Figure 1. Hypothesized causal pathway for the use of disulfiram for alcohol dependence
This study was supported by Contract 290-97-0011 from the Agency for Health Care Policy and Research. We acknowledge the assistance of Jacqueline Besteman, J.D., M.A., the AHCPR Project Officer for the Evidence-based Practice Center Program, and Ernestine Murray, the AHCPR Task Order Officer for this project. The investigators appreciate the considerable help of the data abstractors: David Overstreet, Ph.D., Alexei Kampov, Ph.D., Nancy Berkman, Ph.D., and Alicia Wilson, M.S.R.Ph. We thank the following individuals from the University of North Carolina at Chapel Hill: Gordon DeFriese, Ph.D., Co-Director of the RTI-UNC Evidence-based Practice Center; Joanne M. Garrett, Ph.D.; and Lynn Whitener, M.S.L.S. We also thank the following individuals from Research Triangle Institute: Nicole Walker for her valuable contract assistance and Linda Fonville for excellent secretarial support.
The Agency for Health Care Policy and Research (AHCPR), through its Evidence-based Practice Centers (EPCs), sponsors the development of evidence reports and technology assessments to assist public- and private-sector organizations in their efforts to improve the quality of health care in the United States. The reports and assessments provide organizations with comprehensive, science-based information on common, costly medical conditions and new health care technologies. The EPCs systematically review the relevant scientific literature on topics assigned to them by AHCPR and conduct additional analyses when appropriate prior to developing their reports and assessments.
To bring the broadest range of experts into the development of evidence reports and health technology assessments, AHCPR encourages the EPCs to form partnerships and enter into collaborations with other medical and research organizations. The EPCs work with these partner organizations to ensure that the evidence reports and technology assessments they produce will become building blocks for health care quality improvement projects throughout the Nation. The reports undergo peer review prior to their release.
AHCPR expects that the EPC evidence reports and technology assessments will inform individual health plans, providers, and purchasers as well as the health care system as a whole by providing important information to help improve health care quality.
We welcome written comments on this evidence report. They may be sent to: Director, Center for Practice and Technology Assessment, Agency for Health Care Policy and Research, 6010 Executive Blvd., Suite 300, Rockville, MD 20852.
| Douglas B. Kamerow, M.D. Director, Center for Practice and Technology Assessment Agency for Health Care Policy and Research | John M. Eisenberg, M.D. Administrator Agency for Health Care Policy and Research |
| The authors of this report are responsible for its content. Statements in the report should not be construed as endorsement by the Agency for Health Care Policy and Research or the U.S. Department of Health and Human Services of a particular drug, device, test, treatment,or other clinical service |
The pharmacotherapy of alcohol dependence was selected for review because of its timeliness, the severity and impact of the disease, and the need for careful evaluation of new therapeutic modalities for alcoholism. Alcoholism is a prevalent disease that will affect on the order of 10 percent of the adult population of the United States. An estimated 100,000 Americans die each year secondary to alcohol-related disease or injury. The serious financial and nonfinancial impact of this disease extends to family members and society in general. Its annual dollar cost to the Nation has been estimated to exceed $166 billion (as of 1995).
Alcoholism affects all segments of society and all ethnic groups. It is more common in men than women, but many women also suffer from alcoholism. Treatments for alcoholism and their outcomes are quite variable. Because so many individuals relapse rapidly after completing treatment, the need is great to identify a wider variety of more effective alcoholism treatments. The objective of this report was to review the efficacy of five major categories of pharmacotherapies that have historically been used for or recently identified as enhancing the treatment of patients with alcoholism. To achieve this objective, the project team conducted a systematic and unbiased review of the literature, graded the evidence as a whole, completed a synthesis of this review, and provided suggestions for future research.
A detailed search of the literature was conducted using the following databases: MEDLINE®, HealthSTAR, the American Society of Health-System Pharmacists' International Pharmaceutical Abstracts database, EMBASE, Alcohol and Alcohol Problems Database, and PsycINFO®. The Medical Subject Headings (MeSH) used for the search included the key therapies (disulfiram, the opiate antagonists [naltrexone and nalmefene], acamprosate, serotonergic agents such as ondansetron, buspirone, and the selective serotonin reuptake inhibitors [SSRIs], and lithium), alcoholism, alcohol drinking, study characteristics, and study design. The project librarian defined study characteristics and study design before using them in the search. An extensive gray literature search also was conducted to identify symposia proceedings, industry reports, and unpublished documents that contained efficacy data.
Inclusion criteria were: studies published from 1966 through November 1997 in English, French, or German; studies on adults 18 years of age or older with alcohol dependence; studies with sample sizes of 10 or more subjects; and studies with a control group for comparison. Reviews, letters to the editor, and studies that did not address the efficacy of the key therapies were excluded.
Four separate data collection forms were developed and pretested: the primary Data Extraction Form with attached Quality Rating Score; the Followup Results Form; the Comorbid Study Results Form; and the Adverse Events Form. An Extraction Guide was developed for use during the formal training session to ensure consistency of abstraction among the abstractors/reviewers. Each article was dually reviewed and graded; a third conflict-resolution review was also conducted. After the evidence tables were developed, the literature was graded using an adjudication procedure to arrive at two separate scores, one for the efficacy data and the other for harms data.
Our systematic and comprehensive review of the literature coupled with evaluation of the quality of the evidence reveals the following:
Disulfiram has been widely used as a deterrent for relapse, but the evidence for its efficacy in treating alcohol dependence is mixed. Although disulfiram appears to reduce drinking days in alcohol-dependent subjects, there is only minimal evidence that it enhances abstinence. Data on disulfiram implants and supervised disulfiram administration are limited. The blinded design of disulfiram efficacy trials has made their interpretation more complex; disulfiram's psychological deterrent effect is present in both treatment groups. Thus, medication compliance is an important predictor of treatment outcome.
There is good evidence that naltrexone reduces relapse rates and frequency and quantity of drinking in alcohol-dependent individuals and may decrease craving and enhance abstinence. The quality of the naltrexone studies is good, although the total sample size across all trials is modest.
There is good evidence that acamprosate enhances abstinence and reduces drinking rates in alcoholism. Although the trials are limited to European populations, they involved more than 2,000 patients.
The evidence is insufficient to evaluate the efficacy of SSRIs, buspirone, or ondansetron in the treatment of primary alcoholism or alcoholism complicated by comorbid mood and anxiety disorders. The limited evidence available to date indicates that these agents are not efficacious for the treatment of primary alcohol dependence.
There is ample evidence that lithium is not effective for the treatment of primary alcoholism based on data from one well-designed, large controlled trial.
Future studies of the pharmacotherapy of alcoholism should use standard outcome definitions and methods, control for comorbidity, and describe and control for psychosocial interventions.
Pharmacotherapy is emerging as an important component of treatment for people with alcohol dependence. Two relatively new medications, naltrexone and acamprosate, show good evidence of being superior to placebo in the treatment of alcoholism. Disulfiram is less clearly superior to placebo than are naltrexone or acamprosate, although positive effects are found. To date, serotonergic agents have not been demonstrated to show efficacy in treating alcohol-dependent patients who do not have depression or anxiety.
Even when depressive and anxiety disorders are present, the efficacy of serotonergic agents in treating alcoholism is not established. Lithium does not show efficacy for the treatment of alcoholism. Additional work is needed to extend these findings and to investigate new agents in an effort to improve the treatment of and outcomes for people with alcohol dependence.
This document is in the public domain and may be used and reprinted without permission
West SL, Garbutt JC, Carey TS, et al. Pharmacotherapy for alcohol dependence. Evidence report number 3. (Contract 290-97-0011 to Research Triangle Institute, University of North Carolina, Chapel Hill). AHCPR publication no. 99-E004. Rockville, MD: Agency for Health Care Policy and Research; January 1999.
The pharmacotherapy for alcohol dependence was selected as an evidence report topic by the Agency for Health Care Policy and Research (AHCPR) because of its timeliness, the severity and impact of the disease, and the need for careful evaluation of new therapeutic modalities for its treatment. Alcoholism is a prevalent disease that will affect on the order of 10 percent of the adult population of the United States. An estimated 100,000 Americans die each year from alcohol-related disease or injury. The serious financial and nonfinancial impact of this disease extends to family members and society in general, and its annual dollar cost to the country has been estimated (as of 1995) to exceed $166 billion.
The treatment of alcohol dependence requires a two-step approach that includes withdrawal and detoxification followed by further interventions to maintain abstinence. There is considerable uncertainty about the best treatment strategies for patients in the post-detoxification stage. Some advocate a "drug-free" 12-step approach developed by Alcoholics Anonymous (AA), while others assert that the 12-step approach or other psychosocial approaches combined with appropriate nonaddictive pharmacotherapies may improve treatment outcomes.
The evidence report from which this summary is drawn focuses on the pharmacotherapies used for the treatment of alcohol dependence. The report is organized around a series of major clinical questions. These involve pharmaceutical agents that have been historically or are presently used in the treatment of alcoholism: disulfiram, the opiate antagonists naltrexone and nalmefene, serotonergic agents such as ondansetron, buspirone, and the selective serotonin reuptake inhibitors (SSRIs, such as citalopram, fluoxetine, paroxetine, sertraline, etc.), and lithium. Disulfiram and naltrexone, in particular, are mainstream agents in use in the United States today. However, it is important to recognize that the field of pharmacotherapy for alcohol dependence has evolved substantially over the past 5 years, especially with the emergence of data on the opiate antagonists.
Concomitantly, there is one promising pharmaceutical agent currently in use in Europe - acamprosate (calcium acetyl homotaurinate) - for preventing alcohol relapse. An investigational new drug (IND) application is on file for this drug at the United States Food and Drug Administration (FDA), and it is in Phase III trials in this country.
Much of the literature examined for the evidence report was designed to establish efficacy: Does the medication reduce alcohol intake in a well-controlled study setting? Examination of potential harms associated with treatment is equally important. The evidence on treatment harms was sometimes found within randomized controlled trials (RCTs) but was also identified through prospective cohort studies or secondary data sources, although the latter sources were not systematically searched.
Five questions were addressed relevant to the core symptoms of alcohol dependence and related factors such as craving, loss of control (relapse), abstinence, and total drinking or nondrinking days. The first three questions relate to three agents used primarily for the treatment of alcohol dependence: disulfiram, the opiate antagonists naltrexone and nalmefene, and acamprosate. These agents have been in use for different periods of time, and the amount of evidence available for each agent differs substantially.
Disulfiram inhibits aldehyde dehydrogenase and leads to increased levels of acetaldehyde when alcohol is consumed, with subsequent adverse physical effects such as nausea, headache, and weakness. Disulfiram has been in use for approximately 50 years. The opiate antagonists (naltrexone and nalmefene), which block opioid receptors leading to a hypothesized reduction in the rewarding properties of alcohol, have been in use in the United States for only a few years. Acamprosate, whose mechanism of action has not been clearly established as yet, is not available in the United States but has been used in Europe for a few years. The first three questions are:
What is the efficacy of disulfiram relative to placebo in treating alcohol dependence?
What is the efficacy of naltrexone relative to placebo in treating alcohol dependence?
What is the efficacy of acamprosate relative to placebo in treating alcohol dependence?
The fourth and fifth questions relate to drugs that have been approved by the FDA for conditions other than alcohol dependence such as depression and bipolar disease:
What is the efficacy of serotonergic agents relative to placebo in the treatment of alcohol dependence?
What is the efficacy of lithium relative to placebo in the treatment of alcohol dependence?
Animal studies indicate that alcohol intake can be reduced by SSRIs and other serotonergic agents such as buspirone and ondansetron. A moderate literature has examined the efficacy of these agents in maintaining remission in humans.
Finally, lithium has been used to treat alcoholism. Lithium has been a mainstay of treatment for bipolar affective disorder, although the literature in the area of alcohol dependence is limited. Nonetheless, clinical issues remain.
The efficacy of each of these agents was determined by an assessment of the following factors: reduction in the number of standard drinks of alcohol, reduction in the number of drinking days (or increase in the number of nondrinking days), reduction in relapse rates defined as time to first drink or development of an a priori defined relapse, overall resumption of drinking over the course of the study, number of episodes of heavy drinking, severity of side effects, and compliance with drug therapy.
Multiple other agents have been used to assist in the maintenance of remission from active drinking. These include agents that directly affect brain dopaminergic systems (bromocriptine) or gamma-amino butyric acid (GABA) systems (gamma-hydroxy butyrate). Evaluating the role of all agents that have been tried in the treatment of alcohol dependence would be of interest to the alcohol treatment professional but is outside the scope of the evidence report.
The research methodology used in developing the evidence report is summarized here, including the inclusion and exclusion criteria for the literature search, the Medical Subject Headings (MeSH) used, the databases searched, and the data abstraction process. Procedures used for assessing quality and grading the evidence and development of evidence tables and supplemental analyses are also briefly discussed.
The inclusion criteria were related to the population being studied, the treatment setting for patients with alcohol dependence, the countries where these studies typically are done, and the publication languages. The inclusion criteria were:
Publication from 1966 through November 1997 in English, French, or German.
Adult subjects, 18 years of age or older, with alcohol dependence.
Sample sizes of 10 or more subjects.
Use of a control group for comparison.
Reviews, letters to the editor, and studies that did not address the efficacy of the key therapies were excluded.
The MeSH terms used for the search included the key therapies (disulfiram, the opiate antagonists [naltrexone and nalmefene], acamprosate, serotonergic agents such as ondansetron, buspirone, and the selective serotonin reuptake inhibitors [SSRIs], and lithium), alcoholism, alcohol drinking, study characteristics, and study design. The project librarian defined study characteristics and study design before using them in the search. An extensive gray literature search also was conducted to identify symposia proceedings, industry reports, and unpublished documents that contained efficacy data.
The search used the "explode" function, which includes all the individual brand and generic drug names without the need to list all the names separately. Because "alcohol dependence" does not have its own MeSH entry, the terms alcoholism and alcohol drinking were used.
In this search, "study characteristics" included: analytic studies, case-control studies, retrospective studies, cohort studies, longitudinal studies, followup studies, prospective studies, cross-sectional studies, clinical protocols, clinical trials (phases I-IV), controlled clinical trials, RCTs, intervention studies, and sampling studies. "Study design" included: cross-over studies, double-blind method, matched pair analysis, meta-analysis, random allocation, reproducibility of results, and sample size.
The searches were conducted in MEDLINE®, HealthSTAR, the American Society of Health-System Pharmacists' International Pharmaceutical Abstracts database, EMBASE, Alcohol and Alcohol Problems Database, and PsycINFO®. Materials available from the Cochrane Collaboration and the National Health Service Centre for Reviews and Dissemination were also reviewed.
An extensive search of the gray literature was conducted to identify literature from nontraditional sources including:
Government documents and monographs.
Industry reports and publications.
Unpublished studies and works in progress.
Review of tables of contents from symposia proceedings.
FDA Medical Officer Reviews of efficacy data.
Four detailed data extraction forms were developed for entry of relevant information from the efficacy publications: the primary Data Extraction Form, Followup Results Form, Comorbid Study Results Form, and the Adverse Events Form.
These forms were pretested several times before use. An Extraction Guide was developed for use during the formal training session and as a reference guide during the extraction process. A dual abstraction method was employed using a content reviewer and a method reviewer. The content reviewers had been trained in the basic sciences, understanding the effects of alcohol on animals. The method reviewers had been more generally trained in qualitative and quantitative methods such as epidemiology, economics, and statistics. The abstraction process was monitored by the project's task leader and scientific director, reviewing the forms for consistency and providing feedback as necessary. Because of the complexities in the topic area being reviewed, the task leader and scientific director chose to conduct a third conflict-resolution review of each article. The review of harms data was limited; thus a formal and extensive harms review was not conducted.
To assess the quality of the articles from the design, analysis, and reporting perspectives, a quality rating form was developed and included as the last two pages of the Data Extraction Form. It was used to evaluate, among other factors, the study design, diagnostic and outcome measurements, statistical analyses, and the discussion of the reviewed articles. The form was based on questions that summed to 40 points and were then scaled to 100 points.
Besides evaluating the quality of the articles, grades were assigned for the evidence. Two
grades were provided, one for efficacy and another for harms. The grades for efficacy were
based on the adequacy of the data (i.e., consistency, quality, sample size, and magnitude of
effects). For harms, the seriousness of the side effect, whether it was a known or an
unexpected side effect of the therapy, and its frequency compared with placebo were
considered. The grades were defined as follows:
Efficacy data grades:
Good (A): Data are sufficient for evaluating efficacy. The sample size is adequate. The data are consistent and indicate that the key drug is clearly superior to placebo for treating alcohol dependence.
Fair (B): Data are sufficient for evaluating efficacy. The sample size is adequate. The data indicate that inconsistencies in the findings for the alcohol outcomes between the key therapy and placebo are such that the efficacy of the key therapy for treating alcohol dependence is not clearly established.
Poor (C): Data are sufficient for evaluating efficacy. The sample size is adequate. The data show that the key therapy is no more efficacious for treating alcohol dependance than placebo.
Incomplete evidence (I): Data are insufficient for assessing the efficacy of the key therapy for treating alcohol dependence based on limited sample size or poor methodology.
Low: The side effects are not life threatening; those reported are known side effects of the therapy.
High: A life-threatening side effect; it is serious and its frequency of occurrence is greater in the key therapy group than in the placebo group.
Two separate evidence tables (study design and study outcomes) were developed for each key therapy evaluated. Several different variables are used in the alcohol literature to assess return to drinking. Although a meta-analysis comparing each of the key therapies for one or more outcome variables would have been useful for treatment providers, the data were not available for this type of analysis at this time.
Findings are presented in bullet format for the five major drugs or drug classes reviewed.
A substantial literature has been generated on the use of disulfiram in alcoholism, but the number of controlled clinical trials is limited.
Controlled clinical trials of disulfiram reveal mixed findings. There is little evidence that disulfiram enhances abstinence, but there is evidence that disulfiram reduces drinking days. When measured, compliance is a strong predictor of outcome.
Studies of disulfiram implants are methodologically weak and generally without good evidence of bioavailability.
Studies of supervised disulfiram administration are provocative but limited.
Trials of naltrexone in the treatment of alcoholism are recent and of generally good quality.
There is good evidence that naltrexone reduces relapse and number of drinking days in alcohol-dependent subjects.
There is some evidence that naltrexone reduces craving and enhances abstinence in alcohol-dependent subjects.
There is good evidence that naltrexone has a favorable harms profile.
Trials of acamprosate in alcohol dependence are large but limited to European populations.
There is good evidence that acamprosate enhances abstinence and reduces drinking days in alcohol-dependent subjects.
There is minimal evidence on the effects of acamprosate on craving or rates of severe relapse in alcohol-dependent subjects.
There is good evidence that acamprosate is reasonably well tolerated and without serious harms.
There are several controlled clinical trials of serotonergic agents in primary alcoholics without comorbid mood or anxiety disorders.
There is minimal evidence on the efficacy of serotonergic agents for treatment of the core symptoms of alcohol dependence.
There is some evidence on the efficacy of serotonergic agents for the treatment of alcohol-dependent symptoms in patients with comorbid mood or anxiety disorders, although the data are limited.
There are limited studies on the effects of lithium in primary alcoholics without comorbid mood disorders.
There is evidence that lithium is not efficacious in the treatment of the core symptoms of alcohol dependence.
There is minimal evidence for efficacy of lithium for the treatment of alcohol-dependent symptoms in patients with comorbid depression.
Although the quality of the research on pharmacotherapies for alcohol dependence has improved substantially since the 1960s, numerous difficulties were encountered in developing the evidence report. These difficulties involved both reviewing the available literature and developing concrete conclusions or drawing appropriate inferences about the efficacy of these drugs in treating the different patient populations suffering from alcoholism. To address some of these drawbacks and deficiencies in the empirical knowledge base, several significant areas have been identified for attention in future research. The topics and/or methodologic issues deserving high priority include:
Pharmacotherapies shown to have efficacy in the treatment of alcoholism should be studied over longer time periods to establish their efficacy as maintenance treatments. These trials should probably last several years. Extending the length of followup once active treatment has ended, perhaps as long as 5 to 10 years, would also provide information on whether efficacy is still evident beyond active treatment. Lack of efficacy beyond active treatment would then raise the question of the value of long-term maintenance.
Combination therapies, i.e., therapeutic regimens that involve two or more medications given simultaneously, should be examined for efficacy.
Psychosocial co-interventions used within pharmacotherapy trials require more standardization, better compliance assessment, and better reporting in future publications. These include psychosocial interventions provided outside specialized treatment programs and in primary care settings.
Effectiveness studies are needed to establish the benefit of these treatments in various settings (i.e., outside the specialized centers typically used in RCTs to date and, by implication, in patient populations encountered in all types of settings) once efficacy for alcohol dependence has been established.
Common outcome measures need to be determined by standardizing the definition of outcomes and how they are assessed and using broader sets of endpoints that include clinical and health-related quality-of-life indicators.
High dropout rates warrant attention, including identifying reasons for (differential) dropout, improving the reporting of baseline characteristics of different groups, and designing innovative ways to overcome significant dropout, especially for long-term studies.
Research on the pharmacokinetics of these medications includes evaluating the relationship of drug blood levels and of drug metabolites to therapeutic or toxic outcome.
All RCTs should include pharmacotherapy compliance assessment and enhancement for all treatment groups.
The relationship of pharmacotherapy to patient heterogeneity needs to be better understood, including effects related to the patient's sex, severity of dependence, coexisting mental disorders, and the interactions among these factors.
| Area | Facts identified (summary) |
|---|---|
| Incidence and prevalence | An estimated 9.6 percent of men and 3.2 percent of women in the United States will experience symptoms of alcohol dependence at some time in their lives (Grant, Harford, Hasin, et al., 1992) |
| Characteristics and size of population | Afflicts people of every socioeconomic class, ethnic group, and age. Prevalence is greatest in the 18-29 year age groups for males and females and in all races (Grant, Harford, Hasin, et al., 1992) |
| Practice setting | Physicians' offices, specialized private and public inpatient and outpatient settings |
| Burden of illness | Substantial |
| Morbidity | More than 8 million Americans suffered from alcohol dependence in 1992 (Grant, Harford, Dawson, et al., 1994). |
| Mortality | Alcohol is the third major factor contributing to premature death, after tobacco, diet, and activity patterns (McGinnis and Foege, 1993) |
| Developmental milestones | N/A (children not included as part of our target population) |
| Loss of productivity | Difficult to measure but estimated to be $36 billion in 1990 (Rice, 1993) |
| Costs to treat | In 1989, $3.8 billion in specialized private and public programs (Dayhoff, Pope, and Huber, 1994) |
| Other costs or burdens | Patients with alcohol dependence consume more than 15 percent of the national health care budget for the treatment of alcohol and its related secondary health problems (Rice, Kelman, Miller, et al., 1986) |
| Variations in practice | Patients with alcohol dependence are treated by numerous self-help, psychosocial, and pharmacologic treatments in various combinations |
Treating patients with alcoholism generally occurs in two phases: dealing with acute withdrawal and detoxification and supporting patients in remission, rehabilitation, and abstinence. The focus for this evidence report is the latter area, which arguably poses far more complicated health care delivery and health policy and financing challenges.
