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Chapter  22:  Prevention of Venous Thromboembolism After Injury: Evidence Report/Technology Assessment Number 22

A30721

Prepared for:
Agency for Healthcare Research and Quality

U.S. Department of Health and Human Services
2101 East Jefferson Street
Rockville, MD 20852
http://www.ahrq.gov

Contract No. 290-97-0001

Prepared by:
Southern California Evidence-based Practice Center/RAND
George C. Velmahos, MD, PhD
Principal Investigator
Jack Kern, PhD
Linda Chan, PhD
Danila Oder
James A. Murray, MD
Paul Shekelle, MD
Investigators

AHRQ Publication No. 01-E004

November 2000
ISBN 1-58763-008-7
ISSN 1530-4396

On December 6, 1999, under Public Law 106-129, the Agency for Health Care Policy and Research (AHCPR) was reauthorized and renamed the Agency for Healthcare Research and Quality (AHRQ). The law authorizes AHRQ to continue its research on the cost, quality, and outcomes of health care, and expands its role to improve patient safety and address medical errors. This report may be used, in whole or in part, as the basis for development of clinical practice guidelines and other quality enhancement tools, or a basis for reimbursement and coverage policies. AHRQ or U.S. Department of Health and Human Services endorsement of such derivative products may not be stated or implied.

ISBN 1-58763-008-7
ISSN 1530-4396

Prepared for:
Agency for Healthcare Research and Quality

U.S. Department of Health and Human Services
2101 East Jefferson Street
Rockville, MD 20852
http://www.ahrq.gov

Contract No. 290-97-0001

Prepared by:
Southern California Evidence-based Practice Center/RAND
George C. Velmahos, MD, PhD
Principal Investigator
Jack Kern, PhD
Linda Chan, PhD
Danila Oder
James A. Murray, MD
Paul Shekelle, MD
Investigators

AHRQ Publication No. 01-E004

November 2000
ISBN 1-58763-008-7
ISSN 1530-4396

On December 6, 1999, under Public Law 106-129, the Agency for Health Care Policy and Research (AHCPR) was reauthorized and renamed the Agency for Healthcare Research and Quality (AHRQ). The law authorizes AHRQ to continue its research on the cost, quality, and outcomes of health care, and expands its role to improve patient safety and address medical errors. This report may be used, in whole or in part, as the basis for development of clinical practice guidelines and other quality enhancement tools, or a basis for reimbursement and coverage policies. AHRQ or U.S. Department of Health and Human Services endorsement of such derivative products may not be stated or implied.

ISBN 1-58763-008-7
ISSN 1530-4396

Preface

The Agency for Healthcare Research and Quality (AHRQ), formerly the Agency for Health Care Policy and Research, through its Evidence-based Practice Centers (EPCs), sponsors the development of evidence reports and technology assessments to assist public and private-sector organizations in their efforts to improve the quality of health care in the United States. The reports and assessments provide organizations with comprehensive, science-based information on common, costly medical conditions and new health care technologies. The EPCs systematically review the relevant scientific literature on topics assigned to them by AHRQ and conduct additional analyses when appropriate prior to developing their reports and assessments.

To bring the broadest range of experts into the development of evidence reports and health technology assessments, AHRQ encourages the EPCs to form partnerships and enter into collaborations with other medical and research organizations. The EPCs work with these partner organizations to ensure that the evidence reports and technology assessments they produce will become building blocks for health care quality improvement projects throughout the Nation. The reports undergo peer review prior to their release.

AHRQ expects that the EPC evidence reports and technology assessments will inform individual health plans, providers, and purchasers as well as the health care system as a whole by providing important information to help improve health care quality.

We welcome written comments on this evidence report. They may be sent to: Director, Center for Practice and Technology Assessment, Agency for Healthcare Research and Quality, 6010 Executive Blvd., Suite 300, Rockville, MD 20852.

John M. Eisenberg, M.D.Douglas B. Kamerow, M.D.
DirectorDirector, Center for Practice and Technology Assessment
Agency for Healthcare Research and QualityAgency for Healthcare Research and Quality
The authors of this report are responsible for its content. Statements in the report should not be construed as endorsement by the Agency for Healthcare Research and Quality or the U.S. Department of Health and Human Services of a particular drug, test, treatment, or other clinical service.

