent. Richardson and Ream (1997) also used a binary definition based on fatigue present at any point according to patient diaries. Hurny, Bernhard, Joss, et al. (1993) utilized an early version of the EORTC QLQc30 and its fatigue and malaise subscale, but based their definition of fatigue on a single, Likert format item from this scale: "Were you tired?". Patients who responded "quite a bit" or "very much" were characterized as fatigued. Several other studies established criteria for fatigue based on patients' scores on various fatigue instruments. For example, Miaskowski and Lee (1999) used a score of > 6 on the Lee Fatigue Scale as their definition of severe fatigue, and Monga, Kerrigan, Thornby, et al. (1999) used a score of > 6 on the Piper Fatigue Scale as their cut-off for the presence of fatigue. While a number of valid, consistent and reliable instruments were used to assay cancer-related fatigue, the wide array of available instruments unfortunately renders comparisons between studies problematic. Descriptors such as "moderate" and "severe" are used to describe levels of fatigue, but these criteria are defined in a non-uniform manner.

Case-control designs were used to define criteria for fatigue relative to normative data from the control group. For example, Stone, Richards, A'Hern, et al. (2000) compared scores on the Fatigue Severity Scale between 227 cancer patients and 98 controls. Cancer-related fatigue was defined as a score in excess of the 95thpercentile of the control group. Bower, Ganz, Desmond, et al. (2000) utilized the RAND Health Survey 1.0, an instrument for which national norms of age-matched women were available for comparison with their cohort of 1,957 breast cancer survivors. They defined patients in this cohort as fatigued if their scores fell in the disability/limitation range of the energy/fatigue subscale of the RAND survey.

Prevalence of Fatigue during Chemotherapy and/or Radiation Therapy

Four studies reported prevalence rates of fatigue in patients receiving chemotherapy, five during radiation therapy, and four in groups receiving either one treatment or the other, or both.

In the studies focusing on chemotherapy as the primary treatment modality, variable prevalence rates were reported. Richardson and Ream (1997) studied 109 patients receiving various types of chemotherapy using daily Visual Analogue Scales (VAS) assessing the extent of fatigue, the distress caused by it, and the impact of fatigue on social and work-related activities. They report that 89% of patients had fatigue at some point, using a daily visual analog scale. Of note, they found that patients used a number of self-care activities to alleviate fatigue, most commonly a modification of their rest and activity patterns. These self-care strategies were found to be fairly ineffective, with complete or near-complete relief of fatigue reported by 11.5% and 25.5% respectively. Using the same data set this group has reported different temporal patterns of fatigue in patients receiving chemotherapy continuously, weekly, or every three or four weeks (Richardson, Ream, and Wilson-Barnett, 1998).

Hurney, Bernhard, Joss, et al. (1993) examined a sample of 127 patients with small-cell lung cancer on a chemotherapy trial. "Fatigue and malaise" were assessed using items from an EORTC QL questionnaire. At baseline 43% had moderate to severe fatigue. Interestingly, this level declined slightly to 30-37% during treatment, but all other symptoms were abolished over this period, presumably due to a high rate of response to chemotherapy. Fatigue was therefore the most prominent symptom over the course of treatment. This is one of the few studies that attempted to determine the extent to which fatigue was treatment-related vs. disease-related: in multivariate analysis, 43% of the variance in fatigue was ascribed to disease symptoms, and 35% to toxicity of treatment. Most other studies have reported a worsening of fatigue associated with cancer treatment.

Jacobsen, Hann, Azzarello, et al. (1999) reported that fatigue prevalence increased from 4% before cycle 1 to 28% before cycle 4 in 54 women receiving adjuvant chemotherapy for breast cancer. Fatigue was greater in patients than in the controls at all time points. Gaston-Johansson, Fall-Dickson, Bakos, et al. (1999) found a 91% prevalence of fatigue using a visual analog scale in women with breast cancer after chemotherapy and before autologous stem cell or bone marrow transplantation.

A number of authors have examined fatigue in the context of radiation therapy. A wide range of fatigue prevalence is reported in these studies, perhaps reflecting varying diseases, patient populations, types of radiotherapy, and the utilization of a variety of fatigue assessment instruments. King, Nail, Kreamer, et al. (1985) studied 96 patients with a variety of cancers. Depending on the type of cancer, fatigue rates ranged from 65-93% during radiation and 14-46% at a 3-month follow-up using a non-validated questionnaire. Hickok, Morrow, McDonald, et al. (1996) performed a retrospective chart review of 50 patients receiving radiation therapy for lung cancer. According to symptom checklists and progress notes, they found that 78% of patients suffered from fatigue at some point during treatment. Smets, Visser, Willems-Groot, et al. (1998a) assessed fatigue in 250 ambulatory patients receiving radiation therapy with curative intent for a variety of cancers. They found that 40% were tired "most of the time," 33% "sometimes," and 27% "hardly ever." Monga, Kerrigan, Thornby, et al. (1999) found that 8% of 36 patients with localized prostate cancer were fatigued before radiation therapy and 25% at its completion. Miaskowski and Lee (1999) analyzed a cohort of 24 patients receiving radiation therapy for bone metastases. Seventy-nine percent had moderate or severe fatigue at bedtime, 48% on awakening.

In the only study of combined chemotherapy and radiation (Wang, Janjan, Guo, et al., 2001), 72 patients with rectal cancer, the rates of moderate to severe fatigue rose from 44% at baseline to 59% at the end of treatment.

In a cohort of breast cancer patients receiving chemotherapy, radiation therapy and other treatments, Longman, Braden, Mishel, et al. (1996) found an 83% prevalence of fatigue (60.2% "problematic") in stage I-IV breast cancer.

Fatigue has also been evaluated in large, cross sectional studies of patients with many different cancers undergoing a variety of treatments. In a study of 841 elderly patients (> 65 years of age) with newly diagnosed breast, colon, lung or prostate cancer, 26-33% were found to have fatigue over a 1-year period (Given, Given, Azzouz, et al., 2001). Stone, Richardson, Ream, et al. (2000) found that 58% of 576 outpatients with a variety of cancers were fatigued.

Fatigue in Cancer Survivors

An important subset of the fatigue literature focusing on cancer survivors has emerged in the last several years (Andrykowski, Curran, and Lightner, 1998; Bower, Ganz, Desmond, et al., 2000; Broeckel, Jacobsen, Horton, et al., 1998; Cella, Davis, Breitbart, et al., 2001; Howell, Radford, Smets, et al., 2000; Loge, Abrahamsen, Ekeberg, et al., 1999; Okuyama, Akechi, Kugaya, et al., 2000; Servaes, van der, Prins, et al., 2001). Bower, Ganz, Desmond, et al. (2000) used a scale in which norms for healthy populations or patients with other medical conditions have been established (i.e., the Rand Health Survey 1.0) offering some insight into the clinical significance of a 35% fatigue rate in breast cancer survivors. Another advance was the use of a large, population-based survey by Cella, Davis, Breitbart, et al. (2001) thus avoiding some of the selection bias inherent in the smaller cohort studies. This group found a 17% rate of fatigue among 379 cancer survivors, using somewhat restrictive diagnostic criteria. In Hodgkin's disease, which is frequently curable and often affects young people, there is a high (26%) incidence of fatigue in a cohort of 459 survivors, even at a mean of 12 years after treatment. In these patients, fatigue correlated with psychiatric symptoms (anxiety and depression) but also with the late medical complication of pulmonary dysfunction (Knobel, Havard, Brit, et al., 2001; Loge, Abrahamsen, Ekeberg, et al., 1999; Loge, Abrahamsen, Ekeberg, et al., 2000). Okuyama, Akechi, Kugaya, et al. (2000) studied 134 patients with stage I-III breast cancer a mean of 789 days after surgery, plus chemotherapy or radiation in 28.1% and 8.9% respectively. 56% of these patients perceived themselves as fatigued.

Fatigue in the Palliative Care Setting

Donnelly and Walsh (1995) found a 48% rate of "clinically important" fatigue using a questionnaire in 43 patients on a palliative care service. A prospective, case-control study (Stone, Hardy, Broadley, et al., 1999) compared 95 cancer patients on a palliative unit with age- and sex-matched volunteers. 75% of the patients had severe fatigue, defined as > 95th percentile of the control group.

Patterns and Correlates of Fatigue

Table 5. Prevalence of Fatigue in Cancer Patients
Author Year UINPopulation/SettingMean Age (Range)/% MaleCancer TypePrevalence
King 1985 85242295 USA96During and post-XRT(26-83) 52% MChest, head and neck, GU, GYN,65-93% during XRT, 14-46% @ 3 months (% reported for each anatomic site)
Hurny 1993 94207627 Switzerland127Chemo trialND Gender NDSCLC43% moderate or severe at baseline, 30-37% during chemo
Donnelly 1995 95271387 USA743palliative care service(61-70) 53% MVarious cancers48% "clinically important" (moderate or severe)
Hickok 1996 97089233 USA50Radiation therapy63 (37-78) avg. 68% MLung cancer patients78% experienced fatigue at some point during XRT
Longman 1996 97158314 USA307Patients on chemo, hormonal therapy or XRT55 (25-82) 0% MBreast cancer, stage I-IV,83%; 60.2% "problematic"
Richardson 1997 98155331 UK129During chemo58 (26-82) 44% MVarious89% at some point during chemo
Sarna 1997 97165457 USA6058.3 (33-80) 0% MAdvanced lung cancer56.7% had "serious" fatigue (>3 on 1-5 scale)
Vogelzang 1997 97397931 USA419Patients who had received chemo or XRT65 33% MVarious cancers78% reported fatigue during their disease and treatment, 32% on daily basis
Smets 1998 98435611 Netherlands250Ambulatory patients receiving XRT with curative intent64±13 59% MVarious cancersDuring XRT 40% were tired most of the time, 33% sometimes, 27% hardly ever. 44% were more fatigued after than before XRT, 26% were less fatigued, 30% no change
Smets 1998 98435610 Netherlands154Patients in remission after XRT65±12 57% MVarious cancers51% recalled fatigue in first 3 months after XRT (19% very much, 32% moderate). No significant differences in fatigue scores between cases and controls at 9 months
Gaston-Johansson 1999 20152209 USA127Patients after surgery and chemotherapy, before autologous stem cell or bone marrow transplant45±7.6 0% MStage II, III & IV breast cancer91% had fatigue on VAS
Jacobsen 1999 20004863 USA54 cases 54 controlsPatients receiving adjuvant chemotherapy51±10 0% MBreast cancer4% of patients had severe fatigue before cycle 1, 28% before cycle 4 (MSAS). Patients had significantly more fatigue than controls at all time points
Loge 1999 99385422 Norway459 cases 2214 controlsPatients after curative treatment: 38% XRT, 14% chemo, 47% XRT+chemo44±12 55% MHodgkin's Disease26% of Hodgkin's survivors were fatigue cases (total dichotomized score > 4 and symptom duration of >6 months) vs. 9% of male and 12% of female controls
Miaskowski 1999 99283638 USA24Outpatient XRT for bone metastases56.6±13 50% MVarious cancers79% had moderate or severe fatigue at bedtime and 48% on awakening
Monga 1999 99334561 USA36XRT66.9 (55-79) 100% MLocalized prostate cancer8% were fatigued (>6 on PFS) prior to XRT, 25% at completion of XRT
Stone 1999 99202777 UK95 cases 98 controlsPalliative care units, no chemo or XRT in > 4 weeks67 (30-89) 43% MPatients with advanced cancer75% had severe fatigue (> 95th percentile of controls on FSS)
Bower 2000 20139478 USA1957Breast Cancer Survivors 1-5 years after diagnosis55 0% MBreast cancer35% classified as fatigued (scores in disability/limit-ation range on RAND survey)
Curt 2000 20497163 USA (same as Cella 2001)379Patients post- chemo or XRT53 21% MBreast cancer (62% of patients) and various other76% had fatigue at least a few days per month during most recent chemo, 30 % had daily fatigue
Okuyama 2000 21408236 Japan134Post-surgery patients (77% mastectomy, 23% breast-conserving) 28.1% had had chemo, 8.9% XRT55.1±10.3 0% MBreast cancer patients stage 0-III,56% perceived themselves as fatigued per the CFS.
Servaes 2000 21023870 Netherlands85 comparison group 16 chronic fatiguePatients disease-free at a mean of 2.9 years after treatment47.5±14 56% MVarious cancers and treatments,29% had heightened and 19% severe fatigue (>27 or >35 on CIS)
Stone 2000 20314191 UK62Patients receiving hormonal therapy69 (55-80) 100% MProstate cancer, various stages14% had "severe fatigue" at baseline, 17% at 3 months (NS). (severe fatigue defined as > 95th percentile on FSS in controls without cancer)
Stone 2000 20363241 UK98Patients receiving inpatient palliative care66 (30-89) 56% MEarly breast or prostate cancer, inoperable lung cancer, or advanced cancer48% of cases had "severe fatigue" (defined as >95th percentile of control group scores)
Stone 2000 20489733 UK576Patients attending three regional cancer centers over a 30 day period59 (18-89) 37% MVarious cancers and stages58% reported being "somewhat" or "very much" fatigued
Cella 2001 21348064 USA (same as Curt 2000)379Patients post- chemo or chemo + XRT53 21% MVarious cancers (50% breast)17% met proposed criteria for cancer-related fatigue; 37% reported > 2 weeks of fatigue in preceding month
Given 2001 21291233 USA841(>65) 55% MBreast, colon, lung, prostate26-33% had fatigue at 4 time points over 1 year
Okuyama 2001 21408236 Japan157ambulatory patients with advanced lung cancer, no surgery, chemo or XRT in past 4 weeks63.1 (27-80) 71% MAdvanced lung cancer51.3% had clinical fatigue, defined as interfering with at least one domain of daily life
Wang 2001 21481486 USA72Patients receiving pre-op chemo & XRT56±11 50% MLocally-advanced rectal cancerAt baseline 26% had moderate and 18% severe fatigue; at end of treatment 28% had moderate & 31% severe fatigue
A number of additional studies (not included in Table 5) have examined the pattern or correlates of fatigue. Some of the key findings from this literature are reviewed.

Not surprisingly, fatigue has been found to correlate with impairments in HQL in patients receiving radiation therapy (Irvine, Vincent, Graydon, et al., 1998; Lovely, Miaskowski, and Dodd, 1999), chemotherapy (Redeker, Lev, and Ruggiero, 2000) and in long-term survivors (Bower, Ganz, Desmond, et al., 2000).

Several studies examined putative biological correlates of fatigue, with generally disappointing results. In patients with lung cancer undergoing radiation therapy, significant weight loss was observed, but neither weight loss nor a laboratory marker of impaired nutritional status (prealbumin) correlated significantly with fatigue (Beach, Siebeneck, Buderer, et al., 2001). Another group with high fatigue levels, patients who have undergone autologous bone marrow transplants for lymphomas, were assessed for endocrine and immunologic abnormalities. Although gonadal dysfunction was common, it was not associated with greater fatigue; likewise, there was no correlation between fatigue and serum levels of inflammatory cytokines (interleukin-6, tumor necrosis factor, soluble tumor necrosis factor receptor) (Knobel, Loge, Nordoy, et al., 2000). There was also an absence of correlation between fatigue and mild leydig cell dysfunction in survivors of various hematologic malignancies (Howell, Radford, Smets, et al., 2000). Greenberg, Gray, Mannix, et al. (1993) reported that serum interleukin-1 levels rose between weeks one and four in men receiving radiation therapy for prostate cancer, but no statistical correlation was possible.

Cancer-related fatigue has been associated with psychosocial and demographic factors, other symptoms, and disease and treatment variables. A common theme in many studies is an association between psychological distress, in particular, depression and fatigue.

In breast cancer survivors, the variance in fatigue has been examined as a function of disease and treatment variables, symptoms and demographics. Bower, Ganz, Desmond, et al. (2000) examined correlates of fatigue in a large case-control study and found that the type of adjuvant treatment (chemotherapy, radiation therapy, or both) did not predict fatigue levels. The only significant predictors were the current symptoms of depression and pain. Similarly, Broeckel, Jacobsen, Horton, et al. (1998) found that demographic, disease and treatment variables were not significantly correlated with fatigue after adjuvant chemotherapy. Again, current symptoms and conditions were correlated with fatigue, in this case poor sleep, menopausal symptoms, catastrophizing as a coping mechanism, and psychiatric disorders. A third study (Okuyama, Akechi, Kugaya, et al., 2000) found the same pattern in breast cancer survivors: fatigue was significantly correlated with current symptoms of dyspnea, insufficient sleep and depression, but not disease or treatment variables. On the other hand, Mast (1998) and Woo, Dibble, Piper, et al. (1998) found associations between prior chemotherapy and fatigue.

Evidence that fatigue may be related to psychological problems and other symptoms was presented in numerous other contexts. Irvine, Vincent, Graydon, et al. (1998) found correlations between symptom distress, psychological distress, and fatigue but not between disease variables and fatigue in 121 women receiving radiation therapy for breast cancer. Redecker, Lev and Ruggiero (2000) studied fatigue, psychological variables and HQL in 263 patients undergoing chemotherapy. Their findings suggest that fatigue is closely tied to psychological factors, particularly depression. Akechi, Kugaya, Okamura, et al. (1999) examined the correlates of fatigue in 455 ambulatory cancer patients. Cancer site and performance status did not predict fatigue. Aside from demographic variables, depression was the only factor correlating with fatigue. Hann, Garovoy, Finkelstein, et al. (1999) analyzed fatigue in 31 patients undergoing autologous stem cell transplants for breast cancer. There were no associations between fatigue and demographics, disease variables, or the transplant regimen. The factors that were associated with fatigue were time to engraftment, length of hospitalization, depressive symptoms and anxiety. In a study of 457 Hodgkin's disease survivors, Loge, Abrahamsen, Ekeberg et al. (2000) found that anxiety was predictive of chronic fatigue. Bruera, Brenneis, Michaud et al. (1989) found that asthenia correlated with depression but not with nutritional status, lean body mass, tumor mass, anemia, or type of treatment in 64 patients with advanced breast cancer.

A common theme in these studies is the correlation of cancer-related fatigue with depression or, more generally, psychological symptoms. A second observation is that, in some contexts, current physical and psychological symptoms are more significant than disease or treatments variables as predictors of fatigue. This appears to be the case particularly in studies of cancer survivors.

Assessment

An ongoing debate is occurring about defining and measuring fatigue in cancer patients, and the current medical literature clearly shows that gaps in our knowledge exist. Fatigue is a complex phenomenon which is often incorporated into tools that measure a broad set of concepts, and few of these tools measure fatigue per se. In order to address the question "Which tools are used most often to assess fatigue (as well as pain and depression)" in recent cancer trials and specifically for which cancer patients, and with what degree of success, we performed a systematic review of the literature of the best available evidence.

We searched Medline from 1966 through October 2001 using a sensitive search strategy for English language articles. Medical subject headings used were pain, fatigue, and depressive disorders and a saved search algorithm for controlled trials. This search yielded 469 abstracts. We examined each paper identified by the abstract and read thoroughly for the purpose of determining which common scales, if any, were used by the authors to assess the symptoms of pain, depression, or fatigue. We found 180 papers that employed scales in widely varying levels of detail: 151 to assess pain, 56 to assess depression, 26 to measure fatigue. Of these papers, 15 assessed both pain and fatigue, 27 assessed pain and depression, 21 assessed fatigue and depression, and 10 assessed all three in the same publication.

The diversity of cancers was wide and comprehensive, including brain, breast, prostate, laryngeal, esophageal, myeloma and melanoma, leukemia and lymphoma, and over 90 papers which included various cancers amalgamated into a single study. The diversity of scales used was staggering and included most popularly EORTC (16), HADS and POMS (14 each), but there were as many studies (18) which used an assortment of numerical analogue intensity scales which ranged from 0-4, 1-5, through QLC30, to 100 point and 101 point scales. In contrast, VAS was cited 98 times, but in the majority of papers details were so scant or so vague that the reader could not determine exactly and in detail how the VAS was used, which VAS among many types was employed, or to assess precisely which symptoms.

Assessment of Pain

The field of pain assessment is a well-developed one. Originating in analgesic trails before the middle of the last century, it was brought into focus by Beecher's 1957 monograph on the measurement of subjective phenomena in man. Melzack, Turk and many other colleagues from the behavioral sciences contributed to the subsequent refinement of this field, that in recent decades has had an interface with the equally large and thriving discipline of quality of life assessment (Spilker, 1996). Every monograph on cancer pain and all general texts on pain assessment and management describe a comprehensive approach to pain assessment as integral to cancer pain control. Such assessment is uniformly depicted as following the same approach as the general medical assessment of any symptom: taking a detailed history, that includes biopsychosocial dimensions; asking about pain location, quality, frequency, severity, and relieving or exacerbating factors; inquiring as to prior treatments and their effectiveness; and physical examination targeted towards defining the etiology and mechanism of pain. For example, the Brief Pain Inventory is a multidimensional assessment instrument widely applied in cancer pain research (Daut 1983). On the other hand, in the retrieved treatment trials, the instruments employed were extremely diverse and the most frequently applied ones were narrowly focussed upon pain intensity alone. Of 21 assessment tools that were employed a minimum of 5 times each, the four most often used were single-point pain intensity scales. The diverse mechanisms of, and quality of patients' pain were largely not reported in the retrieved clinical trials, and the information that was captured was gathered in a group of instruments sufficiently heterogeneous to preclude merging of results. Of 218 retrieved trials, there were 125 distinct outcomes assessed.

Assessment of Depression

The clinical standard of diagnosing major depressive disorder in patients with cancer is a clinical interview. Although DSM criteria for major depressive disorder contain symptoms that overlap with cancer and cancer treatments, the rate of diagnosing major depressive disorder in patients with cancer using substitute criteria is highly correlated to that with DSM Criteria (Kathol, Mutgi, Williams, et al., 1990).

We chose to focus this review on screening instruments for depression.

How do various instruments for screening for depression compare?

Studies of depressive symptoms in cancer patients utilized numerous instruments to assess depression. Some instruments are commonly used in psychiatric research, some are for use in medically ill populations, and some were created for cancer patients.

The HADS appeared to be the most frequently used instrument in our literature review. Evidence table 7 compares ten instruments that were found to have direct comparisons in the citations. Other instruments such as the BSI, CES-D, and MAC had studies demonstrating their validity, internal consistency, and reliability, but no direct comparisons. Beyond the HADS, the Beck Depression Inventory (BDI) and Hamilton Depression Scale were other popular instruments that appeared to be good screening instruments. The BDI is a self-administered instrument that may take up to ten minutes to complete, whereas the Hamilton is a structured clinician-administered instrument that can take 15 to 20 minutes.

One interesting study found a single-item screener, asking, "Are you depressed?," to have a promising predictive rate for depression in terminal cancer patients (Chochinov, Wilson, Enns, et al., 1997). However, there have been no other studies to replicate the findings of this single-item screener.

Assessment of Fatigue

Over the years, many disciplines have been involved in the study of fatigue, including ergonomics, nursing, physical therapy, medicine, psychology, physiology, and biochemistry. Fatigue is the most frequently reported symptom of patients with cancer (Glaus, Crow, and Hammond, 1996). It is the symptom that is reported as the most distressing and causes the greatest amount of interference with daily life (Richardson, 1995). To date, there remains no consensus regarding standard definitions of fatigue, especially cancer-related fatigue. But there has been progress--fatigue is beginning to earn recognition as a valid clinical diagnosis, and in 1998, the International Classification of Disease included criteria for fatigue; in 2000, the National Comprehensive Cancer Network published guidelines for its management (Atkinson, Barsevick, Cella, et al., 2000).