Considerable uncertainty surrounds the question of how best to maintain abstinence in patients who are in remission. Some of this uncertainty stems from a debate between those who advocate a "drug-free" 12-step approach that does not incorporate use of any pharmacotherapies and those who, while accepting the great value of the 12-step approach, hold that use of appropriate, nonaddictive medications may be an important step toward improved outcomes. In addition, controversy and uncertainty remain about the advantages and drawbacks of those types of medications. Disulfiram ("Antabuse"®), for example, is not effective for many patients; they may consume alcohol while on disulfiram, or more likely, stop taking the medication entirely. Moreover, clinicians are not sure of the pharmacologic or physiologic mechanisms (or the potential side effects) of certain other agents. This hampers their ability to judge whether their patients are appropriate candidates for such therapy. Finally, pharmaceutical products that are either already in use in Europe or at least further along in clinical trials (e.g., acamprosate) offer the promise of a greatly enhanced array of treatments for this condition, once they are subjected to appropriate investigation and receive relevant approval in this country. As clinicians weigh all relevant options in this area, they will need to understand the trajectory of investigations of these drugs; this evidence report can provide them with an adequate context for decisionmaking about appropriate therapies in the next 2 to 3 years.
The Agency for Health Care Policy and Research (AHCPR), other public-sector agencies concerned with the treatment and costs of alcoholism, professional associations, patient groups, and health care delivery organizations all face the problem of scarce resources to invest in developing the knowledge base on the vast array of health care problems that might be tackled. Interest and financial support for evidence-based practice efforts must be leveraged by taking on topics that are of broad concern and for which the quality and appropriateness of health care can be improved. Increasingly, clinicians, patients and their families, administrators of health plans and clinics, and others are seeing the management of patients who abuse alcohol and are physiologically or psychologically dependent on alcohol as an important and rewarding enterprise in improving the health and well-being of both patients and their families.
The clinical questions have at least two major components (which are laid out in more detail in Chapter 2). Initially, they involve various established pharmaceutical agents that have been used in the United States and abroad in an effort to help patients abstain from alcohol use and to reduce their craving for alcohol. These include: disulfiram; the opiate antagonists (naltrexone and nalmefene); serotonergic agents such as buspirone, ondansetron, and the selective serotonin reuptake inhibitors (SSRIs) including citalopram, fluoxetine, fluvoxamine, paroxetine, and sertraline; and lithium.
Disulfiram and naltrexone, in particular, are mainstream agents in use in the United States today, and so they must be the first focus of our evidence report. Of special importance in this regard is that the field of pharmacotherapy for alcohol dependence has evolved substantially over the past 5 years, especially with the data on opiate antagonists.
Concomitantly, our clinical questions involve at least one promising pharmaceutical agent currently in use in Europe - acamprosate (calcium acetyl homotaurinate) - for treating alcoholism. An investigational new drug (IND) application is on file for this drug at the Food and Drug Administration (FDA) in the United States, and it is in Phase III trials. Acamprosate also will be included in a major clinical trial to be supported by NIAAA during the next 2 years. In short, acamprosate is expected to play an important role in treating patients with alcohol dependence within 2 years of the release of this report.
Proposal criteria from AHCPR required the identification of technical experts in the field of alcohol dependence pharmacotherapies. The Technical Expert Advisory Group (TEAG) (see Appendix A for its composition) was expected to contribute to (a) advancing AHCPR's broader goals of creating and maintaining "science partnerships" and "public-private partnerships" and (b) meeting the needs of a broad array of potential customers and users of its products. Thus, it was both an adequate resource and a sounding board throughout the project. Our TEAG comprised: (1) technical/clinical experts [3 members]; (2) patients or representatives of organizations whose mission concerns the interests and perspectives of patients and consumers [2 members]; and (3) potential users of the final evidence report or other materials, including explicitly a representative of the organization that nominated the topic (i.e., the American Society of Addiction Medicine (ASAM) [3 members].
To ensure robust, scientifically relevant work, the TEAG was called on to provide reactions to work in progress and advice on substantive issues or possibly overlooked areas of research. TEAG members participated in several conference calls:
At the beginning of the project to discuss the key clinical questions.
During the project to discuss, for instance, the preliminary assessment of the literature and to provide input for our Data Extraction Form.
Toward the end of the project to discuss whether meta-analysis was appropriate for the therapies under evaluation.
Two aspects of the biology of alcoholism warrant brief review in this report, because they drive a good deal of the theory behind the use of current pharmacotherapies and the development of new medications. An overview of the possible means by which certain classes of drugs may act, for instance on the brain, to control craving or intake of alcohol is presented first. This is followed by a brief discussion of the genetic aspects of this disorder. More explicit causal pathways for the key therapies that were reviewed for this report are presented in Chapter 2 on methodology.
Although most alcohol researchers agree that alcoholism is a brain disease, the use of medications to treat the core symptoms of alcoholism has sometimes encountered resistance from the self-help community that endorses medication-free group therapy regimens. The high rate of relapse among patients with this disease, regardless of prior treatment modalities, has prompted researchers to develop appropriate medications to treat this illness.
Recent studies in neurobiology have provided a great opportunity to design radically new medications for the treatment of alcoholism and to understand the mechanisms of those treatments that have been in use for some time. Current research suggests that alcohol activates a reward pathway in the brain; this pathway involves serotonin, dopamine, glutamate, and endogenous opioids, as well as other neurotransmitters and neuromodulators.
Medications that have been used in the treatment of alcoholism vary widely in their mechanisms of action, from the effect of disulfiram inhibiting peripheral acetaldehyde metabolism to the central blockade of opioid receptors. Indeed, the mechanism of action of some compounds, such as acamprosate, is still uncertain. A brief summary follows of the known or presumed mechanisms of action of the major drugs considered in this report.
The basis of disulfiram's effects on alcohol intake is its inhibition of aldehyde dehydrogenase (e.g., Wilson, Blanchard, Davidson, et al., 1984). Alcohol is metabolized to acetaldehyde and then to acetate, primarily in the liver. Because disulfiram inhibits aldehyde dehydrogenase, acetaldehyde levels increase in plasma. Acetaldehyde produces a variety of unpleasant side effects, including flushing, changes in blood pressure, and nausea. Disulfiram is used to reinforce the patient's desire to stop drinking by providing a psychological deterrent to consuming alcohol that is then reinforced by an unpleasant response should alcohol be consumed. Disulfiram has been in use for the treatment of alcoholism for close to 50 years.
Naltrexone, an opiate antagonist, received FDA approval in December 1994 and became the first drug to be approved for the treatment of alcoholism since disulfiram's approval. Although its mechanism of action is very different from that for disulfiram, naltrexone's involvement in bringing about a reduction in alcohol intake in animals and in humans is not completely understood. Because the endogenous opioids are known to be a component of the brain reward pathway, naltrexone and other opiate antagonists that block these receptors are believed to reduce the craving for alcohol, the reward produced by alcohol, the intensity of intoxication, or all three of these alcohol outcomes (Hyytia and Sinclair, 1993; Volpicelli, Watson, King, et al., 1995; O'Malley, Jaffe, Rode, et al., 1996; Spanagel and Zieglgansberger, 1997; Wilcox and McMillen, 1998).
Acamprosate, calcium acetyl homotaurinate, has been widely studied in European populations with alcoholism, but its mechanisms of action have not yet been clarified. When acamprosate was first introduced, it was promoted as a gamma-amino butyric acid (GABA) agonist (Lhuintre, Daoust, Moore, et al., 1985). More recent studies have focused on its possible interaction with the excitatory amino acid receptor ion channel complex known as the N-methyl D-Aspartate (NMDA) receptor. It seems clear that acamprosate does not bind directly to the NMDA receptor; whether it binds to a modulatory site on this receptor is still being debated (Spanagel and Zieglgansberger, 1997; Wilde and Wagstaff, 1997). Some evidence also indicates that acamprosate might block calcium flux into cells (Spanagel and Zieglgansberger, 1997). Such a mechanism might contribute to its inhibitory effects on alcohol intake; several preclinical studies demonstrate the effectiveness of calcium channel inhibitors in reducing alcohol intake (e.g., Rezvani, Pucilowski, Grady, et al., 1993). In general, the mechanism of action of acamprosate is not understood.
The involvement of the brain's serotonergic system in alcohol intake is well documented. Manipulations leading to decreased serotonin function seem to increase ethanol intake (for review see LeMarquand, Pihl, and Benkelfat, 1994). Systemic administration of agents that increase the physiologically active pool of serotonin produces attenuation of alcohol consumption in alcohol-preferring rats. Administration of the SSRIs such as fluoxetine, zimeldine, citalopram, and sertraline or serotonin releasers fenfluramine and dexfenfluramine reduces ethanol intake in rats (LeMarquand, Pihl, and Benkelfat, 1994). Low levels of serotonin are thought to result in increased impulsiveness and craving components that can contribute to the development of alcoholism.
When specific serotonin receptors are studied, the picture becomes less clear. There are numerous, i.e., more than 14, serotonin receptor subtypes with the 5-HT1A, 5-HT3, and 5-HT2 being those most strongly implicated as being involved in alcoholism. Analysis of the literature indicates that 5-HT2 and 5-HT3 receptors are probably involved in the regulation of alcohol intake by modulation of alcohol-reinforcing properties mediated by the dopamine (DA) system in the ventral tegmental area (VTA) (Koob and Bloom, 1988). The 5-HT2 agonist DOI has been shown to potentiate the effect of alcohol on dopamine release in the nucleus accumbens (Bowens and McBride, 1997). A role of the 5-HT3 receptors in mediating the excitatory actions of ethanol is also well documented. 5-HT3 receptor antagonists inhibited the increase in extracellular DA levels in the nucleus accumbens elicited by ethanol (Carboni, Acquas, Frau, et al., 1989; Wozniak, Pert, Linnoila, et al., 1990) and suppress voluntary alcohol intake in rats and humans (see LeMarquand, Pihl, and Benkelfat, 1994). On the other hand, 5-HT1 receptors have been implicated in the development of excessive alcohol drinking. Administration of a variety of 5-HT1 agonists (e.g., 8-OH-DPAT, mCPP, ipsapirone, buspirone) have been shown to reduce alcohol intake (LeMarquand, Pihl, and Benkelfat, 1994). Thus, a variety of 5-HT receptors appear to be involved in alcoholism.
Therefore, the brain 5-HT system may modulate alcohol intake by two different mechanisms: modulation of the dopamine-mediated reinforcing properties of alcohol via 5-HT2 and 5-HT3 receptors and suppression of alcohol intake by activation of 5-HT1A receptors.
Lithium has been used successfully in treating patients with affective disorders (Coppen, Noguera, Baily, et al., 1971), and it was initially thought to be beneficial for the treatment of alcoholics who can exhibit cyclic mood swings and depression. Early publications suggested that the therapeutic effect of lithium derived from the stabilization of associated affective disorders, although the evidence to support this view was largely indirect. Judd, Hubbard, Huey, et al. (1977) and Judd and Huey (1984) found that lithium attenuates the subjective sensation of alcohol intoxication, including self-rating report of the desire to continue drinking after the ethanol challenge. In addition, Hirschowitz, Hitzemann, Kovasznay, et al. (1989) showed that lithium could produce a decrease in ethanol-induced intoxication, as measured by cognitive tests including the Minnesota Clerical Test. In summary, the neurobiological mechanisms of action of lithium are not clearly understood, although studies have found actions on phosphoinositide signaling, a major pathway for serotonin receptors.
Abundant evidence indicates that alcoholism, like many behavioral disorders, derives from a complex interaction between the genetic makeup of an individual and his or her life experiences. Thus, adoption and twin studies consistently show evidence for a genetic contribution to alcohol dependence (Cloninger, 1987; Kendler, Heath, Neale, et al., 1992). In these same studies, however, the genetic effect was found not to be invariably associated with the development of alcoholism. Thus, identical twins may have one member with alcoholism and the other without alcoholism. This stands in contrast to diseases such as cystic fibrosis or Huntington's chorea where the genetic effect is in and of itself sufficient to lead to the illness.
The nature of the genetic vulnerability to alcoholism is not known. Some genes appear to confer protection from alcoholism by, for example, causing acute physical symptoms to be experienced when alcohol is consumed. Other genes may confer true vulnerability by enhancing the addictive process to alcohol, although the mechanism to achieve this is not known. Rather than one gene contributing to the vulnerability to alcoholism, it is likely that multiple genes are involved.
Some forms of alcoholism are quite likely not to be genetically based but instead derive from such environmental events as severe and chronic stress or peer and cultural influences. The variations in genetic and environmental risk help to explain the heterogeneity seen in alcoholism. They also suggest that no one medication is likely to be "best" or even always effective in treating patients with alcoholism, and that some forms of alcoholism may not respond to medication at all.
Detailed study of the neurochemistry and neuropharmacology of alcoholism is producing a more molecular view of alcohol's actions. Thus, alcohol can lead to a release of dopamine in reinforcing areas of the brain, and it affects serotonin, GABA, glutamate, opioids, and other neurotransmitters. These findings may provide a framework for understanding how medications might interact with disease biology to counteract loss of control, symptoms of protracted abstinence, craving, and relapse and thus enable clinicians to treat patients with alcoholism more successfully.
According to the American Psychiatric Association (APA, 1994), alcohol dependence is a chronic disorder that manifests with a cluster of symptoms, including cognitive, behavioral, and physiologic symptoms that indicate an inability to stop drinking despite significant alcohol-related problems. In 1952, the APA developed the first edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM) (APA, 1952). However, not until the third edition (DSM-III and DSM-IIIR) did the APA provide rules for the diagnosis of alcohol problems, differentiating between alcohol abuse and dependence (APA, 1980, 1987). This differentiation between the two conditions continues in the DSM-IV and parallels that in the diagnostic criteria developed by the World Health Organization (WHO) in the tenth revision of the International Classification of Diseases (ICD-10) (WHO, 1993).
Alcoholism is considered to be a progressive disease with death representing a common outcome. Alcoholism causes premature death through overdose; through organic complications involving the brain, liver, heart, and other organs; and through its contribution to suicide, homicide, motor vehicle collisions, and other traumatic events (Morse and Flavin, 1992).
The average rate of progression from initial use of alcohol to overt alcohol dependence has been reported to be in the 6- to 8-year range (Schuckit, Tipp, Smith, et al., 1997). Inter-individual variation is considerable, however, and can range from rapid onset of dependence with quick deterioration to very slow progression from nondependent drinking to alcoholism over many years.
Progression of the illness is associated with increased health problems; interpersonal, social,and legal problems; and changes in the body's response to alcohol. For example, the individual who was able to drink large quantities of alcohol early in the course of illness may later develop the onset of alcohol-induced blackouts after only limited alcohol consumption. Nonetheless, long periods of abstinence can occur over the course of alcoholism including total cessation of drinking (Schuckit, Tipp, Smith, et al., 1997).
That the course of alcoholism varies is one indicator of heterogeneity within the broad diagnostic category of alcoholism. In fact, recent studies have found both genetic and pharmacological evidence in support of heterogeneity (Cloninger, 1987; Babor, Hofmann, DelBoca, et al., 1992). Data gathered from the adoption studies of Cloninger (1987) and other researchers indicate that the age of onset and progression of disease is partially determined by genetic factors. Babor, Hofmann, DelBoca, et al. (1992) have shown that patients presenting for treatment of alcoholism can be subtyped into distinctly different clinical populations based on a variety of clinical and historical variables such as age of onset, severity of dependence, and antisocial characteristics. Evidence from such studies supports the hypothesis that alcoholism may be better conceptualized as the "alcoholisms," an idea advanced by Jellinek (1960) decades ago. This concept suggests that different forms of alcoholism will likely respond differentially to various forms of pharmacological or psychosocial treatment. Although no evidence yet supports the concept of differential pharmacologic response among persons with alcoholism, the studies reviewed in this evidence report indicate that pharmacological responsiveness, when it occurs at all, is quite variable within the population of alcohol-dependent persons. Thus, the linkage between the heterogeneity of alcoholism and pharmacologic response deserves further study.
To determine the public health significance of alcohol dependence, policymakers and researchers typically rely on estimates of disease incidence or prevalence. Although the preferred measure of disease burden is incidence, which is the risk of developing the disease in a given period of time, studies of alcohol dependence typically report disease prevalence, which is the proportion of a population that is affected by a disease at a specific point in time (Rothman, 1986).
Prevalence rates of alcoholism in the U.S. population have been estimated through a variety of sampling techniques, but the definitions for alcoholism often vary. One of the more extensive studies that estimated prevalence based on direct interview is the Epidemiologic Catchment Area Survey sponsored by the National Institute of Mental Health (Regier, Farmer, Rae, et al., 1990). This survey involved interviews of a total of 20,291 adults aged 18 and older based on household surveys conducted between 1980 and 1984 in Baltimore, MD; St. Louis, MO; Durham, NC; New Haven, CT; and Los Angeles, CA. Residents of long-term mental hospitals, nursing homes, and penal institutions were sampled at higher probability rates than the community. The diagnosis of alcoholism was based on the DSM-IIIR (APA, 1987). The overall 6-month and lifetime prevalence rates of alcohol dependence were, respectively, 2.8 and 7.9 per 100 persons aged 18 and older.
| Men | Women | Total | |
|---|---|---|---|
| DEP | DEP | DEP | |
| National Health Interview Survey (1988) | |||
| DSM-III-R | 9.6 | 3.2 | 6.3 |
| DSM-IV | 9.2 | 3.0 | 5.9 |
| National Alcohol Survey (1990) | |||
| DSM-III-R | 5.3 | 1.7 | 3.2 |
| DSM-IV | 5.7 | 2.2 | 3.9 |
| ICD-10 | 7.8 | 3.4 | 5.4 |
| National Comorbidity Survey (1992) | |||
| DSM-III-R | ? | ? | 7.2 |
| National Longitudinal Alcohol Epidemiologic Survey (1992) | |||
| DSM-IV | 6.3 | 2.6 | 4.4 |
?= Data not published. Source: Ninth Special Report, 1997.
More than 8 million Americans suffered from alcohol dependence in 1992 according to the NLAES (Grant, Harford, Dawson, et al., 1994). Alcohol dependence is more frequent in males and races other than black. The age range at highest risk are men and women of all races who are 18 to 29 years of age. The overall lifetime risk of alcohol dependence is estimated to be 9.6 percent for men and 3.2 percent for women (Grant, Harford, Hasin, et al., 1992).
Morbidity related to alcoholism is a significant problem in the United States. Based on data from the National Hospital Discharge Survey, approximately 1.5 percent of discharges from short-stay hospitals gave alcohol-related diagnoses as the first-listed diagnosis (Ninth Special Report, 1997); alcohol-related illness estimated from data on any-listed diagnosis would be much higher. Comparing discharge data with those from screening for alcohol disorders using several diagnostic instruments, Umbricht-Schneiter, Santora, and Moore (1991) found that alcohol-related problems were identified in only 7.4 percent of discharge diagnoses, whereas the screening data indicated that 22.4 percent of patients actually exhibited these problems. Thus, analyses of alcohol morbidity based on discharge diagnoses greatly underestimate the role of alcohol in morbidity. Evaluating alcohol-related discharge diagnoses does not account for conditions such as peptic ulcer disease, burns, and fractures that commonly have alcohol as a contributory factor. In short, these two estimates likely represent the lower and upper bounds for the true level of alcohol-related morbidity at least as reflected in hospitalization rates.
Mortality related to alcoholism and the use of alcohol is hard to estimate accurately because of the difficulty in identifying alcohol-related deaths. For example, many homicides involve alcohol, but these deaths may not be attributed, even partially, to alcohol. Similarly, many alcohol-related medical disorders that can lead to death, such as esophageal cancer or stomach cancer, are not coded as alcohol-related.
Two areas of alcohol-related mortality that are assessed regularly are traffic fatalities and cirrhosis. Recent evidence indicates that approximately 45 percent of the nearly 32,000 traffic fatalities that occur annually involve alcohol (Ninth Special Report, 1997). In 1992, cirrhosis accounted for 25,407 deaths in the United States, with alcohol consumption contributing to many of these deaths. The Centers for Disease Control and Prevention estimated alcohol-related mortality to be approximately 100,000 deaths annually in the United States (McGinnis and Foege, 1993).
Alcohol costs the United States an estimated $148 billion annually, taking health effects, lost productivity, and treatment of alcohol-related diseases into account (NIDA and NIAAA, 1998). For health care alone, people with alcoholism consume more than 15 percent of the national health care budget (Rice, Kelman, Miller, et al., 1986). Specialized private and public programs are only a small part of the total alcohol-related costs, approximately $3.8 billion in 1989 (Dayhoff, Pope, and Huber, 1994). The major costs are indirect, estimated at 75 percent of the total alcohol-related costs (McCrady and Langenbucher, 1996).
The pharmacotherapy of alcoholism attempts to accomplish one or more of four goals:
Treat the core dependence syndrome including craving, preoccupation, and loss of control.
Enhance abstinence and minimize relapse by the threat of or the development of adversive consequences (or both) in response to alcohol consumption.
Treat comorbid disorders that increase the likelihood of alcohol use.
Treat the consequences of alcohol use such as protracted abstinence symptoms, cognitive impairment, and liver problems.
The possibility of using a medication to treat a behavioral disorder that involves the "voluntary" ingestion of a substance represents a point of view that appears to have originated in the latter half of the 20th century. In the mid-1940s, researchers serendipitously discovered a substance, disulfiram, that sensitized humans to the ingestion of alcohol; it produced headache, nausea, flushing, rapid heartbeat, weakness, and even collapse. It was quickly realized that disulfiram had the potential to modify the course of alcoholism by providing a psychological counter-force to the urge to drink and a physiological consequence should drinking occur. The FDA approved disulfiram for the treatment of alcoholism in the United States under the trade name Antabuse®. Antabuse® was widely prescribed, and many positive articles were written about its effectiveness; few carefully controlled studies were completed. Not until the 1980s were the results of placebo-controlled randomized controlled trials (RCTs) of disulfiram completed and published. Surprisingly, these trials were not uniformly supportive for a positive drug effect for disulfiram. However, the overall role of disulfiram in the treatment of alcoholism remains a complex issue involving the pharmacologic effect of the drug, the psychological effect of the drug, the beliefs of the practitioner and the patient, and the setting in which disulfiram is given. One area that would benefit from the completion of adequate placebo-controlled RCTs is the effectiveness of disulfiram when given under supervised circumstances. A body of mostly uncontrolled studies suggests that this methodology may be particularly effective (Brewer, 1993).
In the 1950s, with the advent of medications that were effective in treating patients with bipolar disorder, depression, and anxiety, questions arose regarding the ability of these medications to modify the course of alcoholism in a positive way. The self-medication hypothesis of alcoholism posits that alcohol is consumed to "treat" an underlying disorder of mood such as depression or anxiety. Conversely, certain mental states, such as mania, may lead to excessive alcohol consumption because of increased risk-taking or impairment of judgment. Therefore, medications that treat the underlying disorder should diminish the misuse of alcohol. As with disulfiram, the early studies of these medications consisted of case reports, case series, and open-label studies - and many of these reports were positive. However, with the completion of placebo-controlled, double-blind RCTs in primary alcoholics without preexisting and comorbid psychiatric disorders, the effectiveness of lithium, antidepressants, and the anxiolytic buspirone was not demonstrated. The results with regard to improvement in the symptoms of alcoholism in patients with mood or anxiety disorders have been more promising, but even here results are mixed.
As explained above, alcoholism is a primary disorder that is heterogeneous and derives from a complex interaction of genetic makeup and environmental experience. Furthermore, the majority of alcoholics do not have a comorbid mental illness such as depression, bipolar disorder, or an anxiety disorder. Therefore, some have reasoned that pharmacologic treatments can be developed successfully to address two aspects of this disorder: (1) the core syndrome of alcoholism (e.g., craving, loss of control, preoccupation with obtaining and using alcohol) and the consequences of heavy alcohol use and (2) the symptoms of protracted withdrawal (e.g., sleep problems and stress intolerance) that may persist long after acute withdrawal symptoms have subsided.