Structured Abstract

Objectives

This project's goals are to evaluate the existing literature, summarize the evidence, and perform meta-analysis and cost-effectiveness analysis on data relevant to prevention of venous thromboembolism after injury. Venous thromboembolism occurs frequently after trauma and causes significant mortality and long-term disability. At the same time, methods to prevent and diagnose it are highly controversial and physicians' practices vary widely. With this evidence report, we intend to examine these controversial areas by analyzing the existing scientific literature. An equally important objective is to identify areas in which evidence is lacking in order to direct future research.

Search Strategy

Three databases were searched: MEDLINE (1966--99), EMBASE (1980--99), and the Cochrane Controlled Trials Register (1980--99). The following medical subject headings were used: Thrombophlebitis, Thrombosis, Thromboembolism, Pulmonary embolism, Wounds and injuries; the subheadings: pc (prevention and control), in (injuries); and the text words: prevent$, thromboprophyla$, prophylac$, trauma$, posttrauma$, post-trauma$.

Selection Criteria

Studies were selected if they specifically reported on methods of venous thromboembolism prevention and screening in trauma patients. Studies including only nontrauma patients were rejected. A panel of technical experts assisted in identifying four key questions:

  • 1

    What is the best method of venous thromboembolism prophylaxis?

  • 2

    What groups of patients are at high risk of developing venous thromboembolism?

  • 3

    What is the best method of screening for venous thromboembolism?

  • 4

    What is the role of vena cava filters in preventing pulmonary embolism?

Studies were selected if they addressed any of these four questions.

Data Collection and Analysis

Screening of 4,093 relevant titles by two independent reviewers resulted in acceptance of 2,437 of them for abstract review; 227 of these were accepted for further review. Finally, 73 studies were analyzed. Meta-analysis and supplemental analyses were performed on the available data.

Main Results

The reported incidence of deep venous thrombosis in trauma patients in the selected studies is 12 percent and varies from 3 percent to 23 percent according to study design, type of trauma population, and method of deep venous thrombosis prophylaxis and diagnosis. The reported incidence of pulmonary embolism in these studies is 1.5 percent and varies from 0.1 percent to 15 percent. Few randomized controlled trials provided data that could be combined for meta-analysis. From the limited data available, there is no evidence that mechanical prophylaxis or low-dose heparin is superior to no prophylaxis or to each other for prevention of deep venous thrombosis. The role of low-molecular-weight heparin in trauma patients is unclear because the few relevant studies are heterogeneous. Spinal fractures and spinal-cord injuries increase the risk of venous thromboembolism. No relevant data are available for drawing conclusions about the best method of screening for venous thromboembolism. Although vena cava filter placement in selected trauma patients may decrease the incidence of pulmonary embolism and fatal pulmonary embolism, the designs of the studies reporting these results do not allow definitive conclusions to be drawn.

Conclusions

The evidence on prevention of venous thromboembolism after injury is scanty. Many practices are based on extrapolations from data on nontrauma patients. The risk of venous thromboembolism increases in the presence of spinal trauma with or without injury to the spinal cord. Currently, the most frequently used methods of venous thromboembolism prophylaxis do not offer a proven benefit over no prophylaxis. There is a pressing need for well-designed studies that will identify the best method of prevention of venous thromboembolism in trauma patients.

This document is in the public domain and may be used and reprinted without permission except those copyrighted materials noted for which further reproduction is prohibited without the specific permission of copyright holders.

Suggested Citation:
Velmahos GC, Kern J, Chan L, et al. Prevention of Venous Thromboembolism After Injury. Evidence Report/ Technology Assessment No. 22. (Prepared by Southern California Evidence-based Practice Center/RAND under Contract No. 290-97-0001.) AHRQ Publication No. 01-E004. Rockville, MD: Agency for Healthcare Research and Quality. November 2000.

Summary

Overview

Venous thromboembolism (VT) is major national health problem, claiming 50,000 lives and resulting in 300,000 to 600,000 hospitalizations annually in the United States. VT presents in two forms: deep venous thrombosis (DVT) and pulmonary embolism (PE). Injured patients are at high risk for VT because of changes in coagulation and thrombolysis mechanisms that are induced by trauma.