We conducted a search of the medical literature to ascertain clearer definitions of fatigue and to look more carefully at the development and use of instruments that assess fatigue. To this end, NLM staff embarked on two separate but linked searches, one from MEDLINE® and another from EMBASE and PsychInfo to identify English-language papers, which dealt with assessment, prevalence, and treatment of fatigue in cancer patients. The searches yielded 930 abstracts that were screened for relevance to the specific topics, and there were 176 abstracts related to the assessment of fatigue. More than 100 papers were retrieved and read thoroughly. Preliminary screening of these articles resulted in the elimination of almost half, and ultimately 56 papers were judged to be relevant. Data were subsequently and systematically extracted: population and setting of the cancer patients, size of trial, age, range and percentage of male/female, types of cancer studies, scales used to assess the symptoms of fatigue, timepoints of measurement, the results and conclusions of the authors.

A majority of the papers emanated from the United States and Canada, but many European countries were represented including those in Scandinavia, Holland, Switzerland, England, and France; there are publications from Hong Kong, Japan, Greece, and Australia. The occurrence of fatigue crosses all diagnostic and treatment categories, at all phases of disease, in all segments of populations that contain a wide array of cancer patients. Almost all studies were adult, and one dealt with young children, aged 10-18.

Table 9. Frequency of use, fatigue assessment scales
Cancers1985-891990-941995199619971998199920002001*Total
Breast131 1655325
Lymphoma12  1122110
Gynecological111  1 239
Lung 2  12 319
Colorectal    1223 8
GI     11316
Leukemia    111216
Hodgkin's   1  2115
Melanoma 11   21 5
Prostate  1  2 2 5
Testicular  1   21 4
Head and Neck     11 13
Liver      11 2
Bladder1        1
Oral       1 1
Brain         0
Myeloma         0
Total4951517192712 
Concerning the 56 papers retained from which data were extracted, there appeared to be no uniformity of purpose among the publications. Table 9 describes a myriad of tools or instruments developed over the years to assess fatigue and remain in vogue (such as the Piper Fatigue Scale). There are many new instruments: CRFDS, the Fatigue Assessment Questionnaire, the Brief Fatigue Inventory, and the Schwartz Cancer Fatigue Scale.

Some of the studies compare two scales or multiple instruments; some newly created scales attempt to validate performance or reliability in prospective clinical settings; others correlate their results to tools previously validated by experience. Many publications prospectively measured fatigue across the trajectory of cancer from diagnosis, through treatment, following treatment, and in the palliative setting. Other studies present correlations between severe fatigue and markers such as pulmonary dysfunction, between severe fatigue and depression or dyspnea, severe fatigue and endocrinological status and various tumor necrosis factors, or low hemoglobin levels.

Some of these tools are very specific to cancer-related fatigue, such as Piper Fatigue Scale and the Brief Fatigue Inventory. Other tools are difficult to use in the clinical setting because of their complexity or the length of time required to administer the tool. Reliable, clinically valid tools for measuring fatigue, such as numeric severity of fatigue scales, may be better suited to the clinical setting.

Treatment

Treatment of Cancer-related Pain

The material that follows updates the evidence published in the evidence report, Management of Cancer Pain (Goudas, Carr, Bloch et al., 2001). The numbering of the questions corresponds to those in the original report.

What is the relative efficacy of current analgesics for cancer pain? (Question 2)

Summary of the Evidence from Randomized Controlled Trials Comparing an NSAID with another NSAID.

In this literature update we identified only one new study addressing the question of relative efficacy of different NSAIDs in comparison to other NSAIDs or to placebo. Pannuti, Robustelli, Ventaffrida, et al. (1999) aimed to compare the analgesic efficacy and toxicity of the nonsteroidal anti-inflammatory analgesic drug, ketorolac (Toradol, Recordati spa, Milan) 10 mg p.o. (t.i.d.) with diclofenac (Voltaren, Novartis Farma, Origglo, VA) 50 mg p.o. (t.i.d.) in cancer patients with moderate to severe chronic pain. The study was a multicenter randomized double-blind cross-over trial. Each treatment lasted 7 days, after which the patients crossed over to the other drug. The visual analogue scale (VAS) evaluated pain intensity after the first dose and by the 5-point verbal rating scale (VRS) by the patient and by the physician following the 7-day treatment. A total of 138 advanced cancer patients were enrolled in the study. Overall, 251 single-dose administrations (117 cross-over observations) and 257 multiple treatments (127 cross-over experiments) were assessable. After a single administration of ketorolac and diclofenac, no significant difference could be observed in analgesic activity, as indicated by the area under the pain-intensity time curve (AUC0-8), in the maximum efficacy, or the duration of efficacy of the two drugs. The Westlake confidence intervals of the AUC0-8 ratio (ketorolac: diclofenac) (1.07; 90% CI, 0.94-1.19), of the maximum efficacy ratio (1.03; 90% CI, 0.92-1.14), and the duration of efficacy ratio (1.05; 90% CI, 0.97-1.11) showed the bioequivalence of the two drugs. Satisfactory pain relief was reported for multiple 7-day treatments, with no significant differences between the two therapies: according to the physician's evaluation, in 93/128 (73%; 95% CI, 65-80%) ketorolac treatments and 91/129 (71%; 95% CI, 63-78%) diclofenac treatments; according to the patient's evaluation, in 83/128 cases (65%; 95% CI, 57-73%) after ketorolac and in 74/129 cases (57%; 95% CI, 49-66%) after diclofenac. Adverse symptoms were acceptable with both drugs. Interestingly, a pronounced sequence effect was found: gastric disturbances after ketorolac were observed mainly (10 out of 15 observed events) when the drug was given to patients pretreated with diclofenac. The results of this study reinforce the findings of the prior evidence report in documenting efficacy of, yet failing to find differences in the analgesic benefits, between different NSAIDs given for cancer-related pain.

What are the efficacy and side effects of the following adjuvant analgesics in the management of cancer pain: steroids, anticonvulsants (e.g., gabapentin), antidepressants (e.g., selective serotonin reuptake inhibitors), local anesthetics, hydroxyzine, psychostimulants, (e.g., methylphenidate, cocaine), diphenhydramine, clonidine, and NMDA blockers (e.g., ketamine, dextromethorphan), alone, or as co-analgesics with opioids? (Question 2.6)

Summary of the Evidence from Randomized Controlled Trials Evaluating Adjuvant Analgesics in the Management of Cancer Pain.

Adjuvants - Breakthrough Pain

We identified one randomized controlled trial dealing with the management of breakthrough pain in cancer patients. Portenoy, Payne, Coluzzi, et al. (1999) evaluatedthe efficacy of oral transmucosal fentanyl citrate (OTFC), a novel opioid formulation in which the potent synthetic mu-agonist fentanyl is embedded in a sweetened matrix that is dissolved in the mouth, as a treatment for cancer-related breakthrough pain. To evaluate the safety and efficacy of ascending doses of OTFC, a novel controlled dose titration methodology was developed that applied blinding and randomization procedures to the evaluation of recurrent pains in the home environment. The study was a multicenter, randomized, double-blind dose titration study in ambulatory cancer patients. The sample comprised adult patients receiving a scheduled oral opioid regimen equivalent to 60-1000 mg oral morphine per day, who were experiencing at least one episode per day of breakthrough pain and had achieved at least partial relief of this pain by use of an oral opioid rescue dose. After collection of 2 days of baseline data concerning the efficacy of the usual rescue drug, patients were randomly treated with either 200 or 400 mcg OTFC unit doses in double-blind fashion. Up to two breakthrough pains each day could be treated with up to four OTFC unit doses per pain. OTFC in unit doses containing 200, 400, 600, 800, 1200, or 1600 mcg of fentanyl citrate were available for the study. The unit dose was titrated upward in steps until the patient had 2 consecutive days on which breakthrough pain could be treated with the single unit dose, titration was ineffective at a 1600 mcg unit dose, or 20 days elapsed. To maintain the double-blind, orders to titrate up were ignored one-third of the time according to a pre-defined randomization schedule accessible only to an unblinded study pharmacist. Main outcome measures include, numeric or categorical measures of pain intensity, pain relief, and global assessment of drug performance. Dose response relationships were found suggesting that the methodology was sensitive to opioid effects. Seventy-four percent of patients were successfully titrated. There was no relationship between the total daily dose of the fixed schedule opioid regimen and the dose of OTFC required to manage the breakthrough pain. Although the study was not designed to provide a definitive comparison between OTFC and the usual rescue drug, exploratory analyses found that OTFC provided significantly greater analgesic effect at 15, 30 and 60 min, and a more rapid onset of effect, than the usual rescue drug. Adverse effects of the OTFC were typically opioid-related, specifically somnolence, nausea and dizziness. Very few adverse events were severe or serious. This study demonstrated the feasibility of controlled trial methodology in studies of breakthrough pain. OTFC appears to be a safe and effective therapy for breakthrough pain, and dose titration can usually identify a unit dose capable of providing adequate analgesia. If the lack of a relationship between the effective OTFC dose and fixed schedule opioid regimen is confirmed, dose titration may be needed in the clinical use of this formulation.

Adjuvants - Spinal Local Anesthetics and Other Agents (N=5)

Dahm, Lundborg, Janson, et al. (2000) aimed to determine whether intrathecal (IT)-ropivacaine (ROP) can reduce the rate and intensity of side effects such as urinary retention, paresthesia, and particularly, paresis with gait impairment in a prospective, crossover, double-blind, randomized study. Twenty-one patients were enrolled, 9 dropped out of the study, and data were analyzed from 12 patients. Patients were treated by insertion of IT tunneled nylon catheters, continuous infusion of 0.5% ROP followed by 0.5% BUP or 0.5% BUP followed by 0.5% ROP solutions from an external electronic pump. Each local anesthetic was infused for 7 days, and their order of infusion randomized. The comparative efficacy of the ROP and BUP IT infusions was assessed from the daily doses of IT ROP and IT BUP, oral and parenteral opioids, and daily scores of nonopioid analgetic and sedative drug consumption. Self-reported pain intensity (visual analogue scale [VAS] mean scores) and scores of Bromage relaxation, ambulation, nocturnal sleep pattern, rates of side-effects attributable to the IT drugs, the patients' assessment of the IT ROP v the IT BUP periods of the trial, and the comparative daily cost of IT ROP v IT BUP were recorded. The authors found that the daily doses of the local anesthetics used were 23% higher for ROP than for BUP. Further, the daily cost was approximately equals 3 times higher for ROP than for BUP. No other significant differences between IT ROP and IT BUP were found. Overall these data suggest that there is no significant benefit in the use of ropivacaine over bupivacaine for the management of chronic cancer-related pain.

Mercadante, Arcuri, Tirelli, et al. (2000) evaluated the analgesic efficacy of a slow bolus of subhypnotic doses of ketamine (0.25 mg/kg or 0.50 mg/kg) given to 10 cancer patients whose pain was unrelieved by morphine in a randomized, double-blind, crossover, double-dose study. Pain intensity was measured on a 0 to 10 numerical scale; nausea and vomiting, drowsiness, confusion, and dry mouth, using a scale from 0 to 3 (not at all, slight, a lot, awful); Mini-Mental State Examination (MMSE) (0-30); and arterial pressure were recorded before administration of drugs (T0) and after 30 minutes (T30), 60 minutes (T60), 120 minutes (T120), and 180 minutes (T180). Ketamine, but not saline solution, significantly reduced the pain intensity in almost all the patients at both doses. This effect was more relevant in patients treated with higher doses. Hallucinations occurred in four patients, and two patients also reported an unpleasant sensation ("empty head"). These episodes reversed after the administration of diazepam 1 mg intravenously. Significant increases in drowsiness were reported in patients treated with ketamine in both groups and were more marked with ketamine 0.50 mg/kg. A significant difference in MMSE was observed at T30 in patients who received 0.50 mg/kg of ketamine. Ketamine can improve morphine analgesia in difficult pain syndromes, such as neuropathic pain. However, the occurrence of central adverse effects should be taken into account, especially when using higher doses. This observation should be tested in studies of prolonged ketamine administration.

Lauretti, Lima, Reis et al. (1999) designed a study to evaluate the role of oral ketamine or transdermal nitroglycerin polymer, the latter a nitric oxide donor, as coadjuvants to oral morphine in cancer pain therapy. Sixty patients with cancer pain were randomized to one of four groups (n = 15) and studied prospectively to evaluate analgesia and any adverse effects. Pain intensity was evaluated by the visual analog scale (VAS, 0-10cm). All patients were regularly taking oral amitriptyline 50 mg at bedtime. The morphine regimen was adjusted individually to a maximal oral dose of 80-90 mg/day to keep the visual analog scale score less than 4. When patients reported pain (visual analog scale of 4 or more), despite taking 80-90 mg oral morphine daily, the test drug was added as follows: the control group (CG) received an additional 20 mg oral morphine (10 mg at 12-h intervals); the nitroglycerin group (NG) received a 5-mg nitroglycerin patch daily; the ketamine group (KG) received 0.5 mg/kg oral ketamine at 12-h intervals; and the dipyrone group (DG) received 500 mg oral dipyrone at 6-h intervals. Patients were free to manipulate their daily morphine consumption when the test drug was introduced to keep their visual analog scale score less than 4. The visual analog scale scores after the test drug was introduced were similar among the groups. The daily consumption of oral morphine was as follows: on day 15: CG = DG = NG (P > 0.05), CG > KG (P = 0.036); on day 20: CG > NG = KG (P < 0.02) (CG > KG, P < 0.005; CG > NG, P < 0.02), DG > KG (P < 0.05); on day 30: CG = DG > KG = NG (P < 0.05). Patients in the CG and DG groups reported somnolence, but patients in the NG and KG groups did not. The authors based on these data conclude that low-dose ketamine and transdermal nitroglycerin are effective adjuvant analgesics. Lauretti, Gomes, Reis, (1999) aimed to examine analgesia and adverse effects of combination epidural pain therapy consisting of administration of morphine with either low dose of ketamine, neostigmine, or midazolam in terminal cancer pain patients using a randomized double-blind study design. 48 terminal cancer patients suffering from chronic pain were randomized to one of four groups (n = 12). Pain was initially treated with epidural morphine 2 mg twice daily (12-hr intervals) to maintain the VAS below 4/10. Afterwards, VAS scores > or = 4/10 at any time were treated by adding the epidural study drug (2 ml), which was administered each morning, just after the 2-mg epidural morphine administration. The control group (CG) received 2 mg of epidural morphine (2 ml). The ketamine group (CG) received 0.2 mg/kg epidural ketamine (2 ml). The neostigmine group (NG) received 100 micrograms epidural neostigmine (2 ml). The midazolam group (MG) received 500 micrograms epidural midazolam (2 ml). Patients received the study drugs on a daily basis. Duration of effective analgesia was measured as time from the study drug administration to the first patient's VAS score > or = 4/10 recorded in days. The groups were demographically the same. The VAS pain scores prior to the treatment were also similar among groups. Only the patients in the KG demonstrated lower VAS scores compared to the MG (p = 0.018). Time since the epidural study drug administration until patient complaint of pain VAS > or = 4/10 was higher for both the KG and NG compared to the CG (KG > CG, p = 0.049; NG > CG; p = 0.0163). Only the KG used less epidural morphine compared to the CG during the period of study (25 days) (p = 0.003).

van Dongen, Crul, and van Egmond (1999) aimed to determine the difference in intrathecal morphine dose progression between a continuous intrathecal infusion of a morphine/bupivacaine mixture and morphine for pain relief in patients with cancer who were treated with intrathecal drugs in a randomized study and followed prospectively until death. Twenty patients with cancer were selected for intrathecal treatment because of either side effects or inadequate relief during conventional pain treatment. Intrathecal drug infusion rates and medication were adjusted according to pain relief and side effects. The main outcome was the progression of intrathecal morphine dose during a phase of adequate analgesia in both groups and was analyzed by regression analysis. Analysis of possible treatment-related side effects was also performed. The combination of intrathecal morphine and bupivacaine resulted in a diminished progression of the intrathecal morphine dose (slope of regression line = 0.0003 vs. 0.005, p = 0.0001) during a phase of stable analgesia in comparison with the morphine group. No serious side effects presented.

Are different formulations and routes of administration associated with different patient preferences or different efficacy rates? (Question 3)
What are the patient preferences, efficacy, costs, and side effects of different routes of opioid administration (e.g., sustained release opioids versus transdermal delivery)? (Question 3.1)

Opioids versus Opioids

Moolenaar, Meijler, Frijlink, et al. (2000) aimed to compare the efficacy, safety, and pharmacokinetics of a newly developed controlled-release suppository (MSR) with MS Contin tablets (MSC) in cancer patients with pain. In a double-blind, randomized, two-way cross-over trial, 25 patients with cancer pain were selected with a morphine (M) demand of 30 mg every 12 h. Patients were divided into two groups. Group 1 received active MSC (30 mg) and placebo MSR, followed by placebo MSC and active MSR (30 mg) each for a period of 5 days. Group 2 started with active MSR and placebo MSC, followed by active MSC and placebo MSR, each for a period of 5 days. Twenty patients (10 patients in each group) completed the study. A pronounced inter-patient variability in plasma concentrations of M, M3G and M6G was observed after administration of both forms. Apart from the C0 and C12, no significant differences in AUC0-12 h, tmax and Cmax of morphine between the rectal and oral route of administration were found. In the case of the metabolites, it was found that AUC0-12 h and Cmax of M6G, and AUC0-12 h, Cmax, C0 and C12 of M3G after rectal administration were significantly lower than after oral administration. However, apart from the tmax of M6G, none of the pharmacokinetic parameters of M, M6G or M3G met the criteria for bioequivalence. There were no significant (P = 0.44) differences in pain intensity score between the oral and rectal forms within the two groups, regardless of the treatment sequence. No treatment differences in nausea, sedation or the demand on escape medication (acetaminophen tablets) between the rectal and oral forms were observed.

Heiskanen, Ruism, Sepp, et al. (2000) examined controlled-release (CR) oxycodone and morphine in cancer pain. CR oxycodone and morphine were administered to 45 adult patients with stable pain for 3-6 days after open-label titration in a randomized, double-blind, cross-over trial. Twenty patients were evaluable. Both opioids provided adequate analgesia. The variation in plasma morphine concentrations was higher than that of oxycodone, consistent with the lower bioavailability of morphine. Liver dysfunction affected selectively either oxycodone or morphine metabolism. Three patients with markedly aberrant plasma opioid concentrations are presented. Significant individual variation in morphine and oxycodone metabolism may account for abnormal responses during treatment of chronic cancer pain

Hunt, Fazekas, Thorne, et al. (1999) compared subcutaneous (s.c.) morphine and fentanyl with respect to pain control and side effects using a 6-day randomized, double-blind, cross-over design. Results were obtained from 23 patients (12 males and 11 females: mean age of 70.5 years) who could tolerate morphine. Thirteen patients were randomized to receive morphine for the first 3 days followed by fentanyl; 10 received fentanyl first followed by morphine. There were no significant differences in the scores for pain between the two drugs, suggesting that fentanyl is equally efficacious and the conversion ratio of morphine 10 mg: fentanyl 150 micrograms is appropriate. Patients had more frequent bowel movements during days 4-6 while on the fentanyl arm [t-test, df (22), P = 0.015]. Other measures for nausea, delirium, and cognitive function showed no differences between the two drugs. According to the authors the data suggests the need to further assess the role of various opioids in hospice patients, and emphasizes the requirement for sensitive and simple cognitive tests in this population.

Bruera, Belzile, Neumann et al. (1999) evaluated the safety and efficacy of controlled-release morphine sulphate suppositories administered 12-hourly and once daily in patients with chronic cancer in a randomized double-blind crossover trial. Pain was assessed using a 100-mm VAS pain scale and a five-point ordinal pain scale. The VAS pain intensity score was 17.5+/-17.2 after suppositories every 12 h, versus 16.2+/-13.4 after suppositories every 24 h (difference not significant). The difference between the mean VAS pain scores with 12-hourly and once-daily dosing was 1.3 mm (not significant). The mean ordinal pain scores were 1.0+/-0.7 versus 1.0+/-0.6 for 12-hourly and once-a-day dosing, respectively (not significant). A retrospective power analysis indicated that a difference of 5.9 mm was detectable, even with only 6 patients. Adverse events noted were constipation, nausea, anorexia, and dry mouth. The use of once-a-day controlled-release morphine suppository is a more convenient and equally effective alternative to twice a day dosing.

Mercadante, Casuccio, Agnello et al. (1998) aimed to evaluate the analgesic and adverse effects and the doses of methadone in comparison to morphine in a prospective randomized study performed in 40 patients with advanced cancer who required strong opioids for their pain. Patients were treated with sustained-release morphine or methadone in doses titrated against the effect administered two or three times daily according to clinical need. Opioid doses, adjuvant medications, symptoms associated with opioid therapy, pain intensity, and pain mechanisms were recorded. The opioid escalation indices in percentage (OEI%) and milligrams (OEImg) were calculated. The effective analgesic score (EAS) that monitors the analgesic consumption-pain ratio was also calculated at fixed weekly intervals. The authors reported no differences in pain intensity between the two treatments. Patients treated with methadone reported values of OEI significantly less than those observed in patients treated with morphine. Seven patients in the methadone group maintained the same initial dosage until death, whereas only one patient in the morphine group did not require opioid dose escalation. A more stable analgesia in time in those patients treated with methadone was shown by the low number of gaps in EASs reported. Symptom frequencies and intensities were similar in the two groups. These results suggest that methadone may be a suitable alternative to morphine in the treatment of cancer pain.

Parris, Johnson, Croghan, et al. (1998) aimed to compare the effectiveness and safety of controlled-release (CR) oxycodone tablets with immediate-release (IR) oxycodone in patients with chronic cancer pain, a multicenter, randomized, double-blind, parallel-group study was performed in 111 patients with cancer pain. Patients were treated with 6 to 12 tablets or capsules of fixed-combination opioid/nonopioid analgesics per day at study entry. Patients received 30 mg of CR oxycodone tablets every 12 hr or 15 mg of IR oxycodone four times daily for 5 days. No titration or supplemental analgesic medications were permitted. The mean (+/- SE) baseline pain intensity (0 = none, 1 = slight, 2 = moderate, 3 = severe) was 1.5 +/- 0.1 for the CR oxycodone-treated group and 1.3 +/- 0.1 for the group given IR oxycodone (P > 0.05). The 5-day mean pain intensity was 1.4 +/- 0.1 and 1.1 +/- 0.1 for the CR and IR groups, respectively (P > 0.05). Discontinuation rates were equivalent (33%). There was no significant difference between treatment groups in the incidence of adverse events. This study demonstrates that cancer pain patients given 6 to 12 tablets or capsules of fixed-dose combination analgesics can be equally well treated with CR oxycodone administered every 12 hr or IR oxycodone four times daily at the same total daily dose. CR oxycodone offers the benefits of twice daily dosing.

What is the relative analgesic efficacy of palliative pharmacological (chemotherapy, bisphosphonates or calcitonin) and non-pharmacological cytotoxic or -static (radiation therapy or radionuclide) therapy? (Question 4)
What is efficacy of bisphosphonates in treating metastatic bone pain? (Question 4.1)
Bisphosphonates

In a multicenter trial organized in China, Tian, Zhang, Hou, et al. (1999) studied the efficacy and toxicity of single-dose samarium-153 ethylene diamine tetramethylene phosphonate (EDTMP) of 37 MBq/kg or 18.5 MBq/kg as a palliative treatment in 105 patients with painful bone metastases for 16 weeks. Fifty-eight of 70 patients in the high dose group and 30 of 35 in the low dose had a positive response, with SEPs of 22.29+/-14. 47 and 20.13+/-13.90 respectively. Of 72 patients who had been receiving analgesics, 63 reduced their consumption. PGA showed that the Karnofsky score (KS) increased from 58.54+/-25.90 to 71.67+/-26. 53, indicating improved general condition, but the difference was not significant.