The development of such agents has been and is being greatly advanced by discoveries in the basic sciences of the underlying neurochemistry and neuropharmacology of alcohol and of the brain's reinforcement systems. Based on this work, investigations of agents that modify dopaminergic, serotonergic, opioidergic, GABAergic, and glutaminergic neurotransmission have been and are being undertaken to explore for a therapeutic effect in alcoholism (see Litten, Allen, and Fertig, 1996, for a recent review). It is of great importance to the field that two medications developed using this strategy, naltrexone and acamprosate, have shown efficacy for the treatment of primary alcoholism in placebo-controlled RCTs (see evidence tables). Larger studies of these and other agents are now being completed, and this body of work should change the landscape of the pharmacotherapy of alcoholism over the next 5 to 10 years.
Psychosocial therapies have been the major form of therapy for alcoholism for decades. They include psychodynamic psychotherapy, behavioral therapies, cognitive therapies, motivational therapies, brief interventions, aversive therapies, group therapies, marital therapy, 12-step programs, and therapeutic communities, as well as various combinations of these modalities provided in a wide array of settings. One major debate in the field is the value of intensive inpatient programs vs. intensive (or less intensive) outpatient programs, with attention drawn to the long-term health outcomes and economic implications of these choices. Although RCTs for many of these therapeutic modalities are limited, several comprehensive reviews of this area have been completed (e.g., Miller and Hester, 1986; Finney and Monahan, 1996). On balance, the evidence supports the effectiveness of a number of psychosocial treatments for alcoholism; however, the issues of patient motivation and the heterogeneity of alcoholism have received only minimal attention.
With the development of effective pharmacotherapies for alcoholism, the question of the interaction of pharmacotherapy with psychosocial therapy is emerging as an important avenue for treatment research. To date, very few trials have tested for differential effects of psychosocial therapies when combined with placebo-controlled pharmacotherapy, although pharmacotherapy studies typically (if not invariably) employ one form or another of psychosocial therapy because the latter is the "standard" treatment and ethically could not be withheld.
In one interesting, albeit complex, design, O'Malley, Jaffe, Chang, et al. (1992) examined the interaction of naltrexone vs. placebo with supportive therapy vs. relapse-prevention therapy. This research team found evidence for interactions - naltrexone and supportive therapy were associated with improved abstinence rates, whereas naltrexone and relapse-prevention therapy were associated with lower relapse rates, among those who were nonabstinent. Although these data need replication, they point to the possible synergistic effects of combining pharmacotherapy and psychosocial therapy, and they further underscore the heterogeneity of this patient population and this disorder.
The remainder of this evidence report is organized in the following sections. Chapter 2 provides details about our literature search and review methodology. Specifically included are the causal pathways for our key clinical questions; our approaches to conducting the systematic review, abstracting data from articles, maintaining quality control, and applying a quality rating system for individual articles; and similar details. In addition, we comment briefly on the peer review process and our decision not to conduct any supplemental analyses. Chapter 3 provides our results on the five main classes of drugs covered by this report (disulfiram, naltrexone, acamprosate, the serotonergic agents, and lithium). Chapter 4 provides some concluding remarks, and Chapter 5 offers our recommendations for a research agenda on alcohol dependence, focusing on remaining issues in treating adults with this disorder and on treating the illness in certain special populations (e.g., people less than 18 years of age, women, and ethnic groups).
All references cited in the report are included in the reference list. The report also includes three appendixes, evidence tables, and a bibliography, which is a complete list of the literature considered and used in developing the evidence report.
This chapter documents the procedures that the Research Triangle Institute-University of North Carolina, Chapel Hill (RTI-UNC) Evidence-based Practice Center (EPC) used to develop a comprehensive evidence report that describes and contrasts the pharmacotherapies for alcohol dependence in adults. To set the framework for the review, we present first the key questions and their underlying causal pathways. This is followed by a detailed description of the literature search, e.g., documenting the inclusion and exclusion criteria for literature acquisition, selecting relevant Medical Subject Headings (MeSH terms), listing databases searched, retrieving the gray literature, and specifying the eligibility criteria for study inclusion. Once it was determined that studies met the inclusion/exclusion criteria and were eligible for inclusion, the data were abstracted onto data extraction forms; development of these forms is also described in this chapter.
This chapter also discusses quality issues, i.e., the RTI-UNC EPC's quality control procedures with regard to determining a study's eligibility for inclusion, carrying out data abstraction, and developing the quality rating for individual studies. An evidence report requires an extensive search for all types of literature, and some published works are of higher methodologic quality than others. The RTI-UNC EPC developed a quality rating form that was specific to studies of pharmacologic treatment for alcohol dependence. This section describes the development of the rating system and its use in the analysis.
The RTI-UNC EPC's procedures for determining whether supplemental analyses could be performed are also discussed in this section.
The five key questions for this report address the efficacy of medications used for the treatment of alcoholism. The RTI-UNC EPC developed the key questions with input from its Technical Expert Advisory Group (TEAG) on additional factors to consider in the evaluation of each of the therapies.
Our evidence synthesis addresses five questions relevant to the pharmacotherapy for treatment of alcohol-dependent patients. The first three questions relate to three agents used to reduce craving, reduce drinking days and relapse rates, and enhance abstinence. Two of these therapies have Food and Drug Administration (FDA) approval for use in alcohol dependence; the third is still under review. These agents have been in use for different periods of time and, as will be seen, the amount of evidence available for them differed considerably. The last two questions involve pharmacotherapies that, although used principally to treat other conditions, have been found useful by some clinicians for treating alcohol dependence; and/or there is some evidence of their efficacy in reducing alcohol intake.
What is the efficacy of disulfiram relative to placebo in treating alcohol dependence?
What is the efficacy of opiate antagonists (naltrexone and nalmefene) relative to placebo in treating alcohol dependence?
What is the efficacy of acamprosate relative to placebo in treating alcohol dependence?
What is the efficacy of serotonergic agents relative to placebo in the treatment of alcohol dependence?
What is the efficacy of lithium relative to placebo in the treatment of alcohol dependence?
In the context of alcohol dependence pharmacotherapies, efficacy refers to the medication's ability to reduce (or eliminate) alcohol intake and the desire to seek alcohol under the ideal setting and circumstances of a clinical trial. The efficacy of each of the drugs specified in our key questions was determined by assessing the following factors: reduction in the average number of standard drinks of alcohol; number or percentage of drinking/nondrinking days; number of episodes of heavy drinking (>5 drinks per day for men, >4 drinks per day for women); time to return to drinking; overall resumption of drinking over the course of the study (the definition of which may differ among studies); reduction in relapse rates where the definition of relapse uses one or more of the aforementioned outcomes; and craving or urge for alcohol.
Examination of treatment efficacy must be balanced with assessment of treatment harm. Evidence on treatment side effects - i.e., harm - is sometimes found within randomized controlled trials (RCTs), but it may also be identified through prospective cohort studies or secondary data sources. We used all types of controlled studies to evaluate the side effects of these medications. However, data on harms were not systematically sought outside the controlled clinical trials identified by our literature review. Therefore, by definition, harms as reported in this evidence report are limited in scope. (As with the efficacy studies, the information on harms will be presented in the form of summary tables at the conclusion of this report.)
Disulfiram is classified as an alcohol-sensitizing agent or deterrent drug. This class of drugs works by deterring the problem drinker from drinking by producing a very unpleasant physiological reaction when the person consumes alcohol. Additional information on disulfiram's mechanism of action for the treatment of alcohol dependence is provided in Chapter 1. The hypothesized causal pathway for the use of disulfiram in the treatment of alcohol dependence is provided in Figure 1.
Naltrexone, an opioid antagonist, was originally developed for the treatment of heroin addiction. The FDA first approved its use for treating alcohol-dependent patients in the United States in 1994. Naltrexone binds to opioid receptors in the central nervous system (CNS) and competitively inhibits the actions of opioid drugs (both pure agonists and agonists/antagonists) and endogenous opioids (see Chapter 1 for a more thorough discussion of the opiate antagonists' mechanism of action for the treatment of alcohol dependence). In the work that follows, we occasionally refer also to nalmefene, which is another opiate antagonist. Thus, opiate antagonists should be understood to include naltrexone and nalmefene. The hypothesized causal pathway for the use of opiate antagonists for the treatment of alcohol dependence is provided in Figure 2.
Acamprosate, also known as calcium acetyl homotaurinate, has been approved for treating alcoholism in Europe for several years and is now in wide use there; it has demonstrated promising results in regard to abstinence and dropout rates (see Chapter 1 for a more thorough discussion of acamprosate's mechanism of action for the treatment of alcohol dependence). The hypothesized causal pathway for the use of acamprosate in alcohol dependence is provided in Figure 3.
An extensive literature exists on abnormalities of serotonergic function in alcohol-dependent humans and alcohol-preferring rats. Serotonergic agents represent a group of medications that modulate serotonin neurotransmission. For this review, some are individual drugs, and others belong to the subclass known as selective serotonin (5-HT) reuptake inhibitors (SSRIs). Chapter 1 provides a more thorough discussion of the serotonergic agent's mechanism of action for the treatment of alcohol dependence. The hypothesized causal pathway for the use of serotonergic agents in treating alcohol dependence is provided in Figure 4.
Serotonergic agents that have appeared in the literature for the treatment of alcohol dependence include buspirone, ondansetron, and several of the SSRIs (fluoxetine, fluvoxamine, paroxetine, sertraline, citalopram, and viqualine). Other serotonergic agents, such as ritanserin, initially had been reported to reduce alcohol intake. Communications with the representatives of the pharmaceutical manufacturer (August 1997) indicate that ritanserin is no longer being evaluated for use in alcohol dependence, presumably because of lack of efficacy. Thus, ritanserin is not included in the summary tables.
Because the literature contains several evaluations of lithium as a potential pharmacotherapy for alcohol dependence, the American Society of Addiction Medicine (ASAM) suggested that lithium be included in our review. Lithium has been a mainstay of therapy in the treatment of bipolar affective disorder, although the literature in the area of alcohol dependence is somewhat limited. The mechanism of action has not been established, but lithium may be helpful in treating alcoholism owing to its antidepressant or mood-stabilizing effects. The exact mechanism of action of lithium is unknown though lithium enhances serotonergic activity and affects a variety of second messenger systems (see Chapter 1 for a more thorough discussion of lithium's mechanism of action for the treatment of alcohol dependence). The hypothesized causal pathway for use of lithium in treating alcohol dependence is provided in Figure 5.
Apart from understanding the efficacy (and harms) of these agents taken one at a time, an important related issue is whether one of these agents appears to be more efficacious than one or more of the others. Few data are available from controlled trials that directly compare these agents. However, one very small study (Gerra, Caccavari, Delsignore, et al., 1992) did address the issue of comparisons across drugs (acamprosate vs. fluoxetine vs. placebo).
This portion of Chapter 2 describes the literature search process and specifies the inclusion/exclusion criteria and MeSH terms for each of the literature database searches conducted; it also describes the gray literature search strategy. The procedures for identifying the studies to include in the evidence report based on a review of titles and abstracts are documented in this section as well.
| Category area | Criteria |
|---|---|
| Study population | Humans Adults (ages 18 and older) Males and females Alcohol-dependent subjects Exclude: children and infants; pregnant women |
| Study setting | Inpatient and outpatient settings All study settings should reflect current practice |
| Time period | 1966 and later Depends on date of approval for pharmaceutical products |
| Geographic site of study | United States, Canada, Europe, Latin America, Asia, Australia/New Zealand Exclude: locations based on language of publication |
| Publication languages | English, French, and German |
| Admissible evidence | Study design (RCT - double, single-blinded; non-RCT - prospective and retrospective cohort studies, case control) Other designs (meta-analysis, meta-regression, cross-design synthesis, review article for reference list searches, cost-effectiveness, quality of life [QOL]) Sample size (>10 subjects) |
| Search strategy | Results |
|---|---|
| Explode disulfiram | 2,005 |
| Explode naltrexone | 2,837 |
| Acamprosate | 33 |
| Calcium acetyl homotaurinate | 5 |
| Explode serotonin uptake inhibitors | 8,923 |
| Explode ritanserin | 234 |
| Explode alcohol deterrents | 2,171 |
| Explode buspirone | 819 |
| Explode lithium or lithium carbonate or lithium chloride or lithium compounds | 15,290 |
| Explode alcoholism | 47,989 |
| Explode alcohol drinking | 19,257 |
| Explode "study characteristics" | 512,366 |
| Explode "study design" | 160,932 |
In this search, "study characteristics" included: analytic studies, case-control studies, retrospective studies, cohort studies, longitudinal studies, follow-up studies, prospective studies, cross-sectional studies, clinical protocols, clinical trials (phases I-IV), controlled clinical trials, RCTs, intervention studies, and sampling studies. "Study design" included: cross-over studies, double-blind method, matched pair analysis, meta-analysis, random allocation, reproducibility of results, and sample size.
Searches initially were conducted of the U.S. National Library of Medicine (NLM) databases MEDLINE and HealthSTAR.
The MEDLINE database is widely recognized as the premier source for bibliographic coverage of biomedical literature. MEDLINE encompasses information from Index Medicus, Index to Dental Literature, and International Nursing, as well as other sources of coverage in the areas of communication disorders, population biology, and reproductive biology. More than 8.5 million records from more than 3,600 journals are indexed. Our MEDLINE search was done back to 1966.
HealthSTAR, produced cooperatively by the NLM and the American Hospital Association, contains citations to the published literature on health services, technology, administration, and research; it replaces the former Health Planning and Administration database (HLTH). HealthSTAR focuses on both the clinical and nonclinical aspects of health care delivery, including the following topics: evaluation of patient outcomes; effectiveness of procedures, programs, products, services, and processes; administration and planning of health facilities, services, and manpower; health insurance; health policy; health services research; health economics and financial management; laws and regulation; personnel administration; quality assurance; licensing; and accreditation. The database contains citations and abstracts (when available) to journal articles, monographs, technical reports, meeting abstracts and papers, book chapters, government documents, and newspaper articles from 1975 to the present. Citations are indexed with the NLM MeSH terms to ensure compatibility with other NLM databases. Information in HealthSTAR is derived from MEDLINE, CATLINE, the Hospital Literature Index, and selected journals. Additional records specially indexed for this database do not appear in any other NLM database.
The same search strategy was used in several other databases as well. Because the MeSH controlled vocabulary is not standard across other databases, analogous terminology was used to retrieve the widest range of articles from these sources.
Produced by the American Society of Health-System Pharmacists, International Pharmaceutical Abstracts (IPAB) provides worldwide coverage of pharmaceutical science and health-related literature. Its comprehensive bibliographic citations are valuable to researchers, librarians, and medical professionals. Coverage includes drug therapy, toxicity, and pharmacy practice, as well as legislation, regulation, technology, utilization, biopharmaceutics, information processing, education, economics, and ethics as related to pharmaceutical science and practice. The database currently contains more than 246,000 records.
The EMBASE Drugs and Pharmacology database, produced by Elsevier Science, contains the most important citations and abstracts to the worldwide drug literature. It is a subset of EMBASE, the Excerpta Medica database, which indexes more than 3,500 international journals in the following fields: drug research, pharmacology, pharmaceutics, toxicology, clinical and experimental human medicine, health policy and management, public health, occupational health, environmental health, drug dependence and abuse, psychiatry, forensic medicine, and biomedical engineering and instrumentation. The database contains more than 1.4 million records, allowing searchers to focus on the pharmaceutical industry. Coverage includes effects, use, and administration of all current, potential, and experimental drugs, side effects, manufacturers, and trade names of approved and prospective drugs.
The Alcohol and Alcohol Problems Science Database (ETOH) contains more than 92,000 bibliographic records with abstracts to alcohol-related scientific documents from U.S. and international sources. It is produced by the U.S. National Institutes of Health and the U.S. National Institute on Alcohol Abuse and Alcoholism (NIAAA). The database covers all aspects of alcoholism research, including psychology, psychiatry, physiology, biochemistry, epidemiology, sociology, animal studies, treatment and prevention, employee assistance programs, drinking and driving, and public policy. Document types include journal articles, books, monographs, selected book chapters, reports, conference papers and proceedings, unpublished papers, and abstracts of dissertations.
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The Cochrane Collaboration prepares, maintains, and disseminates systematic, up-to-date reviews of all relevant RCTs of health care. Each reviewer belongs to a collaborative review group, and each collaborative review group is coordinated by an editorial team that assembles an edited report for dissemination.
The United Kingdom National Health Service Centre for Reviews and Dissemination (CRD) promotes the application of research-based knowledge in health care relevant to all health care professions. The Practice and Service Development Initiative is a project located within CRD that focuses on disseminating relevant research to nurses, midwives, health visitors (paraprofessional health workers in the United Kingdom), and the professions allied to medicine (PAMs). CRD is funded by the National Health Service and the Health Departments of Scotland, Wales, and Northern Ireland; a contribution to the Centre is also made by the University of York and the Health Education Authority. The views expressed in these databases are those of the authors and not necessarily those of the NHS Executive or the three Health Departments.
The results from all searches were compiled into a ProCite® bibliographic database, removing all duplicate records. The bibliographic software was used to tag eligible articles and, for articles determined to be ineligible, the reason for their exclusion from the evidence report.
| Drug | Number of articles retrieved |
|---|---|
| Disulfiram | 135 |
| Naltrexone | 73 |
| Acamprosate | 37 |
| Serotonergic agents Buspirone Ondansetron Ritanserin Serotonin reuptake inhibitors (SSRIs) Fluoxetine Fluvoxamine Paroxetine Sertraline Citalopram Viqualine | 28 9 12 62 34 13 2 5 27 4 |
| Lithium | 46 |
| Total | 487 |
The final database contained 375 publications. This number is lower than would be produced by summing over the number of articles retrieved (n=487) for each drug type, because some articles addressed more than one drug.
Two abstractors independently evaluated the titles and abstracts for the 375 articles for inclusion in the evidence report. When abstracts were not available from the literature databases, they were obtained from the original article and then subjected to review. The scientific director for this project adjudicated any disagreements between the two abstractors at this stage.
| Reason for exclusion | Number of articles |
|---|---|
| Opinion/editorial | 37 |
| Review article | 112 |
| Drug investigated was not one of our key therapies | 27 |
| Methodological work relevant to alcohol research | 20 |
| Studies in health volunteers | 5 |
| Studies with fewer than 10 subjects | 6 |
| Other alcohol/clinical problem, not alcohol dependence | 30 |
| Studies of key therapies but subjects were not alcohol-dependent, e.g., some were heavy or social drinkers | 28 |
| Studies of side effects only | 13 |
| Biomarker studies, not evaluating efficacy | 4 |
| Studies that did not address alcohol outcomes, e.g., abstinence, relapse | 11 |
| Studies without a control group | 10 |
| Studies of counseling or other therapies that did not include any of our key therapies | 13 |
| Animal studies | 2 |
| Unavailable* | 4 |
| Reviewed for efficacy | 53 |
| Total | 375 |
Unavailable: a dissertation, a German article requested several times, subset of original study published but main study was not published, and a very new publication.
Useful data for an evidence report often can be found in symposium proceedings, government monographs, industry reports, articles submitted for publication, and other nontraditional sources. Collectively, this is considered the "gray literature." For the purposes of this report, gray literature was defined as information that has not appeared in peer-reviewed journals but is available as follows:
Government documents and monographs (aside from FDA documents).
Industry reports and studies.
Unpublished studies and works in progress.
Conference proceedings and symposia.
FDA Medical Officers Review (MOR).
Individuals were contacted in industry, government, and professional societies (including ASAM) to elicit information or reports that are not retrievable through literature database searches (i.e., specifically through MEDLINE or EMBASE). This was done for the following medications: disulfiram; the opiate antagonists naltrexone and nalmefene; acamprosate; and the serotonergic agents.
Librarians at NIAAA and at the National Clearinghouse for Alcohol and Drug Information (NCADI) were contacted with a request to search for any documents on alcohol dependence and one or more of our drugs of interest, excluding the peer-reviewed literature. The NIAAA library produced 18 documents; the NCADI database produced 10 documents. The document abstracts were reviewed from both of these library searches to determine whether the materials would meet our eligibility criteria; 12 publications were added to our bibliography.
Freedom of Information Act (FOIA) requests were submitted to the FDA to obtain information on two topics as they related to treatments for alcohol dependence. The first was for Adverse Drug Reaction (ADR) reports for the key therapies. The second was for information submitted and/or reviewed by the FDA regarding: (a) investigational new drug (IND) and new drug approval (NDA) or extended (change of label) NDA applications for each of the drugs of interest; (b) drug abuse, psychopharmacologic drugs, or any other advisory committee minutes for meetings specifically for the pharmacotherapies for alcohol dependence; and (c) summaries and evidence reports prepared by FDA staff or pharmaceutical companies for the drugs of interest and their use in alcohol dependence.
ADR information provided by the FDA was briefly reviewed by both the task leader and scientific director. They determined that the information would not be appropriate for inclusion in the evidence report. The ADR reports provide only instances of potential adverse events that may be related to therapy, but they lack appropriate denominator data; thus, it would not be possible to draw any firm or defensible conclusions. Because of time constraints and the extensiveness of the literature requested, the FOIA request was modified to ask for the FDA MOR of efficacy data relevant to the drugs of interest - specifically, disulfiram; the opiate antagonist naltrexone; and the serotonergic agents. Information for the oral form of nalmefene and for acamprosate, which are currently only INDs, was not available. The FOIA information was reviewed for drug efficacy in alcohol-dependent individuals.
A review of all MORs - giving particular care to references to alcohol dependence or the use of these agents in treating alcohol dependence - indicated that, with two exceptions, efficacy of these agents in the treatment of alcohol dependence is not mentioned. For the naltrexone relabeling application for alcohol dependence, the MOR referenced efficacy data submitted on two completed studies, a clinical trial by Volpicelli, Alterman, Hayashida, et al. (1992) and a study by O'Malley, Jaffe, Chang, et al. (1992). In addition, the chairman of the FDA's Panel on Psychiatric Drugs accepted a bibliography of 11 published works dated from 1949 to 1966 as evidence of disulfiram efficacy.
All research directors from the pharmaceutical companies that produce the key therapies were contacted to identify additional relevant studies. Several published articles were provided, but all were already in our bibliography. One book on disulfiram was recommended; it was obtained and reviewed.
The TEAG identified several conference and symposia proceedings that they believed would contain original research on the pharmacotherapy for alcohol dependence. These publications or documents were reviewed for inclusion eligibility; 12 publications were added to the bibliography.
The task leader and scientific director worked with the core project staff to develop a data extraction form to use for entry of relevant information from the eligible publications that addressed efficacy. The data extraction form was developed in an iterative fashion with extensive communication between the methodologists and alcohol researchers. The process was begun by outlining the relevant study designs and outcomes and identifying the variables most important to address for studies involving the efficacy of medications for alcohol dependence. These included:
Study designs.
Practice setting.
Description of patient populations, e.g., severity of dependence, instrument for diagnosing alcohol dependence, inclusion/exclusion parameters, and prior alcohol treatments.
Interventions, e.g., dose titration and maximum dosing, compliance with medication, length of study.
Co-interventions.
Data collection techniques for assessing outcome.
Statistical analysis.
Outcome measures, e.g., drinks per day or per week, relapse, craving, compliance with treatment.
Side effects of treatment.
Limitations noted by authors.
Limitations noted by reviewers.
Conclusions noted in article and whether the reviewer concurred with the stated conclusions.
These variables were incorporated into the data extraction form, whose basic structure was taken from one developed for spinal cord clinical guidelines work. The draft form underwent an extensive review process that included pretesting on several randomly selected alcohol articles. After each pretest, the form was revised to increase its utility and efficiency. After extensive pretesting, the form was also sent to the TEAG for comment. Several TEAG members suggested inclusion of pretreatment variables such as detoxification, length of abstinence, and pre-randomization psychosocial therapies; the extraction form was revised accordingly. The final data extraction form can be found in Appendix C.