Methods of prevention of VT include, among others, sequential compression devices (SCDs), low-dose heparin (LDH), low-molecular-weight heparin (LMWH), vena cava filters (VCFs), and combinations of these. All these methods are associated with contraindications and morbidity. Therefore, selecting the appropriate method for the appropriate trauma patient is important. The difficulty of selecting the appropriate prophylaxis is in part a result of the inconclusiveness of the relevant trauma literature. This allows wide variability among physicians' practices and prevents consistency in quality of care.

With this report, we evaluate and meta-analyze the existing data in the literature to produce scientific answers in controversial areas related to this topic. We also identify research gaps in areas in which the scientific evidence is absent or minimal, and we hope to assist interested organizations in producing relevant guidelines and in directing future research.

Reporting the Evidence

A panel of 17 technical experts, consisting of national authorities in the field and representing the academic, private, and managed care sectors, was formed to assist in the design and execution of the project. Important questions on the topic were distributed to the experts, who ranked them in order of importance. After two conference calls, four refined key questions were developed:

  • 1

    What is the best method of VT prophylaxis?

  • 2

    What groups of patients are at high risk of developing VT?

  • 3

    What is the best method of screening for VT?

  • 4

    What is the role of VCFs in preventing PE?

The panel decided to use data restricted to trauma patients only and to avoid extrapolations of conclusions from nontrauma patients to the trauma population. Defining "the trauma patient" was difficult. The panel decided to exclude elderly patients with injuries following low-energy trauma (such as hip fractures after ground-level falls) from consideration. We subsequently developed causal pathways for each key question. We felt it was important to report on the rates of DVT and PE from combined literature data because these rates varied widely among studies.

We summarized the existing evidence on all trauma patients included in the available literature as well as that on individual trauma patient groups (orthopedic trauma, neurosurgical trauma, minor trauma) when data were available. We evaluated the quality of studies included in our analysis using previously published methods of determining quality scores. We entered all data in a computerized database specifically designed for this project.

Methodology

We searched three literature databases: MEDLINE (1966--January 31, 1999), EMBASE (1980--January 31, 1999), and the Cochrane Controlled Trials Register (1980--January 1999). After a broad initial search, we performed multiple literature searches tailored to each question. Finally, we identified a total of 4,093 titles, which were screened according to specific inclusion and exclusion criteria by two independent medical reviewers. A third reviewer assisted in case of disagreements. After screening, 2,437 titles were accepted for abstract review. All three reviewers screened all abstracts against specific criteria; 227 of these were accepted for complete review. Of 225 articles retrieved, 73 were accepted for meta-analysis. We designed forms to extract relevant data on study design and quality, methods used, risk factors, and outcomes. Two reviewers extracted data, which were re-examined by a third reviewer. Discrepancies were resolved in meetings among all three reviewers. A random-effects model was used for all pooled results.

We first evaluated the reported incidence of DVT and PE in trauma patients. We extracted these rates from all studies as well as from studies grouped together by study design randomized, nonrandomized comparative cohorts, single cohort), method of VT diagnosis (routine screening or based on clinical suspicion), use of VT prophylaxis (yes or no), and type of trauma patients (all trauma, orthopedic trauma, neurosurgical trauma, minor trauma).

We addressed the question of the best method of VT prophylaxis in three ways:

  • We examined the incidence of DVT and PE after combining groups of patients from different randomized trials who received LDH or LMWH or mechanical prophylaxis (MP) or no prophylaxis.

  • We performed a meta-analysis of randomized controlled trials (RCTs) evaluating the same methods of prophylaxis.

  • We performed a meta-analysis of RCTs and non-RCTs evaluating the same methods of prophylaxis.

This last meta-analysis, although methodologically weak, was performed, because the number of RCTs available for the first meta-analysis was limited.

We addressed the question of risk factors for developing VT by performing meta-analysis on studies (RCT and non-RCT) that used risk factors as either dichotomous variables (e.g., age greater or lower than 55) or continuous variables (e.g., age, without specifying a particular age cutoff point). We evaluated six dichotomous risk factors (gender, head injury, long-bone fracture, pelvic fracture, spinal fracture, and spinal-cord injury) and three continuous risk factors (age, Injury Severity Score [ISS], and units of blood transfused).

We were unable to address the question about methods of screening for VT using the current literature data. Only three studies addressed this issue in trauma patients, and each compared different methods of screening. The data could not be combined for analysis.