Arican, Icli, Akbulut, et al. (1999) randomized 50 patients with bone pain caused by bone metastases into three groups: 800 mg/d oral clodronate, 1600 mg/d oral clodronate, and an undefined control group for 3 months. Significant decrease in the pain score of both active groups was noted when compared to control (P = 0.024 and P = 0.007, respectively). The analgesic use of 11 patients in low dose group (69%) and 8 patients in high dose group (47%) was decreased, but only the decrease in low dose patients was statistically significant (P = 0.038). Pain score increased in 5 patients in controls (29%), and 3 patients in low dose (19%) and high dose groups (18%).

Follow-up results from two prospective, multicenter, randomized, double-blind, placebo-controlled intervention trials were combined in Lipton, Theriault, Hortobagyi, et al. (2000) to provide data with which to evaluate the long term efficacy of pamidronate therapy. Women with Stage IV breast carcinoma and osteolytic metastases were randomized to receive either a 90-mg intravenous pamidronate infusion (367 patients) or a placebo infusion (384 patients) every 3-4 weeks. Pain and analgesic scores were significantly worse in the placebo group compared with those patients in the pamidronate group.

Hultborn, Gundersen, Ryden, et al. (1999) in a randomized, placebo-controlled, multicenter study in Sweden and Norway evaluated the efficacy of pamidronate 60 mg i.v. q in 404 women with advanced breast cancer with skeletal metastases over 4 weeks. A self-estimated pain-score using Visual Analog Scales and analgesic consumption was recorded every third month as well. There was a significantly increased time to progression of pain (p < 0.01) in favor for the pamidronate group; this group fared better regarding performance status (p < 0.05). There was a statistically not significant lower consumption of opioid analgesics in the pamidronate group (p = 0.14).

In a double-blind, randomized study, Koeberle, Bacchus, Thuerlimann, et al. (1999) compared the effects of two pamidronate dosages, given as repeated infusions in patients with advanced malignant osteolytic bone disease and bone pain. Seventy patients were randomly assigned to receive pamidronate 60 mg or 90 mg i.v. every 3 weeks for a maximum of six cycles. Pain parameters, analgesic consumption, and performance status were assessed at baseline and throughout the study. Sixty percent (95%) of the patients in the 60 mg group and 63% (95%) of the patients in the 90-mg group had a sustained reduction of pain intensity and were classified as pain responders. Median duration of pain response was 15 versus 12 weeks in the 60-mg and 90-mg groups, respectively (P = 0.32). After two infusions, significant changes in pain intensity, pain frequency, general well-being, and WHO pain score were observed (P<0.01). A trend toward improved performance status and reduced consumption of analgesics was also observed.

Theriault, Lipton, Hortobagyi, et al. (1999) randomized 372 women with breast cancer who had at least one lytic bone lesion and who were receiving hormonal therapy to 90 mg of pamidronate or placebo as a 2-hour intravenous infusion given in double-blind fashion every 4 weeks for 24 cycles. Bone pain, use of analgesics, quality of life, performance status, bone tumor response, and biochemical parameters were evaluated. There was no statistical difference in survival or in objective bone response rate.

What is the efficacy of chemotherapeutic drugs in treating cancer pain (e.g., gemcitabine)? (Question 4.3)
Chemotherapeutic Agents

Kantoff, Halabi, Conaway, et al. (1999) compared the efficacy of the combination of mitoxantrone and hydrocortisone (M+H) versus hydrocortisone alone in 242 patients with hormone refractory prostate cancer. Patients were monitored for quality-of-life (QOL) parameters. There was some indication that QOL was better with M+H, in particular with respect to pain control. There was also some possible benefit of M+H with respect to pain control over hydrocortisone alone.

Osoba, Tannock, Ernst, et al. (1999) compared either daily prednisone alone or mitoxantrone (every 3 weeks) plus prednisone. Those who received prednisone alone could have mitoxantrone added after 6 weeks if there was no improvement in pain. HQL was assessed before treatment initiation and then every 3 weeks using the European Organization for Research and Treatment of Cancer Quality-of-Life Questionnaire C30 (EORTC QLQ-C30) and the Quality of Life Module-Prostate 14 (QOLM-P14). At 6 weeks, both groups showed improvement in several HQL domains, and only physical functioning and pain were better in the mitoxantrone-plus-prednisone group than in the prednisone-alone group. After 6 weeks, patients taking prednisone showed no improvement in HQL scores, whereas those taking mitoxantrone plus prednisone showed significant improvement in global quality of life (P =.009), four functioning domains, and nine symptoms (.001 < P <. 01), and the improvement lasted longer than in the prednisone-alone group (.004 < P <.05). The addition of mitoxantrone to prednisone after failure of prednisone alone was associated with improvement in pain, pain impact, pain relief, and global quality of life (.001 < P <.003).

Kramer, Curran, Piccart, et al. (2000) compared the quality of life (QL) of 331 advanced breast cancer patients with single-agent paclitaxel versus doxorubicin. Patients completed both the EORTC QLQ-C30 questionnaire and the Rotterdam Symptom Checklist (RSCL) with six additional items, at baseline and after the third, fifth and seventh cycles of chemotherapy. Doxorubicin was associated with significantly less bone pain (P=0.042) than paclitaxel. Both treatments were associated with improved emotional function and reduction in psychological distress at cycle 3. Longitudinal data suggested that doxorubicin was associated with less pain, specifically bone pain.

Small, Meyer, Marshall, et al. (2000) compared suramin plus hydrocortisone therapy versus placebo plus hydrocortisone for patients with symptomatic hormone-refractory prostate cancer. Placebo patients were allowed to cross-over to open-label suramin plus HC. In addition to pain and opioid analgesic intake, quality of life, performance status, and survival were compared. Overall mean reductions in combined pain and opioid analgesic intake were greater for suramin plus HC (rank sum P =.0001). Pain response was achieved in a higher proportion of patients receiving suramin than placebo (43% v 28%; P =.001), and duration of response was longer for suramin responders (median, 240 v 69 days; P =.0027). Neither quality of life nor performance status was decreased by suramin treatment.

Fossa, Curran, Aaronson, et al. (2000) compared the quality of life (QL) of patients with poor prognosis M1 prostate cancer treated with orchiectomy alone (ORCH) or orchiectomy combined with adjuvant mitomycin C. Patients completed a truncated version of the EORTC QLQ-C30 (V 1.0) at randomization (baseline) and every 6-12 weeks thereafter. In both arms, pain improved during treatment. Compared with patients from the ORCH arm, the use of adjuvant MMC was associated with a significant reduction in global health status/QL and with impairment in 7 of 11 QL dimensions covered by the questionnaire. Some improvement in QL was observed after discontinuation of MMC.

In 74 consecutive patients with advanced breast cancer, Riccardi et al. (2000) tested the doubling of the epirubicin dosage within the 5-fluorouracil, epirubicin and cyclo-phosphamide regimen for quality of life. The QoL was assessed over and after treatment by the EORTC QLQ-C30 (VER 2.0) and QLQ-BR23 questionnaires, and the Spitzer's QL-index. There was no statistically significant difference in RR or in improvement of baseline overall QoL. Over baseline, the 120- but not the 60FEC patients had significantly greater pain decrease. Over baseline, pain decrease was also greater in these patients.

What is the efficacy of external-beam radiation and radionuclides in treating cancer pain? (Question 4.4)
Individual Summaries on External-beam Radiation Therapy for Cancer Pain

The Bone Pain Trial Working Party (1999) aimed to compare a single fraction of 8 Gy with a course of multifraction radiotherapy in terms of long-term benefits and short-term side effects in patients with painful skeletal metastases. Seven hundred and sixty-five patients with painful skeletal metastases requiring palliative radiotherapy were entered into a prospective randomized clinical trial comparing 8 Gy single fraction with a multifraction regimen (20 Gy/5 fractions or 30 Gy/10 fractions). Patients recorded pain severity and analgesic requirements on self-assessment questionnaires before treatment, at 2 weeks and at 1, 2, 3, 4, 5, 6, 8, 10 and 12 months after radiotherapy. Pain relief was the primary endpoint of treatment benefit. Short-term side effects were compared in a subset of 133 consecutive patients who graded nausea, vomiting and antiemetic usage prior to treatment and at daily intervals from days I to 14. Overall survival at 12 months was 44%, with no statistically significant difference apparent between randomized groups. There were no differences in the time to first improvement in pain, time to complete pain relief or in time to first increase in pain at any time up to 12 months from randomization, nor in the class of analgesic used. Re-treatment was twice as common after 8 Gy than after multifraction radiotherapy, although re-treatment for residual or recurrent pain did not reflect a difference between randomised groups in the probability of pain relief. The difference in the rate of retreatment is thought to reflect a greater readiness to prescribe radiotherapy after a single fraction, not a greater need. There were no significant differences in the incidence of nausea, vomiting, spinal cord compression, or pathological fracture between the two groups.

Roos, O'Brien, Smith, et al. (2000) initiated a multicenter randomized trial comparing a single 8 Gy fraction with 20 Gy in 5 fractions for neuropathic bone pain (NBP) with an accrual target of 270. Formal interim analyses were planned at 90 and 180 patients. The 90th patient was accrued in June 1998, and data from the first interim analysis with both arms combined form the basis of this preliminary report. Forty-four patients were randomized to a single 8 Gy, 46 to 20 Gy in 5 fractions. The commonest primary sites were prostate (34%), lung (28%) and breast (10%). Median age was 68 years (range 37-89). The index site was spine (86%), rib (13%), base of skull (1%). On an intention-to-treat basis, the overall RR was 53/90 = 59% (95% CI = 48-69%), with 27% achieving a complete response and 32% a partial response. The overall Response Rate for eligible patients was 49/81 = 60% (95% CI = 49-71%) with 27% and 33% achieving complete and partial responses respectively. Estimated median time to treatment failure was 3.2 months (95% CI = 2.1-5.1 months), with estimated median survival of 5.1 months (95% CI = 4.2-7.2 months). During the study, six spinal cord/cauda equina compressions and four new or progressive pathological fractures were detected at the index site after randomization, although one cord compression occurred before radiotherapy was planned to commence. These results are preliminary and indicate and suggest a role for RT in the treatment of NBP.

Steenland, Leer, van Houwelingen, et al. (1999) aimed to address the question whether a single fraction of radiotherapy that is considered more convenient to the patient is as effective as a dose of multiple fractions for palliation of painful bone metastases. 1171 patients were randomized to receive either 8 Gy x 1 (n = 585) or 4 Gy x 6 (n = 586). The primary tumor was in the breast in 39% of the patients, in the prostate in 23%, in the lung in 25% and in other locations in 13%. Bone metastases were located in the spine (30%), pelvis (36%), femur (10%), ribs (8%), humerus (6%) and other sites (10%). Questionnaires were mailed to collect information on pain, analgesics consumption, quality of life and side effects during treatment. The main endpoint was pain measured on a pain scale from 0 (no pain at all) to 10 (worst imaginable pain). Costs per treatment schedule were estimated. On average, patients participated in the study for 4 months. Median survival was 7 months. Response was defined as a decrease of at least two points as compared to the initial pain score. The difference in response between the two treatment groups proved not significant and stayed well within the margin of 10%. Overall, 71% experienced a response at some time during the first year. An analysis of repeated measures confirmed that the two treatment schedules were equivalent in terms of palliation. With regard to pain medication, quality of life and side effects no differences between the two treatment groups were found. The total number of retreatments was 188 (16%). This number was 147 (25%) in the 8 Gy x 1 irradiation group and 41 (7%) in the 4 Gy x 6 group. It was shown that the level of pain was an important reason to retreat. In a cost-analysis, the costs of the 4 Gy x 6 and the 8 Gy x 1 treatment schedules were calculated at 2305 and 1734 Euro respectively. Including the costs of retreatment reduced this 25% cost difference to only 8%. The saving of radiotherapy capacity, however, was considered the major economic advantage of the single dose schedule. A more detailed analysis of the study is in progress

Whelan, Levine, Julian, et al. (2000) aimed to evaluate the effect of breast irradiation on quality of life, including cosmetic outcome, for patients enrolled in a clinical trial. Between 1984 and 1989, a randomized trial was conducted in Ontario, Canada, in which women with lymph node negative breast carcinoma who had undergone lumpectomy and axillary lymph node dissection were randomized to either breast irradiation or no further treatment. A modified version of the Breast Cancer Chemotherapy Questionnaire (BCQ) was administered to women at baseline, 1 month (4 weeks), and 2 months (8 weeks) after randomization. Irritation of the skin of the breast, breast pain, and appearance of the breast to the patient were also assessed every 3 months for the first 2 years of the study. Of 837 patients, 416 were randomly allocated to radiation therapy and 421 to no further treatment. The mean change in quality of life from baseline to 2 months was -0.05 for the radiation group and +0.30 for the control group. The difference between groups was statistically significant (P = 0.0001). Longer-term radiation therapy increased the proportion of patients who were troubled by irritation of the skin of the breast and breast pain. Radiation therapy did not increase the proportion of patients at 2 years who were troubled by the appearance of the treated breast; 4.8% in irradiated and nonirradiated patients (P = 0.62). Breast irradiation therapy had an effect on quality of life during treatment. After treatment, irradiated patients reported increased breast symptoms compared with controls. However, no difference was detected between groups at 2 years in the rates of skin irritation, breast pain, and being upset by the appearance of the breast.

What is the relative efficacy of current adjuvant (non-pharmacological/non invasive) physical or psychological treatments (relaxation, massage, heat and cold, music, exercise, and so on) in the management of cancer-related pain? (Question 5)
Reflexology

Stephenson, Weinrich, and Tavakoli (2000) studied foot reflexology and its effects on pain and anxiety in 23 patients with breast or lung cancer. This crossover study randomized patients to receive either a half hour of reflexology, with at least 48 hours in between, and then a control time period during which no intervention occurred, or to begin with the control period. The Short-Form McGill Pain Questionnaire and Visual Analogue Scale for anxiety were used. Only 56% (13/23) of the patients had pain at the study start. This is a small study already and thus the numbers for studying pain shrink even further. In patients with breast cancer who had pain, which is 11 people, a statistically significant (p <.05) reduction in pain was found with reflexology. The initial mean pain scores on the 0-100 VAS measurements recorded as part of the SF-MPQ was only 20. The limitations of this study as to utility of foot reflexology for pain include: small sample size; use of patients who began the study pain-free; lack of clarity as to how the control period was identified, as the maximum interval was 7 days; the intervention was solely one reflexology session; lack of specifics as to whether data collector was blinded.

Acupuncture

Wen and Jiebin (1998) studied pain in people with stomach cancer. For measuring pain, they had 16 patients in a group that got filiform needle acupuncture; 16 had filiform needle (presumably filiform needle acupuncture) and injection of certain points with human transfer factor twice a week. The Western medicine group of 16 got graded medications using the World Health Organization guidelines; by the list printed this did not include antidepressants or antiepileptic agents. For certain blood tests they used also a group of 16 normal controls. The authors state "all groups received analgesic therapy on the basis of routine chemotherapy"; it is unclear to this reader as to exactly what this comprised. Analgesic effects were measured as markedly effective, improved, or ineffective. Patients were needled one a day for 10 days. Results were recorded in the needled groups 30 minutes after treatment and 12 hours afterwards. It is not stated when they were recorded in the Western medicine group. When analgesic effects was assessed over 10 days at the end of the 2-month study period, the markedly effective groups for filiform needle and point injection were higher than for Western medicine. From looking at the table, the numbers of patients rating their treatment as ineffective was essentially equivalent in all three groups. Source of pain is not specified, i.e., neuropathic versus direct tumor invasion, nor is there a way to track if pain stayed the same or in fact worsened during the study period.

What is the efficacy of cognitive behavioral interventions in treating cancer pain?(Question 5.1)
Individual Summaries

Clotfelter (1999) looked at an educational intervention in patients with cancer, viewing a video and receiving a booklet on the management of cancer pain. 18 were in the experimental group and 18 in the usual care group. Pain intensity scores were assessed at two weeks after the intervention. There was a statistically significant difference in favor of the experimental group when compared to the control group. The pain in both groups at both times of measurement averaged 29 on a 0-100 scale. The control patients had a pretest mean of 17 compared with 14 in the experimental group, so had started out with slightly more pain. This study specifically looked at patients 65 years and older. Patients were invited to participate in the study based on their stability at an office visit. Co-morbidity was not noted, and the source of the pain being studied was not captured in the data.

De Wit, van Dam, Hannement et al. (1999) looked at the use of a pain diary in patients with cancer pain; 159 were in the experimental group, using the diary to record pain twice a day, and 154 were control patients. The article reports only on the experimental group, unfortunately. Exclusion criteria included life expectancy less than 3 months, living in a nursing or retirement home, and lack of phone. Study duration was 8 weeks. Pain intensity scores were assessed at 2, 4, and 8 weeks. The authors recommend use of Present Pain intensity scores, rather than Average Pain Intensity scores, as being less affected in accuracy by the stability of the pain. They note 86% compliance with use of the pain diary. The lack of any report on the control group does limit the utility of this study.

Du Pen, Du Pen, Polissar et al. (1999) conducted a prospective, randomized, controlled study in which use of the algorithm for cancer pain management put for by the Agency for Health Care Policy and Research was contrasted with standard practice management. Patients had pain rated at minimum 3 on 0-10 scale to enter the study. In the intervention group, pain management was done by the study team with the referring oncologists blinded to the specifics of analgesic therapy. The Brief Pain Inventory 0 - 10 scale, Memorial Symptom Assessment Scale, Functional Assessment of Cancer Therapy Scale - Quality of Life, and Pain Treatment Acceptability Scale, were used for assessment. For "usual pain" the algorithm group fared better than the standard treatment group, with p < .02. There was no difference between the two groups as to reduction of the "worst" pain, pain character, or adherence to prescribed treatment regimens. The algorithm group used more adjuvants, such as non-steroidal anti-inflammatory drugs and antidepressants, but this did not cause opioid dosing to decrease compared with controls. The authors note that in this study, compliance correlated with outcomes as far as pain, yet patients often chose not to comply with the recommendations.

Ward, Donovan, Owen et al. (2000) studied women with gynecologic cancer to determine if an educational intervention consisting of a face-to-face educational session with a nurse and written information would result in better control of pain, better management of analgesic side effects, and less pain interference with daily life. Twenty-one women were in the intervention group, which included two follow-up clarification phone calls in addition to the education session. There were 22 control patients, who received usual care, which did include resource material available on request. Duration of study was 2 months. Data obtained included the presence of patient-related barrier to pain management, adequacy of analgesia, analgesic side effects, pain intensity, pain interference, and overall quality of life. Exclusion criteria included no pain within two weeks prior to the commencement of the study. The groups did not differ on outcomes measured. Shortcomings of the study included that there was only one face-to-face session, the small number of participants, and that the women who elected to enter the study had mild to moderate pain, as opposed to severe. The authors note that all women had a decrease in barriers between baseline and 2-month follow-up and decrease in pain interference with life scores, and wondered if the act of completing baseline measures sensitized the women to issues of pain control.

Oral Mucositis-Related Pain

Oral mucositis or stomatitis is a significant side effect of the treatment of cancer. The incidence of oral mucositis ranges from 40% in patient populations undergoing chemotherapy treatment to approximately 80% in patient populations receiving radiation treatment (Carl and Havens, 2000). It is manifested as a diffuse inflammatory process affecting the mucous membranes lining the mouth and is characterized by erythema, ulceration and hemorrhage resulting in pain and dysphagia and secondary malnutrition and dehydration (Twycross and Wilcock, 2001). Although not definitively associated with oral mucositis, a variety of risk factors have been implicated and are being investigated (Dodd, Miaskowski, Shiba, et al., 1999). Oral mucositis is produced as a direct toxic effect on the oral mucosal cell lining owing to the rapid turnover rate of these cells. Anti-cancer treatments reduce the rate of basal cell renewal leading to thinning of the oral mucosal thickness and increased susceptibility to infection by microorganisms making up the normal flora of the oral cavity and ultimately leading to ulcer formation (Carl and Havens, 2000). Prevention measures aim to decrease the likelihood of infection and ulceration, to relieve pain, and maintain hydration and nutrition. Numerous mechanism-based treatment modalities have been employed clinically to prevent oral mucositis. These measures fall into a broad range of different categories according to the biologic mechanism of prevention. They include agents that form a local barrier on the oral mucosa such as sucralfate, agents that stimulate the response to epithelial cell damage and desquamation such as prostaglandins, antioxidants and thiols, astringents, amino acids (e.g., glutamine) and non- pharmacological measures such as low-energy helion laser beam. Also used are indirect cytoprotectant agents such as stimulants of the hematopoietic system (e.g., G-CSF, GM-CSF), anti-inflammatory agents (e.g., indomethacin and benzydamine), immunoglobulins and antimicrobial agents such as broad-spectrum antimicrobials (e.g., chlorhexidine and providone-ioidine) or narrow-spectrum antimicrobials (e.g., specific antibiotic/antifungal combinations) (Sutherland and Browman, 2001). Other non-specific measures are used, some with significant effectiveness, such as ice chips or chamomile mouth- rinses (Clarkson, Worthington, and Eden, 2000). These preventive measures have been evaluated in clinical investigations in the form of randomized clinical trials. In the present report we aimed to synthesize and summarize data from the best available evidence.

The majority of randomized controlled trials identified by our search was included in two recently published complementary systematic reviews on the prevention of oral mucositis (Clarkson, Worthington, and Eden, 2000; Sutherland and Browman, 2001). Thus we present here the findings of these reports.

Clarkson, Worthington, and Eden, (1999, 2001-last update) performed a systematic review to evaluate the effectiveness of oral (and topical) prophylactic agents for oral mucositis and oral candidiasis in patients with cancer (excluding head and neck cancer), compared with placebo or no treatment. This summary focuses only in findings of this review regarding prevention of oral stomatitis. Thus, findings on oral candidiasis are not included here. The background, methodology and main findings on the prevention of oral mucositis are summarized below.

Treatment of solid malignant tumors and the leukemias with cytotoxic chemotherapy is becoming increasingly more effective but it is associated with short and long-term side effects. Among the clinically important acute side effects is the disruption in the function and integrity of the mouth. The consequences of this include severe ulceration (mucositis) and fungal infection of the mouth (oral candidiasis, thrush). These disease and treatment induced complications may also produce oral discomfort and pain, poor nutrition, delays in drug administration, increased hospital stays and costs and in some patients life threatening infection (septicemia). Oral complications remain a major source of illness despite the use of a variety of agents to prevent them. There are variations in usage between cancer centers in terms of the mouth care regimen used. There have been several traditional reviews published and most of these present a general discussion for both chemotherapy and radiotherapy-induced oral side effects (De Pauw, 1997; Denning, Donnelly, Hellreigel, et al., 1992; Lortholary and Dupont, 1997; Stevens, Dibble, and Miaskowski, 1995; Symonds, McIlroy, Khorrami, et al., 1996; Verdi, 1993; White, 1993). The conclusions drawn and recommendations made vary from advocating a particular therapy to recommending oral care procedures which have not been systematically investigated.

The authors in this systematic review carried out a search strategy using the computerized MEDLINE®, EMBASE, CINAHL®, CANCERLIT®, the Cochrane Controlled Trials Register and the Cochrane Oral Health Group Specialist Register search up to July 1999. The search terms for oral mucositis were: (stomatitis or (oral and cand*) or (oral and mucos*) or (oral and fung*)) and ((bone and marrow and transplant*) or (chemo*)) and (rand*). Reference lists from relevant articles were scanned and the authors of eligible studies were contacted to identify trials and obtain additional information. Studies for consideration in this review were selected if they met the following criteria: design-random or quasi-random allocation of participants; participants - anyone with cancer receiving chemotherapy (excluding head and neck cancer); interventions - prophylactic agents prescribed to reduce oral conditions arising from cancer or its treatment; outcomes - mucositis and oral candidiasis. Data regarding methods, participants, interventions, outcome measures and results were independently extracted, in duplicate, by two reviewers. Specialist advice was sought to categorize interventions. A quality assessment was carried out using the Jadad criteria (Jadad, Moore, Carroll et al. 1996). The adequacy of the randomization concealment is also indictated in the "Characteristics of included studies" table, where A=adequate, B=inadequate, C=unclear and D=not used. The Cochrane Oral Health Group statistical guidelines were followed and relative risk values calculated using random effects models where significant heterogeneity was detected (P < 0.1).