The RTI-UNC EPC used two types of abstractors for the data extraction process, content reviewers and methods abstractors. The content abstractors are basic science researchers who specialize in understanding alcohol effects on the brain and other physiologic aspects of this disease. The methods abstractors are more generally trained in qualitative and quantitative methods such as epidemiology, economics, and statistics. In addition, reviewers included an epidemiologist with special expertise in pharmacotherapy (task leader), a psychiatrist with special expertise in treating patients with alcoholism (scientific director), and an internist with broad clinical responsibilities and a substantial research background (senior advisor to the project).
To collect high-quality data, an extraction guide was developed for use during training and as an ongoing reference for each of the items in the data extraction form. In addition to providing guidance on specific items, the guide also delineated general rules for this process that were intended, insofar as possible, to guarantee consistency across abstractors. For example, abstractors were instructed that the outcomes data for the results section of the data extraction form could come only from text or tables, not from graphic data presentations. Furthermore, when inconsistencies occurred between results stated in the text of an article and the results presented in tabular form, the abstractors were instructed to use the data from the text. Abstractors also were instructed to extract the alcohol outcomes data from the intent-to-treat analyses whenever possible. Subgroup analyses (e.g., compliant patients) were extracted onto a separate section of the abstraction form.
Each of the abstractors had used drafts of the data extraction form (e.g., during pretesting). Nonetheless, a formal training session was held to discuss the extraction guide and various changes to the data extraction form, provide final guidance on the abstracting procedures, and answer questions with regard to the final instruments.
At the completion of abstractor training, the data abstraction process began. The task leader, scientific director, and both the RTI and UNC research coordinators monitored progress. To this end, the task leader and scientific director conducted extensive reviews of the first three data extraction forms completed by each abstractor and provided both individual and group feedback for particularly problematic items. This was done to enhance consistency between abstractors.
Two especially difficult problems in the abstraction process were (1) accounting for comorbidities and (2) capturing information on followup of initial interventions. Addressing these issues ultimately required the development of two separate supplemental forms. These additional forms are also provided in Appendix C.
The harms literature was abstracted onto a side effect profile form (Appendix C) that elicited data on the following:
Type of side effects.
Total sample size of the study.
Frequency of the side effect in the key therapy and placebo groups.
Whether there was a statistically significant difference between the key therapy and placebo groups.
Methodology for collecting side effect data.
This information was sought for all of the eligible efficacy articles reviewed (n=53) as well as from articles on side effects and all others that included a control group for comparison purposes. Because the main emphasis of this report was efficacy and not harms, these data were not collected by dual abstraction. A registered pharmacist (who is also a Ph.D. candidate) collected the side effect and withdrawal data for the evidence tables on harms. However, it should again be emphasized that an extensive search for harms data was not completed as part of this evidence report; the listing of harms reflects those that have been detected in clinical trials and not in general clinical practice.
Quality control to determine eligibility for abstraction has been described (see "Title and Abstract Review"). In short, all titles and abstracts were subject to dual review, and the scientific director adjudicated discrepancies. Each article was abstracted by two independent abstractors - one an expert in alcohol research (content reviewer) and the other a methodologist. Abstractors were blinded to the authors' names and the institution that produced the work. Owing to the time-consuming nature of deleting all reference to the journal title and the distinct formatting of certain journals (such as the Archives of General Psychiatry), the abstractors were not blinded to the journal title.
In concordance with an article by Morley, Finney, Monahan, et al. (1996), the RTI-UNC EPC noted that the quality of the literature and the heterogeneity of outcomes caused considerable difficulties in the data abstraction process as discussed in Chapter 4. As can be seen by reviewing the data extraction form (Appendix C), a great deal of information was abstracted from each article. In reviewing the completed abstracts, it was noted that agreement was good for the core variables (sample size, study design, outcomes, etc.), but agreement was lower for the more peripheral variables. With such a large number of variables abstracted, many disagreements were found that required adjudication. Because the adjudication process is time-consuming, the RTI-UNC EPC staff decided to have an additional reviewer, the task leader or scientific director, complete a third form for all articles. In reporting on this whole process and our final results, the primary study design and results are based on this third review, which took into account the reporting of the content and methods abstractors, whereas the quality rating, study limitations, and conclusions are those provided by the method and content reviewers.
An important aspect of the dual abstraction process is to determine the reliability of data collection between the two reviewers. To this end, the task leader, scientific director, and the clinical methodologist selected the following eight key variables for reliability assessment:
Study design (categorical variable).
Diagnostic criteria for alcohol dependence (categorical variable).
Total number of controls entered into the trial (continuous variable).
Maximum dose per day for intervention group 1 (continuous variable).
Whether compliance with treatment was measured (continuous variable).
Average number of standard drinks for intervention group 1 (continuous variable).
Average number of episodes of heavy drinking for intervention group 1 (continuous variable).
Average time to first drink for intervention group 1 (continuous variable).
From the reviewed articles (n=53), nine articles were randomly sampled to assess the reliability of abstraction between the content and method abstractors. The kappa statistic, which corrects for chance agreement, was used. Kappa was not evaluated for four of the eight variables because there was near perfect agreement between the reviewers but no variation among the nine articles for these variables (study design, average number of standard drinks for intervention group 1, average number of episodes of heavy drinking for intervention group 1, and average time to first drink for intervention group 1). For example, for study design, all the abstractors said the articles were RCTs with only one disagreement. Thus, the observed agreement was 87.5 percent, with a chance agreement of 87.5 percent as well. Since kappa takes the chance agreement into account, its computation in these circumstances produces a low kappa statistic that does not actually reflect the excellent agreement observed. For this reason, the kappas for the variables with no variation among the nine articles have been omitted.
For the variables with variation among the articles, substantial agreement was noted, as follows:
Criteria for alcohol dependence (kappa 0.84).
Total controls initially entered in the trial (kappa 0.74).
Maximum dose per day for intervention group 1 (kappa 0.66).
Compliance with treatment not measured (kappa 0.77).
A kappa value greater than 0.60 is considered very good; a kappa greater than 0.80 is considered almost perfect.
Quality of the evidence can be judged on two levels: at the level of the individual article and in summary over the spectrum of articles addressing each of the key therapies. This section of the report describes our approaches to the development of quality ratings on both levels.
| Category 1: Problem or question studied (5 points) | |||||
|---|---|---|---|---|---|
| Not at All | Somewhat | Okay | |||
| Alcohol dependence problem clearly stated? | 0 | 1 | 1 | 2 | 1 |
| Little or No | Yes | ||||
| Significance of alcohol dependence problem discussed? | 0 | 1 | |||
| No | Yes | ||||
| Is research question capable of being answered with the methods proposed? | 0 | 1 | |||
| No | Yes | ||||
| Is the question placed in the broader context of alcohol research? | 0 | 1 | |||
| No | Yes | ||||
| Random allocation of treatment? | 0 | 2 | |||
| Unknown or >40% | <40% | ||||
| Dropout rate of patients invited into the study. | 0 | 1 | |||
| No | Yes | ||||
| Diagnostic criteria clearly specified. | 0 | 1 | |||
| No | Yes | ||||
| Is the sample clearly described? | 0 | 1 | |||
| No | Yes | ||||
| Reliability/validity of the diagnostic measurement tool specified or referenced? | 0 | 1 | |||
| No | Yes | ||||
| Reliability/validity of the outcome measurement tool specified or referenced? | 0 | 2 | |||
| No | Yes | ||||
| Compliance with regimen assess (pill count, biologic marker, etc) | 0 | 1 | |||
| No | Yes | ||||
| Are the outcome measurements clinically relevant? | 0 | 1 | |||
| No | Yes | N/A | |||
| Are potential confounding effects addressed (differences between two groups such as age, sex, type of alcohol dependence, other substance abuse)? | 0 | 1 | |||
| No | Yes | ||||
| Was the co-intervention (e.g., psychotherapy) similar between two study groups? | 0 | 1 |
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| No | Yes | ||||
| Was the co-intervention (e.g., psychotherapy) compliance monitored? | 0 | 1 |
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| No | Yes | ||||
| Was a concurrent control group present? | 0 | 2 | |||
| No | Yes | ||||
| Do the study conclusions apply to U.S. alcohol-dependent patients? | 0 | 3 | |||
| No | Yes | ||||
| Is the clinical setting specified clearly? | 0 | 2 | |||
| No | Yes | ||||
| Appropriate alcohol dependence diagnostic criteria used? | 0 | 2 | |||
| No | Yes | ||||
| Do the measured outcomes relate to the construct of alcohol dependence? | 0 | 2 | |||
| No | Yes | ||||
| Are other variables clearly described in terms of their relationship to alcohol dependence? | 0 | 1 | |||
| No | Yes | N/A | |||
| If multiple univariate tests performed, multiple comparisons taken into account? | 0 | 1 |
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| No | Yes | ||||
| Power analysis performed? | 0 | 1 | |||
| No | Yes | ||||
| In regression analysis, is number of variables in model less than 1/10th of the sample size? | 0 | 1 |
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| No | Yes | ||||
| Are statistically significant findings clinically significant? | 0 | 1 | |||
| No | Yes | ||||
| Are statistical tests used appropriate to the data? | 0 | 1 | |||
| No | Yes | ||||
| Are the conclusions warranted from the data? | 0 | 5 | |||
To assess the internal validity of a study - i.e., the likelihood that the design and conduct of the study minimize systematic error (bias) - the following factors were evaluated from each study:
Sample size and statistical power.
Selection bias and inclusion criteria.
Selection of comparison groups.
Randomization and comparability of the groups.
Definition of the intervention and exposures with an assessment of patient compliance with therapy.
Definition of outcome measures, attrition rates, confounding variables, data collection methods, and observation bias.
Methods of statistical analysis.
Statistical considerations included assessing the adequacy of the sample size for drawing conclusions and identifying whether the authors did a power calculation for small studies. When the authors of a given article presented numerous descriptive analyses in a single publication, our rating addressed whether they had taken these multiple comparisons into account in their analyses. For studies that used regression techniques, the rating assessed whether the number of variables for the model exceeded the limitations imposed by the size of the population studied. The rating scale also addressed the clinical relevancy of the statistical findings.
With regard to diagnostic and outcome measures, the quality rating instrument assessed whether the study design incorporated validated measurement instruments or relied on unstructured and/or unvalidated instruments. In addition, the abstractors evaluated whether the diagnostic criteria and outcomes were clearly specified and appropriately measured.
External validity - i.e., whether the findings of the study can be generalized to populations other than those in the study - was also considered for the quality rating. Especially important for this evidence report was whether the results from studies that took place outside of North America are relevant to U.S. population groups.
According to a report developed for AHCPR by the RTI-UNC EPC Co-Director (Lohr, 1998), several systems have been proposed in the past 10 to 15 years for "grading the quality or strength of the evidence" on a given clinical topic or causal pathway. However, little or no consensus exists about which specific system is best, and thus there was little guidance on what approach to use in the case of the efficacy of a specific pharmacotherapy for alcohol dependence. Like the Jovell and Navarro-Rubio (1995) categorization, the RTI-UNC EPC developed a four-level grading scheme for judging the overall efficacy of each therapy. Our grading scheme was based on several issues: the magnitude of the outcomes reported for each of the pharmacotherapies (abstinence, days to first drink, etc.), the quality rating scores for individual studies, sample sizes of the studies evaluated, and the consistency of the evidence over all the studies. Scores were not assigned for each of these variables; instead, our quality is based on an adjudicated rating that was initially provided by the task leader, scientific director, and clinical methodologist as follows:
Good (A): There are sufficient data for evaluating efficacy. The sample size is adequate. The data are consistent and indicate that the key drug is clearly superior to placebo for treating alcohol dependence.
Fair (B): There are sufficient data for evaluating efficacy. The sample size is adequate. The data indicate that there are inconsistencies in the findings for the alcohol outcomes between the key therapy and placebo such that the efficacy of the key therapy for treating alcohol dependence is not clearly established.
Poor (C): There are sufficient data for evaluating efficacy. The sample size is adequate. The data show that the key therapy is no more efficacious for treating alcohol dependence than placebo.
Incomplete evidence (I): There are insufficient data for assessing the efficacy of the key therapy for treating alcohol dependence based on limited sample size or poor methodology.
Although a harms grade was developed for each therapy, it was not based on a thorough search of the literature for adverse effects associated with the therapies under review. As was described in the section on "Data Abstraction Process," the harms data were taken from all controlled studies, whether or not they were eligible for inclusion for the efficacy assessments. The clinicians (i.e., the scientific director and the clinical methodologist) were responsible for grading the harms literature. Their assessment was based on the following issues: the seriousness of the side effects for each key drug, whether the side effects noted were known adverse effects of the drugs, whether there was a statistically significant difference between the active (key therapy) and placebo groups, and how the information on side effects was collected. The following categories were used to grade the harms literature.
A "low" probability of risk was given when:
The side effects were not life-threatening.
For side effects due to the key therapy where the frequency statistically was significantly different from that of placebo, most are known side effects of the drug.
A "high" probability of risk was given when:
Any of the side effects were life-threatening.
A side effect not commonly seen was reported; it was serious, and its frequency of occurrence was greater in the key therapy group compared to the placebo group.
The RTI-UNC EPC determined that efficacy should be judged separately from side effects. Thus, the grading of the evidence provides a letter score for efficacy (A, B, C, I) and a dichotomous score for safety (low or high) for each of the key therapies. In this way, the clinicians can choose the best therapy based on their patients' comorbidities and past experiences of potential adverse drug reactions.
A prototype, first draft of our evidence tables was created for the opiate antagonists, naltrexone and nalmefene, using the format of evidence tables typically found in review papers. Thus, the original tables included: citation, study design, inclusion/exclusion criteria, length of active treatment, sample size, data collection methods, statistical analyses, results, conclusions, and other important issues. This prototype version was sent to both AHCPR and the TEAG for review and comment.
The TEAG suggested revisions that would split the prototype table into two separate tables for evaluating the efficacy of each key therapy - one for study design and the other for outcomes. The content of these two tables is listed in Table 7. To provide the available data on the potential risks of each key therapy, evidence tables on harms also were developed.
The information in the tables on study design is self-explanatory, although numerous abbreviations were used to increase the amount of data entered into the tables for each study; a key to the abbreviation is provided. For the outcomes tables, with the exception of the "conclusion" column, all available data are provided for each of the studies reviewed without regard to the statistical significance of the findings. For the conclusions, however, only those findings that are statistically significant at p < 0.05 are reported. The limitations specified in these tables include both those reported by the study's authors and those noted by our content and methods abstractors.
Using both study design and outcomes tables to present the evidence on our key therapies has advantages and drawbacks. The most important benefit is that by having many categories for each table, the consistency of the data presented can be enhanced, thereby making the reader's task in reviewing the studies much more efficient. In addition, users of the evidence tables will find it easier to see which outcomes were evaluated for each drug and to get a general sense of the weight of evidence provided by each study.
The main drawback of separating the evidence into two tables is that important design characteristics may be missed when reviewing only the outcomes tables. Only by reviewing the study design tables in conjunction with the outcomes tables can readers evaluate the internal and external validity of a study and know what confidence to put in the reported results. When reviewing the outcomes of a study, it is important to know whether the patients who completed the study were similar to those who did not and, more importantly, to the population that could have been selected for study. For this evaluation, users will need to consult both tables.
Among the more important activities in producing a credible evidence report is the conduct of an unbiased and broadly based review of the draft report. Such a review, here termed "peer review," should provide a wide array of scientists, methodologists, users, and laypersons adequate opportunity to comment on the report and to identify problems in fact, interpretation, or presentation. The selection process for peer review and the names of all the peer reviewers are listed in Appendix B.
The presumption at the start of this project was that at least some of the literature that would be reviewed for the evidence report would lend itself to some form of meta-analysis. It was also assumed, should this be correct, that it might be possible to propose conducting some type of cost-effectiveness analysis.
A meta-analysis of one or more common measures over the five key therapies would be extremely helpful to clinicians. Such an analysis would show the relative efficacy and strength of the evidence (degree of uncertainty surrounding the efficacy estimate) of each key therapy in an easy-to-read, summary graph. However, few of the studies that were reviewed, even within one of the key therapy groups, had common interventions (e.g., dosages and counseling varied greatly), alcohol outcomes measures, or durations of followup. Further, no two studies had all three of these dimensions in common. Therefore, to conduct a meta-analysis would have required extreme assumptions and adjustments. We concluded that this was not in the best interests of AHCPR or the ultimate users of the evidence report. In the end, it was concluded that a meta-analysis could not be justified at this time.
Based on the data in the evidence tables, this chapter presents the major findings from our review of the literature on pharmacotherapies for alcohol dependence. This chapter begins with the definitions for grading the efficacy and harms data.
Subsequent sections for each key therapy provide a detailed discussion of four issues: the efficacy results (benefits), subgroup and followup studies, limitations, and side effect data (harms). At the end of each key therapy section, we grade the efficacy and harms literature.
The development and definition of our grading system have been discussed previously (see Chapter 2, "Grading the Evidence").
The disulfiram literature that addresses efficacy consists of six implant studies and five studies that use orally ingested disulfiram versus a placebo or no-drug comparison (Evidence Tables 1 and 2). One of the five studies of orally ingested disulfiram was a retrospective cohort design that evaluated social stability and control of drinking, comparing disulfiram to a no-drug control group (Bischof, Bucher, Battig, et al., 1995). This study will not be discussed in detail because its main outcome did not address drug efficacy.
Six controlled studies of disulfiram implants have been conducted over the past 24 years. Disulfiram implant studies have used disulfiram tablets inserted under the skin, commonly in the abdominal area. Only two studies assessed the blood level of disulfiram after implantation, and neither found detectable levels (Wilson, Davidson, Blanchard, et al., 1978; Wilson, Davidson, and Blanchard, 1980). Two studies (Wilson, Davidson, and White, 1976; Wilson, Davidson, Blanchard, et al., 1978.) performed ethanol challenges 5 days after implantation and failed to find evidence for a disulfiram-ethanol reaction; one study (Johnsen, Stowell, Bache-Wiig, et al., 1987) performed ethanol challenges at 1, 2, 4, 8, and 13 weeks after implantation and also failed to find evidence for a disulfiram-ethanol reaction in the disulfiram implant subjects. Interestingly, in the two reports from the Wilson team (Wilson, Davidson, and White, 1976;Wilson, Davidson, Blanchard, et al., 1978), subjects did not experience a reaction to ethanol under controlled conditions, but many more of the disulfiram-implanted patients than sham-implanted patients were reported to have had reactions to drinking in uncontrolled settings. Often, investigators inserted saline under the skin of placebo subjects to simulate a tablet implantation.
Several different alcohol outcomes have been evaluated to assess the efficacy of disulfiram implants. These included: mean number of standard drinks, mean number of drinking/nondrinking days over the trial period, mean number of heavy drinking episodes, abstinence rate, time to first drink, and biomarkers such as serum gamma-glutamyl transpeptidase (GGT) and mean corpuscular volume (MCV). Not all alcohol outcomes were assessed in all studies.
The data for mean number of standard drinks per day was measured as the grams per day in two studies (Johnsen, Stowell, Bache-Wiig, et al., 1987; Johnsen and Morland, 1991). These two studies reported a decline in the mean grams ingested per day for both the disulfiram and placebo groups, but the difference in the change in consumption during the trial between the two groups (disulfiram vs. placebo) was not statistically significant.
The alcohol outcomes used to address drinking/nondrinking days were inconsistent across the disulfiram implant literature. For example, Johnsen, Stowell, Bache-Wiig, et al. (1987) measured the mean number of moderate-drinking weeks both at baseline (placebo: 24.3; disulfiram: 22.5) and at the end of the 20-week trial (placebo: 8.5; disulfiram: 4.0) and reported no statistically significant differences between the intervention and placebo groups. In a later study (Johnsen and Morland, 1991), the authors reported the mean number of nondrinking weeks during the 40-week study (25.6 and 29.7 for disulfiram and placebo, respectively), a nonsignificant difference. In a third implant study, Wilson, Davidson, and Blanchard (1980) reported the mean number of nondrinking days during the 48-week study. The authors found a statistically significant difference (p<0.01) when comparing the mean number of nondrinking days for the disulfiram group (n=361) with that for the placebo implant group (n=307) and the two additional control groups (no operation and pseudocontrols), which had 24 and 31 nondrinking days, respectively.
The two Johnsen (1987 and 1991) studies also reported the number of episodes of heavy drinking. The earlier article found a study effect, i.e., the number of episodes of heavy drinking (as defined by the patient, not by standard criteria) was reduced in both groups, but the reduction for the disulfiram group was not greater than that for the placebo group. The later study did not show a difference in heavy drinking episodes over the trial period.
Three studies examined the effects of disulfiram implants on the rates of resumption of drinking (Wilson, Davidson, and White, 1976;Wilson, Davidson, and Blanchard, 1980;Johnsen and Morland, 1991). No statistical tests were reported, and the difference between the placebo and disulfiram groups on rates of abstinence did not appear to be clinically significant.
The time between study initiation and first drink was evaluated in four studies (Whyte and O'Brien, 1974 ;Wilson, Davidson, and White, 1976; Johnsen, Stowell, Bache-Wiig, et al., 1987; Johnsen and Morland, 1991). Only Whyte and O'Brien (1974) found a statistically significant increase (p<0.001) in time to first drink for the disulfiram implant group (5.4 months) vs. the no-drug control group (1.9 months).
Two studies examined the effects of disulfiram implants on biological measures of alcohol consumption (Johnsen, Stowell, Bache-Wiig, et al., 1987; Johnsen and Morland, 1991). In the later study, change in MCV during the trial was not different between the disulfiram and placebo groups, but GGT was improved in the disulfiram group as compared with placebo (p<0.02), a result that was not shown in the earlier Johnsen, Stowell, Bache-Wiig, et al. (1987) study.
Four controlled trials of oral disulfiram versus placebo or no-drug were reviewed (Fuller and Roth, 1979; Schuckit, 1985; Fuller, Branchey, Brightwell, et al., 1986; Chick, Gough, Falkowski, et al., 1992). With a total sample size over all trials of 1,207 randomized patients, these trials are among the larger studies of alcohol-dependent patients.
Only two studies investigated a standard unit of drinking, either as units per week (Chick, Gough, Falkowski, et al., 1992) or as drinks per drinking day (Schuckit, 1985). Chick, Gough, Falkowski, et al. (1992) reported a statistically significant decrease (p=0.05) in the number of units ingested at trial end (24 weeks), but Schuckit (1985) did not report a change from baseline in either the treatment or placebo groups.
All four studies evaluated the effect of disulfiram on some variant of drinking days, either nondrinking days (Chick, Gough, Falkowski, et al., 1992), percentage of drinking days during the year (Fuller and Roth, 1979), drinking days per month (Schuckit, 1985), or drinking days over the 52-week trial (Fuller, Branchey, Brightwell, et al., 1986). Only two trials found a statistically significant improvement for the disulfiram group compared with the placebo group (Fuller, Branchey, Brightwell, et al., 1986; Chick, Gough, Falkowski, et al., 1992).
Of the two trials that investigated the percentage of patients who resumed drinking (Fuller and Roth, 1979; Fuller, Branchey, Brightwell, et al., 1986), neither found that disulfiram improved the abstinence rate compared with placebo.
Only the Chick, Gough, Falkowski, et al. (1992) study evaluated biomarkers as evidence of disulfiram efficacy. This group reported a statistically significant improvement in GGT for the disulfiram group (-21 IU/l change from baseline vs.+13 IU/l change for placebo [p=0.02]).