We addressed the question about VCFs by combining studies that included patients treated with VCF and patients without VCF and estimating the rates of PE in the two groups. None of these studies was an RCT. Other outcome parameters relevant to VCF placement, such as related complications, long-term outcome, or appropriate population to be treated with this modality, could not be extracted from the limited data available.

We also performed supplemental analyses on the two most frequent complications related to prophylactic heparin administration-bleeding and thrombocytopenia-as well as on the incidence of fatal PE and the length of hospital stay in patients who develop VT. Finally, we developed a cost-effectiveness model.

Results

  • The reported incidence of DVT and PE varies widely among different studies depending on study design, type of trauma patients included, and methods of screening and prophylaxis. The pooled rates of DVT and PE across all studies are 11.8 percent (95 percent confidence interval [CI]: 0.104, 0.131) and 1.5 percent (95 percent CI: 0.011, 0.018), respectively.

  • Only a few RCTs address methods of VT prophylaxis in trauma patients. Most of these studies use different methods. Combining the limited data from studies using the same methods produces small sample sizes.

  • LDH is not statistically superior to no prophylaxis in preventing VT after injury (odds ratio [OR]: 0.965, 95 percent CI: 0.353, 2.636). This conclusion is based on meta-analysis of four RCTs with a total of 219 patients.

  • MP is not statistically superior to no prophylaxis in preventing VT after injury (OR: 0.769, 95 percent CI: 0.265, 2.236). This conclusion is based on meta-analysis of three RCTs with a total of 234 patients.

  • The addition of non-RCTs to the meta-analyses of studies examining DVT rates in trauma patients receiving LDH vs. no prophylaxis or MP vs. no prophylaxis does not change the above conclusions.

  • Comparison of LMWH vs. LDH shows no statistically significant difference between the two methods in preventing PE (OR: 3.010, 95 percent CI: 0.585, 15.485). This conclusion is based on meta-analysis of three studies reporting on the incidence of PE (two RCTs and one non-RCT, total number of patients: 355). Although the difference in PE rates is not statistically significant, the limits of the 95 percent confidence interval for this result are very wide.

  • Three RCTs (one of them with the highest possible quality score) showed separately statistical superiority of LMWH against LDH or SCD in preventing DVT. The reported DVT rates vary widely among these studies (38 percent, 7 percent, and 2 percent). Because the method of prophylaxis used to compare against LMWH was not the same, meta-analysis was not done.

  • Comparison of LDH vs. MP after meta-analysis of seven studies (four RCTs and three non-RCTs, total number of patients: 620) shows no statistically significant difference between the two methods in preventing DVT (OR: 1.161, 95 percent CI: 0.495, 2.723).

  • Spinal fractures and spinal-cord injury are risk factors for DVT. Other frequently reported risk factors, such as head injury, pelvic fractures, or long-bone fractures, were not shown in the meta-analysis to increase the risk for DVT. It is possible that the studies reporting on these factors included severely injured patients who were already at high risk regardless of the presence of the individual risk factor.

  • Trauma patients who develop DVT are older and have more severe injuries than patients who do not develop DVT. However, a specific age or ISS threshold could not be extracted from the available data.

  • The reported incidence of PE in patients who undergo VCF placement is 0.2 percent, which is lower than the incidence observed in concurrently managed patients without VCF (1.5 percent) and historical controls without VCF (5.8 percent). The observational design of these studies does not allow firm conclusions to be drawn.

  • LDH or LMWH administration for VT prophylaxis produces a low and similar incidence of adverse events: on average, 3 percent for bleeding and 1 percent for thrombocytopenia. These low rates may occur because patients at high risk for bleeding were not given heparin.

  • Fatal PE has been reported in one-third of trauma patients who develop PE, based on data from 16 studies that reported on both rates (PE and fatal PE).

  • The length of hospital stay in patients who develop DVT is significantly longer (by 15 days) relative to patients without DVT. Although a cause-effect relationship between DVT and length of hospital stay cannot be established, DVT is associated with increased costs and use of health care resources.

  • There are significant gaps in the literature regarding the prevention of VT after trauma.