Thirty-eight reports of trials were initially included. Two were duplicate reports and nine were excluded as there was no useable information. Of the 27 useable studies 14 had data for mucositis comprising 945 randomized. Of the 27 included trials, 15 (56%) were conducted in USA, nine (33%) in Europe, two (7%) in Canada and one (4%) in Mexico. The majority of trials received external funding, 11 (41%) trials obtained government funding and 10 (37%) acknowledged assistance from the pharmaceutical industry, all but two of the latter being conducted in the United States. The providers and assessors of the prophylactic oral care were mainly medical staff though six (22%) of the trials involved a dentist and in five trials the patient was involved in the clinical outcome measure. The population in these studies included anyone with cancer (excluding head and neck cancer) receiving chemotherapy. Patients with head and neck cancer were excluded from this review because of specific oral complications they experience during treatment such as xerostomia (dry mouth). Nineteen (70%) of included trials recruited only adult patients with cancer, six included both adults and children with a difference in age as large as 1 to 70 years and only two of the trials were conducted solely on pediatric patients. The type of cancer for which patients were being treated with chemotherapy was exclusively leukemia in 13 trials, solid tumors in nine and a combination of hematological and solid tumors in five. The chemotherapy regimen was described in most of the trials though the chemotherapeutic agents were not always described in full detail. Of the 13 trials involving patients treated for leukemia, four were studies involving patients receiving a bone marrow transplant, five included patients undergoing remission induction therapy and in two trials patients were included when their granulocyte count was less than 1x109/L (1000/ml). The chemotherapy regime included 5-FU in six of the nine trials for patients with solid tumors. The types of interventions included active agents (i.e. any oral (and topical) agent prescribed prophylactically for mucositis) in comparison to placebo or no treatment.

Mucositis was the outcome considered in this review. The interventions for the 14 studies assessing oral mucositis were:

chlorhexidine (Dodd 1996; Ferretti 1988; Ferretti 1990; Wahlin 1989),

ice chips (Cascinu 1994; Mahood 1991),

prostaglandin (Duenas 1996; Labar 1993),

glutamine (Anderson 1998; Jebb 1994),

sucralfate (Shenep 1988),

CM-CSF (molgramostim) (Cartee 1995),

chamomile (Fidler 1996),

allupurinol mouthrinse (Loprinzi 1990).

For the studies reporting the prophylactic treatment for mucositis most described the index used. It was administered frequently on similar five point scales ranging from 0 (normal) to 4 (severe). Eleven studies provided information for an absent versus present dichotomy and nine studies provided information for dichotomies of mucositis at other levels. The duration of the mucositis studies varied from 8 to 90 days with two studies reporting outcomes at multiple time intervals. For these studies data from the nearest assessment to the median for the other studies (28 days) was used.

The incidence of mucositis in the placebo/no treatment control group ranged from 25 to 100%. There were three treatment subgroups that included more than one study: chlorhexidine, ice chips and prostaglandin. Of the eight prophylactic agents used for mucositis only one, ice chips, was effective (Relative risk 0.57, 95% CI 0.43 to 0.77, chi-square for heterogeneity = 0.26 (df = 1), p = 0.61). The NNT to prevent one extra case of mucositis over the baseline incidence using ice chips was 4 (95%CI: 3 to 7).

Table 1a. Summary of epidemiological studies reporting on the prevalence and/or incidence of cancer related pain (N=29)
Author, Year IdentifierCountry SettingNSite of cancerIncidence or prevalence of pain (summary)
Daut 1982 87097307USA hospital clinic667Breast, prostate, colon/rectal, cervix/uterus/ovary14% to 64%
Ahles 1984 84242554USA Clinic208Breast Lung Lymphoma Colon Other51%
Gilbert 1986 87097307USA Clinic162Non-Hodgkin's lymphoma, breast, liver, lung, myeloma, colon21%
Miser 1987 87230445USAhospital Clinic139Leukemia, soft tissue sarcoma, Ewing's sarcoma, osteosarcoma, lymphoma, other26%-54%
Miser 1987 87230446USA hospital Clinic92Soft tissue sarcoma Ewing's sarcoma Osteosarcoma Leukemia Lymphoma Neuroblastoma52.2% - 100%
Greenwald 1987 88026644USA hospital536Lung, prostate, uterus/cervix, pancreas)38.0% - 60.0%
Coyle 1990 90270702USA Pain service90Lung, colon, breast, head & neck, gynecologic, others100%
Portenoy 1990 90356275USA Pain service63Genitourinary, head/neck, gastrointestinal, lung, sarcoma100% breakthrough pain
Hiraga 1991 92100649Japan nation-wide hospitals35,683 (31.6% of all hospitalized patients at the time of survey)Stomach, liver/biliary/pancreas, lung, colon/rectal, oral/pharynx/larynx, ovary/cervix/corpus, GU, lymphoma/leukemia, breast32.6%
Brescia 1992 92092056USA specialty hospital for advanced cancer1,103Lung, breast, colon, colon-rectum, other73% (at admission)
Vuorinen 1993 94162760Finland pain clinic378 (240 evaluable)Genitourinary, GI, breast, hematological, lung, skin28%
Portenoy 1994 94313536USAhospital Clinic151Ovaries42% to 62%
Cleeland 1994 94134141USA 54 oncology clinics1,308Breast, GI, lung, GU, lymphoma, GynecologicalNo data available
Larue 1995 95245216France 20 cancer services605Breast, GI, genitourinary, lung, head & neck, lymphoma, other57%
Stevens 1995 95372100USA 16 ambulatory care services435Breast (postmastectomy)15%
Vainio 1996 96280298Switzerland (data from UK, Switzerland, Finland, USA and Australia) Hospices1,640Lung, breast, colorectal, head & neck, stomach, prostate, gynecological, Lympho-hematological, esophagus, other43% - 80%
Grond 1996 97020892Germany pain service2,266GI, genitourinary, head & neck, breast, lung, lymphatic-hematopoetic, skin, bone, connective tissue30% - 39%
Tasmuth 1996 97134848Finland University Hospital105Breast (postmastectomy)23% - 36%
Higginson 1997 97367049UK, Ireland Multidisciplinary palliative care centers(6 in England, 5 in London)695Lung/ENT, GI, genitourinary, Breast/bone, Lymph/hematopoetic, other63% - 90%
Bernabei 1998 98296015USA 1492 nursing homes13,625Not provided27.38% reported daily pain. age >85
Ger 1998 98318902Taiwan 3 outpatient oncology clinics296Lung, upper GI, colorectal, head & neck, other38%
Petzke 1999 10388244Part I Germany Outpatient Clinic243GI, GU, head/neck, breast, other54% - 92%
Same as abovePart II Germany Clinic as above55Comparable to those in Part I.47% transitory pain
Chang 2000 10699909US VA Medical Center240Solid tumors, hematologic52%
Zepetella 2000 10989246UK Hospice245Lung, breast, prostate and unknown primary89% breakthrough pain
Meuser 2001 11514084Germany Pain Service593GI, lung, GU, head/neck, other94.3% (used opioids)
Beck 2001 11576747South Africa 2 healthcare facilitiesPhase I 263All types~45%
Same as above Phase II 479Prostate, lung, head/neck and esophagus accounted for 50.5%, in females breast and cervix, lymphoma, colorectal and esophageal57.4%
Table 1. Prevalence of Major Depressive Disorder (MDD) 12 Cross-sectional Studies on Prevalence of MDD using DSM Criteria
Author Year UINPopulation/SettingMean Age (Range) & % MaleCancer TypePrevalence
Derogatis 1983215Multicenter, new inpatients and outpatients50.3±15.5 49% MAll: 20% lung; 18% breast; 11% lymphoma13% depressive class; 5.5% MDD
Bukberg 198462Oncology inpatients51 (23-70) 53% MAll: 38% leukemia/lymphoma; 21% GU, 13% lung42%; 24% severe
Morton 198448Patients treated in last 3 years, no evidence of disease>60 100% MHead and neck cancers39.6%
Evans 198683Oncology inpatients53.1±15.6 (20-86) 0% MGyn cancers23% MDD; 24% non-major depression
Grandi 198718Consecutive surgical oncology inpatients(29-75) 0% MBreast cancer22.2%
Colon 1991100Routine evaluations of hospitalized BMT patients30 65% MAcute leukemia, BMT1% MDD; 6% Adjustment disorder with depressed mood
Golden 199165Oncology inpatients54.2±2.0 (20-86) 0% MGyn cancer23%
Alexander 199360Oncology inpatients55.0±13.3 60% MVarious, not specified13% MDD; adjustment disorder w depressed mood 10%
Sneeuw 19931112Early stage, patient status not notedND 0% MBreast cancer5.4%
Bereard 1998100Oncology outpatients51.8±13.3 16% M55% breast; 43% lymphoma19%
Breitbart 200092Hospitalized palliative care oncology patients65.9±15.6 40% MVarious, not specified16%
Pirl 200245Ambulatory prostate cancer patients receiving androgen deprivation therapy69.4±7.4 100% M100% prostate12.8%
Table 2. Prevalence of significant depressive symptoms in adults Cross-sectional studies using the HADS
Author Year UINPopulation/SettingCancer TypeAge (Range) & % MalePrevalence
Espie 198941Outpatients Follow up at least 6 months after treatmentHead and neck64 mean, (43-78 range) 66% M17%
Razavi 1990210InpatientsVarious55.30 mean, 14.50 sd 32.9% M7.8% random, 25.5% referred
Hopwood 1991204Consecutive ambulatory patientsBreastNot noted 0% M9% probable cases, 1% borderline, and 9% mixed depression and anxiety
Hopwood 199181Ambulatory patientsAdvanced breast, no brain metsNot noted 0% M34.6%
Maraste 1992133Ambulatory patientsBreast61 mean (32-84) 0% M1.5% probable cases, 3.75% borderline
Pinder 1993139Inpatients and outpatientsAdvanced breast cancer60.5 mean, (27-90) 0% M12%,
Chaturvedi 199650New patients undergoing treatment, hospital status not knownHead and neck cancersNot noted 80% M62% probable cases of either anxiety or depression
Grassi 199686Home care patientsVarious45%
Roth 1998113OutpatientsProstateND 100% M15.2%
Groenvold 1999538Ambulatory survivorsBreast55 mean age 0% M3.5% probable cases, 6.5% borderline
Newell 1999195OutpatientsVarious56% are 50-69 years 41% M8% probable cases, 15% borderline
Chen 2000203InpatientsVariousNot noted 49.8% M20.2% probable cases, 23.7% borderline
Cliff 2000164OutpatientsProstateMean age: 73.9 100% M8.1%
Hopwood 2000987Data from 3 multicenter treatment studiesLung cancerNot noted Not noted17% probable cases, 16% borderline
Pascoe 2000504OutpatientsVarious62 median, (range 20-93) 45% M7.1% probable cases, 11.0% borderline
The NNT for when the baseline incidence of mucositis in the population ranges from 50% to 80% are 5 to 4 respectively. This result should be viewed with caution as it is based on only two trials with a total of 177 subjects who were not blind to the treatment (Cascinu, Fedeli, Fedeli, et al., 1994; Mahood, Dose, Loprinzi, et al., 1991). The general reporting of RCTs was poor however the median Jadad score was acceptable and improved further when the authors provided additional information. Results on comparisons of prophylactic measures for oral mucositis are presented in Tables 1 (for dichotomous data, mucositis absent versus present) and 2 (for graded data, mucositis grade 0-3 versus 3+).

The authors conclude that there is some evidence that ice chips may have a beneficial effect for the prevention of mucositis. However this conclusion is based on two studies involving only 117 subjects who were not blind to treatment. None of the other prophylactic agents included in this review prevented mucositis. Future trials in this area should address the link between oral and general health including outcomes relevant to the patient. There is a need for a well designed and conducted trial with sufficient numbers of participants to perform subgroup analyses by type of disease and chemotherapeutic agent to investigate prophylaxis for oral problems in patients with cancer. The authors indicate that the appearance of the mucositis and oral candidiasis can be similar; therefore if the assessor is neither trained nor experienced in the diagnosis of these oral lesions, the validity might be affected. Scores of mucositis were not always defined although there was consistency in the number of categories of the indices used, with the lowest indicating no mucositis. There should be continued evaluation of agents for mucositis. More work is needed to determine the most effective antifungal agent. Outcome measures of any future trial should address the link between oral and general health including the outcomes relevant to the patient. Collaboration between medical and dental teams is indicated.

Sutherland and Browman (2001) performed a systematic review and meta-analysis to identify, classify, and evaluate agents used in the prophylaxis of oral mucositis in irradiated head and neck cancer patients. This systematic review is complementary to the Cochrane review by Clarkson, Worthington and Eden (1999, 2001). The target population in this systematic review is that of patients with head and neck cancer. Head and neck cancer patients were excluded in the review summarized above by Clarkson, Worthington and Eden (1999, 2001). Sutherland and Browman (2001) proposed a classification scheme to categorize the findings of forty-two radnomized controlled trials, of which 15 were combined in a meta-analysis. The classification was based on the biologic mechanism of the preventive measures investigated. The authors found that the interventions reduced the odds of developing severe oral mucositis, when assessed by clinicians, by 36% (OR: 0.64; 95% CI: 0.46, 0.88). In a subgroup analysis they found that only the narrow-spectrum antibacterial lozenges were effective (OR: 0.45; 95% CI: 0.23, 0.86); however, they comment that the power of the aggregated data in the other classes may have been insufficient to detect differences. In addition, when the outcome is assessed by patients, there is no significant difference treatment and the control groups (OR: 0.79; 95% CI: 0.56-1.12). The background, methodology and main findings on the prevention of oral mucositis are summarized below.

Oral mucositis is the major dose-limiting side effect in patients receiving radiotherapy for head and neck malignancies. It has the potential to cause significant treatment interruptions or premature termination of therapy (Parsons, 1994). The authors report that an estimate of approximately 60% of patients receiving standard radiotherapy and more than 90% of patients receiving experimental modalities (i.e., combined chemotherapy and radiation, altered fractionation) will develop severe oral mucositis (Browman, Cripps, Hodson, et al., 1994; Horiot, Le Fur, N'Guyen, et al., 1992; Merlano, Corvo, Margarino, et al., 1991; Pinto, Canary, Araujo, et al., 1991). The underlying physiologic mechanisms and symptoms of chemotherapy-induced and radiation-induced oral mucositis are similar. However, differences exist related particularly to the systemic effects and resultant myelosuppression of chemotherapy, the direct and inevitable stomatotoxicity of radiotherapy, and the impact of the disease itself on the symptoms experienced by patients with head and neck cancer. This review focuses on studies of interventions used to prevent oral mucositis in irradiated head and neck cancer patients and, given the trend to use combined chemotherapy and radiotherapy in advanced disease, includes studies using combined therapy.

The authors' objectives for this review is to determine the effectiveness of interventions used in the prophylaxis of oral mucositis in patients undergoing radiotherapy to the head and neck region for malignant disease and focuses on agents that have been used to prevent the development or progression of oral mucositis. Also, as discussed earlier, the authors propose a classification scheme based on the hypothesized biologic basis for the condition and the most plausible mechanism(s) of action of the agent used for prevention of oral mucositis in this patient population.

The authors applied a search strategy to MEDLINE®, EMBASE, CINAHL®, and CANCERLIT® databases from 1966 to June 2000, using the following sensitive search strategy terms: [head and neck neoplasms] AND [(radiotherapy/or drug therapy/) AND stomatitis] OR [exp.stomatitis/rt,dt] AND [limit to clinical trial]. They limited their search strategy to "non-MEDLINE®" to the CANCERLIT® database to identify non-overlapping reports published in this database. Broad screening criteria were applied in the citation lists by three reviewers to include patients receiving radiotherapy to the head and neck in whom any intervention to prevent oral mucositis appeared to have been used. Finally the authors identified all agents included in identified reports and classified these according to their possible mechanism of action. A hand search of all reference lists of articles, review papers, and relevant book chapters was also performed. Only the full text of English language papers was obtained.

The authors applied the following criteria were used to determine eligibility of studies for inclusion in the review:

Target population

Studies with patients undergoing radiation treatment to the head and neck area were eligible. Reports where head and neck cancer patients received neoadjuvant or concurrent chemotherapy were included, whereas trials that evaluated patients with other malignancies receiving systemic therapy were considered ineligible. Similarly, studies where patients were treated with radiation therapy alone, but which included patients with disease at sites other than the head and neck region (for example, head and neck plus lung or esophagus cancers), were also deemed ineligible.

Intervention

Studies were eligible if they compared any intervention to a control group that included no active treatment for oral mucositis, where the intent was to prevent the development or progression of oral mucositis. Studies of agents that were clearly used for palliation, such as analgesics and anesthetic agents, were excluded.

Outcome measures

Studies that reported clinician-assessed oral mucositis scores, proxy measures of oral mucositis such as radiotherapy interruptions or G-tube placements, or patient-assessed ratings of oral mucositis or other symptoms were included.

Type of study

All studies, including Phase II and observational studies, that met the eligibility criteria were included for the purpose of developing the classification scheme, assessing trends in, and possible future directions for, research. However, only randomized trials were included in the analysis from which inferences on effectiveness were drawn.

The authors selected the validated assessment tool developed by Jadad, Moore, Carroll et al. (1996) to assess the quality of the selected studies.

Data processing and transformation

In studies where dichotomous outcome measures were not reported, the data were derived in one of two ways. If individual patient information was available in the report, this was simply abstracted in a dichotomous format. For continuous data, when means were provided but where different scales were used by different researchers, the data were transformed to a common percentage scale, using the method described by Eisenberg, Berkey, Carr et al. (1994). The data were then dichotomized using the technique of Moore, McQuay and Gavaghan (1996), that was tested and found to be robust in the oral mucositis model.

The outcomes of interest were severe oral mucositis as assessed by clinicians and as rated by patients

These are summarized for all studies for which they were available, using individual odds ratio (OR) of response to treatment (test vs. placebo) and associated 95% confidence intervals, for each trial. For this analysis, an OR > 1 favors control, while an OR = 1 indicates exact equivalence between the two groups.

A pooled interval estimate of the population OR was calculated. A test for heterogeneity was done, using the Chi-square test. Significance for this test was set liberally at p 0.1, since in practice the test often lacks the power to detect inter study differences of the treatment effect (Lau, Ioannidis, and Schmid, 1997). The DerSimonian and Laird Random Effects Model of pooling (DerSimonian and Laird, 1986) was used, based on the assumption of the presence of interstudy variability, to provide a more conservative estimate of the true effect.

Subgroup analysis

Several sources of heterogeneity were anticipated. To explore the relationship between treatment effect and study features, several a priori hypotheses regarding heterogeneity were developed and subgroup analyses planned. For each of the outcome measures, an analysis was done for each of the classifications: direct cytoprotectants, indirect cytoprotectants, and antibacterials. Based on the a priori hypothesis that sucralfate, which forms a mechanical barrier, in addition to its other properties as a direct cytoprotectant, might be more effective than the other direct cytoprotectants, a subgroup analysis was planned to assess this. Similarly, it was postulated that antibiotic lozenges, which are thought to selectively eliminate the aerobic Gram-negative flora associated with acute oral mucositis, might be more effective than the broad-spectrum rinses, and so a further analysis was undertaken of these two groups. The impact of radiotherapy dose (50 Gy vs. <50 Gy) and the influence of methodologic quality (score 3 vs. score <3) were analyzed.

Results

Fifty-nine English language studies were retrieved and reviewed. Eight non-English language reports were identified, studying amifostine (Altmann and Hoffmanns, 1999; Buntzel, Glatzel, Schuth, et al., 1999), sucralfate (Scherlacher and Beaufort-Spontin, 1990), sodium alginate (Oshitani, Okada, Kushima, et al., 1990), Ancer-20 (Okutomi, Kato, Ichihara, et al., 2000), prostaglandin (Raletic-Savic, Zivanovic, and Savic, 1991), and povidone-iodine (Adamietz, Rahn, Bottcher, et al., 1998). Two of these (Adamietz, Rahn, Bottcher, et al., 1998; Buntzel, Glatzel, Schuth, et al., 1999) were duplicates of reports published in English. Agreement on eligible studies between the two reviewers was high (Kappa = 0.83).

Initially, 17 papers were eliminated for the following reasons: trials included patients who received chemotherapy for systemic malignancies or solid tumors outside the head and neck site (Ferretti, Raybould, Brown, et al., 1990; Lever, Dupuis, and Chan, 1987; Prada and Chiesa, 1987; Prada, Lozza, Moglia, et al., 1985; Schubert and Newton, 1987); trials included patients who received radiotherapy to sites other than the head and neck region (Allison, Vongtama, Vaughan, et al., 1995; Meredith, Salter, Kim, et al., 1997); interventions were aimed at palliation rather than prophylaxis (Carnel, Blakeslee, Oswald, et al., 1990; Kim, Chu, Lakshmi, et al., 1985); reports were not studies of therapy (Matejka, Nell, Kment, et al., 1990; Tanner, Stamford, and Bennett, 1981; Wagner, Radmard, and Schonekaes, 1999); or papers were duplicate reports of included trials (Epstein, 1986; Epstein and Stevenson-Moore, 1986; Hanson, Marks, Reddy, et al., 1995; McIlroy, 1996; Wagner, Prott, and Schonekas, 1998).

Forty-two studies were included in the classification of agents used to prevent oral mucositis, according to the postulated mechanism of action. These data are shown in Table 2 of the original report (Sutherland and Browman, 2001).

Of the 42 reports, 25 were subsequently excluded from the analysis on the basis of study design. One excluded report was a retrospective chart review (Matthews and Ercal, 1996). Twelve of the excluded studies were Phase I/II investigations or historical control. Ten of the excluded studies had concurrent controls. Of these, six were not, three compared two different agents with no placebo control, and one was an interim analysis. Two more reports, although described as randomized trials, received a quality score of 0 and were therefore excluded. In addition, two reports did not report outcome data for severe mucositis in a manner that could be abstracted using the planned techniques.

Trial characteristics

Fifteen randomized, controlled trials were included in the analysis. One study in progress, a multicenter trial of an antibiotic lozenge currently under way in Canada (NCIC, 1997) was identified.

A total of 1022 patients were included in the 15 studies. Nine studies assessed direct cytoprotectants. Of these, five evaluated the barrier sucralfate, and four evaluated protectants that are thought to stimulate epithelial response (one each of prostaglandin, beta-carotene, hydrogen peroxide, and laser therapy). One assessed indirect cytoprotectants (benzydamine), and five trials considered antibacterials. Of those, three studied broad-spectrum antibacterials, while two evaluated narrow-spectrum antibiotic lozenges.

In nine studies, it was clear that the radiation field covered the oral cavity/oropharynx in all patients, whereas in six reports other head and neck sites such as larynx were also included, or the field was unspecified. Seven of the studies excluded patients who had received prior chemotherapy or radiotherapy.

The radiotherapy dose was at least 50 Gy in 10 trials, while five trials included some patients who had received a total dose of 45 Gy or less. In two studies (Foote, Loprinzi, Frank, et al., 1994; Okuno, Foote, Loprinzi, et al., 1997) with sample sizes of 52 and 112, respectively, the radiotherapy dose ranged from 30-45 Gy. In 13 of the studies, radiotherapy was delivered in a conventional fractionation scheme, while two trials (Carter, Hebert, Smink, et al., 1999; Symonds, McIlroy, Khorrami, et al., 1996) included a hyperfractionation schedule in one stratum. Three trials (Carter, Hebert, Smink, et al., 1999; Mills, 1988; Rahn, Adamietz, Boettcher, et al., 1997) used concurrent chemotherapy as part of the planned treatment.