The two Fuller studies confirmed compliance with oral disulfiram by riboflavin (Fuller and Roth, 1979; Fuller, Branchey, Brightwell, et al., 1986). In the earlier research, medication compliance rates were generally low across the placebo, 1 mg/day disulfiram, and 250 mg/day disulfiram groups: 50 percent, 67 percent, and 57 percent, respectively. In contrast, for the 1986 work, compliance was very low for all three treatment groups; compliance for the higher dose disulfiram group was lower than that for either of the control groups (placebo or 1 mg/day disulfiram).
The two Fuller studies evaluated rates of abstinence in compliant patients on oral disulfiram as a subgroup analysis (Fuller and Roth, 1979; Fuller, Branchey, Brightwell, et al., 1986). The 1979 study found that those who abstained were significantly more likely to have been compliant (70 percent) than those who returned to drinking (32 percent), regardless of treatment group. Similarly, in the 1986 study, men who were compliant experienced 1-year abstinence rates between 38 and 50 percent, whereas men who were noncompliant had abstinence rates between 6 and 10 percent, regardless of treatment group.
The main limitation of the disulfiram implant literature is the very small sample sizes for each of the studies, ranging from a low of 20 patients randomized to two groups to a high of 100 patients randomized to four groups. In addition, only two of the six implant studies assessed the bioavailability of disulfiram by measuring drug blood levels. As with many alcohol studies, alcohol consumption was unverified.
Of the four efficacy studies of oral disulfiram, the total number of patients who may have benefited from therapy was unclear. Two studies did not provide the number of patients who completed therapy (Fuller and Roth, 1979; Fuller, Branchey, Brightwell, et al., 1986) and a third study (Chick, Gough, Falkowski, et al., 1992) had a 46-percent dropout rate. Other limitations included nonrandom allocation to therapy (Schuckit, 1985) and unblinding of patients post-randomization (Chick, Gough, Falkowski, et al., 1992).
Disulfiram has been in use in treatment settings for more than 40 years. Over that time a number of side effects have been reported, including some that are considered to be serious (such as liver toxicity, peripheral neuropathy, and psychosis). In addition, the disulfiram-ethanol reaction can be serious and require medical intervention, especially in patients with other conditions such as esophageal varices. In the reviewed efficacy trials (Evidence Tables 3a and 3b), disulfiram appeared to be reasonably well tolerated. Side effects reported to occur significantly more often with the drug than with placebo included stiffness of neck, drowsiness, and sexual dysfunction. Chick, Gough, Falkowski, et al. (1992) reported a 3.1 percent dropout rate because of dizziness and nausea, 1.6 percent secondary to possible neuropathy, and 3.1 percent because of skin rash. Overall, the harms profile was low, although clinicians should be aware of the potential for rare, serious side effects.
Efficacy grade: B; Harms grade: Low.
Papers generated from three main studies and several substudies were examined for evidence of naltrexone efficacy in maintaining abstinence (Evidence Tables 4 and 5).
Only the study by O'Malley, Jaffe, Chang, et al. (1992) evaluated the standard number of drinks per drinking day among four treatment groups: naltrexone and coping therapy, naltrexone and supportive therapy, placebo and coping therapy, and placebo and supportive therapy. The authors reported that the naltrexone and coping therapy group consumed fewer drinks per drinking day (3.7 drinks) compared with the placebo groups (coping: 7.1 drinks; supportive: 6.5 drinks) or the naltrexone and supportive therapy group (6.4 drinks), a result that was not statistically significant for the entire study population but was for the treatment completers (p<0.05).
Of the three naltrexone studies that evaluated the alcohol outcome "abstinence" or "return to drinking" (O'Malley, Jaffe, Chang, et al., 1992; Volpicelli, Alterman, Hayashida, et al., 1992; Volpicelli, Rhines, Rhines, et al., 1997), only one showed a statistically significant benefit of naltrexone versus placebo (O'Malley, Jaffe, Chang, et al., 1992). In the O'Malley, Jaffe, Chang, et al. (1992) study, the patients who received naltrexone plus supportive therapy showed lower rates of return to drinking (39 percent) than those who received either naltrexone plus coping therapy (72 percent) or placebo plus either supportive (81 percent) or coping therapy (79 percent).
Reduction in drinking days during treatment also was evaluated in the three naltrexone studies (O'Malley, Jaffe, Chang, et al., 1992; Volpicelli, Alterman, Hayashida, et al., 1992; Volpicelli, Rhines, Rhines, et al., 1997). In Volpicelli and colleagues' 1992 study, compared with baseline, drinking days per week increased by a mean of 0.51 day in the placebo group but only by 0.09 day in the naltrexone group (p<0.03); at the end of the study, drinking days were 0.11 per week in the naltrexone group and 0.57 per week in the placebo group. A similar result was reported for the later Volpicelli, et al. (1997) study; percentage drinking days were 10.76 percent for the placebo group and 6.2 percent for the naltrexone group. This difference was statistically significant for the treatment completers (p=0.01) but not for the entire study sample. For the O'Malley, Jaffe, Chang, et al. (1992) study, regardless of the type of counseling, both naltrexone groups drank on fewer days during the trial than did either of the placebo groups (p<0.01).
All three naltrexone studies also examined craving, although they used different visual analog scales (VAS) to do so. In the O'Malley, Jaffe, Chang, et al. (1992) study, which used a 20-point VAS, the naltrexone and coping therapy groups exhibited the lowest rates of craving among the four intervention groups: 3.1 (naltrexone and coping), 5.3 (placebo and coping therapy), 4.7 (placebo and supportive therapy), and 4.4 (naltrexone and supportive therapy). Only the earlier of the two Volpicelli et al. studies (1992) demonstrated a statistically significant decrease in craving among subjects receiving naltrexone compared with those receiving placebo.
Both Volpicelli et al. studies (1992 and 1997) also examined GGT levels over the course of treatment. In both studies, the naltrexone group had lower GGT values at the conclusion of the trial than did the placebo group, but only in the 1997 study did the difference reach statistical significance (p=0.03).
Various methods were used to measure compliance in these studies; one study used pill counts (Volpicelli, Rhines, Rhines, et al., 1997), and the other used riboflavin levels as a marker of use (O'Malley, Jaffe, Chang, et al., 1992). The O'Malley (1992) work found that 78 percent of the urine samples collected from subjects on placebo were positive for riboflavin, compared with 92 percent of those collected from subjects taking naltrexone. Although compliance was not specifically measured in the first Volpicelli et al. (1992) study, it was a major aspect of the 1997 study. In that study, the investigators used pill counts and patient self-report to determine the proportion of patients who were compliant for 90 percent or more of their visits - 47 percent of placebo patients and 58 percent of naltrexone patients were compliant (Volpicelli, Rhines, Rhines, et al., 1997).
Three studies looked at subgroups and followup (O'Malley, Jaffe, Chang, et al., 1996; O'Malley, Jaffe, Rode, et al., 1996; Volpicelli, Watson, King, et al., 1995). O'Malley, Jaffe, Chang, et al., (1996) followed a subgroup of patients for 6 months after completion of a double-blind trial, while they were not taking medication. In examining the drinking outcomes of these patients over the entire 6-month followup period, they found that the naltrexone and coping therapy group had the lowest rates of heavy drinking in the followup period (43 percent) compared with the other three treatment groups (naltrexone and supportive [68 percent], placebo and coping [80 percent], and placebo and supportive [75 percent]) (p<0.05). Both the O'Malley and Volpicelli teams also studied a subgroup of their populations who had experienced relapse to examine their emotional response to having done so (O'Malley, Jaffe, Rode, et al., 1996; Volpicelli, Watson, King, et al., 1995). In both studies, patients receiving naltrexone reported statistically significant reduced craving or "highs" following alcohol consumption compared with patients in the placebo groups.
These studies were conducted with modest sample sizes - a total of 271 subjects across the three trials. In addition, patients were further allocated to placebo and drug groups, and the O'Malley, Jaffe, Chang, et al., 1992 study further subdivided patients into two types of psychosocial therapy. In addition, dropout rates in all three studies were high, resulting in small numbers of subjects completing the trials. Finally, compliance with drug therapy was assessed in only two of the three naltrexone studies (O'Malley, Jaffe, Chang, et al., 1992; Volpicelli, Rhines, Rhines, et al., 1997), a factor that appears to be important for understanding the benefits of therapy.
All three efficacy studies just discussed evaluated potential side effects of naltrexone therapy (Evidence Tables 6a and 6b). In the controlled trials, side effects that were more prevalent with naltrexone than placebo included nausea, dizziness, and weight loss. O'Malley, Jaffe, Chang, et al. (1992) reported that 9.6 percent of subjects receiving naltrexone dropped out of the study because of nausea or dizziness. The large safety and tolerability study (Croop, Faulkner, Labriola, et al., 1997) compared 570 subjects who were receiving naltrexone with 295 subjects in a nonmedicated reference group. New-onset nausea was reported in 9.8 percent of the naltrexone subjects compared with 0 percent of the reference subjects and headache in 6.6 percent of naltrexone subjects compared with 1.7 percent of reference subjects. In addition, 15.0 percent of subjects on naltrexone discontinued the study because of side effects. In short, no serious side effects were reported in any of the trials. Despite this, clinicians might evaluate patient comorbidities such as acute hepatitis, liver failure, or opiate abuse when prescribing naltrexone.
Efficacy grade: A; Harms grade: Low.
Only one published article addressed the efficacy of nalmefene for alcohol dependence (Mason, Ritvo, Morgan, et al., 1994). This pilot study began with 21 patients; 9 remained at the completion of the study.
This pilot study evaluated several different measures of return to drinking: mean number of standard drinks per drinking day, number of nondrinking days, and relapse where relapse was defined similarly to that for the naltrexone studies - five or more drinks on one occasion or drinking more than 5 days per week (Evidence Tables 4 and 5). Fewer of the patients in the higher-dose nalmefene treatment group met the criteria for relapse at the end of the 12-week study (two of seven) compared with the placebo (four of six) and lower-dose nalmefene groups (six of six) (p< 0.05). These investigators also evaluated craving but found no differences between the nalmefene and placebo groups.
Of the four opiate antagonist efficacy studies, this study had the most stringent criteria for compliance. Subjects who did not take at least 75 percent of their prescribed medications (based on pill count) for two consecutive visits were considered noncompliant and dropped from the study.
The most obvious limitation is the very small sample size, with only nine treatment completers. Compared with the other opiate antagonist studies that provided a structured counseling program, this pilot study only encouraged subjects to attend Alcoholics Anonymous.
The side effects of nalmefene therapy are derived from this study as well (Evidence Tables 6a and 6b). Headache, nausea, rash, and sleep disturbance were reported as side effects, with dizziness and rash as problems that caused study withdrawal. There were no statistically significant differences between treatment groups for any reported side effect.
Efficacy grade: Insufficient evidence; Harms grade: Insufficient evidence.
The efficacy data for acamprosate in this evidence report are derived from nine published clinical trials conducted in Europe (Evidence Tables 7 and 8). The primary alcohol measures in these studies include abstinence, cumulative drinking days, and time to initiation of drinking. Unlike many American trials (particularly of naltrexone), these studies did not use an a priori criterion for relapse.
Of the nine studies, seven evaluated the number of nondrinking days over the course of the trial. In all seven, acamprosate showed a statistically significant improvement over placebo (Ladewig, Knecht, Leher, et al., 1993; Paille, Guelfi, Perkins, et al., 1995; Sass, Soyka, Mann, et al., 1996; Whitworth, Fischer, Lesch, et al., 1996; Geerlings, Ansoms, and Van den Brink, 1997; Pelc, Verbanck, Le Bon, et al., 1997; Poldrugo, 1997).
Abstinence rates during the trials were evaluated in eight of the studies; the results are less consistent than those for nondrinking days. For example, four of seven trials (Sass, Soyka, Mann, et al., 1996; Whitworth, Fischer, Lesch, et al., 1996; Pelc, Verbanck, Le Bon, et al., 1997; Poldrugo, 1997) showed that significantly fewer patients taking acamprosate resumed drinking during the trial compared with those receiving placebo. Two additional trials (Ladewig, Knecht, Leher, et al., 1993; Paille, Guelfi, Perkins, et al., 1995) show advantage for acamprosate at selected time points within the trial but not for the overall study. The remaining two studies (Roussaux, Hers, and Ferauge, 1996; Geerlings, Ansoms, and Van den Brink, 1997) did not show statistically significant differences between acamprosate and placebo although in the Geerlings, et al. (1997) trial, the patients receiving acamprosate had higher abstinence rates compared with those on placebo (25 vs. 13 percent, p=0.06).
Five acamprosate studies examined average time to first drink. Four of the studies showed a statistically significant improvement for the acamprosate group; compared with patients on placebo, those taking acamprosate took longer to sample alcohol (Paille, Guelfi, Perkins, et al., 1995; Sass, Soyka, Mann, et al., 1996; Pelc, Verbanck, Le Bon, et al., 1997; Poldrugo, 1997). The Geerlings team noted no significant difference between placebo and acamprosate for time to first drink, although the trend was in the same direction as the other four studies.
Craving was evaluated in six of the nine acamprosate trials (Gerra, Caccavari, Delsignore, et al., 1992; Paille, Guelfi, Perkins, et al., 1995; Roussaux, Hers, and Ferauge, 1996; Sass, Soyka, Mann, et al., 1996; Geerlings, Ansoms, and Van den Brink, 1997; Pelc, Verbanck, Le Bon, et al., 1997). In only two of those trials are sufficient data available to examine the effects of acamprosate compared with placebo. Using a categorical craving scale, significantly more patients receiving acamprosate reported no desire for alcohol compared with those on placebo (Pelc, Verbanck, Le Bon, et al., 1997). The Sass team (1996) reported no statistically significant difference between placebo and acamprosate subjects based on a visual analog scale for craving. Reports from the Gerra (1992), Paille (1995), Roussaux (1996), and Poldrugo (1997) teams did not provide sufficient information to evaluate craving for alcohol.
Compliance with treatment was assessed by pill count in four trials (Paille, Guelfi, Perkins, et al., 1995; Roussaux, Hers, and Ferauge, 1996; Geerlings, Ansoms, and Van den Brink, 1997; Pelc, Verbanck, Le Bon, et al., 1997) and by pill count and a urine marker in one other trial (Sass, Soyka, Mann, et al., 1996). The Geerlings team (1997) found similar rates of treatment compliance in the acamprosate and placebo groups (86 and 88 percent, respectively). Compliance appeared to be high in the Sass (1996) study, but data were not reported by treatment group; however, the authors did indicate that pill counts did not differ between the acamprosate and placebo groups. Also, compliance rates in the acamprosate-treated patients differed between subjects who abstained and those who relapsed, with positive urines in 82 percent of those who abstained and in 67 percent of those who relapsed.
Mean corpuscular volume (MCV), carbohydrate-deficient transferrin (CDT), and GGT were measured in several of the acamprosate clinical trials (Paille, Guelfi, Perkins, et al., 1995; Roussaux, Hers, and Ferauge, 1996; Sass, Soyka, Mann, et al., 1996; Poldrugo, 1997). The Sass (1996) and Roussaux (1996) teams found no significant differences between the acamprosate and placebo groups for GGT, MCV, or CDT. The Paille group (1995) reported that the percentage of patients with GGT levels within the normal range was significantly higher for the acamprosate than the placebo group, at both 6 and 12 months followup. They also reported a statistically significant improvement in MCV for the acamprosate group over placebo at 6 months but not at 12 months. Poldrugo (1997) also reported a greater percentage of acamprosate patients with GGT within 1.3 times the upper limit of normal at 6 months compared with controls (p=0.0017).
Four acamprosate studies reported on followup analyses to assess return to drinking after the trial concluded. The most promising showed a greater number of cumulative nondrinking days at both 12 and 24 months, where the 24-month result is the sum of the nondrinking days over the entire 24-month period (Sass, Soyka, Mann, et al., 1996). Patients taking acamprosate averaged 387 nondrinking days and those on placebo averaged 250 nondrinking days, a statistically significant difference (p<0.001). This study also examined the number of patients who resumed drinking at 24 months. Again, significant differences were noted in favor of acamprosate over placebo for a resumption of drinking, with rates of 60.0 and 82.7 percent, respectively (p<0.003). Similarly, Poldrugo (1997) reported significant findings for both nondrinking days and for abstinence at the 52-week followup. Patients on acamprosate reported a mean of 167.7 nondrinking days compared with 120.5 for those on placebo (p=0.014). Similarly, 56 percent of the acamprosate group and 70 percent of those on placebo had resumed drinking at 52 weeks (p=0.05). In a 12-month followup, Whitworth, Fischer, Lesch, et al. (1996) did not find a significant difference between the acamprosate and placebo groups for the number of nondrinking days. Although these investigators found that more patients remained abstinent in the acamprosate group (11.9 percent) than in the placebo group (4.9 percent) (p<0.05), the analysis conducted by Ladewig, Knecht, Leher, et al. (1993) failed to find an advantage for acamprosate vs. placebo at 90 or 180 days post-trial followup with respect to the number of subjects who remained abstinent.
The acamprosate studies have several limitations, most of which are generic to alcohol studies. They include high or unreported dropout rates, with some studies losing approximately 60 percent of their subjects. Although most of the studies did assess compliance with therapy based on pill counts, the extent of individual patient compliance often was not reported. In addition, most of the acamprosate studies either did not specify the type of psychosocial co-intervention or did not provide group and/or individual counseling. Lastly, alcohol consumption was typically measured by self-report, a technique where underreporting is a major concern.
Information on the side effects of acamprosate therapy is derived from the efficacy studies that included more than 2,000 patients (Evidence Tables 9a and 9b). The side effect profile of acamprosate appears to be acceptable from a clinical standpoint, with the most frequently reported problem being diarrhea (approximately 10 to 40 percent of patients). Additional side effects reported more often in acamprosate patients than in placebo patients included dizziness, itching, and increased sexual desire. Dropouts due to any single side effect were less than 1 percent. No life-threatening side effects were reported in the trials.
Efficacy grade: A; Harms grade: Low.
Nine studies constitute the literature reviewed on the efficacy of serotonergic agents in maintaining abstinence in alcohol-dependent patients. Evidence Tables 10 and 11 address the studies of patients with and without comorbid psychiatric conditions, where the analysis does not distinguish between these two patient groups. The studies that evaluated patients with alcohol dependence and depression or anxiety as a distinct group are found in Evidence Tables 12 and 13.
Trials of medications that affect serotonergic neurotransmission also have been conducted for the treatment of primary alcohol dependence. These studies have evaluated the selective serotonin reuptake inhibitors (SSRIs) fluoxetine, citalopram, and fluvoxamine, along with the anxiolytic 5-hydroxytryptamine-1A (5-HT1A) receptor agonist buspirone, and the 5-hydroxytryptamine-3 (5-HT3) receptor antagonist ondansetron. Additional serotonergic agents have been studied but not with well-conducted controlled trials (Evidence Tables 10 and 11).
Five studies have examined the efficacy of fluoxetine for maintaining abstinence in alcohol-dependent patients. Two were randomized parallel group trials (Kranzler, Burleson, Korner, et al., 1995; Janiri, Gobbi, Mannelli, et al., 1996); two others were parallel group nonrandomized trials (Gorelick and Paredes, 1992; Kabel and Petty, 1996); and the fifth was a randomized cross-over study (Gerra, Caccavari, Delsignore, et al., 1992).
Unlike the acamprosate and naltrexone literature, the efficacy studies of the serotonergic agents do not evaluate a consistent set of alcohol outcomes. Of the three fluoxetine studies that assessed a standard quantity of alcohol consumed, all had different definitions for this measure, i.e., standard drinks, milliliters of alcohol consumed, or drinks per drinking day. The Gerra team (1992) reported a statistically significant difference between the placebo and fluoxetine groups in reduction of drinks (p<0.05) but only in those with familial alcoholism. In the study by the Kranzler group (1995), both the fluoxetine and placebo groups reported a statistically significant decline for two alcohol outcomes during the trial: the standard number of drinks per drinking day and the mean number of drinking days over the trial period. The reduction from baseline was equal in both treatment groups for both of these alcohol outcomes, indicating that fluoxetine was not superior to placebo for either alcohol outcome. In a subgroup analysis, these authors showed that type B alcoholics, i.e., those who have a greater severity of dependence, actually did worse on fluoxetine than those on placebo based on drinking days, drinks per day, and GGT levels (Kranzler, Burleson, Brown, et al., 1996). Comparing the results from baseline to end of trial, the Gorelick and Paredes (1992) study reported similar decreases in milliliters consumed between the fluoxetine and placebo groups. This indicates a study but not a treatment effect.
In the only fluoxetine study to examine the percentage of patients who resumed drinking during the trial (Janiri, Gobbi, Mannelli, et al., 1996), fewer fluoxetine patients than placebo subjects resumed drinking (38.1 and 65.5 percent, respectively) (p=0.05).
Craving was evaluated by three sets of investigators (Gorelick and Paredes, 1992; Janiri, Gobbi, Mannelli, et al., 1996; and Kabel and Petty, 1996). Only Kabel and Petty (1996) (using a craving questionnaire) reported a statistically significant reduction in craving in the fluoxetine group compared with the placebo group. Gorelick and Paredes (1992) also reported less alcohol craving in fluoxetine patients, but their results were not statistically significant. The Janiri team (1996) reported that craving for alcohol was actually higher in the fluoxetine group than in the placebo group at the end of the trial (p<0.05).
Only two fluoxetine studies specified relapse definitions with criteria similar to those in the naltrexone studies (Janiri, Gobbi, Mannelli, et al., 1996; Kabel and Petty, 1996). Neither study found significant differences between the fluoxetine and placebo groups, and Kabel and Petty (1996) reported a higher relapse rate for the fluoxetine treatment group.
One fluoxetine trial assessed compliance using riboflavin as the indicator (Kranzler, Burleson, Korner, et al., 1995). Compliance with treatment was greater in those on placebo (90 percent) compared with those on fluoxetine (77 percent), a statistically significant difference (p=0.03).
In the one study that investigated the SSRI citalopram, 62 patients were randomized to therapy but only 33 (53 percent) completed the study (Tiihonen, Ryynanen, Kauhanen, et al., 1996). The study investigated the number of episodes of heavy drinking and reduction in GGT but found no statistically significant differences between citalopram and placebo subjects.
A very small study of fluvoxamine that evaluated episodes of heavy drinking found no difference between the placebo and fluvoxamine treatment groups (Kranzler, Del Boca, Korner, et al., 1993).
In the only buspirone study that did not differentiate patients by comorbid anxiety, 57 patients were randomized to treatment, but only 36 (63 percent) remained in the trial (Malec, Malec, Gagne, et al., 1996). The alcohol outcomes were evaluated only for treatment completers and included the mean number of standard drinks, mean drinking days over the trial period, resumption of drinking, and GGT levels. Although all four outcomes declined from baseline in both the placebo and buspirone groups, the reduction was the same for both groups.
Ondansetron was evaluated for efficacy in only one study, which randomized a total of 71 patients to placebo, 0.5 mg ondansetron, or 4.0 mg ondansetron (Sellers, Toneatto, Romach, et al., 1994). The one alcohol outcome measured was mean number of standard drinks per day. Compared with placebo, a statistically significant difference was found for the low-dose group, but only in light drinkers. The study did assess treatment compliance by both urine marker and pill count, with compliance rates of >90 percent.
Only one subgroup analysis was conducted (Janiri, Gobbi, Mannelli, et al., 1996). Of 10 depressed patients, all of the six patients on fluoxetine remained abstinent whereas only two of the four patients on placebo remained abstinent. Although encouraging, these results should be viewed with caution in light of the very small sample size.