Methodologic quality

The authors found a median quality score of 3 of a maximum possible score of 5 (range 1-5); the scores for each study can be obtained from the original report. Although all studies stated that they were randomized, only three described the method of randomization. Twelve of the studies were described as double-blind, and the method of double-blinding was clearly appropriate in 11 of these. Eight of the 15 provided a statement on withdrawals and dropouts. Agreement for the quality of studies was modest (Kappa = 0.43).

Meta-analysis

Outcome: severe oral mucositis, clinician assessments

Thirteen of the 15 trials supplied information on the proportion of patients who developed severe oral mucositis, as assessed by clinicians (Bensadoun, Franquin, Ciais, et al., 1999; Carter, Hebert, Smink, et al., 1999; Cengiz, Ozyar, Ozturk, et al., 1999; Feber, 1996; Foote, Loprinzi, Frank, et al., 1994; Hanson, Marks, Reddy, et al., 1997; Lievens, Haustermans, Van den, et al., 1998; Makkonen, Bostrom, Vilja, et al., 1994; Mills, 1988; Okuno, Foote, Loprinzi, et al., 1997; Rahn, Adamietz, Boettcher, et al., 1997; Spijkervet, van Saene, Panders, et al., 1989; Symonds, McIlroy, Khorrami, et al., 1996). Two trials did not report the data in a manner that could be abstracted (Epstein, Stevenson-Moore, Jackson, et al., 1989; Epstein and Wong, 1994) for this outcome. The use of all interventions together had a significant impact on mucositis, reducing the odds of developing severe oral mucositis by 36% (OR 0.64; 95% CI: 0.46, 0.88).

The baseline risk for developing severe oral mucositis in the control groups of the combined studies was 43%, while the overall absolute risk reduction when prophylactic interventions were used was 9%.

The odds ratio favors antibacterial agents over placebo (OR 0.47; 95% CI: 0.25, 0.92), and within this grouping, the only significant effect is for the narrow-spectrum antibacterials (OR 0.45; 95% CI: 0.23, 0.86). Studies of higher quality (validity score 3) tended to support the use of treatment across all studies (OR 0.68; 95% CI: 0.48, 0.96). An overall treatment effect of the interventions was seen when all patients received a radiotherapy dose of at least 50 Gy; no difference was demonstrated when studies included some patients receiving less than 50 Gy.

Outcome: Severe Oral Mucositis, Patient Assessments

Data for severe oral mucositis, as assessed by patients, were available for 10 of the trials. The combined results of these studies suggest only a trend for a difference in prophylaxis of oral mucositis between the treatment and the control groups (OR 0.79; 95% CI: 0.56-1.12). No significant heterogeneity was detected. The only study of broad-spectrum antibacterial agents reporting patient measures (Foote, Loprinzi, Frank, et al., 1994) showed a strong trend favoring the control group. In this trial of chlorhexidine (n = 52), no significant clinical benefit of the treatment rinse vs. placebo rinse was demonstrated, and a significant proportion of patients on the treatment arm reported moderate to severe mouthwash-induced discomfort and taste alteration.

Discussion

In this systematic review the authors propose a classification system that groups the preventive interventions into three broad categories: direct cytoprotectants, indirect cytoprotectants, and antibacterials. They note that the modes of action for each agent are postulated mechanisms based on the literature and are presented to enable a preliminary classification scheme to be developed. They suggest that changes to the classification system may be warranted as mechanisms of the various interventions become better understood, particularly in the setting of radiated tissues.

This review shows that there has been a significant amount of preliminary research in the prevention of oral mucositis in irradiated head and neck cancer patients. Many of the studies that were excluded from this systematic review on the basis of trial design report promising results, warranting further research, but, in some areas, randomized trials have not been forthcoming. The authors discuss the various challenges in executing high-quality clinical trials on prevention of oral mucositis. They suggest that the low incidence rates of head and neck cancer and the variety of histologic diagnoses and subsequent variety in radiation treatment field and dose may yield small numbers of patients that can be included in a trial. This was apparent in the trials in this systematic review, where several studies included significant numbers of larynx patients; a number delivered radiotherapy to some patients at doses of less than 50 Gy. Other difficulties in prevention of oral mucositis studies arise from the fact that most of the commonly used oral mucositis scoring systems have not been validated (Parulekar, Mackenzie, Bjarnason et al., 1998), and there appears to be lack of agreement on which tools to use and which endpoints are most relevant.

The authors also discuss the quality of and deficiencies of the studies included in their systematic review. They note that the overall quality of the trials was sub-optimal. Deficiencies related to description of appropriate methods of randomization, where only 3 of the 15 included studies reported this clearly.

The authors according to their findings suggest that in aggregate the interventions chosen on a sound biologic basis to prevent severe oral mucositis are effective. When oral mucositis is assessed by clinicians, narrow-spectrum antibiotic lozenges may be beneficial. When patients evaluate the symptoms of oral mucositis, none of the interventions appear to be effective, and, in fact, chlorhexidine may be poorly tolerated by patients.

With regards to sub group analyses, they note that statistical significance was not attained for most subgroups, although all interventions, with the exception of broad-spectrum antibacterials, showed a trend toward effectiveness underlining the need for more and larger well-designed randomized trials to strengthen the evidence in this area.

Finally the authors conclude that at the present time, there is not a strong body of evidence to support the development of specific recommendations for the prevention of oral mucositis in clinical practice. However, narrow-spectrum antibacterials appear to be advantageous.

Future research

The authors suggest that in other promising areas, where the research has been of an exploratory nature, randomized controlled trials are needed. If such trials demonstrate a benefit from individual agents, comparison studies and studies of combinations of agents from different classes will be beneficial. In addition, the difference between clinician-rated and patient-rated measures needs to be acknowledged. In studying patient-assessed outcomes in head and neck radiotherapy, it seems that symptom-specific scales need to be complemented or replaced with the use of multidimensional quality of life measures. In planning future research strategies, the choice of clinically relevant primary outcome measures using validated measurement tools, in larger, methodologically sound trials, is essential.

Acute Herpes Zoster and Postherpetic Neuralgia (PHN) in Cancer Patients

Postherpetic neuralgia (PHN) is the most common complication of herpes zoster, and as such has been an area of extensive medical research for the past three decades. PHN is uncommon in patients under 40 years of age. A recent prospective study on the epidemiological characteristics of PHN in 421 patients with long term follow up (Helgason, Petursson, Gudmundsson, et al., 2000) demonstrated that among patients younger than 60 years, the risk of PHN three months after the start of zoster was 1.8% (0.59% to 4.18%, 95% confidence interval) with mild pain. The same study showed that the risk of PHN is increased in patients 60 years or older but the pain is usually mild to moderate. Earlier reports suggest that the incidence of PHN does not increase in immunocompromised patients that in their majority are cancer patients (Rusthoven, Ahlgren, Elhakim et al., 1988). Among patients with cancer, those with leukemia and lymphomas have the highest risk for herpes zoster; 20% to 50% of patients with Hodgkin's lymphoma develop herpes Zoster (Schrimoff, Serpick, Stoler et al., 1972; Sokal and Firat, 1965). Evidence from non-cancer patients suggests that early treatment of acute herpes zoster with antiviral agents may prevent and shorten the duration of PHN but with marginal effectiveness. A meta-analysis of randomized controlled trials in immunocompetent patients demonstrated that treatment with oral acyclovir -- the most commonly used antiviral agent -- within 72 hours of rash onset may reduce the incidence of residual pain by 46% at six months (Jackson, Gibbons, Meyer, et al., 1997). A recent systematic review provided marginal evidence that oral acyclovir prophylaxis reduces pain at 1 and 3 months following zoster, while famcyclovir and valacyclovir reduced the duration but not the incidence of PHN (Alper and Lewis, 2000). The same systematic review provided evidence from a single trial showing that some reduction in the incidence of PHN can be achieved with early amitriptyline treatment for 90 days or early use of transcutaneous electrical nerve stimulation (TENS). None of the above reports included data from cancer patient populations. When PHN is established treatment is difficult and frustrating for both the healthcare provider and the patient (Lojeski and Stevens, 1997). A few studies have demonstrated efficacy of tricyclic antidepressant medications such as amitryptyline (Lojeski and Stevens, 1997) in immunocompetent patients with PHN. Anticonvulsant medications have also been shown to be effective in the management of PHN (McQuay, Carroll, Jadad et al., 1995). A large scale multicenter randomized placebo-controlled trial in 229 patients demonstrated a significant reduction in pain intensity in those receiving gabapentin versus placebo for 8 weeks (Rowbotham, Harden, Stacey, et al., 1998).

This strategy yielded 23 reports of which only 15 satisfied our inclusion criteria. Six of these reports studied neuropathic pain in cancer patients and included a mixed patient population and have been included in a previous extensive synthesis of the literature on the management of cancer pain (Goudas, Carr, Bloch, et al., 2001).

All identified reports investigated the effect of antiviral treatments on the recovery from acute herpes zoster and on the reduction of acute zoster pain and PHN. No trial was identified on the effectiveness of treatments in established PHN in cancer patients underlining the paucity of evidence in this area. Pain characteristics as well as pain intensity were generally poorly reported. Seven reports compared specific or nonspecific antiviral treatments with placebo. None of these reports demonstrated a strong effect in reducing pain during the acute phase (48 hours to a week) or at follow up assessments up to 6 months.

Treatment of Cancer-Related Depression

What are the effects of medications on depression in cancer patients?

Only eleven controlled studies of the effects of medications on depressive symptoms in cancer patients exist. Nine of them are primarily treatment studies on depressive symptoms. One is a pain study that also assessed depressive symptoms and one is a depression prevention study.

These studies reflect the history of psychopharmacology. Antipsychotics became available first and then tricyclic antidepressants. Later selective serotonin reuptake inhibitors appeared.

The first study took place in 1972 and was a 6-week placebo controlled trial of thioridazine 25 mg tid for depression in a hetergeneous sample of 50 cancer patients. Thioridazine is an antipsychotic medication that is now not usually used for the clinical treatment of depression. The study included inpatient, outpatient, and terminal patients with various cancers. Depression was assessed by physician ratings of depressive symptoms. Although it appeared better than placebo for depressive symptoms at the end of the first week, this difference was not statistically significant at weeks three and six. However, at all time points, it was significantly better than placebo for insomnia and crying spells. The authors reported that no side effects were observed. Because this study did not clearly chose participants with a diagnosis of major depressive disorder and did not use standardized rating instruments, it is difficult to fully interpret this data (Johnston, 1972).

Purohit and colleagues conducted a 4-week placebo controlled trial of imipramine in 39 hospitalized cancer patients receiving radiation therapy (Purohit, Navlakha, Modi, et al., 1978). All patients staerted with a physician diagnosis of major depressive disorder. The imipramine was dosed between 25 and 50 mg a day. The doses were adjusted for tolerability. Although they demonstrated that 80% of the imipramine group improved compared to 42% of the controls using the Hamilton Depression Scale, they did not analyze their data for statistical significance of these differences.

The effects of a glucocorticoid were studied by Bruera and colleagues (Bruera et al., 1985). This 33 day randomized, placebo-controlled trial used methylprednisolone 16 mg bid in 40 terminal oncology patients with various cancers. Although at day 13, the methylprednisolone showed greater improvement in the Hamilton Depression Scale than placebo (p<0.05), there was no significant difference at day 33. Side effects included 5% of patients reporting increased anxiety and 5% of patients developed Cushingoid features.

Costa and colleagues conducted a 4-week randomized controlled trial of mianserin in 73 women with cancer (Costa, Mogos, and Toma, 1985). Women required significant depressive symptoms as measured by the Hamilton depression Scale to enter the study. Mianserin was dosed between 30-60 mg per day. At four weeks, there were more responders in the miasnserin group assessed by changes in CGI (p<0.25) and the mianserin group had a greater improvement in the Hamilton Depression Scale (p<0.01). There were no significant differences in side effects.

Bruera and colleagues studied the effects of another medication, mazindol, in cancer patients (Bruera, Carraro, Roca, et al., 1986). Twenty-six terminal patients with various cancers participated in this 12-day randomized placebo-controlled trial. The mazindol was dosed at 1 mg tid. At 12 days, there was no significant difference in changes in the Hamilton Depression Scale between groups, but the mazindol group experienced "serious toxicity." These side effects included nervousness, sweating, delirium, and weakness.

Holland and colleagues, comparing alprazolam with progressive muscle relaxation (Holland, Morrow, Schmale, et al., 1991), did the only non-blind trial included in this series. One hundred forty-seven people with various cancers participated in this 10-day trial. Patients were included if they met criteria for depression or anxiety. Both groups showed improvement in the Hamilton Depression Scale and the Affects Balance Scale. However, the alprazolam group had greater improvement in the Affects Balance Scale (p<0.04) and an improvement trend with the Hamilton Depression Scale (p<0.08). There were more drop outs in the alprazolam arm and side effects reported were drowsiness, sedation, and lightheadedness.

Mianserin was also studied by Van Heeringen and colleagues (van Heeringen and Zivkov, 1996). In this 6-week randomized, placebo-controlled trial in fifty-five women with breast cancer receiving radiation, depression was diagnosed with a DSM-III interview. Mianserin was dosed at 60 mg per day. Hamilton Depression scale scores were significantly lower in the mianserin group compared to placebo at week 2 (p<0.056), week 4 (p<0.004), and week 6 (p<0.004). The number of responders was greater in the mianserin group compared to placebo at weeks 4 and 6 (p<0.05). Although placebo participants tended to terminate the study earlier, the some of the mianserin group reported postural symptoms and sedation.

Although depression was not the primary endpoint, Eija and colleagues assessed depression in their 4-week, randomized placebo-controlled trial of amitriptyline for neuropathic pain in fifteen breast cancer patients (Eija, Tiina, and Pertti, 1996). Amitriptyline was dosed at 25-100 mg per day. No significant differences were noted in depression between groups, but depression was not assessed in a standardized way. Patients were asked two questions regarding depression with a four-point scale. Side effects reported from amitriptyline included sedation, dry mouth, constipation, and sweating.

Razavi and colleagues conducted a 4-week randomized, placebo-controlled study of fluoxetine after one week of placebo in both groups (Razavi, Allilaire, Smith, et al., 1996). Ninety-one people with various cancers and DSM-III diagnoses of major depressive disorder participated. Fluoxetine was dosed at 20 mg per day. No significant differences in the numbers of responders as defined by HADS < 8 or changes in depression scores with the HADS and MADRS were found between groups. There were also no significant differences in side effects between groups.

Fluoxetine was also studied by Holland and colleagues in a 6-week comparison study with desipramine, after one week of both groups receiving placebo (Holland et al., 1998). Thirty-seven women with cancer diagnosed with depression by DSM-II-R interview participated. Although doses were variable with responses, fluoxetine was dose at 20 mg per day and desipramine was dose at 100 mg per day. Both groups improved significantly by both the Hamilton Depression scale and the CGI. However, there were no significant differences between groups. Both groups reported side effects that included nausea, dry mouth, insomnia, and dyspepsia.

Although major depressive disorder was not the focus, Razavi and colleagues studied the effects of trazodone and clorazepate on depressive symptoms in a 4-week comparison trial (Razavi, Kormoss, Collard, et al., 1999). Twenty-seven breast cancer patients diagnosed with adjustment disorder with depressed mood by DSM-II-R criteria participated. Trazodone was dosed between 50-150 mg per day and clorazepate was dosed between 10-30 mg per day. Although there were a greater number of responders by CGI in the trazodone group, this difference was not statistically significant. There were also no significant differences in change in depression scores with the HADS.

The last study was not a depression treatment study. Musselman and colleagues studied paroxetine in preventing depression in melanoma patients receiving interferon (Musselman, Lawson, Gumnick, et al., 2001). This 14-week trial had 40 participants. Paroxetine was initially dosed at 10 mg per day and increased up to 40 mg per day. Paroxetine significantly reduced the incidence of depression (p=0.04) and the severity of depressive symptoms (p<0.001) as measured by the Hamilton depression Scale. Adverse events did not differ significantly between groups.

With the exception of two studies, all medications classified as antidepressants showed benefit. The two studies that did not show benefit studied the medications for not more than four weeks. This is not surprising because antidepressants can typically take between four to six weeks to take effect. Medications other than antidepressants did not appear to be effective.

Are psychosocial interventions effective in treating depressive symptoms in cancer patients?

There have been hundreds of studies on the effectiveness of psychosocial interventions on depressive symptoms in cancer patients. Because of the large number of studies, we limited our review to published meta-analyses of these studies.

Although these meta-analyses were not done necessarily on patients with significant depressive symptoms, there does appear to be a small to moderate effect size from these treatments. Though one of these meta-analyses did not note a significant difference in effect size among different types of treatments, the limitations of that study make interpretations of that observation difficult.

Despite its title as a meta-analysis of psychoeducational care, Devine and Westlake, (1995) is actually a meta-analysis of psychosocial interventions in adult cancer patients. It included 98 studies with 5,326 subjects published from 1976 to 1993; 47% were published in a journal or book, 45% doctoral dissertations, and 6% theses published in a journal. Inclusion criteria were provision of a psychosocial intervention to adults with cancer; use of an experimental, quasiexperimental, or pre-post single test design; and outcome measures of physical and emotional well being. Exclusion criteria were studies that had comparison arms to other treatments (such as medications); studies with less than five subjects, and all treatment groups not being from the same setting. Interventions included educational, behavioral/cognitive counseling, non-behavioral/cognitive counseling. The most prevalent intervention was behavioral/cognitive counseling. It is not noted whether both individual and group interventions were included. Although the studies were not necessarily on patients with depression, a positive effect was present in 92% of the studies with the average effect size being medium.

Meyer and Mark (1995) is a meta-analysis of psychosocial interventions in adult cancer patients. It included 45 studies with 2,840 subjects. Its inclusion criteria were published randomized experiments; psychosocial intervention compared to control or minimal intervention; and the inclusion of behavioral and emotional outcome measures. The only exclusion criterion was hospice or terminal care studies. Interventions included educational, behavioral, non-behavioral counseling, social support or other interventions (music therapy, for example). It is not noted if both individual and group interventions were noted. Although this meta-analysis showed a small effect size, it was not as stringent in evaluating depressive symptoms. Measures of emotional adjustment were included rather than measures of depression. This meta-analysis also did not show a significant difference in effect size according to type of intervention.

Sheard and Maguire (1999) is a meta-analsis of psychological interventions for anxiety and depression in cancer patients. It included 20 studies with 1,101 subjects. Inclusion criteria were studies of psychosocial interventions for psychodistress in cancer patients; a control condition; and published in English in a journal or indexed as a dissertation. The one exclusion criterion was a single group design without a control. In the evidence-based table, only the effects of studies that assessed for depressive symptoms were included. Both individual and group data are included in the analysis. The interventions included individual therapy, relaxation, group therapy, group therapy excluding psychoeducation, and group psychoeducation. Although these studies were not specifically done on patients who were depressed, a small to medium effect size was seen, but the effect size decreased with the authors' assessment of the quality of the study.

Are alternative treatments effective for the treatment of depressive symptoms in cancer patients?

Although there have been descriptive reports of alternative or complementary treatments for depression in people with cancer, there have been no controlled trials.

Treatment of Cancer-related Fatigue

Our search strategy identified ten randomized controlled trials assessing the efficacy of various interventions for the treatment of cancer-related fatigue (Table 32). Some of the methodologic issues affecting the interpretation of these trials will be addressed, and then the major findings will be reviewed. The majority of these trials were small; only two included more than 100 subjects. Six trials were conducted in single institutions and three in multiple institutions. In one trial (Spiegel, Bloom, and Yalom, 1981) the number of institutions could not be determined.

Reporting of elements of the study design such as primary and secondary endpoints, sample size calculation, eligibility criteria and procedures for randomization and stratification is usually inconsistent. A significant and recurrent issue in the design and reporting of these trials is the absence of prospectively defined quantitative primary and secondary endpoints. Among the ten trials, only one provided a clear definition of endpoints Littlewood, Bajetta, Nortier et al., (2001) in a study of epoetin alfa in patients receiving chemotherapy.

The absence of prospectively defined endpoints is problematic in studies such as those that measure and report numerous outcome variables. For example, Ahles, Tope, Pinkson et al., (1999) examined the effects of massage therapy on anxiety, depression and mood in bone marrow transplantation (BMT) patients using the State-Trait Anxiety Inventory (STAI), Beck Depression Inventory (BDI), and Brief Profile of Mood States (POMS). They also assessed emotional distress, fatigue, nausea and pain using a numerical (0-10) scale, systolic and diastolic blood pressure, pulse and respiratory rate, and the STAI-state score. All measurements were done at three timepoints. No differences were seen between the massage and control groups in the overall scores on the STAI, BDI or POMS. Fatigue was found to be significantly lower in the massage group at two of the three time points (p=.02 at day -7, and .03 pre-discharge). However these fatigue scores were only two of 36 dependent variables (12 variables at three timepoints) each of which was assessed for significant differences between the treatment and control group. Among so many potential outcomes, the post-hoc selection of the few variables with p values less than .05 is of uncertain significance.

Similar problems arise in interpreting the results of a study by Gaston-Johansson, Fall-Dickson, Nanda et al., (2000) evaluating a Comprehensive Coping Strategy Program (CCSP) in patients undergoing autologous BMT for breast cancer. They studied the effects of this program on pain, fatigue, psychological distress and nausea using a number of questionnaires and visual analogue scales at three time points. This generated 24 outcome variables. Of these, only the measurements of nausea at day +7 and fatigue at day +7 correlated significantly with the CCSP. It is difficult to interpret the few outcomes that correlate significantly with CCSP in light of the large number of outcomes reported, the absence of a prospective definition for which these outcomes was of primary interest, and an estimation of the effect size that would be considered clinically important.

Since endpoints were not defined prospectively in the large majority of these trials, calculations of the sample size required for detection of significant outcome differences could not be performed. With a few exceptions, the sample sizes appear to have been chosen arbitrarily. It is therefore possible that some of the reported negative outcomes are due to underpowering of the studies. Underpowering is certainly a concern in small studies of heterogeneous populations examining a symptom such as fatigue, which is highly multifactorial. The patient populations in several of these trials were quite heterogeneous. Six of the ten trials enrolled patients with multiple types of cancer. For example, Decker, Cline-Elsen, and Gallagher (1992) studied the effects of relaxation therapy in 82 patients with 15 different types of cancer undergoing palliative or curative radiation therapy. Patient factors such as functional status, disease factors such as stage, and treatment factors such as dose and anatomic sites of radiation therapy were probably highly variable in this group. These factors may have accounted for much of the variance of fatigue. Stratification to assure balance of such factors between the arms of a study would have been a reasonable approach in many of these trials, but only two of the more recent studies stratified patients (Littlewood, Bajetta, Nortier, et al., 2001; Mock, Pickett, Ropka, et al., 2001). Particularly in earlier trials, minimal demographic, disease and treatment information is provided. In the last of these studies, significant baseline differences in scores on the Profile of Mood States (POMS) between the treatment and control groups were found. Differences in scores on the Profile of Mood States (POMS) between the treatment and control groups were found, suggesting that an imbalance in important risk factors for fatigue was in fact present.

Several trials evaluated the effect of psychosocial interventions on fatigue. Spiegel, Bloom, and Yalom (1981) randomized 86 women with metastatic breast cancer to either usual care plus weekly support group meeting for one year or usual care alone. Despite a high drop out rate (only 30 subjects remained at the end of the year), the support group arm had significantly better scores on multiple dimensions of the POMS, including less fatigue and more vigor. Over the course of the year, controls showed increasing fatigue and declining vigor, but this result did not occur in the treatment group. Despite flaws in this study, the consistent benefit associated with support group attendance across multiple dimensions of the POMS is striking and certainly consistent with more recent data on the benefits of support groups.

Forester, Kornfeld, and Fleiss (1985) examined the effect of psychotherapy on emotional and physical distress in patients receiving radiotherapy. Forty-eight patients were randomized to weekly psychotherapy for 10 weeks during and after radiation, and 52 to radiation alone. The groups were reasonably well balanced according to basic demographics and type of cancer. Subjects were administered the SADS (Schedule of Affective Disorders and Schizophrenia) at 5 time points from baseline to 14 weeks. Psychotherapy patients had a significantly greater decline in emotional symptoms than controls from the end of radiation to the final timepoint. Physical symptoms, and fatigue in particular, declined more in the treatment group, but only reached statistical significance at one timepoint. While this study is by no means definitive, it is consistent with other data that suggest a strong influence of psychological state (and possibly psychological intervention) on physical symptoms such as fatigue.

Some of the problematic features of the trial of relaxation therapy during radiation therapy (Decker, Cline-Elsen, and Gallagher, 1992) have been discussed above. The sample was highly heterogeneous, and only rudimentary patient information was provided. Significant baseline differences in all subscales of the POMS suggest that the arms were poorly balanced for factors associated with mood states and fatigue. While fatigue remained stable in the relaxation therapy group and increased significantly in the control group, the validity of these results are questionable.

Gaston-Johansson, Fall-Dickson, Nanda, et al. (2000) randomized 110 patients undergoing autologous BMT to a Comprehensive Coping Strategy Program vs. usual care. The CCSP consists of counseling, education, written materials and an audiotape providing information on pain control and its importance, mechanisms of pain, strategies for reducing pain and emotional distress, coping skills, cognitive restructuring to avoid catastrophizing, demonstration and instruction in guided imagery and relaxation. Patients undertook this program before hospital admission. The groups were well balanced for demographic and disease variables. As noted above, several instruments were used to assess psychological distress, fatigue, nausea and pain. Although a few statistically significant correlations were found between participation in the CCSP and reduced symptoms at certain time points, the evidence for a clinically meaningful benefit from this approach is preliminary.

Three studies examined the effects of exercise on fatigue in breast cancer patients. Mock, Dow, Meares, et al. (1997) randomized 46 women undergoing radiation therapy for early stage breast cancer to an individualized, home-based walking exercise program or usual care. The outcomes were physical functioning (measured by a 12-minute walking test), and scores on the Symptom Assessment Scale and Piper Fatigue Scale, administered at the midpoint and end of radiation therapy. The patient sample was relatively small but homogeneous, and they underwent a fairly uniform treatment (radiation therapy for localized breast cancer). The groups were well balanced demographically and by disease factors, and there were no significant differences in the baseline levels of fatigue or other symptoms. All patients experienced fatigue. There were highly significant differences in the pre- to post-test values in physical functioning, exercise level, fatigue, difficulty sleeping and anxiety, all favoring of the treatment group. At the end of radiation treatment, when fatigue is typically most intense, the exercise group was significantly less fatigued. A similar study by Mock, Pickett, Ropka, et al. (2001) assessing exercise in both chemotherapy and radiation patients, was confounded by the fact that a high percentage of the control group participated in exercise, while compliance in the treatment group was low. Dimeo, Stieglitz, Novelli-Fischer, et al. (1999) found that in patients undergoing autologous peripheral blood stem cell transplantation, daily biking on an ergometer in the supine position was associated with stable levels of fatigue at discharge compared to admission, while in a control group, fatigue levels rose significantly. The levels of fatigue (or changes in these levels) in the treatment and control groups do not appear to have been directly compared,

Several non-randomized studies have also provided evidence for a beneficial effect of exercise on cancer-related fatigue (Dimeo, Bertz, Finke, et al., 1996; Dimeo, Rumberger, Keul, 1998; Schwartz, 2000; Porock, Kristjanson, Tinnelly, et al., 2000; Schwartz, Mori, Gao, et al., 2001). The studies, in addition to the positive result of the randomized trial by Mock, Dow, Meares, et al. (1997) should provide a stimulus to further investigation in this area.

Littlewood, Bajetta, Nortier, et al. (2001) have performed the only randomized, controlled trial showing a benefit for a pharmacological intervention in cancer-related fatigue. They randomized patients receiving non-platinum chemotherapy to thrice-weekly subcutaneous epoetin alfa (n=251) or placebo (n=124) in double-blind fashion. Patients had hemoglobin levels of < 10.5 g/dL, or 10.5-<12 g/dL with a decline of > 1.5 g/dL per cycle of chemotherapy. Patients were stratified according to solid vs. hematologic malignancies and hemoglobin level. This study was appropriately powered to detect the primary endpoint (the proportion of patients transfused after four weeks). Secondary endpoints were change in hemoglobin level, percentage of patients with an increase in hemoglobin of >2 gm/dL, and change in quality of life scores from baseline to last value. Quality of life measure were the FACT-An, which contains a fatigue subscale, the Linear Analog Scale Assessment (LASA), and the Medical Outcomes Study Short Form-36 (SF-36).

Transfusion requirements were significantly lower and hemoglobin levels significantly higher on the epoetin alfa arm. All quality of life measures also showed a benefit. There was a highly significant difference in the mean of the change in fatigue subscale scores on the FACT-An favoring epoetin alfa (p=.0040). Changes in hemoglobin levels strongly correlated with quality of life. There was a trend towards an improvement in overall survival in the epoetin group. These results are consistent with two large open-label non-randomized studies of epoetin alfa that also demonstrated benefits in terms of hematologic parameters, quality of life, and measurements of energy and fatigue (Demetri, Kris, Wade, et al., 1998; Glaspy, Bukowski, Steinberg, et al., 1997). Additional non-randomized studies have indicated that there is an equivalent benefit with once-weekly dosing (Gabrilove, Cleeland, Livingston, et al., 2001), and that anemic patients not currently receiving chemotherapy also benefit from epoetin alfa in terms of amelioration of anemia and improvement in quality of life (Ludwig, Sundal, Pecherstorfer, et al., 1995).

Chapter 4. Conclusions

Prevalence

Cancer-related Pain

Pain is an important component of the already considerable disease burden of cancer. Minorities, women, and the elderly are particularly at risk for cancer-related pain, and this observation possibly reflects both underassessment and undertreatment. Nearly all epidemiological studies that contain population-based estimates of the prevalence and severity of cancer pain report few details concerning specific mechanisms of cancer pain, nor do they track pain and other symptoms longitudinally across time; however, credible survey information is emerging that suggests the prevalence of pain and other symptoms is related to the type of cancer (though not related to information such as grade or stage). The total number of patients surveyed in published reports of the prevalence and severity of cancer-related pain, as well as in methodologically sound trials of cancer pain relief, is a minor fraction of those receiving care -- much lower than for nearly all other high-impact, costly conditions. There remains an incomplete picture of variations in cancer pain prevalence, severity, and course with respect to: patient factors (age, gender, ethnicity, race, culture); disease characteristics (type, grade, stage as well as other features such as genotypic or phenotypic classification); the setting in which care is provided (provider attributes and professional qualifications, location and nature of healthcare practice); and specific treatments directed toward the underlying disease and its associated pain.

Cancer-related Depression

Major depressive disorder and depressive symptoms occur frequently in patients with cancer. Despite using standardized measures, there is a wide range of reported incidence and prevalence. From our review of the literature, the prevalence rates appear to be between 10 to 25 percent for major depressive disorder and a similar range for clinically significant depressive symptoms regardless of psychiatric diagnosis. Given that the estimated point prevalence of major depressive disorder is 2.2 percent in the general population, these rates in cancer patients may be at least four times greater.

Despite using standardized measures, there is a wide range of reported incidence and prevalence. This range may be the result of several factors that include the timing of the assessment, concurrent treatment, medical morbidity and pain, and age. Cancer patients are a heterogeneous population with different sociodemographics, cancer types, treatments, and responses to treatment. More accurate estimates might be obtained in studying the rates in more homogeneous sub-groups.

Reports on the incidence of depressive symptoms are limited to prospective studies of patients receiving certain cancer treatments. Reports of incidence range widely from about 2 to 17 percent during the time frame of the studies. Although it is difficult to generalize these results to all cancer patients, the incidence appears to be somewhere between 2 and 7 percent per year. However, these studies, like the prevalence studies, face the same difficulties of heterogeneous populations, and there are too few naturalistic studies that follow patients from the time of diagnosis conducting serial depressive assessments. Despite the lack of high quality data, it appears that the incidence of depression in cancer patients is much higher than the general population's yearly aggregate incidences: 0.25 to 0.6 percent for women and 0.08 to 0.2 percent for men.

Cancer-related Fatigue

Estimations of fatigue prevalence have been performed in many settings but the data is by no means comprehensive. Our search identified 27 reports on fatigue prevalence. Thirteen studies included patients with a variety of cancers, five studies addressed breast cancer at various stages and during various treatments, and four focused on lung cancer and two on prostate cancer. Many types of cancer were not specifically addressed. A more complete picture of cancer-related fatigue could be obtained by extracting fatigue prevalence data from HQL and general symptom studies, and from clinical trials in which fatigue is reported as a side effect of treatment.

A very broad range of prevalence rates has been reported. Prevalence rates ranged from 4 percent in breast cancer prior to starting chemotherapy and 8 percent in prostate cancer prior to radiation therapy (Jacobsen, Hann, Azzarello, et al., 1999; Monga, Kerrigan, Thornby, et al., 1999), to 91 percent in breast cancer patients after surgery and chemotherapy and before bone marrow transplantation (Gaston-Johansson, Fall-Dickson, Bakos, et al., 1999). Findings of significant concern were the prevalence rates of fatigue in cancer survivors: 26 percent in Hodgkin's disease survivors (Loge, Abrahamsen, Ekeberg, et al., 1999); 35 to 56 percent in breast cancer survivors (Bower, Ganz, Desmond, et al., 2000; Okuyama, Akechi, Kugaya, et al, 2000); and 48 percent in a cohort treated for cancers (Servaes, van der Werf, Prins, et al., 2000).

Comparisons of the prevalence rates in these studies are problematic, however, since each study used different criteria for defining the presence or absence of fatigue and its severity. A few studies used criteria for fatigue that were based on normative data from control populations (Stone, Hardy, Broadley, et al., 1999; Bower, Ganz, Desmond, et al., 2000). In many studies, however, the criteria for fatigue were arbitrary.

Population-based surveys of fatigue prevalence (Vogelzang, Breitbart, Cella, et al., 1997; Cella, Davis, Breitbart, et al., 2000) represent an advance since they potentially avoid the selection bias inherent in small cohort studies, although other bias may be introduced by the fact that only a minority of potential subjects were contacted. The primary purpose of the study by Cella, Davis, Breitbart, et al. (2001) was to evaluate proposed ICD-10 criteria for cancer-related fatigue, which, if adopted, would allow comparison of data from a wide range of sources.

The period over which the prevalence of fatigue was assessed in any group of patients was short, generally confined to the period of treatment and immediately after, or one time point in studies of survivors. No studies used a uniform methodology to track the time course of fatigue longitudinally. Few studies on the prevalence of fatigue included data on factors that might contribute to fatigue (such as anemia, infections, etc.), or attempted to determine to what extent fatigue was due to treatment, disease, or other factors.

Assessment

Cancer-related Pain

One hundred eighty-four unique trials were retrieved for the prior evidence report, plus an additional 34 in the updated search, for a total of 218 trials. In these trials, a total of 125 different outcome measures were employed. Many were similar to each other but not directly combinable, e.g., four-point and five-point pain intensity scales. The most frequently employed scales were of pain intensity: the 0-100 VAS (58 uses), a 10 cm VAS (44 uses), and five-point (26 uses) or four-point (24 uses) pain intensity scales. Of the 21 instruments that were employed five or more times in the pooled retrieved studies, four were numerical measurements of pain intensity and one was an integrated pain intensity score, three were pain relief scales, two were peak or summed pain intensity differences between treatments, two were global evaluations or global efficacy of intervention scales, and one was the McGill-Melzack pain questionnaire. Only one of the 21 most frequently applied instruments (a four-point scale) appraised side effects (5 uses); analgesic consumption was assessed 21 times.

The need for detailed assessment conducted within a psychosocial framework is addressed in virtually all guidelines or monographs on cancer pain management. A voluminous literature exists that describes the multidimensional, experiential nature of cancer pain and links poor control of cancer pain to impaired quality of life, including functionality. Expectations for detailed, multidimensional assessment of cancer pain, including quality of life assessment, during cancer care contrast with minimalist assessments of pain intensity presented during relatively brief observation intervals reported in nearly all of the retrieved trials. Side effects limit analgesic dosage and hence impede pain control in many patients, yet only one of the 16 most widely employed outcomes measures addresses the issue of side effects; that one is a coarse, four-point measure.

Cancer-related Depression

The clinical interview, using DSM criteria, is the standard of care for diagnosing major depressive disorder and other depressive syndromes in people with cancer.

Because depression may go undetected and untreated in oncology practices, the importance of screening tools and rapid assessments has been emphasized. Many self-report assessments are available that could be completed by patients before visits in clinic waiting rooms. These assessments range from circling answers to series of questions to The Distress Thermometer, a modified visual analogue scale that is presented in the NCCN guidelines for the treatment of psychosocial distress. Available data on the sensitivity, specificity, predictive values, and cross-correlations are presented in the evidence-based table.

Although these assessment tools may have been validated in studies, there is currently no evidence on how widely they are used clinically or to suggest that they affect clinical care and outcomes.

Cancer-related Fatigue

The literature on fatigue assessment focuses on tools that are used in research studies, and to a much lesser extent on methods of assessment for clinical use. The NCCN practice guidelines on cancer-related fatigue recommended the use of simple 0-10 numerical self-report scales or verbal scales (e.g., mild, moderate or severe) to assess the severity of fatigue in practice settings. This recommendation is based on a study by Piper, Dodd, Ream, et al. (1999) correlating self-report scores on a 0-10 scale of fatigue with the Physical Functioning Subscale of the Medical Outcomes Study Short Form 36 (SF-36). They found a significant impairment in physical function on the SF-36 when fatigue scores were >7. If moderate or severe fatigue is reported, the NCCN panel then recommended a focused history and physical examination and evaluation of the pattern of fatigue, associated symptoms, and interference with normal functioning. Five potential causes should be addressed because they are common and potentially reversible: pain, emotional distress, sleep disturbance, anemia, and hypothyroidism. A review of medications was not included in this initial evaluation although in practice this is certainly done. If no etiology of fatigue is identified, the NCCN panel recommended a more comprehensive evaluation, education and counseling, and consideration of a variety of strategies to reduce fatigue. Although this approach is not based on controlled clinical trials validating its effectiveness, it is intuitively reasonable. It would be useful to know the extent to which causes of fatigue can be identified and reversed using this algorithm.

In the context of clinical research, assessment of fatigue involves the use of patient self-assessment tools of varying levels of complexity. Most studies in the last several years have used instruments that assess multiple dimensions of fatigue and have been tested for validity, consistency, and reliability. Issues still remain in terms of the clinical interpretation of the scores obtained on these instruments, and the comparison of fatigue measurements obtained using different instruments.

Treatment

Cancer-related Pain

As reported in the prior evidence report, the number of randomized controlled trials to evaluate analgesic interventions for cancer pain is approximately one percent of the total of initial titles retrieved. The heterogeneity of existing trials precludes meta-analysis to answer most clinically relevant questions. For example, the trials do not disclose differences between the relative efficacy of opioids and nonsteroidal antiinflammatory drugs (NSAIDs) administered by various routes to patients with mild, moderate or severe cancer pain. There is evidence of an opioid dose-sparing effect from co-administration of an NSAID but no consistent reduction in side effects from doing so. There is little evidence for significant differences in analgesic efficacy between NSAIDs (only one trial out of 18 reported this outcome). The studies comparing different NSAIDs could not be combined in a meta-analysis due to between-study heterogeneity in the outcomes assessed, drug doses and schedules compared, and study duration. Trials that compare the efficacy of NSAIDs versus "weak" opioids (i.e., opioids commonly prescribed for mild to moderate pain) reveal no difference in analgesic efficacy between these two classes of agents, even when the latter are co-administered with the same NSAID tested in the other study arm. These trials enroll relatively small numbers of patients and are of relatively short duration. A single randomized controlled trial of breakthrough pain treatment demonstrated the superiority of oral transmucosal fentanyl citrate to placebo. We found no randomized controlled trials addressing analgesic efficacy and safety of NSAIDs selective for the cyclooxygenase-2 isoenzyme in treating cancer pain.

Published trials exploring different routes of administration for NSAID or opioid drug classes show no difference in analgesic efficacy between oral or rectal routes of delivery of each class of drug. Limited data from trials show no benefit from a purely analgesic standpoint of parenteral (intramuscular or intravenous) administration over enteral administration. Failure to prove overall superiority of one route over another does not diminish the value of a particular route in a specific clinical situation (for example, the use of suppositories or transdermal administration in the presence of dysphagia). Insufficient information exists to permit comment upon differences in patient preference for specific routes and administration, or acceptability of side effects. There was no evidence to indicate improved analgesia with controlled-release oral formulations versus immediate-release formulations or transdermal delivery. The benefit of less frequent doses upon patient compliance is a possible advantage of controlled-release formulations.

Trials of biphosphonate therapy are heterogeneous with respect to inclusion criteria, concomitant medical and radiotherapeutic treatments, disease categories, dosage regimens, choice of agent, and duration of follow-up. Differences in pain assessment methods are also considerable, ranging from analgesic consumption to a "requirement" for palliative radiation therapy. However, many studies showed a positive effect, some showed no effect, and no study showed a detrimental effect of biphosphonate therapy on skeletal symptoms of metastatic disease or myeloma. Positive effects were less evident in patients who received concurrent hormones or chemotherapy that might by themselves have a favorable effect on bone symptoms. The evidence in aggregate suggests that biphosphonates are effective in reducing bone pain in patients with cancer, although this benefit may be less marked when such therapy is combined with other tumor-directed therapy. The radionuclide strontium-89 was more effective than placebo (inactive strontium), and equally effective as external radiation.

The literature on the effects of various chemotherapeutic and hormone therapy regimens on pain is also quite heterogeneous, with differing inclusion criteria and therapeutic regimens. Analgesic consumption is reported in a minority of these studies. In only one chemotherapy trial, and in no hormonal therapy trial, did pain outcomes differ significantly between treatment arms.

Eighteen trials compared fractional dosing schedules of external radiotherapy for pain from bony metastases. No trial found more than a transient difference in pain between fractionation schedules, although external radiation as a whole is effective in decreasing pain. Meta-analysis was precluded by heterogeneity of the dosing schedules, variability in the anatomic sites and fields treated, and outcomes assessed. Short courses (even single doses) of palliative treatment with higher doses appear to produce results similar to those of longer courses that deliver a lower dose per treatment. The minimal total dose of radiation to provide pain relief has not yet been determined. A possible detrimental effect upon quality of life due to transient skin irritation and discoloration at the site of post-mastectomy chest radiation was reported in one study (Whelan, Levine, Julian, et al., 2000).

The number of studies of physical or psychological treatments to decrease cancer-related pain is small, and variability of the specific intervention and type of pain addressed precludes any broad conclusions. Studies of education evaluated different interventions in patients, medical staff, and the community at large. Studies of hypnosis in the pediatric and adult age groups indicate benefit for procedural and mucositis-related pain. Cognitive behavioral treatments may also be helpful. More studies are needed, with larger numbers of patients and control groups.

Sufficient randomized controlled trials on neurolytic celiac plexus block (NCPB) for pain relief in pancreatic and other visceral cancers were identified to indicate the efficacy of this modality. NCPB lowered pain scores or produced a prolonged dosage-sparing effect upon analgesic drug requirement. The scarcity of randomized or controlled trials on the efficacy of spinally administered opioids or other agents led us to retrieve nonrandomized reports in an effort to estimate the efficacy of this modality. These additional reports, although positive, were case series without control groups and hence yielded no data on relative efficacy of the spinal versus systemic route of drug administration. Similarly, the efficacies of ablative neurosurgical interventions such as cordotomy or rhizotomy were addressed only in case series. There were no trials that addressed the efficacy of acupuncture.

Cancer-related Depression

The current evidence shows that interventions are beneficial for depressive symptoms in cancer patients. There appears to be a clear benefit of psychosocial interventions, although the magnitude of the effect size seems to be in the mild to moderate range. Because of the hundreds of studies on psychosocial interventions in cancer patients, we limited our review to published meta-analyses of these studies. However, in limiting our review in this way, the contribution of effects from preventive studies and depression treatment studies could not be separated. The effects of psychosocial interventions may vary in these two different kinds of studies.

Although not all pharmacologic studies showed benefit for depression in cancer patients, all studies that used antidepressants and conformed to usual practices for antidepressant trials did show benefit. Since antidepressants typically can take four to six weeks for their full effect, studies of antidepressants under five weeks tended to show less benefit. Currently, there is efficacy data for selective serotonin reuptake inhibitors (SSRIs) and tricyclic antidepressants. Another antidepressant that showed benefit, mianserin, is an atypical antidepressant not available in the United States. Although trazodone, an atypical antidepressant, showed some benefit in treating depressive symptoms, it is not commonly used as an antidepressant because it often causes sedation at therapeutic doses.

No controlled studies on alternative treatments for depression in cancer patients were identified.

Cancer-related Fatigue

Ten randomized, controlled trials were identified that assess interventions for cancer-related fatigue. Four involved psychosocial interventions (support groups, psychotherapy, relaxation therapy, and a comprehensive coping strategy program). Three clinical trials evaluated the impact of exercise on fatigue. One trial involved massage therapy and one evaluated a "bedside wellness system" using virtual reality technology. There was only one trial of pharmacotherapy (epoetin alfa for fatigue related to anemia in patients receiving chemotherapy). Some of the concerns regarding the methodology of these studies are addressed in the results section. Endpoints were often poorly defined and sample size calculations absent. It is probable that many of these studies were underpowered to detect the outcome of interest. Although several studies reported statistically significant associations between the intervention being tested and various outcomes, the absence of prospectively defined endpoints renders these results difficult to interpret.

The studies by Mock, Hassey Dow, Meares, et al. (1997) provides evidence that exercise may be helpful in reducing or preventing fatigue in patients receiving radiation therapy for early stage breast cancer. The beneficial effects of exercise are less clear in other contexts such as peripheral blood stem cell transplantation (Dimeo, Stieglitz, Novelli-Fischer, et al., 1999). Nonetheless, this is certainly an approach that warrants further investigation.

The randomized, placebo-controlled, double-blind trial by Littlewood, Bajetta, Nortier, et al. (2001) suggests a substantial benefit associated with epoetin alfa in terms of quality of life, fatigue, and hematologic parameters in anemic patients undergoing chemotherapy. The findings of this study are supported by large, non-randomized trials.

Chapter 5. Future Research

Prevalence

Cancer-related Pain

Comprehensive, credible surveillance data describe the incidence and prevalence of cancer in the United States and survival rates for each major neoplastic disorder. The evidence that undertreated pain adds substantially to the disease burden of cancer is equally credible but less extensive and detailed. Limited cross-sectional data link tumor type and stage with pain quality or intensity (Caraceni, Portenoy, and the IASP Working Group, 1999), and there is no corresponding longitudinal, tumor-specific data on individual pain trajectories during treatment of cancer and cancer-related pain. Tumor- and population-specific data of this nature are needed if the natural history of cancer pain and its relief are to be understood with sufficient precision to advise individual patients and their families on the selection of pain control options. Data of this sort is available, for example, to facilitate informed choices by patients, families, and their care providers as to the likely progression, appearance of complications of, and risks and benefits of therapies for many prevalent conditions such as hypertension, heart disease, diabetes mellitus, infectious disease, and (as mentioned above) cancer itself.