Numerous, nonserious side effects were noted more frequently for those using serotonergic agents than for those on placebo (Evidence Tables 14a and 14b). Most of the reported side effects are typical for each class of drugs. For the SSRIs, the most frequently reported side effects were symptoms related to fatigue, nausea or vomiting, and sexual dysfunctions. The side effects for buspirone were those already known about this drug including dizziness, drowsiness, and nausea. None of the side effects or reasons for withdrawal appeared to be serious or clinically significant.
Efficacy grade: Insufficient data; Harms grade: Low.
Only three studies evaluated serotonergic agents for their efficacy in reducing a return to drinking in alcohol-dependent patients who also suffered from clinical depression or anxiety (Evidence Tables 12 and 13).
One study of the efficacy of fluoxetine has been conducted in alcoholic patients who were also depressed (Cornelius, Salloum, Ehler, et al., 1997). That trial was a randomized, controlled, double-blind study over a 12-week treatment period in 51 patients, 46 of whom completed the study. During the 12-week period, the fluoxetine group had fewer standard drinks (p<0.03), drinking days (p<0.05), and days of heavy drinking (p=0.04) than did the placebo group, with a trend toward longer time to first drink for those on fluoxetine (p=0.08).
Two studies examined the effects of buspirone on symptoms in alcohol-dependent patients who also had anxiety disorder (Malcolm, Anton, Randall, et al., 1992; Kranzler, Burleson, Del Boca, et al., 1994). Compared with patients on placebo, the buspirone patients had fewer standard drinks per day and fewer drinking days during the trial, but neither of these differences in alcohol outcomes was statistically significant; however, time to first heavy drinking was longer in the buspirone group compared with placebo (p=0.03) (Kranzler, Burleson, Del Boca, et al., 1994). The Malcolm team (1992) conducted a 26-week study and reported no significant differences between placebo and buspirone subjects in drinks consumed over a given 28-day period, the percentage of patients who resumed drinking, time to first drink, or craving for alcohol.
Both these buspirone trials assessed compliance with therapy using urine riboflavin, and both reported very good compliance for the buspirone and placebo groups, with rates that did not differ between the two groups. The Cornelius group (1997) assessed compliance by pill count and serum drug levels, reporting that more than 99 percent of those on fluoxetine indicated compliance with drug therapy.
One set of followup analyses at 6 months indicated that individuals who had received buspirone had significantly fewer drinking days than those who received placebo (p<0.01) (Kranzler, Burleson, Del Boca, et al., 1994).
In the fluoxetine study (Cornelius, Salloum, Ehler, et al., 1997), compliance by pill count was not reported for either the fluoxetine or placebo group, yet it appeared to be high for the fluoxetine patients based on serum drug levels. In addition, the sample was rather small (n=51) and composed of patients with severe depression based on their suicidal tendencies. This group may not be generalizable to the universe of alcohol-dependent patients who also suffer from depression, most of which is not as severe.
The buspirone studies also had a limited sample size (in total) of 128 subjects. Also, nearly half of the placebo patients in one study did not complete the trial (Kranzler, Burleson, Del Boca, et al., 1994). The dropout rate was even higher in another trial, in which nearly two-thirds of each treatment group left the study (Malcolm, Anton, Randall, et al., 1992).
The fluoxetine and buspirone side effect data were reviewed in the previous section on serotonergic agents (Evidence Tables 14a and 14b).
Efficacy grade: Insufficient data; Harms grade: Low.
Six clinical trials have investigated the efficacy of lithium for its actions in enhancing abstinence and decreasing alcohol intake and relapse rates in alcoholics with or without mood disorders (Kline, Wren, Cooper, et al., 1974; Merry, Reynolds, Bailey, et al., 1976; Pond, Becker, Vandervoort, et al., 1981; Clark and Fawcett, 1989; de la Fuente, Morse, Niven, et al., 1989; Dorus, Ostrow, Anton, et al., 1989) (Evidence Tables 15 and 16). In this context, study design is a critical factor because lithium is a standard therapy for certain mood and affect disorders. Some of the alcohol-dependence studies included patients who also had illnesses such as depression and/or anxiety, but the authors did not evaluate these patients separately from patients without such illnesses. Other studies did stratify by comorbidity, separately evaluating the effects of lithium in those patients with and without comorbid conditions.
The total sample size across these six studies was 750 subjects. The largest study assessed 286 nondepressed alcoholics and 171 depressed alcoholics (Dorus, Ostrow, Anton, et al., 1989). Trial lengths ranged from 12 to 96 weeks; the two largest studies lasted 52 and 72 weeks (Dorus, Ostrow, Anton, et al., 1989; Clark and Fawcett, 1989, respectively). Three trials administered lithium to achieve serum levels between 0.6 and 1.2 milliequivalents per liter (Kline, Wren, Cooper, et al., 1974; Merry, Reynolds, Bailey, et al., 1976; Pond, Becker, Vandervoort, et al., 1981); three other trials gave oral doses of lithium in the range of 600 to 1200 milligrams per day (Clark and Fawcett, 1989; de la Fuente, Morse, Niven, et al., 1989; Dorus, Ostrow, Anton, et al., 1989).
These lithium trials examined three alcohol outcome variables: drinking days, episodes of heavy drinking, and return to drinking. Of the three studies that evaluated drinking days, two showed no effect for lithium compared with placebo (de la Fuente, Morse, Niven, et al., 1989; Dorus, Ostrow, Anton, et al., 1989); the third study (Merry, Reynolds, Bailey, et al., 1976) reported fewer incapacitating days for depressed patients on lithium (0.7 days) than for depressed patients on placebo (5.1 days) (p<0.05), with no information available for those without depression.
Kline, Wren, Cooper, et al. (1974) and Merry, Reynolds, Bailey, et al. (1976) examined the effect of lithium on heavy drinking. Heavy drinking was defined as "percent of time incapacitated by drink" by the Merry (1976) team. They reported that depressed alcoholics on lithium had a lower percentage of time incapacitated (0.4 percent) than did depressed patients on placebo (1.5 percent), a result that was statistically significant (p< 0.05). The Kline group (1974) defined heavy drinking as "disabling" episodes of drinking. Although the treatment and placebo groups in their trial did not differ on levels of disabling drinking at baseline, patients on lithium had a lower percentage of disabling episodes (25 percent) than did those on placebo (64 percent) at the end of lithium treatment (p<0.05).
Two studies (de la Fuente, Morse, Niven, et al., 1989; Dorus, Ostrow, Anton, et al., 1989) examined the effects of lithium on return to drinking. One 6-month trial found that 56 percent of alcohol-dependent patients on placebo and 21 percent of patients in the lithium treatment group returned to drinking (p<0.01) (de la Fuente, Morse, Niven, et al., 1989). The other trial did not report statistically significant differences for return to drinking between the placebo and lithium treatment groups in either depressed or nondepressed subgroups (Dorus, Ostrow, Anton, et al., 1989).
Compliance with active (lithium) treatment was assessed in all studies, either by blood level measures or pill counts. When lithium blood levels were used for compliance, there was no corresponding measure of compliance for the placebo subjects. To maintain the blinding of the patients and study personnel, study investigators changed a placebo patient's treatment regimen when they changed a lithium patient's dosage. The Dorus team (1989) provided rigorous definitions for medication compliance but reported compliance only by depression status, not by treatment group, which diminishes the usefulness of their compliance data. Pond, Becker, Vandervoort, et al. (1981) used pill count to monitor compliance, reporting high compliance with therapy.
Three trials conducted subgroup analyses (Pond, Becker, Vandervoort, et al., 1981; Clark and Fawcett, 1989; de la Fuente, Morse, Niven, et al., 1989). In the Clark and Fawcett (1989) subgroup analysis, subjects were divided by treatment (lithium vs. placebo), blood level (high vs. low), and compliance. Lithium-compliant patients with high blood levels had the lowest rates of rehospitalization (7 percent); all other groups had admission rates in the range of 23 to 29 percent (p=.006). When abstinence was examined, those with high blood lithium levels had the highest abstinence rate (57 percent).
The limitations of the lithium trials are similar to those of other drug trials of alcoholism: small sample sizes, high dropout rates, and unconfirmed reports of alcohol consumption. The lithium data also are complicated by the fact that four of the six trials did not analyze results separately for depressed and nondepressed subjects (Kline, Wren, Cooper, et al., 1974; Pond, Becker, Vandervoort, et al., 1981; Clark and Fawcett, 1989; de la Fuente, Morse, Niven, et al., 1989). In addition, of the six lithium studies we evaluated, two (Kline, Wren, Cooper, et al., 1974; Pond, Becker, Vandervoort, et al., 1981) were cross-over designs, a study design that may not be appropriate for evaluating drug efficacy in alcohol-dependent populations (Peck, Pond, Becker, et al., 1981).
As noted, all the studies were of alcohol-dependent patients who also had depression or bipolar disorder, but only two (Merry, Reynolds, Bailey, et al., 1976; Dorus, Ostrow, Anton, et al., 1989) stratified their patient populations by the presence or absence of coexisting mental disorder (depression). Thus, in the studies that did not stratify by mood disorder, it is difficult to determine whether the results could be attributable to lithium's effects on the core symptoms of alcoholism or to its effects on mood disorder symptoms.
Efficacy grade: C; Harms grade: Low.
Because the data on harms were not a systematic focus of the evidence report, readers should be aware that many side effects that may occur with the medications reviewed have not been recorded in our harms summary. Nevertheless, the evidence for serious side effects appears uniformly low across all the reviewed trials; we believe this indicated that, on balance, harms are low with these classes of medication.
The results presented above represent the literature published through November 1997. Findings from several important ongoing trials on naltrexone, acamprosate, and SSRIs are expected to advance the field of pharmaco-therapy for treating alcohol dependence and to add to the knowledge base on potential side effects of these agents.
In this chapter, we discuss the overall conclusions and implications of our analysis of information presented in the evidence tables and in Chapter 3.The discussion is presented in descending order of demonstrated efficacy of the medications we studied for this report.
Overall, the evidence-based review demonstrated that two pharmacologic agents - naltrexone and acamprosate - have moderate and strong evidence of efficacy in treating patients with alcohol dependence. Specifically, we found evidence that: naltrexone and acamprosate lead to reductions in drinking frequency; naltrexone leads to a reduction in drinking quantity, an outcome not measured in the acamprosate trials; acamprosate and (to a lesser extent) naltrexone help maintain abstinence from alcohol in some studies; naltrexone helps prevent relapse to heavy drinking, another measure not ascertained in the acamprosate trials; and naltrexone may be effective in reducing the "high" in response to drinking in alcohol-dependent patients. We considered the evidence for efficacy to be at an "A level" for both these agents because each has been demonstrated to be more efficacious than placebo in more than one RCT with adequate sample sizes and without evidence of substantial harm. Currently, naltrexone is approved for the treatment of alcohol dependence in the United States and at least 18 other countries. Eighteen trials targeting about 3,000 subjects are being conducted under the sponsorship of the National Institute on Alcohol Abuse and Alcoholism (NIAAA), and 600 subjects will be studied in a cooperative trial funded by the Department of Veterans Affairs. Acamprosate, currently approved in many European countries, is undergoing a large-scale clinical trial in this country seeking FDA approval. The trial is being sponsored by Lipha Pharmaceuticals and involves about 450 subjects.
The evidence for efficacy of these agents in the treatment of alcohol dependence is strong, but the magnitude of the benefit is variable. For example, as documented in the evidence tables, acamprosate consistently reduced drinking frequency by 40 to 60 percent over 6 to 12 months, although its effects on maintaining abstinence ranged from no effect to a doubling of abstinence rates. However, a majority of patients receiving acamprosate did return to some degree of drinking during these trials. With naltrexone, drinking frequencies and relapse rates were reduced by about 50 percent over the 3 months of the trials; compliance being a significant predictive factor of drug effect in one study (Volpicelli, Rhines, Rhines, et al., 1997). In the naltrexone trials, a majority of subjects also returned to some degree of drinking regardless of medication status so that only marginal evidence was found that naltrexone enhanced abstinence.
Therefore, although the studies consistently demonstrate that both acamprosate and naltrexone are more effective than placebo in treating patients with alcohol dependence, the magnitude of the benefit is open to interpretation. If the goal of treatment is to ensure continuous abstinence, a goal of most programs, then the effects of the medications appear modest at best. If, however, the goal of treatment is to diminish the intensity and frequency of alcohol consumption, then the outcomes are more impressive. Finally, clinicians will recognize that these results are averages across study populations; if a medication is beneficial to an individual, then the effect for that one patient can be substantial.
The benefits observed with naltrexone and acamprosate also must be considered in the context of study settings that probably maximize the benefit of the therapy. Many of the trials were performed either at or in conjunction with academic centers. Patients were willing to commit to a controlled study, with all of the attendant effort of having an extensive introductory physical and psychological evaluation, completing forms, and returning for followup visits more frequently than might be the case in a practice situation. Thus, the patients enrolled in these trials probably had a somewhat greater commitment to abstinence and an overall better prognosis than would the average alcohol-dependent patient. The quality of care provided within controlled studies is generally excellent, so the trials are representative of "best case" clinical care.
These two issues (volunteer effect and excellent clinical care in the controlled study context) do not affect the above statements regarding the efficacy of naltrexone and acamprosate, but they may affect the generalizability of the results. The reported efficacy probably represents the greatest benefit that might be expected given committed patients, first-rate care settings, and skilled caregivers. Average patients in typical care settings will likely show less benefit than reported in these trials. Thus, an important next step would be to conduct effectiveness studies of these medications.
Patients in these controlled studies were almost always receiving either individualized or group therapy for their alcohol dependence, typically provided in a substance abuse treatment setting. The nature of the co-intervention varied, including cognitive-behavioral and supportive treatment, but multiple models were used. Many of the co-interventions, particularly in the acamprosate trials, were not described in sufficient detail to allow detailed assessment of the co-intervention or replication studies. Future research should describe these co-interventions better.
The available data do not allow a determination of the efficacy of these medications if used with minimal psychosocial co-intervention in a setting such as a primary care physician's office. We recommend that these two issues - use of the medication with varying intensities of psychosocial treatment, and studies of these medications in primary care settings - be the subjects of future research since both factors may substantially affect the cost and generalizability of medication use.
Another issue that emerges from the naltrexone trials is the importance of ensuring patient compliance with the medication in order to detect and obtain a pharmacologic effect. The 1997 Volpicelli, et al., report is noteworthy here, as it documented limited effects of naltrexone in the overall trial but significant naltrexone effects in subjects considered compliant with pharmacotherapy. These findings suggest that studies of intervention methods designed to enhance compliance with pharmacotherapy represent another important area for future research in alcohol dependence.
The efficacy grade for disulfiram was a B. Sufficient data of reasonable quality were available to evaluate efficacy, but the results were inconsistent across studies and even within studies. Given these diverse findings from clinical trials, the role of disulfiram in the treatment of alcoholism remains ambiguous.
Disulfiram has been available for the treatment of alcoholism for close to 50 years, and initially there was great hope that it might revolutionize the treatment of the disease. Many articles were published about disulfiram's effectiveness, but the majority were about open trials or case series and subject to all the biases associated with such designs. The completion of double-blind, placebo-controlled trials provided the first opportunity for the field to evaluate the efficacy of disulfiram in a scientifically controlled fashion. Perhaps surprisingly, given the longevity of the clinical use of the drug, the results of these trials were not uniformly supportive of the efficacy of disulfiram. For example, no evidence was found that disulfiram enhanced abstinence, although two studies, including the large, high-quality trial by Fuller, Branchey, Brightwell, et al. (1986) and a study by Chick, Gough, Falkowski, et al. (1992), did find that disulfiram was associated with fewer drinking days.
Disulfiram is unique among the pharmacotherapeutic agents reviewed because it is the only medication that attempts to exert a therapeutic effect by producing a negative consequence should alcohol be consumed. This action, in turn, complicates interpretation of double-blind, placebo-controlled clinical trials because subjects receiving placebo are faced with the same psychological deterrent effect as those receiving disulfiram. Subjects who then take their medication and believe they are on disulfiram might be discouraged from drinking regardless of whether they are on placebo or disulfiram. In fact, Fuller, Branchey, Brightwell, et al. (1986) found that, independent of drug condition, subjects who complied with treatment demonstrated much higher abstinence rates than those who did not. The compliance factor was stronger than the medication factor when abstinence was the measured outcome.
Subjects who sample alcohol while on a sensitizing dose of disulfiram will experience adverse reactions, so this effect should reinforce the psychological deterrent effect and represent a true pharmacological effect of the drug. One of the few positive outcomes for disulfiram in some of the controlled trials is that subjects on disulfiram had significantly fewer drinking days. This effect might arise if subjects who were not deterred from drinking by the threat of a disulfiram-ethanol reaction were deterred from drinking further when they experienced adverse responses upon drinking. This cannot be ascertained from the trials, but it may represent a useful hypothesis to test.
With compliance emerging as an important factor in the use of disulfiram, the question of how to maximize compliance becomes an important consideration. Supervised disulfiram administration is one method to enhance compliance, but this method has been studied in only one controlled trial (Chick, Gough, Falkowski, et al., 1992). In that trial patients receiving disulfiram drank less alcohol and drank less frequently although their rates of abstinence were not reported. However, the patients were unblinded to their medication condition once randomization had occurred, so this trial does not meet the criteria for a double-blind, placebo-controlled trial.
Finally, the use of disulfiram implants has also been tested as a method to ensure compliance. These trials have produced mixed although primarily negative findings. Again, the issue of the psychological deterrent effect must be considered in the results of these trials and their general failure to find significant drug effects.
The problem of the bioavailability of disulfiram implants is, perhaps, the most substantive methodological concern. The trials generally implanted standard disulfiram tablets at doses of 800 to 1000 mg at the beginning of the trial and then followed patients for up to 48 weeks. The bioavailability of disulfiram under these conditions would not be expected to be adequate to ensure a sensitizing effect late in the course of treatment. Johnsen, Stowell, Bache-Wiig, et al. (1987) found no differences in response to repeated ethanol challenges between disulfiram and sham implant subjects over a 20-week trial. Efforts to improve disulfiram implants continue; only when this methodology is shown to provide adequate disulfiram bioavailability can the effectiveness of implants be better evaluated.
The lithium data are sufficient to suggest that lithium is not an effective treatment for primary alcoholism, and lithium received a grade of C. The results from the highest-quality controlled study in alcoholics without comorbid mood disorders were negative (Dorus, Ostrow, Anton, et al., 1989). Even the data on use of lithium in depressed alcoholic populations are mixed, and we did not review the efficacy of lithium with respect to misuse of alcohol in bipolar subjects. Based on all the lithium studies that were reviewed, additional investigation of lithium in primary alcoholics without mood disorders is likely to be of little value.
The use of SSRIs as a treatment for primary alcoholism was given an I rating, which indicates that the data to determine efficacy were judged to be insufficient. The total sample size, considering all the reviewed trials, was fewer than 250 subjects. The largest study (Kranzler, Burleson, Korner, et al., 1995) involved 101 subjects, some of whom also had comorbid depression. With so few studies, each with a small sample size, a determination of efficacy could not be made. The data that do exist are not very promising; thus, additional studies of SSRIs in primary alcoholism would appear to have limited value. Data on the use of SSRIs in alcohol-dependent persons with comorbid depression or anxiety also are limited, but results from seven ongoing studies sponsored by the NIAAA involving on the order of 1,100 subjects and a large multisite trial of sertraline sponsored by Pfizer Pharmaceuticals may be able to provide a more definitive answer on drug efficacy in this important subgroup of alcohol-dependent patients.
Like the SSRIs, very limited information was available regarding the efficacy of buspirone and ondansetron for treatment of alcohol dependence, resulting in a grade of I. As with the SSRIs, the available data are not strongly supportive of further study of buspirone and ondansetron in primary alcoholics. The data regarding the use of buspirone in alcoholism with comorbid anxiety also are limited and mixed, but in our judgment additional study of this population may have value.
The preponderance of evidence demonstrates that several pharmacologic agents benefit patients with alcohol dependence when they are used in tandem with psychosocial therapy. Many patients who receive these therapies will not remain completely abstinent. The social and health impacts of reduced alcohol consumption in an alcohol-dependent patient population have not been examined in sufficient detail, and this should be the subject of future research. Among the key questions are whether receipt of such therapy reduces time off from work, reduces health care costs, and improves relationships with spouses, partners, or other family members.
The gains made in the pharmacologic treatment of alcohol dependence over the past decade are exciting. Nonetheless, they are not sufficient to conclude that currently available medications alone can solve this continuing and enormous health and social problem. An analogy may be appropriate in this setting: in the 1950s medications were discovered that were effective for treating patients with depression. Before this time, the idea of using a medication to treat a disorder that involved decreased self-esteem, guilt, and even suicidal tendencies appeared far-reaching. Once the efficacy of these agents was established, the development of the pharmacological treatment of depression accelerated rapidly. New agents with fewer side effects were developed; the need for long-term maintenance treatment for some depressed patients was made clear in placebo-controlled trials; and the heterogeneity of drug response, whereby some patients will respond to one class of antidepressants but not to another, was noted.
This analogy can be applied to the status of the pharmacotherapy of alcohol dependence in the late 1990s. New agents with new mechanisms of action have been identified and shown to be superior to placebo in the treatment of alcoholism. These promising findings should encourage clinicians and researchers to demonstrate the generalizability of the findings to other treatment settings and patient populations, to develop other agents (or combinations of existing agents) that will be successful in more patients, and to evaluate the benefits of longer-term pharmacotherapy. We pick up the thread of the research issues in the following chapter.
The literature base that we reviewed dates back three decades, and in that time, the standards for research, including the conduct of randomized controlled trials (RCTs) in particular, have risen appreciably. Reflecting on these developments, we were impressed that the quality of the literature examining the pharmacotherapy of alcohol dependence had improved from the 1960s to the 1990s. In particular, measurement of outcomes, sophistication of followup, and description of patient populations all improved substantially. Certain dimensions of pharmacotherapy research still warrant improvement, however.
This chapter presents our assessment of the most important methodologic and substantive areas needing attention in future pharmacologic research in alcohol dependence. We have elected to treat these recommendations in terms of separate issues, but we note that, in many cases, the recommendations should be regarded collectively. This is particularly true for our suggestions concerning the need to make this research more generalizable to wider patient populations and treatment settings, the need to standardize outcome measures, and the need to do a better job of describing and including psychosocial co-interventions.
By and large, we believe our recommendations relate most importantly to naltrexone (and related agents) and to acamprosate (as it emerges from the current U.S. clinical trial). Although these recommendations have value for future studies of some serotonergic agents, the case for further investigation of the serotonergic agents reviewed in this report is less compelling than it is for naltrexone or acamprosate. We are even less convinced that additional, more complex, or more costly types of studies can be justified either for disulfiram or (especially) lithium in the care of patients with alcohol dependence. However, careful investigation of supervised disulfiram administration or newer techniques for disulfiram implant that document bioavailability are possible exceptions. These recommendations would also be relevant to agents not yet identified as having value for the pharmacotherapy of alcohol dependence, but initial studies to establish efficacy would likely be more focused, of shorter duration, and conducted in specialized populations.
The question of how long to administer pharmacotherapies in alcoholic patients is a significant clinical issue, and it has ramifications for the design (and cost) of future research. To date, trials on these drugs have generally been conducted for less than 1 year. Most of the studies that we reviewed examined treatment outcomes over a 3- to 6-month period; only a few studies examined outcomes over a 1-year period, with followup in some of the acamprosate trials lasting an additional year. Whereas trials of these lengths are generally sufficient to establish initial efficacy, they do not provide needed data on the value of maintenance therapy.