Cancer-related Depression

There is much variance in the literature on reports of rates of both major depressive disorder and depressive symptoms in cancer patients. Even when standardized instruments are used, wide variance is seen. One recommendation would be to conduct prevalence studies that examine reasons for such variance and contributing factors for such differing rates. The timing of measurements of depressive symptoms appears to be important and may contribute to the variance. Since depression is more common in women in the general population, the effect of gender on depression in cancer patients needs to be more carefully studies. One goal may be to develop a statistical model that could predict the rate of depressive symptoms given the cancer, treatment, and demographics of the population.

The existing incidence studies of depression in patients with cancer all start at some time after the diagnosis of cancer. It is recommended that more studies start at the time of diagnosis, or even before if possible, to get better estimates of the incidence of depression once people are diagnosed with cancer. Both studies of incidence and prevalence should assess past histories of depression.

Research on the prevalence and incidence of depression in children with cancer is scarce and must be enlarged.

Cancer-related Fatigue

Studies of the prevalence of cancer-related fatigue are by no means comprehensive. Additional studies of fatigue prevalence in many types of cancer and many different clinical contexts are needed.

Data on fatigue prevalence are reported in studies on health-related quality of life, general studies of symptom prevalence, and from treatment trials in which fatigue is reported as a side effect. Extracting fatigue prevalence data from these sources could potentially provide a much more detailed and complete picture of the scope and impact of cancer-related fatigue. Methods for comparing prevalence rates obtained using different assessment tools would need to be devised.

We were unable to identify studies that provided a longitudinal assessment of fatigue prevalence. All existing studies were confined to a brief period associated with treatment or a limited number of time points during the palliative phase or in cancer survivors. Thus, while data exists, for example, on the prevalence of fatigue in women with breast cancer during chemotherapy, radiation therapy, and in long-term follow-up, these studies use heterogeneous assessment techniques and do not provide insight into the time course of fatigue. There is a need for studies of the prevalence of fatigue over the entire course of treatment and follow up using uniform methods of assessment.

Assessment

Cancer-related Pain

The present sophistication of quality-of-life assessment, and documentation of relationships between pain, disability, and impairment, mandate that clinical trials of cancer pain control incorporate outcomes measures beyond mere pain intensity. Textbooks, guidelines and review articles on cancer pain all describe the need to perform a detailed history so as to assess the psychosocial and cultural frameworks and individual factors underlying pain experience and complaint. Such monographs further recount the importance of formulating whenever possible a mechanism-based pain diagnosis so as to guide therapy, the quantification of pain intensity as well as distress and impairment of quality of life and function associated with pain, and the reassessment of pain and distress across the continuum of care. Indeed, assessment of pain intensity and appropriate treatment are already clinical standards of the Joint Commission on Accreditation of Healthcare Organizations. To accomplish pain assessment and treatment related to clinical trials as well as clinical care in an increasingly diverse society creates a need for developmentally, culturally, and gender-appropriate instruments that are sensitive, reliable, and easy to administer. Instruments to assess health-related quality of life, particularly functional status, have been applied in recent years during cancer treatment trials. Analgesic trials for the most part have omitted such instruments, and those that incorporated them did so in a heterogeneous fashion. Because breakthrough pain contributes to overall pain morbidity in many patients, pain intensity itself is normally assessed in clinical practice not only at a single time but also across the course of illness and most importantly, during activity that includes movement. Uni-dimensional, "dip-stick" measures of pain intensity at rest, repeated a few times during a short observation interval and often after only a single dose of medication, must be supplanted by more clinically relevant and comprehensive pain assessment during clinical trials.

Important information to strengthen interpretation of the results of clinical trials is at present mostly lacking. Such information, to permit responder or non-responder subgroup analyses, includes genetic and genders characteristics, medical comorbidity and concurrent treatments, as well as other individual features such as ethnicity and culture.

Because side effects of therapy often limit doses of analgesic agents employed, and contribute to global morbidity associated with cancer pain, the prospective assessment of side effects should be accomplished with the same care as has been bestowed upon assessment of analgesia. To do so will require development and validation of age and culture-appropriate scales for individual side effects that may appear during therapy.

Cancer-related Depression

There are many screening and assessment instruments currently available for depression in cancer patients. Researchers can choose instruments based on ease of use versus the instrument performance. The performance of brief instruments that appear to have promising predictive value, such as the one-item, "Are you depressed?," require further study and replication. The development of short instruments that assess all three symptoms (depression, pain, and fatigue) could be one possible area of future research.

Although some of these instruments are currently being used in clinical practices, there are currently no published studies of their effect on outcome. Outcome research, both psychological and medial, needs to be done using the instruments as "lab tests."

More research needs to be done on the assessment of depression in children with cancer.

Cancer-related Fatigue

Further research is needed on methods for the clinical evaluation of fatigue. A useful strategy would involve studies to validate the screening and assessment algorithms recommended in the NCCN practice guidelines on cancer-related fatigue. These would include studies on the utility of brief fatigue screening tools such as visual or verbal analogue scales in different clinical settings, and on the clinical application of more elaborate assessment instruments. Further research is also needed on the prevalence of treatable factors contributing to fatigue, and the reversibility of fatigue based on the treatment of these underlying factors.

In the research context, there should be a continued reliance on assessment instruments that are well characterized in terms of their validity, consistency and reliability. Clinical interpretation of the outcomes of these measures still remains problematic. Further comparisons are needed between data on fatigue in cancer patients and normative data from control groups.

Given the large number of instruments used to assess fatigue, methods to compare results from studies using different instruments are needed. Researchers in this field should consider developing consensus criteria for the assessment of fatigue for use in future studies.

Treatment

Cancer-related Pain

This is an exciting time in translational research on cancer-related pain, because preclinical research has generated novel insights into distinctive mechanisms through which tumors produce pain. Increased understanding of the pathogenesis of cancer-related pain (as well as other symptoms such as depression and fatigue) may foster therapies that are increasingly targeted, i.e., mechanism-based. At present, however, in nearly every respect (number of trials, sample size, representative study populations, and study design), the quality of the scientific evidence on cancer pain treatment compares unfavorably with that for cancer treatment. Cancer treatment trials for the most part exemplify mechanism-based clinical research. Leading investigators in the area of cancer pain relief trials have repeatedly called for improving the quality of trials in this area. This goal cannot be achieved merely by incorporating standardized pain assessment and health-related quality-of-life measurements into cancer treatment trials. Although such a strategy is laudable, data so gathered cannot be generalized to the treatment of pain during intervals of stable disease, or to patients who are in remission but who continue to experience residual pain. Carefully designed trials with pain or pain relief as a primary outcome are required in diverse populations with well-defined disease. These groups include patients with stable disease, others with treatment-induced, incident, or breakthrough pain, and those with specific pain syndromes (such as postmastectomy syndrome) during disease remission.

Standards for cancer pain treatment trials must adhere to those for clinical trials in general, as expected by editors of most leading medical journals. Trials of cancer pain relief should enroll more patients and follow them longer than has generally been customary in the past; apply blinding and active placebos, when appropriate, or uniform control treatments otherwise; employ adequate between-arm washout intervals and consider advancing disease state in crossover trials; and assess side effects, pain mechanisms, and rest, incident, or breakthrough pain in a standardized, combinable fashion. To these criteria must be added the need to study gender, race, age, ethnicity and culture with greater precision than in the past, to avoid overgeneralization of results. Categorizing patients by tumor type and stage, and by mechanism of pain, with inclusion criteria that yield homogeneous groups within individual studies, appears to offer the best chance of translating preclinical advances into improved clinical analgesia. Pilot studies that indicate gender and ethnic differences in analgesic pharmacokinetics and pharmacodynamics merit larger scale follow-up. Small-scale, short-term randomized controlled trials that establish treatment efficacy for purposes of Food and Drug Administration approval are not designed to prove effectiveness in larger scale, long-term applications in the treatment of cancer pain relief. To meet this need, outcomes research can provide valuable data that are not feasible to acquire through controlled trials.

Just as combination chemotherapy is employed to treat many forms of malignancy, the practice of analgesia commonly involves drug co-administration. Methods are needed to synthesize published evidence on drug interactions and to apply and extend existing methods (now employed in acute pain studies) to characterize such interactions during long-term cancer pain treatment. Related to this area is the important issue of developing clinical evidence on optimal strategies for the sequence of drug therapies employed for cancer pain control (that is, the WHO model or other treatment algorithms), and the optimal means to combine drug and non-drug therapies. Trials to address these issues, like those to evaluate one component of a multidrug antitumor regimen, are effort intensive and may require large numbers of subjects per treatment arm.

Data on individual variation in preferences for, responses to, and costs of drug and non-drug interventions are limited. For example, the spinal route of analgesia is widely employed but much remains to be learned about optimal patient selection, the comparative efficacy of spinal drug infusion versus systemic drug administration, and the selection of initial or secondary agents or combinations. Drug interactions during long-term cancer pain treatment require clarification. A host of complementary therapies are now employed, but with little rigorous testing of their efficacy. It is unclear whether a mechanism-based approach to diagnosing and relieving each component of pain in an individual is more effective than an empiric regimen in which each patient's treatment is based upon pain intensity alone. Another key unanswered question is how to optimally combine drug with non-drug therapies given that the latter are safe and inexpensive. Despite the importance of pediatric cancer pain control practically no analgesic drug trials focus on children.

Cancer-related Depression

Psychopharmacologic, psychosocial, and alternative interventions offer some benefit on treatment for depressive symptoms with cancer patients. Research needs to be done to support current clinical practices in the prescribing of medications for depression in cancer patients. Because antidepressant medications have been shown to be effective, the newer antidepressants, especially the atypical ones, should be studied in this population. There should also be more trials of the use of antidepressants for the prevention of depressive symptoms in patients with cancer.

Hundreds of studies exist on psychosocial interventions for cancer patients and depression, but a meta-analysis specifically of treatment studies on depressed patients remains to be done. This will probably change the effect sizes estimated in the meta-analyses that included large numbers of prevention trials and may better differentiate between the effectiveness of types of psychosocial interventions.

To evaluate their efficacy, controlled trials on alternative therapies for depression in cancer patients should be done. Studies on the treatment of depression in children with cancer are needed.

Cancer-related Fatigue

The absence of treatment options for cancer-related fatigue reflects a lack of understanding of its fundamental physiology and the very small number of controlled clinical trials that have addressed this problem. Further basic research is needed, including the development of animal models to study the role of cytokines, nutritional factors, muscle wasting, and other potential contributors to fatigue. Studies correlating such factors with fatigue in cancer patients are also needed in order to develop rational hypotheses for treatment trials.

Several promising strategies for treatment of fatigue have been identified based on preliminary clinical trials or clinical experience. These strategies require further investigation in randomized controlled trials. Among the more promising treatment approaches are exercise programs, psychosocial interventions (with a particular focus on the detection and treatment of depressive symptoms), and stimulant medications. Research on fatigue in other contexts may provide leads for effective therapies in cancer patients. For example, Breitbart, Rosenfeld, Kaim, et al. (2001) recently reported improvement in fatigue associated with the psychostimulants methylphenidate and pemoline in a randomized, placebo-controlled trial in patients with HIV disease.

Other potential treatment approaches that warrant preliminary laboratory investigations and/or pilot trials include hormonal treatments such as human growth hormone, melatonin, and androgens, as well as anti-inflammatory medications, and dietary interventions.

Future clinical trials for cancer-related fatigue should use appropriate study designs, including prospectively defined endpoints. They should be appropriately powered to detect differences in the endpoints of interest. Strategies are needed to identify and eliminate barriers to effective diagnosis and treatment of fatigue and other cancer symptoms, and to enhance accrual to studies of these symptoms.

Concurrency and Interactions between Pain, Depression, and Fatigue

Clinical impressions and a small amount of observational data suggest that the three cancer-related comorbidities of pain, depression and fatigue are often concurrent and reinforce each other in their corrosive effect upon quality of life. For example, immobility due to movement-related pain may result in deconditioning as well as poor sleep, that in turn augments depression and fatigue; or, depression and fatigue may render a patient less compliant with an analgesic regimen that requires remembering multiple medications to be taken at different times, and kept in a site in the patient's home different from where the patient spends most time (e.g., the bedroom). The organization of the present State-of-the-Science Conference that focuses upon this symptom triad reflects widespread opinion that each of these elements often co-exists and interacts with the other. Definition of the concurrency of these interactions within distinct subjects and contexts, the assessment and quantification of such interactions, and analysis of how treatment of one or more elements influences the others are all potentially important topics for future research. Such research, conducted in patients who may be very ill, have fluctuating physical function, mental status and mood, and shifting patterns of pain is often challenging. Nonetheless, the clinical research community concerned with improving symptom control in patients with cancer has already shown itself capable of surmounting these and other challenges in providing a strong evidentiary base upon which to base further research and daily clinical care.

Evidence Tables

Appendices

Appendix A. Abbreviations

ACSAmerican Cancer Society
AHRQAgency for Healthcare Research and Quality
AIDSAcquired immunodeficiency syndrome
ANOVAAnalysis of Variance
APDAminohydropropyloxidine disodium pamidronate
APAPAcetaminophen
ARSAdjective rating scale
BMTBone marrow transplant
CARESCancer Rehabilitation Evaluation System
CCSICognitive Coping Strategizing Inventory
CFSCancer Fatigue Scale
CNSCentral nervous system
CRFCancer-related Fatigue
CRFDSCancer related Fatigue Distress Scale
CSAControlled Substances Act
CSFCerebrospinal fluid
CT scanComputed tomographic scan
DSMDiagnostic and Statistical Manual of Mental Disorders
ECOGEastern Cooperative Oncology Group
EMLAEutectic mixture of local anesthetic
EORTCEuropean Organization for Research and Treatment of Cancer
FACTFunctional Assessment of Cancer Therapy
FDAFood and Drug Administration
FLICFunction of Living Index Cancer
FSIFatigue Symptom Inventory
GHQGeneral Health Questionnaire
GIGastrointestinal
HADSHospital Anxiety and Depression Scale
HIVHuman immunodeficiency virus
HRQOLHealth-related Quality of Life
IMIntramuscular
IVIntravenous
IRSImmediate release hydromorphone
JCAHOJoint Commission for the Accreditation of Healthcare Organizations
LASALinear Analogue Self-Assessment
LFSLee Fatigue Scale
MACMental Adjustment to Cancer
MAFMultidimensional Assessment of Fatigue
MAOIMonamine oxidase inhibitors
MFIMultidimensional Fatigue Inventory
MFSIMultidimensional Fatigue Symptom Inventory
MHIQMcMaster Health Index Questionnaire
MMSMini-Mental State
MRIMagnetic resonance imaging
MSASMemorial Symptom Assessment Scale
NCCWNational Comprehensive Cancer Network
NCPBNeurolytic celiac plexis block
NHPNottingham Health Profile
NRSNumerical rating scale
NSAIDNonsteroidal anti-inflammatory drug
OMAROffice of Medical Applications of Research
OTTATOncology Treatment Toxicity Assessment Tool
PACPsychological Adjustment to Cancer Scale
PACISPerceived Adjustment to Chronic Illness Scale
PCAPatient-controlled analgesia
PCCPercutaneous cervical cordotomy
PFSPiper Fatigue Scale
PIDPain intensity difference (from baseline)
POMSProfile of Moods States
QOLQuality of Life
RCTRandomized controlled trial
RFSRhoten Fatigue Scale
RSCLRotterdam Symptom Checklist
SCFSSchwartz Cancer Fatigue Scale
SIPSickness Impact Profile
SPIDSummed pain intensity difference
SRHSlow release hydromorphone
TENSTranscutaneous electrical nerve stimulation
TOTPARTotal pain relief
TRSCTherapy-related Symptom Checklist
VASVisual analogue scale
WHOWorld Health Organization

Appendix B. Glossary for Fatigue Assessment Scales

Brief Fatigue Inventory -: 9 items, scored 1-10 to assess severity of fatigue, amount of interference with function caused by fatigue, presence of factors that worsen fatigue.

Cancer Fatigue Scale -: 15 items and 3 subscales (physical, affective, and cognitive) generated by factor analysis. Maximum score = 60. Physical = easily tired, urge to lie down, exhaustion, etc. Affective = lack of energy, lack of interest, lack of concentration. Cognitive = forgetfulness, speaking errors, carelessness. Each item is rated on a scale from 1-5.

Cancer-Related Fatigue Distress Scale (CRFDS) -: 35 cognitive distress questions reduced to 3; 147 physical distress questions reduced to 8; 142 psychological distress questions reduced to 7; 52 social distress questions reduced to 3; 21 spiritual distress questions reduced to 2. Total = 20 items, rated on a scale of 0 (none) to 10 (severe).

Checklist Individual Strength (CIS) -: 20 item questionnaire measuring 4 aspects of fatigue: fatigue severity (8 items); concentration (5 items); motivation (4 items); physical activity (3 items). Each item is scored on a 7-point Likert scale.

EORTC QLQ-C30 -: 6 functioning scales: physical functioning (5 items); role functioning (2 items); cognitive (2 items); emotional (4 items); social (2 items); QOL (2 items). 3 symptom scales: pain (2 items); fatigue (3 items); emesis (2 items).

Fatigue Questionnaire -: to estimate severity. Asks about fatigue symptoms in last month. Two items ask about duration and extent of fatigue. Seven items cover physical fatigue. Four cover mental fatigue.

Fatigue Severity Scale -: 9 item scale with statements scored from 1 (strongly disagree) to 7 (strongly agree).

Fatigue Symptom Inventory -: 13 item self-report measure for intensity and duration of fatigue and impact on QOL.

Functional Assessment of Cancer Therapy/Anemia (FACT-An) -: Composed of FACT-F plus 7 miscellaneous nonfatigue items related to anemia. FACT-F is composed of FACT-G plus Fatigue Subscale (13 items) = 20 items total.

GLQ-8 -: 8 item LASA instrument to measure cancer related QOL.

Lee Fatigue Scale -: VAS modified to numeric rating of 1-10, with descriptions of anchors from 1 (least) to 10 (extremely tired).

McCorkle and Young -: see Symptom Distress Scale.

Memorial Symptom Assessment Scale (MSAS) -: patient rates frequency, severity, distress for 32 symptoms. Frequency and severity are rated from 1-4, and distress is rated on a 5-point scale.

Multidimensional Assessment of Fatigue (MAF) -: severity, distress, interference items scaled from 0-10, ends anchored by "not at all" to "a great deal". Frequency item is categorical scale (0-4). Global fatigue calculated by summing severity and distress, adding item mean for interference, and adding the product of the categorical score on frequency by 2.5.

Multidimensional Fatigue Inventory (MFI-20) -: 5 scales relating to general fatigue, physical and mental fatigue, reduced activity and motivation. Each scale has 4 items, and each is rated on a 5-point response.

Multidimensional Fatigue Symptom Inventory (MFSI) -: 83 items to assess global (11 items), somatic (21 items), affective (17 items), cognitive (14 items), and behavioral (7 items) symptoms of fatigue.

Nottingham Health Profile (NHP) -: 6 subscales: energy (3 items); pain (8 items); emotional reactions (9 items); sleep (5 items); social isolation (5 items); physical mobility (9 items). Items were scored in a yes/no format.

Pearson Byars Fatigue Feeling Checklist -: 13 statements describing fatigue symptoms, rated on a scale of 1 (better than), 2 (same as) or 3 (worse than) and having a total range of 13-39.

Piper Fatigue Scale -: 22 items rated from 0-10 measuring 4 dimensions of subjective fatigue for a total score between 0-220. Each item is anchored by strong/weak.

Profile of Mood States (POMS): Fatigue Subscale -: self-rating measure of six emotions; tension/anxiety, depression/dejection, anger/hostility, vigor, fatigue, and confusion. Seven items, rated on a scale of 0-28.

Rhoten Fatigue Scale (RFS) -: 1 item VAS to measure fatigue. Stem is 'not tired; full of energy' and the other is 'totally exhausted'.

Rotterdam Symptom Checklist -: 30 items assessing physical and psychological symptom distress on a 4-point scale. 8 other items describe performance of daily activities. 2 items (tiredness and lack of energy) selected.

Schwartz Cancer Fatigue Scale (SCFS) -: 28 items measured using a 5-point scale.

SF-36 -: 5 variables: "lots of energy" rated from 1-6; "worn out" rated from 1-6; "tired" rated from 1-6; "full of pep" rated from 1-6; "vitality" rated from 4-24.

Subjective Symptom Test of Fatigue (Japanese Association of Industrial Health) -: 30 items in 3 categories (drowsiness/dullness, difficulty in concentration, projection of physical disintegration). Rated on a 4-point scale.

Swedish Occupational Fatigue Inventory (SOFI) -: 25 verbal expressions rated on a scale of 0-6. 0 = not at all → 6 = high degree.

Symptom Distress Scale (SDS) (also referred to as McCorkle and Young) -: 13 items: nausea, insomnia, pain, fatigue, bowel pattern, concentration, appearance, outlook, breathing, and cough.

Symptom Transition Scale -: measured severity of illness aspect of side effects burden.

Therapy-Related Symptom Checklist (TRSC) -: 25 items rated on a 5-point scale.