In other major behavioral disorders such as depression, bipolar disorder, and schizophrenia, long-term maintenance therapy dramatically improves outcome. This "extended" approach to treatment now seen in the management of patients with affective disorders or schizophrenia needs to be evaluated in alcoholism as well. We recommend that such studies - i.e., placebo-controlled trials of pharmacologic agents with established efficacy in treating alcoholism, coupled with commonly used psychosocial interventions, provided over periods of time exceeding 1 year and perhaps extending for several years - be supported, even though we recognize the added costs of such long-term investigations. In our view, only with such long-term studies can the best options open to patients and their providers (as well as the potential long-term side effects or harms) be clarified.
A related matter concerns the length of followup independent of the length of the treatment period per se. We have recommended that treatment outcomes be evaluated over longer periods than has been the norm to date, once efficacy is established in controlled trials. In addition, however, we believe that "very long-term" followup needs to be attempted as well, to determine how patients fare once the active treatment and followup periods of a given study have ended. It will be critical to learn whether the advantage conveyed by a pharmacological agent early in treatment is maintained or decays with time and whether these effects relate to patient factors or coexisting psychosocial therapies. Evidence of loss of effectiveness over time once active treatment has ceased would raise the question of long-term, even lifetime, continuous or targeted maintenance treatment.
We recommend, therefore, that investigators attempt to design long-range followup activities or forms of longitudinal cohort studies, perhaps extending over 5 to 10 years, to determine what happens to different types of patients once they are outside the study framework. Of particular interest will be treatment options (including both pharmacotherapies and psychosocial interventions) maintained or discarded and broad categories of outcomes (relating to both clinical and health-related quality of life endpoints).
Combination treatment regimens may be more effective than monotherapy, especially when medications with differing mechanisms of action are assessed. The gains that can be obtained with this approach are illustrated by the pharmacotherapy of acquired immunodeficiency syndrome (AIDS) where combination therapy is yielding significant improvements in outcome. The trade-offs with combination therapy may be increases in adverse effects of medications and direct costs. To the extent that interest is rising in the use of multiple pharmaceutical agents in a variety of medical disciplines, practitioners and patients will need to have a better sense of what harms, as well as benefits, should be expected.
We recommend that investigators direct their efforts to combination therapy in two ways. First, more attention should be given to searching specifically for combination treatments in new or forthcoming publications of ongoing and future trials. Second, studies on promising combination therapies should be deliberately designed and supported, so that systematic information can be marshaled about this aspect of care, rather than relying on what may appear to be rather serendipitous "combinations" in existing work. Combination pharmacotherapy studies may require special funding mechanisms, including strong Federal support, as they are less likely to be funded by the pharmaceutical industry. Of note is that the NIAAA has recently funded a multisite study of the combination therapy of naltrexone and acamprosate compared with each drug alone and with placebo in alcohol-dependent subjects.
A majority of investigators believe that psychosocial co-interventions are essential to the success of pharmacotherapy in alcohol-dependent individuals. Unfortunately, these interventions often are not described in sufficient detail to permit the interventions to be characterized adequately for comprehensive reviews and analyses of the existing literature or to allow replication of the intervention in other studies or settings. Thus, we make three recommendations on this point. The first two relate more to thorough reporting of results than to the conduct of the research, although by implication investigators will need to ensure that adequate documentation is kept about the co-interventions. The third recommendation relates to types of studies that should be carried out to broaden the scope of understanding about the use of pharmacotherapies in all types of settings and patients.
First, we recommend that all future studies describe the timing and content of the intervention and the training of the therapists. Second, we recommend that those reporting on the studies include an assessment of patient compliance with the psychosocial intervention. Third, testing interventions that can be performed outside specialized treatment centers, such as brief motivational enhancement, will substantially aid the generalizability of information about the effectiveness (if not efficacy) of pharmacologic treatments for patients with this disorder. Thus, we recommend that investigators begin to design, and funding agencies support, studies of interventions that heretofore have not been well studied (if at all).
As noted elsewhere, most of our literature review and synthesis has focused on efficacy studies - i.e., the knowledge base derived from randomized controlled trials (RCTs). As is well understood, such studies may have serious limitations in terms of constraints on the types of patients included in the trials; they also may be carried out in specialized centers by practitioners with exceptionally high professional qualifications. In short, they may not provide as much information on the effectiveness of the pharmacologic agent among "ordinary" patient populations in "average" settings and circumstances.
The practical drawback to this fact is that, in the case of pharmaceuticals, once the FDA has approved a medication, any physician in any practice setting may prescribe it. Thus, we can expect to see considerable diffusion of at least certain kinds of medications to patient groups in which the drug in question has not been tested (or at least tested adequately). Moreover, most alcohol-dependent patients currently are not under treatment in centers similar to those in which the reviewed trials took place.
In short, we cannot generalize our findings and conclusions (much) beyond the existing trial data. This leaves important questions about the extent to which our findings will be applicable to the broader population of patients, centers and settings, and clinicians for whom the various medications reviewed here might be considered. For example, we might ask: Are similar outcomes possible in the offices of trained primary care physicians or in community mental health centers?
To address these questions, we recommend that a broader set of studies, conducted as trials if possible or as well-designed longitudinal cohort studies, be carried out in a wider array of typical settings in which patients with alcoholism receive care. These studies should include primary care physicians as the principal source of care; in some circumstances, other primary care clinicians may also be involved in the studies (e.g., psychiatric nurse practitioners for co-interventions). The aim is to replicate the types of trials that already have been conducted on the key drugs (particularly naltrexone and acamprosate), to the extent possible, with studies that will inform providers, patients, and policymakers about the effectiveness of these agents as they may be used by physicians, other providers, and treatment centers of all types. This body of work will provide information about the pharmaceutical interventions themselves; it also will yield data that may indicate whether this nation will have to devote substantially more resources to upgrading substance abuse treatment centers in the coming years.
We were hindered in our attempts to perform a meta-analysis of the efficacy of pharmacotherapy for alcohol dependence in part by the multiple and disparate outcomes that were used in the trials. The use of various outcomes across studies and differing methods of measuring those outcomes impede the clinical community in evaluating the relative efficacy of treatments. Similarly, differences in defining relapse rates and heavy drinking and in measuring craving also create problems for efficiently abstracting, comparing, or interpreting data across this body of literature. The problems are in two areas: ambiguous descriptions of the outcomes that are measured (including different usages of the same term, such as "relapse") and different choices of endpoints (some of which may be idiosyncratic to a particular study).
We recommend that investigators, professional societies involved in alcohol research, and the appropriate Federal funding agencies work together with investigators to ensure that future studies will have reasonably comparable outcomes. We also recommend that some attention be given to ensuring that outcomes important to patients and their families always be included in these studies. Very precise definitions of outcomes that are measured (i.e., clarity in describing the outcomes) will foster this goal. We also recommend that journal editors insist on unambiguous descriptions of all outcomes, so that even unusual or special ones can be completely understood by readers and reviewers of these articles. This is particularly germane to the measurement of craving.
Many alcohol studies are hindered by high dropout rates. Many trials had dropout rates of 40 percent or more. This level of attrition seriously undermines the confidence that one can place in the work. This is especially true in the following circumstances:
The original sample sizes are small.
The dropout rates between experimental and control or comparison groups differ.
Those lost to followup cannot be compared adequately with those who complete the study on a full range of baseline characteristics.
Those lost to followup for different reasons (e.g., death, institutionalization, adverse side effects, or unknown) cannot be compared with each other on baseline characteristics.
We recognize that these patient populations (especially those outside specialized centers and those included in community-oriented or effectiveness studies) may be difficult to retain in studies, and that the challenge of doing so is only greater as researchers attempt to address some of our other recommendations (e.g., a broader set of treatment settings, longer treatment, and longer followup). Nevertheless, we recommend that alcohol investigators work with survey researchers to develop and apply methods of reducing dropout and loss to followup. In addition, they should devote some resources simply to determining the reasons for dropout from their efficacy trials or effectiveness studies, with a view to providing this information in published articles. This will enable readers and reviewers to gain a better appreciation of the dynamics of the studies (and the patient population), but it also will provide feedback on which issues need to be addressed (especially problematic circumstances affecting patients) that would permit researchers to target resources effectively to reduce dropout rates in future studies.
As can be inferred from our presentation in Chapter 1 on the presumptive mechanisms by which the various pharmacologic agents studied here affect patients with alcohol dependence, especially at the biochemical level, little is understood about exactly what these agents do and why (at least in humans). The theory on these matters is quite rich; the empirical data are relatively thin. Part of the deficit in the knowledge base relates specifically to the relationship of blood levels and active or toxic metabolites to treatment response; data of these sorts are essentially absent in the reported trials.
We recommend that alcohol researchers address this information gap by incorporating data into clinical trials on the pharmacokinetics of the compound under study. This would include basic information such as steady-state levels of the parent compound, measurement of metabolites as appropriate, and investigation of how drug-drug interactions may affect blood levels. Such data may lead to insights as to why some patients do not respond to a given agent while other patients develop toxicity. Advances in these areas will help the pharmacotherapy of alcoholism mature as a discipline.
As can be inferred from the recommendations to this point, we believe that the heterogeneity of patients with alcoholism is substantial; this heterogeneity includes genetic, biological, environmental, and sociodemographic characteristics. Similarly, the underlying biology of this disease is itself now thought to exhibit signs of heterogeneity (as noted in Chapter 1 about the concept of "alcoholisms"). Putting these facts together suggests that how this disorder (or disorders) plays out in different populations may be a remarkably complex, multifaceted process. Coupling this observation with the multiple mechanisms by which pharmacotherapies may act at the basic biological (or psychological) level suggests that more attention must be paid to the combinations of patient characteristics, the disease they exhibit, and the specific treatments that are provided. Thus, we recommend that researchers devote more attention and resources into characterizing the biological/clinical, sociodemographic, and other attributes of their patient populations, specifying to the extent possible the manifestations of alcoholism(s) in these patients, and measuring the relationship between these sets of factors (on the one hand) and the response to pharmacotherapies (on the other). Some areas of particular concern include the growing number of patients with dependence on multiple substances and what implications this codependency has for pharmacotherapy and the effects of psychiatric comorbidity on pharmacotherapy outcomes. We recognize that this area of investigation may require maturation of the research on the heterogeneity of alcoholism.
We gratefully acknowledge the substantial involvement of and assistance from the Technical Expert Advisory Group (TEAG). TEAG members are listed at the end of this appendix. The TEAG was meant in part to contribute to (a) advancing AHCPR's broader goals of creating and maintaining "science partnerships" and "public-private partnerships" and (b) meeting the needs of a broad array of potential customers and users of its products. Thus, it was both a substantive resource and a sounding board throughout the study, and it is the body from whom "expert inputs" were formally sought at several points throughout the project.
We constituted our TEAG from three types of technical experts and other partners. These types are (1) technical/clinical experts; (2) patients or representatives of organizations whose mission concerns the interests and perspectives of patients and consumers; and (3) potential users of the final evidence report or other materials, including explicitly a representative of the organization that nominated the topic (in this case, the American Society of Addiction Medicine [ASAM]). All in all, we had three clinical/technical experts, two individuals representing patient populations, and two individuals representing potential user groups, for a total of eight on the TEAG.
The final decision about TEAG membership was based on candidates' availability for scheduled conference calls and other input, willingness to review materials and provide advice and assistance within a short turnaround time, and approval by the AHCPR TO Officer.
The RTI-UNC Center team solicited the views of local and national experts on the TEAG from the start of the project. Their input at this stage was intended to make sure that the clinical questions we had posed about pharmacotherapy for alcohol dependence were important to patients and for high-quality patient care and that they could be satisfactorily addressed in an evidence report.
In addition, we sought input and direction from the clinical experts on the TEAG to assist us in the identification of pharmaceuticals that are being evaluated for the treatment of alcohol dependence but may not have been registered with the U.S. Food and Drug Administration (FDA). These pharmaceuticals may be undergoing clinical study in countries other than the United States. We also asked these experts to assist in identifying patient and consumer groups that represent patients at highest risk for alcohol dependence and in pinpointing practice settings that may be most directly affected by changes in treatment for this condition. The TEAG also provided input to our literature review process by advising us on the extent to which practices for the treatment of alcohol dependence vary across the Nation, settings, and clinicians.
In keeping with AHCPR's standards for employing a multidisciplinary approach to the development of evidence reports, we called on our TEAG for inputs at two key points during this task. First, the group was asked to comment on the literature synthesis and to give us feedback on our overall plans at that stage of the analysis, which included approaches to developing evidence tables and to summarizing information about patient outcomes and the estimated benefits and harms associated with the treatment options being studied for alcohol dependence. Second, they were asked to review the preliminary evidence tables to ascertain whether or not a meta-analysis was feasible and purposeful.
Raymond F. Anton, M.D.
Medical University of South Carolina
Institute of Psychiatry
Charles P. O'Brien, M.D., Ph.D.
University of Pennsylvania
Treatment Research Center
Stephanie S. O'Malley, Ph.D.
Yale University
Department of Psychiatry
Substance Abuse Treatment Unit
Linda Powell, MSW, CCSW
Merit Behavioral Care Corp.
Raleigh, NC
Bill Renn, CCSW, CSAC, CCS
University of North Carolina at Chapel Hill
School of Medicine, Department of Psychiatry
Formerly of the Behavioral Medicine Center for
Cumberland Hospital, Fayetteville, NC
Connie Weisner, Dr.P.H.
Alcohol Research Group and Kaiser Permanente
Medical Care Program of Northern California
Michael Mayo-Smith, M.D., M.P.H.
Manchester Veterans Affairs Medical Center
Manchester, NH
Raye Z. Litten III, Ph.D.
National Institute on Alcohol Abuse and
Alcoholism
Treatment Research Branch
An important first step in the identification of potential peer reviewers was to determine the appropriate constituencies from which our reviewers should be drawn. Although the categories are fairly self-explanatory, we note the following details for clarification. Individual experts engaged mainly in alcoholism research (as contrasted with medical practice per se) were included in category 1 (clinical practice and health care delivery, six reviewers) because they are based in health care delivery organizations and, we judged, are likely to be involved to some extent in patient care. Category 2 comprised representatives from professional associations, guideline developers, and other potential users of the evidence report (four reviewers). Category 3 was assigned to public sector and quasi-public and regulatory agencies (three reviewers). Patient organizations and voluntary disease organizations were assigned to category 4 (one reviewer). We assigned organizations that appear to be engaged chiefly in information dissemination (clearinghouses and the like) to category 5 (quality-of-care and consumer groups) on the grounds that much quality-of-care activity today assumes some effort to provide consumer information (two reviewers). Purchasers and business coalitions (category 6) were defined broadly to include insurers as well (one reviewer). We believe that these six categories represent the full range of health care experts, users, and patient groups that should be involved in reviewing this particular evidence report on pharmacotherapies of alcohol dependence; the specific peer reviewers are listed at the end of this appendix.
We selected 25 organizations or independent peer reviewers from the six categories described above. The individuals included the eight members of the TEAG because they played a major role throughout the project in conceptualizing the work and reviewing materials; moreover, as active professionals in the field of alcohol treatment, we believed that their comments at this stage would be very valuable. The remaining peer reviewers were identified by issuing an invitation to the organization's executive officer/director (e.g., president, CEO) or to a public sector agency head asking them to nominate a peer reviewer or by soliciting nominations from the TEAG. A preliminary (and longer) list of organizations, agencies, or individuals was submitted to the AHCPR Task Order Officer for this project for review, comment, and approval. We then contacted all potential peer reviewers to determine their willingness to serve as peer reviewers, alerting them to the fact that this service would require them to prepare formal written reviews according to the checklist developed for this evidence report. Their comments and suggestions formed the basis of our revisions to the evidence report.
The peer reviewers who were selected for this evidence report are predominantly involved in clinical practice or research, representatives of professional associations whose clinicians specialize in alcoholism treatment, and representatives of public-sector quality-of-care organizations. Owing to the sensitive nature of this topic and the controversy surrounding the issue of treatment modalities (e.g., pharmaco-therapy vs. counseling), we were unable to enlist peer reviewers from some well-known organizations (e.g., Alcoholics Anonymous).
We received comments from all but three reviewers contacted; those contributing to this effort are listed at the end of this appendix. We very much appreciate their thoughtful critiques and suggestions for improvements to this report.
Michael Mayo-Smith, M.D., M.P.H.
Manchester Veterans Affairs Medical Center
Leslie Jaggers, Pharm.D., B.C.P.S.
American Society of Health-System
Pharmacists
Connie Mele, M.S.N., R.N., C.A.R.N.
National Nurses Society on Addictions
Donald Vincent Daly, P.A.C.
Society of Physicians Assistants in Addiction
Medicine
Mady Chalk, Ph.D.
Center for Substance Abuse Treatment
(CSAT)
Raye Z. Litten III Ph.D.
National Institute on Alcohol Abuse and
Alcoholism
Treatment Research Branch
Roy Stein, M.D.
Department of Veterans Affairs
Robert M. Morse, M.D.
National Council on Alcoholism and Drug
Dependence (NCADD)
Naomi Banks, M.Ed., M.B.A.
Center for Quality of Care Research
Education
Harvard School of Public Health
Marcia Stevic, R.N., Ph.D.
Independent consultant representing the
Center for Clinical Quality Evaluation
Daniel J. Conti, Ph.D.
Vice President/EAP Director
First Chicago National Bank of Detroit
Raymond F. Anton, M.D.
Medical University of South Carolina
Institute of Psychiatry
Charles P. O'Brien, M.D., Ph.D.
University of Pennsylvania
Treatment Research Center
Stephanie S. O'Malley, Ph.D.
Yale University School of Medicine
Department of Psychiatry
Substance Abuse Treatment Unit
Linda Powell, M.S.W., C.C.S.W.
Merit Behavioral Care Corp.
Bill Renn, C.C.S.W., C.S.A.C., C.C.S.
University of North Carolina at Chapel Hill
School of Medicine
Department of Psychiatry
Formerly of the Behavior Medicine Center for
Cumberland Hospital
Connie Weisner, Dr.P.H.
Alcohol Research Group and Kaiser Permanente
Medical Care Program of Northern California
| Drug: ____________________ | Code: ______ | ||||
|---|---|---|---|---|---|
| AE | Active (%) | Placebo (%) | Statistical significance | How AE measured | Comments |
| Name of Reviewer | ___ ___ ___ | Date | ___ ___/___ ___ | Unique Article Identifier | |__|__|__| |
| (Initials) | (Mo/Day) | (ProCite #, 3 digits) |
| Blinding: |
Single |
Double |
Not stated |
None | ||
| Length of Efficacy Study | ||||||
| Blinded period of study: | _____ |
Weeks |
Months | |||
| Unblinded period of study: | _____ |
Days |
Weeks |
Unspecified |
None | |
| Total length of Active Drug Treatment: | _____ |
Weeks |
Months | |||
| Dose Titration Used? |
Yes | No/Not stated | ||||
| Recruitment Setting: |
Inpatient |
Outpatient | Not stated | |||
| Pre-Treatment: | ||||||
| Detox |
Yes |
No |
Not stated | |||
| Abstinent |
Yes |
No |
Not stated | |||
___ |
Days |
Weeks |
Months |
Not stated | ||
Psychosocial Treatment
Inpatient
Day
hospital
Outpatient
Mixed
None
Practice Setting:
Number of Sites: ___________
| University Affiliation: |
Academic |
Non-academic |
Not stated | |
| Geographic Locale: |
United States |
Europe |
Other |
Not stated |
Not Stated |
Definition of Alcohol Dependence:
(Describe how authors define
alcoholism or alcohol dependence. EXCLUDE ARTICLES THAT USE HEAVY SOCIAL DRINKING OR ALCOHOL
ABUSE):
Criteria for Alcohol Dependence Diagnosis:
DSM-III
DSM-III-R
DSM-IV
ICD-9
ICD-10
National Council on Alcoholism
If none of the above are checked, specify criteria for alcohol dependence diagnosis:
How were criteria assessed: (Check all that apply)
Structured interview with individual (self-report) (e.g., SCID)
Diagnostic Interview Schedule (DIS)
Computerized Diagnostic Interview Schedule (CDIS)
Structured interview with proxy
Clinical observation/interview
Other (specify) ____________________
Not stated/Don't know
Inclusion Criteria
Age
Sex
Medical illnesses (both specified and unspecified)
Psychiatric illness -> Depression Anxiety
Laboratory values
Pattern of alcohol consumption
Length of abstinence
Other
Not stated
Exclusion Criteria
Age
Sex
Medical illnesses (both specified and unspecified)
Non-alcohol drug abuse
Psychiatric illness
Previous alcoholism treatment
Current medications
Laboratory values
Pregnant/lactating women
Length of abstinence
Other
Not stated
Author's Definition of Relapse: (Check all that apply)
Any alcohol consumption
Number of drinks in a given unit of time (specify) ___________________________
Number of days of drinking in a given unit of time (specify) ________________________
Blood alcohol level/Breathalizer
Other
Not stated
How relapse measured: (Check all that apply)
Structured interview with individual (self-report)
Unspecified self-report
Structured interview with proxy
Clinical observation/interview
Liver function tests
Carbohydrate deficient transferrin (CDT)
Other (specify) _________________
Not stated
Not measured
Craving
Analog scale
Ordinal scale
Other (specify) _____________________________________
Not stated/Don't know
Not measured
| Compliance with Treatment | Method Used
(
all that apply) | Specify Acceptable Range | Measured in
Both Placebo
and Active (
) |
|---|---|---|---|
| Urine marker, e.g., % visits with active drug | |||
| Blood levels, e.g., mg/ml | |||
| Pill count, e.g., % of drug taken | |||
| Self-report of compliance | |||
| Proxy report of compliance | |||
| Visit attendance, i.e., % visits with appropriate treatment | |||
| Other (specify) _____________________________ |
Statistical Analysis
Statistical Methods:
Student's t-test
Fisher's Exact Test
Kaplan Meier
Chi-square
ANOVA
ANACOVA (Analysis of covariance) or ANCOVA
MANCOVA
Regression
Non-parametric tests (Rankings such as Wilcoxen, Mann-Whitney U, etc.)
Multiple comparisons
Other (specify) __________
Not stated
Specifies Intent to Treat Analysis?
Yes
No
Not
stated
| Demographic information for randomized population only. | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| N | % | Mean Age | Age SD | % White | % Black | % Hispanic | % Native American | % Other | |
History of Alcohol Dependence of Control Group:
Not stated
| Age at onset: | Mean ______ | Range ______ | Std Dev: ______ |
Not stated |
| Years since onset of alcohol dependence: | Mean ______ | Range ______ | Std Dev: ______ |
Not stated |
(Any control/comparison group should be listed first.)
CONTROL Group No Control Group
| Drug intervention(s) of Control Group: | Frequency of administration comparable to intervention groups? |
|---|---|
| Placebo |
Yes
No |
| No Drug |
| Psychosocial intervention(s) of Control Group: | Program Intensity (
) | |
|---|---|---|
| Alcoholics Anonymous | ||
| Group program/counseling | ||
| Individualized program/counseling | ||
| Family counseling | ||
| Unspecified | ||
| None | ||
Contract
Yes
No
Not stated | ||
Total Number of Controls:
Not stated
| Screened _____ | Initially entered trial _____ (after randomization) | Final number at end of trial _____ |
| Note: | Information on dropouts and loss to followup on randomized subjects only, to explain difference between number entered and final number. |
Dropout:Number _____Rate _____ Not statedDropout due to adverse events:Number _____Rate _____ Not statedLoss to followup:Number _____Rate _____ Not stated
Family History of Alcohol Dependence or Alcoholism of Control Group: Not stated Number ___________ Percent ___________
Not stated | |
|---|---|
| Addiction Severity at Study Entry of Control Group | Check all that apply (
) |
Not stated | |||
|---|---|---|---|
| Comorbidities of Control Group: | Check all that apply (
) | Number | Percentage |
Number of Prior Substance Abuse Treatment Experiences of Control Group:
Not measured
Mean _____ Range _____ Standard deviation _____
| Patients with prior treatments | Number | Percentage |
|---|---|---|
| None | ||
| One or More | ||
| Unspecified Substance Abuse |
| Drug intervention(s) of Intervention Group 1: | Maximum dose/day | Units | Dosage varies (
) |
|---|---|---|---|
| Disulfiram |
mg
Other (specify)
________________ | ||
| Naltrexone |
mg
Other (specify)
________________ | ||
| Acamprosate |
mg
Other (specify)
________________ | ||
| Serotonergic Agent: ___________________________ |
mg
Other (specify)
________________ | ||
| Lithium (all types) |
mg
Other (specify)
________________ | ||
| Placebo |
mg
Other (specify)
________________ |
| Psychosocial intervention(s) of Intervention Group 1: | Program Intensity (
) | |
|---|---|---|
| Required attendance | Encouraged attendance | |
| Alcoholics Anonymous | ||
| Group program/counseling | ||
| Individualized program/counseling | ||
| Family counseling | ||
| Unspecified | ||
| None | ||
Contract
Yes
No
Not stated | ||
Total Number of Patients in Intervention Group 1: Not stated
| Screened _____ | Initially entered trial _____ (after randomization) | Final number at end of trial _____ |
| Note: | Information on dropouts and loss to followup on randomized subjects only, to explain difference between number entered and final number. |
Dropout:Number _____Rate _____ Not statedDropout due to adverse events:Number _____Rate _____ Not statedLoss to followup:Number _____Rate _____ Not stated
Demographic information for randomized population only.
| N | % | Mean Age | Age SD | % White | % Black | % Hispanic | % Native American | % Other | |
|---|---|---|---|---|---|---|---|---|---|
| Total | |||||||||
| Males | |||||||||
| Females |
History of Alcohol Dependence of Control Group:
Not stated
| Age at onset: | Mean ______ | Range ______ | Std Dev: ______ |
Not stated |
| Years since onset of alcohol dependence: | Mean ______ | Range ______ | Std Dev: ______ |
Not stated |
Family History of Alcohol Dependence or Alcoholism of Intervention Group
1:
Not stated Number _____
Percent _____
Not stated | |
|---|---|
| Addiction Severity at Study Entry of Intervention Group 1 | Check all that apply (
) |
Not stated | |||
|---|---|---|---|
| Comorbidities of Intervention Group 1: | Check all that apply(
) | Number | Percentage |
Number of Prior Substance Abuse Treatment Experiences of Intervention Group
1:
Not measured
| Mean _____ | Range _____ | Standard deviation _____ |
| Patients with prior treatments | Number | Percentage |
|---|---|---|
| None | ||
| One or More | ||
| Unspecified Substance Abuse |
| Drug intervention(s) of Intervention Group 2: | Maximum dose/day | Units | Dosage varies (
) |
|---|---|---|---|
| Disulfiram |
mg
Other (specify)
________________ | ||
| Naltrexone |
mg
Other (specify)
________________ | ||
| Acamprosate |
mg
Other (specify)
________________ | ||
| Serotonergic Agent: __________________________ |
mg
Other (specify)
________________ | ||
| Lithium (all types) |
mg
Other (specify)
________________ | ||
| Placebo |
mg
Other (specify)
________________ |
| Psychosocial intervention(s) of Intervention Group 2: | Program Intensity (
) | |
|---|---|---|
| Required attendance | Encouraged attendance | |
| Alcoholics Anonymous | ||
| Group program/counseling | ||
| Individualized program/counseling | ||
| Family counseling | ||
| Unspecified | ||
| None | ||
Contract
Yes
No
Not stated | ||
Total Number of Patients in Intervention Group 2:
Not stated
| Screened _____ | Initially entered trial _____ (after randomization) | Final number at end of trial _____ |
Note: Information on dropouts and loss to followup on randomized subjects only, to explain difference between number entered and final number.
Dropout:Number _____Rate _____ Not statedDropout due to adverse events:Number _____Rate _____ Not statedLoss to followup:Number _____Rate _____ Not stated
Demographic information for randomized population only.
| N | % | Mean Age | Age SD | % White | % Black | % Hispanic | % Native American | % Other | |
|---|---|---|---|---|---|---|---|---|---|
| Total | |||||||||
| Males | |||||||||
| Females |
History of Alcohol Dependence of Intervention Group 2:
Not stated
| Age at onset: | Mean ______ | Range ______ | Std Dev: ______ |
Not stated |
| Years since onset of alcohol dependence: | Mean ______ | Range ______ | Std Dev: ______ |
Not stated |
Family History of Alcohol Dependence or Alcoholism of Intervention Group
2:
Not stated
Number _____ Percent _____
Not stated |
Not stated | |||
|---|---|---|---|
| Comorbidities of Intervention Group 2: | Check all that apply (
) | Number | Percentage |
Number of Prior Substance Abuse Treatment Experiences of Intervention Group
2:
Not measured
Mean _____ Range _____ Standard deviation _____
| Patients with prior treatments | Number | Percentage |
|---|---|---|
| None | ||
| One or More | ||
| Unspecified Substance Abuse |
| Drug intervention(s) of Intervention Group 3: | Maximum dose/day | Units | Dosage varies (
) |
|---|---|---|---|
| Disulfiram |
mg
Other (specify)
________________ | ||
| Naltrexone |
mg
Other (specify)
________________ | ||
| Acamprosate |
mg
Other (specify)
________________ | ||
| Serotonergic Agent: |
mg
Other (specify)
________________ | ||
| Lithium (all types) |
mg
Other (specify)
________________ | ||
| Placebo |
mg
Other (specify)
________________ |
| Psychosocial intervention(s) of Intervention Group 3: | Program Intensity (
) | |
|---|---|---|
| Required attendance | Encouraged attendance | |
| Alcoholics Anonymous | ||
| Group program/counseling | ||
| Individualized program/counseling | ||
| Family counseling | ||
| Unspecified | ||
| None | ||
Contract >
Yes
No
Not stated | ||
Total Number of Patients in Intervention Group 3: Not stated
Screened _____ Initially entered trial _____ (after randomization) Final number at end of trial _____
Note: Information on dropouts and loss to followup on randomized subjects only, to explain difference between number entered and final number.
Dropout:Number _____Rate _____ Not statedDropout due to adverse events:Number _____Rate _____ Not statedLoss to followup:Number _____Rate _____ Not stated
Demographic information for randomized population only.
| N | % | Mean Age | Age SD | % White | % African Americans | % Hispanic | % Native American | % Other | |
|---|---|---|---|---|---|---|---|---|---|
| Total | |||||||||
| Males | |||||||||
| Females |
History of Alcohol Dependence of Intervention Group 3:
Not stated
| Age at onset: | Mean ______ | Range ______ | Std Dev: ______ |
Not stated |
| Years since onset of alcohol dependence: | Mean ______ | Range ______ | Std Dev: ______ |
Not stated |
Family History of Alcohol Dependence or Alcoholism of Intervention Group
3:
Not stated
Number _____ Percent _____
Not stated |
Not stated |
Number of Prior Substance Abuse Treatment Experiences of Intervention Group
3:
Not measured
| Mean _____ | Range _____ | Standard deviation _____ |
| Patients with prior treatments | Number | Percentage |
|---|---|---|
| None | ||
| One or More | ||
| Unspecified Substance Abuse |
What were the changes in outcome(s) that resulted from the intervention for each group? These should be recorded in units used as the outcome measure(s) (e.g., reduction in the number of standard drinks consumed per time period, time to relapse, number of episodes of heavy drinking per time period, etc.). Any measures of central tendency or dispersion (i.e., standard deviation) should be reported. Test statistics and significance levels should be included.
CONTROL GROUP
Enter information for all outcomes that apply:
Alcohol Intake of Control Group
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Enter information for all outcomes that apply:
Alcohol Intake of Intervention Group 1
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Enter information for all outcomes that apply:
Alcohol Intake of Intervention Group 2
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Enter information for all outcomes that apply:
Alcohol Intake of Intervention Group 3
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Analysis by Groups on Side Effects: (Article must provide a rate or percent by treatment group or have sufficient information so that rates or percents can be calculated in order to check "yes" and flag.)
Yes (flag article)
No
Not stated
Factors Controlled for in the Analysis
Age
Sex
Family history of alcoholism
Others (Specify) ____________
Not stated
Limitations Noted in Article by Authors No limitations in the article
Sub-therapeutic dosing
Alcohol consumption unverified
High dropout rate
Low severity of alcohol dependence
Compliance problem
Others (Specify) ____________
Limitations Noted by Reviewer No limitations by reviewer
Sub-therapeutic dosing
Alcohol consumption unverified
High dropout rate
Low severity of alcohol dependence
Compliance problem
Others (Specify) ____________
Conclusions Noted in Article
Intervention(s) showed efficacy
Intervention(s) did not show efficacy
Others (Specify) ____________
Not stated
Attachments: Comorbid Groups Followup Results
Comments
Subgroup analysis
Additional outcomes recorded here
for Alcohol Dependence
Pharmacotherapy Review
| Category 1: Problem or Question Studied (5 points) | |||
| Not at All | Somewhat | Okay | |
| Alcohol dependence problem clearly stated? | 0 | 1 | 2 |
| Little or No | Yes | ||
| Significance of alcohol dependence problem discussed? | 0 | 1 | |
| No | Yes | ||
| Is research question capable of being answered with the methods proposed? | 0 | 1 | |
| No | Yes | ||
| Is the question placed in the broader context of alcohol research? | 0 | 1 | |
| Category 2: Sampling (5 points) | |||
| No | Yes | ||
| Random allocation of treatment? | 0 | 2 | |
| Unknown or >40% | <40% | ||
| Dropout rate of patients invited into the study? | 0 | 1 | |
| No | Yes | ||
| Diagnostic criteria clearly specified? | 0 | 1 | |
| No | Yes | ||
| Is the sample clearly described? | 0 | 1 | |
| Category 3: Measurement (5 points) | |||
| No | Yes | ||
| Reliability/validity of the diagnostic measurement tool specified or referenced? | 0 | 1 | |
| No | Yes | ||
| Reliability/validity of the outcome measurement tool specified or referenced? | 0 | 2 | |
| No | Yes | ||
| Compliance with regimen assessed (pill count, biologic marker, etc.)? | 0 | 1 | |
| No | Yes | ||
| Are the outcome measurements clinically relevant? | 0 | 1 | |
| Category 4: Internal Validity (5 points) | |||
| No | Yes | NA | |
| Are potential confounding effects addressed (differences between two groups such as age, gender, type of alcohol dependence, other substance abuse)? | 0 | 1 | |
| No | Yes | ||
| Was the co-intervention (e.g., psychotherapy) similar between two study groups? | 0 | 1 |
![]() |
| No | Yes | ||
| Was the co-intervention (e.g., psychotherapy) compliance monitored? | 0 | 1 |
![]() |
| No | Yes | ||
| Was a concurrent control group present? | 0 | 2 | |
| Category 5: External Validity (5 points) | |||
| No | Yes | ||
| Do the study conclusions apply to U.S. alcohol-dependent patients? | 0 | 3 | |
| No | Yes | ||
| Is the clinical setting specified clearly? | 0 | 2 | |
| Category 6: Construct Validity (5 points) | |||
| No | Yes | ||
| Appropriate alcohol dependence diagnostic criteria used? | 0 | 2 | |
| No | Yes | ||
| Do the measured outcomes relate to the construct of alcohol dependence? | 0 | 2 | |
| No | Yes | ||
| Are other variables clearly described in terms of their relationship to alcohol dependence? | 0 | 1 | |
| Category 7: Statistical Conclusions (5 points) | |||
| No | Yes | NA | |
| If multiple univariate tests performed, multiple comparisons taken into account? | 0 | 1 |
![]() |
| No | Yes | ||
| Power analysis performed? | 0 | 1 | |
| No | Yes | ||
| In regression analysis, is number of variables in model less than 1/10th of the sample size? | 0 | 1 |
![]() |
| No | Yes | ||
| Are statistically significant findings clinically significant? | 0 | 1 | |
| No | Yes | ||
| Are statistical tests used appropriate to the data? | 0 | 1 | |
| Category 8: Justification for Conclusions (5 points) | |||
| No | Yes | ||
| Are the conclusions warranted from the data? | 0 | 5 | |
| Reviewer ___ ___ ___ | Date ___ ___ / ___ ___ | Unique Article ID | |__|__|__| (ProCite #, 3 digits) |
| Comorbid Condition: |
depression
anxiety
other (Specify)
_______________ | ||
| IIA. CHARACTERISTICS OF THE COMORBID STUDY POPULATION | |||
| (Any control/comparison group should be listed first.) | |||
COMORBID CONTROL Group
No Control Group
| Drug intervention(s) of Comorbid Control Group: | Frequency of administration comparable to intervention groups? |
|---|---|
| Placebo |
Yes
No |
| No Drug |
| Psychosocial intervention(s) of Comorbid Control Group: | Program Intensity (
) | |
|---|---|---|
| Alcoholics Anonymous | ||
| Group program/counseling | ||
| Individualized program/counseling | ||
| Family counseling | ||
| Unspecified | ||
| None | ||
Contract
Yes
No
Not stated | ||
Total Number of Comorbid Controls:
Not stated
| Screened _____ | Initially entered trial _____ (after randomization) | Final number at end of trial _____ |
| Note: | Information on dropouts and loss to followup on randomized subjects only, to explain difference between number entered and final number. |
| Dropout: | Number _____ | Rate _____ |
Not stated |
| Dropout due to adverse events: | Number _____ | Rate _____ |
Not stated |
| Loss to followup: | Number _____ | Rate _____ |
Not stated |
Demographic information for randomized population only.
| N | % | Mean Age | Age SD | % White | % Black | % Hispanic | % Native American | % Other | |
|---|---|---|---|---|---|---|---|---|---|
| Total | |||||||||
| Males | |||||||||
| Females |
History of Alcohol Dependence of Comorbid Control Group:
Not stated
Age at onset:Mean ______Range ______Std Dev: ______ Not statedYears since onset of alcohol dependence:Mean ______Range ______Std Dev: ______ Not stated
Family History of Alcohol Dependence or Alcoholism of Comorbid Control
Group:
Not stated Number _____ Percent _____
Not stated |
Not stated |
Number of Prior Substance Abuse Treatment Experiences of Comorbid Control
Group:
Not measured
Mean _____ Range _____ Standard deviation _____
| Patients with prior treatments | Number | Percentage |
|---|---|---|
| None | ||
| One or More | ||
| Unspecified Substance Abuse |
| Drug intervention(s) of Comorbid Intervention Group 1: | Maximum dose/day | Units | Dosage varies
(
) |
|---|---|---|---|
| Disulfiram |
mg
Other (specify)
______________ | ||
| Naltrexone |
mg
Other (specify)
______________ | ||
| Acamprosate |
mg
Other (specify)
______________ | ||
| Serotonergic Agent: _________________ |
mg
Other (specify)
______________ | ||
| Lithium (all types) |
mg
Other (specify)
______________ | ||
| Placebo |
mg
Other (specify)
______________ |
| Psychosocial intervention(s) of Comorbid Intervention Group 1: | Program Intensity (
) | |
|---|---|---|
| Required attendance | Encouraged attendance | |
| Alcoholics Anonymous | ||
| Group program/counseling | ||
| Individualized program/counseling | ||
| Family counseling | ||
| Unspecified | ||
| None | ||
Contract
Yes
No
Not stated | ||
Total Number of Patients in Comorbid Intervention Group 1: Not stated
Screened _____ Initially entered trial _____ (after randomization)Final number at end of trial _____
Note: Information on dropouts and loss to followup on randomized subjects only, to explain difference between number entered and final number.
Dropout:Number _____Rate _____ Not statedDropout due to adverse events:Number _____Rate _____ Not statedLoss to followup:Number _____Rate _____ Not stated
Demographic information for randomized population only.
| N | % | Mean Age | Age SD | % White | % Black | % Hispanic | % Native American | % Other | |
|---|---|---|---|---|---|---|---|---|---|
| Total | |||||||||
| Males | |||||||||
| Females |
History of Alcohol Dependence of Comorbid Intervention Group 1:
Not stated
Age at onset:Mean ______Range ______Std Dev: ______ Not statedYears since onset of alcohol dependence:Mean ______Range ______Std Dev: ______ Not stated
Family History of Alcohol Dependence or Alcoholism of Comorbid Intervention Group
1:
Not stated
| Number _____ | Percent _____ |
Not stated |
Not stated |
Number of Prior Substance Abuse Treatment Experiences of Comorbid Intervention Group
1:
Not measured
Mean _____ Range _____ Standard deviation _____
| Patients with prior treatments | Number | Percentage |
|---|---|---|
| None | ||
| One or More | ||
| Unspecified Substance Abuse |
| Drug intervention(s) of Comorbid Intervention Group 2: | Maximum dose/day | Units | Dosage varies
(
) |
|---|---|---|---|
| Disulfiram |
mg
Other (specify)
______________ | ||
| Naltrexone |
mg
Other (specify)
______________ | ||
| Acamprosate |
mg
Other (specify)
______________ | ||
| Serotonergic Agent: _________________ |
mg
Other (specify)
______________ | ||
| Lithium (all types) |
mg
Other (specify)
______________ | ||
| Placebo |
mg
Other (specify)
______________ |
| Psychosocial intervention(s) of Comorbid Intervention Group 2: | Program Intensity (
) | |
|---|---|---|
| Required attendance | Encouraged attendance | |
| Alcoholics Anonymous | ||
| Group program/counseling | ||
| Individualized program/counseling | ||
| Family counseling | ||
| Unspecified | ||
| None | ||
Contract
Yes
No
Not stated | ||
Total Number of Patients in Comorbid Intervention Group 2: Not stated
| Screened _____ | Initially entered trial _____ (after randomization) | Final number at end of trial _____ |
| Note: | Information on dropouts and loss to followup on randomized subjects only, to explain difference between number entered and final number. |
| Dropout: | Number _____ | Rate _____ |
Not stated |
| Dropout due to adverse events: | Number _____ | Rate _____ |
Not stated |
| Loss to followup: | Number _____ | Rate _____ |
Not stated |
Demographic information for randomized population only.
| N | % | Mean Age | Age SD | % White | % Black | % Hispanic | % Native American | % Other | |
|---|---|---|---|---|---|---|---|---|---|
| Total | |||||||||
| Males | |||||||||
| Females |
History of Alcohol Dependence of Comorbid Intervention Group 2:
Not stated
Age at onset:Mean ______Range ______Std Dev: ______ Not statedYears since onset of alcohol dependence:Mean ______Range ______Std Dev: ______ Not stated
Family History of Alcohol Dependence or Alcoholism of Comorbid Intervention Group
2:
Not stated
Number _____ Percent _____
Not stated |
Not stated |
Number of Prior Substance Abuse Treatment Experiences of Comorbid Intervention Group
2:
Not measured
Mean _____ Range _____ Standard deviation _____
| Patients with prior treatments | Number | Percentage |
|---|---|---|
| None | ||
| One or More | ||
| Unspecified Substance Abuse |
| Drug intervention(s) of Comorbid Intervention Group 3: | Maximum dose/day | Units | Dosage varies
(
) |
|---|---|---|---|
| Disulfiram |
mg
Other (specify)
______________ | ||
| Naltrexone |
mg
Other (specify)
______________ | ||
| Acamprosate |
mg
Other (specify)
______________ | ||
| Serotonergic Agent: _________________ |
mg
Other (specify)
______________ | ||
| Lithium (all types) |
mg
Other (specify)
______________ | ||
| Placebo |
mg
Other (specify)
______________ |
| Psychosocial intervention(s) of Comorbid Intervention Group 3: | Program Intensity (
) | |
|---|---|---|
| Required attendance | Encouraged attendance | |
| Alcoholics Anonymous | ||
| Group program/counseling | ||
| Individualized program/counseling | ||
| Family counseling | ||
| Unspecified | ||
| None | ||
Contract
Yes
No
Not stated | ||
Total Number of Patients in Comorbid Intervention Group 3: Not stated
| Screened _____ | Initially entered trial _____ (after randomization) | Final number at end of trial _____ |
| Note: | Information on dropouts and loss to followup on randomized subjects only, to explain difference between number entered and final number. |
| Dropout: | Number _____ | Rate _____ |
Not stated |
| Dropout due to adverse events: | Number _____ | Rate _____ |
Not stated |
| Loss to followup: | Number _____ | Rate _____ |
Not stated |
Demographic information for randomized population only.
| N | % | Mean Age | Age SD | % White | % Black | % Hispanic | % Native American | % Other | |
|---|---|---|---|---|---|---|---|---|---|
| Total | |||||||||
| Males | |||||||||
| Females |
History of Alcohol Dependence of Comorbid Intervention Group 3:
Not stated
Age at onset:Mean ______Range ______Std Dev: ______ Not statedYears since onset of alcohol dependence:Mean ______Range ______Std Dev: ______ Not stated
Family History of Alcohol Dependence or Alcoholism of Comorbid Intervention Group
3:
Not stated
Number _____ Percent _____
Not stated |
Not stated |
Number of Prior Substance Abuse Treatment Experiences of Comorbid Intervention Group
3:
Not measured
Mean _____ Range _____ Standard deviation _____
| Patients with prior treatments | Number | Percentage |
|---|---|---|
| None | ||
| One or More | ||
| Unspecified Substance Abuse |
What were the changes in outcome(s) that resulted from the intervention for each group? These should be recorded in units used as the outcome measure(s) (e.g., reduction in the number of standard drinks consumed per time period, time to relapse, number of episodes of heavy drinking per time period, etc.). Any measures of central tendency or dispersion (i.e., standard deviation) should be reported. Test statistics and significance levels should be included.
Enter information for all outcomes that apply:
Alcohol Intake of Comorbid Control Group
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Enter information for all outcomes that apply:
Alcohol Intake of Comorbid Intervention Group 1
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Enter information for all outcomes that apply:
Alcohol Intake of Comorbid Intervention Group 2
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Enter information for all outcomes that apply:
Alcohol Intake of Comorbid Intervention Group 3
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
| Reviewer ___ ___ ___ | Date ___ ___ / ___ ___ | Unique Article ID | |__|__|__| (ProCite #, 3 digits) |
| IIIB. FOLLOWUP RESULTS--POST EFFICACY STUDY | |||
What were the changes in outcome(s) that resulted from the intervention for each group during the followup period? These should be recorded in units used as the outcome measure(s) (e.g., reduction in the number of standard drinks consumed per time period, time to relapse, number of episodes of heavy drinking per time period, etc.). Any measures of central tendency or dispersion (i.e., standard deviation) should be reported. Test statistics and significance levels should be included.
THE ONLY RESULTS TO GO ON THIS FORM APPLY TO THE FOLLOWUP PERIOD.
Length of Post Efficacy Period _____
Weeks
Months
Population included in followup period?
Original efficacy population (with some dropouts)
Subgroup (Specify) __________________________________
Enter information for all outcomes that apply:
Alcohol Intake of Followup Control Group
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Enter information for all outcomes that apply:
Alcohol Intake of Followup Intervention Group 1
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Enter information for all outcomes that apply:
Alcohol Intake of Followup Intervention Group 2
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Enter information for all outcomes that apply:
Alcohol Intake of Followup Intervention Group 3
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
Not Stated |
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