Visual Analogue Scale (VAS) -: 100 mm scale

Tables

Table 1a. Summary of epidemiological studies reporting on the prevalence and/or incidence of cancer related pain (N=29)

Table 1. Prevalence of Major Depressive Disorder (MDD) 12 Cross-sectional Studies on Prevalence of MDD using DSM Criteria

Table 2. Prevalence of significant depressive symptoms in adults Cross-sectional studies using the HADS

Table 3. Prevalence of Depressive Symptoms in Children with Cancer
Author Year UINPopulation/SettingCancer TypeMean Age (range) & % MalePrevalence
Multhern 199499Consecutive hospitalized children with cancer in remissionVarious, 41.4% leukemia12.9 median (8-16) 60.6% MSpecifics not noted, <10%
Suris 19963139 - 162 chronic illness, 39 cancerRandom sample of Spanish high school students, 14-19 years old, data analyzed as chronic illness (including cancer) vs. control, no significant difference found between cancer and other chronic illnessesND(14-19) NDSignificantly higher report of depressive symptoms, 30.0% of females reported "emotional problems" with 23.5% reporting suicidal ideation, 16.1% males reported "emotional" problems with 16.1% reporting suicidal ideation
Von Essen 2000Group 1: 16 Group 2: 352 groups of hospitalized children with cancer diagnosed no later than 1 month pre-study ages 8-18 years oldVariousGroup 1: 13.3±3.3 Group 2: 12.6±3.3 Group 1: 69% M Group 2: 51% M14% of all subjects, 6.3% on treatment, 17.1% off treatment
Table 3. Prevalence of Depressive Symptoms in Children with Cancer

Table 4. Incidence of Depressive Symptoms in Adult Cancer Patients HADS
Author Year UINPopulation/Setting & CharacteristicsTreatmentTime CourseInstrumentsBaselineTime 1Time 2
Chadurvedi 1996100, 57, 21Consecutive newly diagnosed patients starting radiation, various cancers (55% cervix), 67% < 40 years 21% MaleRadiation3-4 months post-treatmentHADS (>8)4%Finishing course of radiation, 44%3-4 months post treatment, 48%
Norden 1999159, 113Consecutive newly diagnosed GI cancers, mean age 67 years (range 23-89) 51% MaleBiopsy3-6 months after diagnosisHADS (>8 for depression or anxiety scales), MAC, IES21.2%3 or 6 months later, 12.4%
Hjermstad 1999130, 130, 94Consecutive leukemia patients for stem cell transplantation, median age 35 (range 17-55) 56% MaleBMT1 yearHADS (>8)4.6%2 weeks, 40%1 year, 10.6%
Hammerlid 1999357, 345, 215Head and neck cancer patients pre-treatment, mean age 63 (range 18-88) 72% MaleVarious, combined and radiation in majority1 yearHADS (>11)6%probable cases, 11% border-line3 month 13% probable cases, 11% borderline1 year, 8% probable cases, 9% borderline
Hopwood 2000987, 718Lung cancer patients in clinical trails, 55% poor prognosis Gender ND3 clinical trials, 3 chemotherapy and 1 radiationTime of 1st follow-up not notedHADS (>11), RSCL17%probable cases, 16% border-line1st follow up, 29% probable cases or borderline
Table 4. Incidence of Depressive Symptoms in Adult Cancer Patients HADS

Table 5. Prevalence of Fatigue in Cancer Patients

Table 6. Assessment scales for pain, depression and fatigue
Scales1980-821983-851986-881989-911992-941995-971998-20002001* Total
VAS14919241423498
EORTC    268 16
HADS   1418 14
POMS 12 3 8 14
FLIC     23 5
SF-36     23 5
Rotterdam   1 2  3
CHEOPS      112
WHO     2  2
CGI      1 1
SLC      1 1
Piper        0
FACT        0
Total1511213527565 

*Search was conducted in mid-2001

Table 6. Assessment scales for pain, depression and fatigue

Table 7. Assessment Scales by Cancer Type
CancerVASHADSEORTCPOMSFLICSF-36FACT-AnWHOPiperTotal
Various54424  11 66
Breast5543 1  119
Gynecological5        5
Prostate113 1    5
Colorectal2   2    4
Bone3        3
Pancreatic21       3
Head and Neck 2 1     2
Hematologic2     1  2
Laryngeal     2   2
Lung   2     2
Myeloma       1 1
RCC  1      1
Total7413101033221 
Table 7. Assessment Scales by Cancer Type

Table 8. Most Frequently Used Assessment Tools for Pain and Pain-related Quality of Life (including function), Cited in Management of Cancer Pain: Evidence Report
 NSAIDSNSAID vs OpioidOpioid vs OpioidOpioid AdjuvantsMisc. Inter-ventionsBisphos-phonatesChemo or radiotherapyEduc, Behav, PsychologyHypnosisNeurolytic Celiac Plexus BlockInterim RCTsTotal Uses of Each Tool
Total # Patients 22,7931102166521844163273448540316252522506121 
Total # Studies 2181825421210332775534 
Outcome Scales 125            
VAS (0-100)541912451 44458
VAS 10cm2118 162158844
Pain Intensity 5pt3113   5 1 326
Pain Intensity 4pt544 2321  324
Analgesic Consumption   3371  3421
McGill Pain Quest1 5 1 141 215
SPID59         14
Pain Relief 4pt scale391        13
Integrated Score Method: 5 categories (0-100)441        9
TOTPAR261        9
Pain Relief 5pt scale321 1   1  8
Pain Intensity Difference (from baseline)42        17
EORTG QLQ-C30      1  146
Performance Status (0-4)4    1   1 6
Daily Numeric Pain Scale (0-10)    1     56
Karnofsky Scale  11 1  11 5
Peak Pain Relief 2    12   5
PPID14         5
Global Efficacy of Interventions 3pt scale 22  1     5
Side Effect Scale 4pt 13      1 5
Global Evaluation (1-5) 41        5
Table 8. Most Frequently Used Assessment Tools for Pain and Pain-related Quality of Life (including function), Cited in Management of Cancer Pain: Evidence Report

Table 9. Frequency of use, fatigue assessment scales

Table 10. Frequency of use, fatigue assessment instruments by cancer type
CancerEORTCVASMFIPOMSFACTPiperGLQ-8RhotenSymptom DistressYoshitakePearson-ByarsSF-36Total
Breast5544141 212130
Lung35221 1111  17
Prostate2341 1 1    12
Gynecological2 321 1     9
Lymphoma1 311 111   9
Colorectal12 11  1    6
GI1311        6
Hodgkin's211         4
Melanoma1  1 1  1   4
Myeloma12       1  4
Head and Neck  11        2
Leukemia    1  1    2
Brain   1        1
Liver   1        1
Oral1           1
Skin1           1
Stomach   1        1
Testicular      1     1
Bladder            0
Total2121191766555321 
Table 10. Frequency of use, fatigue assessment instruments by cancer type

Table 11. Grading of randomized controlled trials comparing an NSAID with another NSAID or to placebo
Author/year Unique IdentifierStudy Size*Baseline pain (VAS 0-10 cm)Effect SizeInternal ValidityApplicability
Pannuti 19991382 "moderate" (median, VRS scale) 5.3 cm (mean, VAS scale, range 1-10)±AA
Table 11. Grading of randomized controlled trials comparing an NSAID with another NSAID or to placebo

Table 12. Summary table of randomized controlled trials evaluating adjuvant analgesics in the management of cancer pain
Number of studiesPatients enrolled/evaluatedInternal ValidityApplicability
6224/212(92.4% evaluable)A = 4 B = 2 C = 0A = 1 B = 5 C = 0
Table 12. Summary table of randomized controlled trials evaluating adjuvant analgesics in the management of cancer pain.

Table 13. Grading of randomized controlled trials evaluating adjuvant analgesics in the management of cancer pain
Author/year Unique IdentifierStudy Size*Baseline pain (VAS 0-10 cm)Effect SizeInternal ValidityApplicability
Adjuvants - Breakthrough pain (N=1)
Portenoy et al., 1999 9916554565(65)Mean (±SD) 4.6 ± 2.5 (0-10 numeric scale)±AA
Adjuvants - Spinal local anesthetics and other agents (N=5)
Dahm et al., 2000 2046275721(9)Not stated± (more doses of ropivacaine than bupivacaine used for the same degree of pain relief)AB
Lauretti, 1999 9928759248(48)Mean (±Variance*) 8.5 ± 1.5 control group 9 ± 1 ketamine group 8.3 ± 1.2 neostigmine group 9.4 ± 0.8 midazolam group *the expression of variance is not mentioned+ (ketamine and neostigmine better than control and midazolam)AB
Van Dongen, 1999 9945209920(20)Mean (±SD) 7 ± 1.3 morphine group 9 ± 1 morphine/bupivacaine group 7.7 ± 1.5+ (the slopes of regression curves between m and M plus B differ significantly from day 10 to day 45)BB
Mercadante, 2000 9903220010(10)Mean (±SD) 6.6 ± 0.6 ketamine 0.25 mg/kg 5.9 ± 0.5 ketamine 0.5 mg/kg 6.5 ± 0.54 saline++AB
Lauretti, 1999 9928759260(60)Before oral morphine treatment Control: 7.6±1.9 Dipyrone: 7.6± 1.7 Ketamine: 7.4±1.5 Nitroglycerin: 7.9±1.6 VAS>=4 at initiation of study drug administration+ (oral ketamine and transdermal nitroglycerin produced a significantly lower morphine consumption than dipyrone or additional morphineBB
Table 13. Grading of randomized controlled trials evaluating adjuvant analgesics in the management of cancer pain.

Table 14. Summary of the evidence from randomized controlled trials comparing the efficacy of one opioid with another (or a different formulation of the same) opioid, administered through the same or different route and/or the same or different dosing schedules
Number of studiesPatients enrolled/evaluatedInternal ValidityApplicability
6263/205 (77.9% evaluable)A = 4 B = 2 C = 0 I = 0A = 2 B = 4 C = 0 I = 0
Table 14. Summary of the evidence from randomized controlled trials comparing the efficacy of one opioid with another (or a different formulation of the same) opioid, administered through the same or different route and/or the same or different dosing schedules.

Table 15. Summary of comparisons performed in randomized controlled trials reporting on efficacy and/or adverse effects, comparing an opioid with another opioid
Author/year Unique IdentifierOpioidControlRoute(s)/Modes of administration
Moolenaar, 2000 20407008Morphine (MSR-controlled release suppository)Morphine (MSC-oral tablets)Oral, rectal
Heiskanen, 2000 21075895Oxycodone (CR)Morphine (CR)Oral
Hunt, 1999 99414499FentanylMorphineSubcutaneous
Bruera, 1999 99349918Morphine (CR-suppository)Morphine (CR-suppository)Rectal (different administration schedule; 12-hourly and once daily)
Mercadante, 1998 99032200MethadoneMorphineOral
Parris, 1998 99019888Oxycodone (CR)Oxycodone (IR)Oral
Table 15. Summary of comparisons performed in randomized controlled trials reporting on efficacy and/or adverse effects, comparing an opioid with another opioid.

Table 16. Grading of individual randomized controlled trials reporting on the effects of opioid with another (or the same) opioid, administered through the same or different routes/modes/schedules of administration
Author/year Unique IdentifierStudy Size*Baseline pain (VAS 0-10 cm)Effect SizeInternal ValidityApplicability
Moolenaar, 2000 2040700825(25)NR±AB
Heiskanen, 2000 2107589545(45)Pain intensity at baseline none or slight and escape analgesic doses <=2 per day. Baseline pain intensity was reached after a titration period±AB
Hunt, 1999 9941449930(23)NR±AB
Bruera, 1999 9934991812(6)NR±BB
Mercadante, 1998 9903220040(40)NR++BA
Parris, 1998 99019888111(66)Mean (±SE) 1.5 ± 0.1 CR Oxycodone 1.3 ± 01IR Oxycodone (0-3, 0=none, 1=slight, 2=moderated, 3=severe)±AA
Table 16. Grading of individual randomized controlled trials reporting on the effects of opioid with another (or the same) opioid, administered through the same or different routes/modes/schedules of administration.

Table 17. Summary of the evidence from randomized controlled trials reporting on the relative efficacy of bisphosphonates (various doses) or bisphophonates versus placebo
Number of studiesPatients enrolled/evaluatedInternal ValidityApplicability
51437/1371 (95.4% evaluable)A = 2 B = 3 C = 0 I = 0A = 3 B = 2 C = 0 I = 0
Table 17. Summary of the evidence from randomized controlled trials reporting on the relative efficacy of bisphosphonates (various doses) or bisphophonates versus placebo.

Table 18. Grading of individual randomized controlled trials reporting on the relative efficacy of bisphosphonates (various doses) or bisphophonates versus placebo
Author/year Unique IdentifierStudy Size*Baseline pain (VAS 0-10 cm)Effect SizeInternal ValidityApplicability
Tian 1999 99134535160(105)NR++BB
Arican 1999 9945632853(50)NR++BB
Lipton 2000 20164356750(750)NR+++AA
Hultborn 1999 20095088404(404)NR+++BA
Koeberle 1999 9912416070(62)Severe pain:67mm Moderate pain:36mm+++AA
Table 18. Grading of individual randomized controlled trials reporting on the relative efficacy of bisphosphonates (various doses) or bisphophonates versus placebo.

Table 19. Summary of the evidence from randomized controlled trials reporting on the efficacy of chemotherapeutic drugs in the management of cancer pain
Number of studiesPatients enrolled/evaluatedInternal ValidityApplicability
71379/1334 (96.73% evaluable)A = 2 B = 4 C = 0 I = 0A = 6 B = 0 C = 0 I = 0
Table 19. Summary of the evidence from randomized controlled trials reporting on the efficacy of chemotherapeutic drugs in the management of cancer pain.

Table 20. Grading of individual randomized controlled trials reporting on the efficacy of chemotherapeutic drugs in the management of cancer pain
Author/year Unique IdentifierStudy Size*Baseline pain (VAS 0-10 cm)Effect SizeInternal ValidityApplicability
Kantoff, 1999 20030045242(234)NR+BA
Osoba, 1999 20029930161(161)NR+++BA
Kramer, 2000 20389254331(294)Not VAS++BA
Small, 2000 20200496458(458)Suramin+HC=4.0 Placebo+HC= 3.9+++AA
Fossa, 2000 20229671113(113)Not VAS+BA
Riccardi, 2000 2018407474(74)NR+AA
Table 20. Grading of individual randomized controlled trials reporting on the efficacy of chemotherapeutic drugs in the management of cancer pain.

Table 21. Summary of the evidence from randomized controlled trials reporting on the efficacy of external-beam radiation in the management of cancer pain
Number of studiesPatients enrolled/evaluatedInternal ValidityApplicability
42859/2770(96.8% evaluable)A = 0 B = 4 C = 0 I = 0A = 1 B = 8 C = 8 I = 0
Table 21. Summary of the evidence from randomized controlled trials reporting on the efficacy of external-beam radiation in the management of cancer pain.

Table 22. Grading of individual randomized controlled trials reporting on the efficacy of external-beam radiation in the management of cancer pain
Author/year Unique IdentifierStudy SizeBaseline pain (VAS 0-10 cm)Effect SizeInternal ValidityApplicability
"The bone pain trial working party," 1999 20043645761(761)None: 32 (4%) Mild: 211 (29%) Moderate: 325 (44%) Severe: 168 (23%) Pain score on a 4-point graded scale (none, mild, moderate, severe)±BA
Roos, 2000 2017135790(90)Mild: 16% Moderate: 42% Severe: 38% Unknown: 3% Pain score on a 4-point graded scale (none, mild, moderate, severe)+BB
Steenland, 1999 200436441171(1157)Mean = 6.30±BA
Whelan, 1999 20283039837(762)Not stated+BA
Table 22. Grading of individual randomized controlled trials reporting on the efficacy of external-beam radiation in the management of cancer pain.

Table 23. Grading of individual randomized controlled trials reporting on the efficacy of various physical treatments (reflexology and acupuncture) in the management of cancer pain
Author/year Unique IdentifierStudy Size*Baseline pain (VAS 0-10 cm)Effect SizeInternal ValidityApplicability
Stephenson, 20002320 (mean)±BB
Wen, 199848NR±IB
Table 23. Grading of individual randomized controlled trials reporting on the efficacy of various physical treatments (reflexology and acupuncture) in the management of cancer pain.

Table 24. Summary of the evidence from randomized controlled trials reporting on the efficacy of cognitive behavioral interventions in the management of cancer pain
Number of studiesPatients enrolled/evaluatedInternal ValidityApplicability
4390/350 (89.74% evaluable)A = 1 B = 3 C = 0 I = 0A = 0 B = 3 C = 0 I = 1
Table 24. Summary of the evidence from randomized controlled trials reporting on the efficacy of cognitive behavioral interventions in the management of cancer pain.

Table 25. Grading of individual randomized controlled trials reporting on the efficacy of cognitive behavioral interventions in the management of cancer pain
Author/year Unique IdentifierStudy Size* Baseline pain (VAS 0-10 cm)Effect SizeInternal ValidityApplicability
Clotfelder, 1999 9912013460(53)14.2 experimental 17.5 control++BB
De Wit, 1999 200299191592.4 average pain-* BI
Du Pen, 1999 9938543796 (81)3.5 baseline, 6.1 worst (experimental group) 3.5 baseline, 6.0 worst (control group)+AB
Ward, 2000 2050557843 (25)3.33 experimental group 4.56 control±BB

*Not enough information in the article to assign a score for effect size

Table 25. Grading of individual randomized controlled trials reporting on the efficacy of cognitive behavioral interventions in the management of cancer pain.

Table 26. Comparisons of active treatment versus placebo/no treatment for treatment of mucositis (absent vs present)
Treatment/studiesRelative Risk [95% CI]
Chlorhexidine    Dodd 1996    Ferreti 1988    Ferreti 1990    Wahlin 1989 Subtotal 0.91 [0.57, 1.45] 0.26 [0.06, 1.09] 0.10 [0.01, 0.73] 1.14 [0.57, 2.29] 0.70 [0.49, 1.01]
Ice chips    Cascinu 1994    Mahood 1991 Subtotal 0.64 [0.37, 1.08] 0.54 [0.38, 0.76] 0.57 [0.43, 0.77]
Prostaglandin    Duenas 1996    Labar 1993 Subtotal 3.11 [0.94, 10.27] 0.94 [0.84, 1.05] 1.09 [0.92, 1.29]
Glutamine    Jebb 1994 Subtotal 0.82 [0.46, 1.45] 0.82 [0.46, 1.45]
Chamomile    Fidler 1996 Subtotal 0.79 [0.58, 1.07] 0.79 [0.58, 1.07]
Allopurinol mouthrinse    Loprinzi 1990 Subtotal 1.49 [1.10, 2.03] 1.49 [1.10, 2.03]
Table 26. Comparisons of active treatment versus placebo/no treatment for treatment of mucositis (absent vs present).

Table 27. Comparisons of active treatment versus placebo/no treatment for treatment of mucositis (grade 0-2 versus 3+)
Treatment/studiesRelative Risk [95% CI]
Ice chips    Cascinu 1994    Mahood 1991 Subtotal 0.36 [0.12, 1.07] 0.43 [0.19, 0.97] 0.40 [0.21, 0.77]
Prostaglandin    Labar 1993 Subtotal 1.06 [0.66, 1.70] 1.06 [0.66, 1.70]
Glutamine    Jebb 1994 Subtotal 1.25 [0.40, 3.87] 1.25 [0.40, 3.87]
Sucralfate    Shenep 1988 Subtotal 0.33 [0.10, 1.08] 0.33 [0.10, 1.08]
CM-CSF (molgramostrim)    Cartee 1995 Subtotal 1.88 [0.52, 6.76] 1.88 [0.52, 6.76]
Chamomile    Fidler 1996 Subtotal 1.49 [0.51, 4.31] 1.49 [0.51, 4.31]
Allopurinol mouthrinse    Loprinzi 1990 Subtotal 1.13 [0.54, 2.34] 1.13 [0.54, 2.34]
Table 27. Comparisons of active treatment versus placebo/no treatment for treatment of mucositis (grade 0-2 versus 3+).

Table 28. Grading of individual randomized controlled trials reporting on the effects of prophylactic antiviral treatments against zoster pain and PHN
Author/year    Unique IdentifierStudy Size*Baseline pain (VAS 0-10 cm)Effect SizeInternal ValidityApplicability
Betts/1975 7518195860NA-BB
Ch'ien/1976 7621614987NANoneCC
Merigan/1978 7815625890NA+BB
Stevens/1980 8010836997NA±BB
Merigan/1981 8123096632NA±BB
Whitley/1982 82272286121NA+BB
Balfour/1983 8403217020NA+CI
Shepp/1986 8609213222NA+BB
Leyland-Jones/1986 8627977534NA+BB
Table 28. Grading of individual randomized controlled trials reporting on the effects of prophylactic antiviral treatments against zoster pain and PHN.

Table 29. Summary of randomized controlled trials comparing various treatments of herpes with respect to zoster pain and Postherpetic Neuralgia (PHN) in cancer patients
Author Year UITreatments comparedConclusion based on any pain outcomes
Betts/1975 75181958Cytarabine versus placeboCytarabine was worse compared to placebo
Ch'ien/1976 76216149Adenine arabinoside (ara-A) versus placeboNo conclusion can be drawn by this study.
Merigan/1978 78156258Interferon (three doses) versus placebo (Three studies)Interferon beneficial compared to placebo.
Stevens/1980 80108369Pooled gamma-globulin [NSG] versus zoster immune globulin [ZIG]There was no difference between the two active treatments
Merigan/1981 81230966Interferon versus placebo (albumin)Interferon treatment marginally beneficial compared to placebo
Whitley/1982 82272286Vidarabine versus placeboVidarabine beneficial compared to placebo
Shepp/1986 86092132Acyclovir versus vidarabineAcyclovir superior to vidarabine
Leyland-Jones/1986 862797752'-Fluoro-5-iodoarabinosylcytosine (FIAC) versus adenine arabinoside ara-A)FIAC superior to ara-A
Table 29. Summary of randomized controlled trials comparing various treatments of herpes with respect to zoster pain and Postherpetic Neuralgia (PHN) in cancer patients.

Table 30. Psychopharmacologic Studies of Treatment of Depression in Cancer Double-blind randomized control trialsa
Author Year UINMedicationResultsMethodological QualityApplicability
Johnston 197250ThioridazineBetter than placebo for depressed mood at 1 week, but not week 3 and 6. Helpful for insomnia and crying spells at all time points (p<.05)BA
Purohit 197839Imipramine80% imipramine patients Improved, 42% of controlsBB
Bruera 198540MethylprednisoloneDay 13 MP patients had improved depression (p<.05), day 33 no significant difference with placeboAB
Costa 189573MianserinExp. group greater improvement in HDRS (p<.01) and ZSDRS (p<.05) at 4 weeks; significantly more responders on CGI in exp. Group (p<.025)AA
Bruera 198626MazindolNo significant difference with placeboAB
Holland 1991147Alprazolam vs. progressive muscle relaxationBoth groups improve, alprazolam group significantly more improvement with ABS (p=.04) and HDRS (p=.08)BA
Van Heerigen 199655MianserinHDRS scores lower than placebo at 2 weeks (p=.056), 4 weeks (p=.004), and 6 weeks (p=.004), number of responders significantly greater than placebo (p<.05) at 4 and 6 weeksAB
Eija 199615AmitriptylineNo significant differencesCC
Razavi 1996115FluoxetineBoth groups improved, no significant difference with placeboAI
Razavi 199691 randomizedFluoxetineNo significant difference in change in depression scores or percentage of responders (HADS <8)BB
Holland 199837Fluoxetine vs. DesipramineBoth groups improved significantly by both scales, no significant differences between drugsAA
Razavi 199927Trazodone vs. ClorazepateBy CGI, 91% T group responders, 57% C group, but no significant differences; by HADS scores decreased in both but no significant differencesBB
Musselman 200120 per groupParoxetinePatoxetine significantly reduced the incidence of depression (p=.04), 11% in paroxetine vs. 45% in control; paroxetine had significant effect on severity of depressive symptoms (p<.001)AC
a

The Holland, 1991 study is not double-blinded.

Table 30. Psychopharmacologic Studies of Treatment of Depression in Cancer Double-blind randomized control trialsa

Table 31. RCTs of Treatment of Fatigue in Cancer Patients
Author Year UINTreatmentEffectMethodological QualityApplicability
Spiegel 1981 8120641586weekly support group for one yearDeclines in vigor and increasing fatigue were seen in control group but not in the treatment group (p<.01). Those who participated in weekly group session for one year had significantly lower scores on POMS fatigue subscale.CB
Forester 1985 85094657100PsychotherapySADS administered at baseline, near midpoint of RT, at end of RT and 4 weeks and 8 weeks post-RT. Only at 4 weeks post RT was there a significantly greater change from baseline fatigue scores in the therapy group compared with control group.CI
Decker 1992 9229134882Relaxation therapyTreatment group had a nonsignificant change in fatigue score over the course of treatment, whereas in controls, fatigue increased significantly.CI
Mock 1997 9738756546ExerciseExercise group scored significantly higher than usual care group on physical functioning (p=0.003) and symptom intensity, especially fatigue.BB
Ahles 1999 9944623334Massage vs. quiet timeBorderline significant results for fatigue (p=0.06). Most robust effects at Day -7 assessment (first week of treatment).CB
Dimeo 1999 9925664059Aerobic exercise (biking) vs. controlNo significant differences were present at baseline; control group had significantly more fatigue at discharge compared with baseline (p<0.02), exercise group did not.BB
Gaston-Johansson 2000 20395088110Comprehensive Coping Strategy Program vs. no treatmentFatigue significantly less in treatment group compared with control at day 7. Significance disappears in multivariate analysis when controlled for demographic variables and fatigue at day -2.BB
Oyama 2000 2044088630Bedside Wellness System using virtual reality technology vs. chemo as usualThere was a statistically significant difference between level of fatigue in treatment and control groups after 2 treatments, but not after 1.CA
Mock 2001 11879296 PMID48walking program vs. usual careFatigue scores did not differ significantly between exercise and usual care groups at end of treatment.CB
Littlewood 2001 21281037251Epoetin alfa vs. placeboThere was a strong statistically significant correlation between hemoglobin levels and QOL. The mean increase in hemoglobin level from baseline to last value was significantly greater in the epoetin alfa group than the placebo group (2.2 g/dL v. 0.5 g/dL, P<0.001). Significant differences observed for epoetin for all 5 cancer and anemia-specific primary QOL measures (P<.0048)AA
Table 31. RCTs of Treatment of Fatigue in Cancer Patients

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