Future Research

Future research should be directed to two areas: identifying the appropriate groups of trauma patients in need of VT prophylaxis and evaluating different methods of prophylaxis with regard to their safety and efficacy in trauma patients. Although evaluating different methods of screening for DVT would be useful, we do not feel that this should be a priority for future research. Duplex ultrasonography is the most convenient, noninvasive, and inexpensive method of screening severely injured patients. Even if other methods of screening prove to be more sensitive, associated technical and logistical difficulties make them impractical.

To address the two above areas, we propose a large multicenter trial. This trial should have a randomized controlled design, compare the most commonly used methods of prophylaxis (LDH, LMWH, SCD), identify DVT by routine screening, and evaluate multiple risk factors. Based on the findings of this evidence report, a no-prophylaxis group should be included.

Equally important future research should be directed towards evaluating the role of VCF in trauma patients. This question could be incorporated in the multicenter trial proposed above or become the sole objective of a separate randomized trial. Both designs should have a predetermined protocol for diagnosing PE, an aggressive autopsy policy to identify the cause-effect relationship of PE to death, and careful, long-term followup to detect VCF-related complications.

Chapter 1. Introduction

Purpose

The purpose of this evidence report is to review the scientific literature to establish the incidence of venous thromboembolism (VT) after injury, evaluate the role of different methods of prophylaxis, and identify trauma patients who are at high risk for developing VT. This information will be made available to health care providers and organizations to assist them in treating these patients. Professional trauma societies may develop guidelines based on the existing evidence and use the guidelines to improve the care of patients with VT.

Scope of Work

Initially, we found general information on all aspects of VT after injury, including the following:

  • Incidence of VT in different trauma populations.

  • Prevention and treatment of VT.

  • Groups at risk.

  • Methods of prevention and screening.

  • Short- and long-term effects of VT.

  • Adverse reactions to methods of prevention.

  • Diagnostic tests.

  • Cost-effectiveness of different methods of management.

Discussions with technical experts identified four key questions:

  • 1

    What is the best method of VT prophylaxis?

  • 2

    What groups of patients are at high risk of developing VT?

  • 3

    What is the best method of screening for VT?

  • 4

    What is the role of vena cava filters (VCFs) in preventing pulmonary embolism (PE)?

Background and Description of the Problem

Overview

VT is a major national health problem that takes a significant toll on lives and creates major disabilities. Although it is essentially one disease, VT presents in two forms: deep venous thrombosis (DVT) and PE. Each year, 50,000 people in the United States die from PE and between 300,000 and 600,000 hospitalizations are associated with DVT or PE (Consensus Conference, 1986). Although the incidence of PE has decreased over the last 20 years (Silverstein, Heit, Mohr, et al., 1998), the incidence of DVT remains unchanged or is increasing in specific populations. Death resulting from PE is not uncommon in surgical patients. PE has been discovered in 31.7 percent of surgical patients brought to autopsy, and it was considered to be the absolute or contributing cause of death in 55.5 percent of these cases (Lindblad, Eriksson, and Bergqvist, 1991).

Sequelae of VT

DVT is a highly morbid condition that prolongs hospitalization, increases costs, and is associated with long-term sequelae, such as venous insufficiency and the postphlebitic syndrome, which occur in 30 to 50 percent of patients (Halstuk, Mahler, and Baker, 1984; Strandness, Langlois, Cramer, et al., 1983). A clot may become dislodged and impair circulation in the pulmonary arteries by embolization, creating PE, a potentially lethal complication. Proximal lower extremity DVTs are probably the source of the majority of PEs (Bergqvist and Lindblad, 1985), although the venous systems of the pelvis, neck, and upper extremities may also produce PEs.

The reported incidence of PE varies widely, from 0.3 to 30 percent (Burns, Cohn, Frumento, et al., 1993; Morris and Mitchell, 1976), because essentially no patients are routinely screened for PE. Diagnostic tests are almost always performed on the basis of clinical suspicion. However, the signs and symptoms of PE are nonspecific, and the incidence of "silent" PE in patients with DVT is substantial (Kriemer-Nielsen, Husted, Krusell, et al., 1994). Clinical diagnosis of PE is especially difficult in critically ill patients because of multiple confounding factors from associated illnesses. The exact percentage of fatal PE is unknown for the same reasons. Coon (1976) has documented that only a minority of patients with autopsy-proven PE received a definitive diagnosis of PE while alive. It is quite possible that up to 50 percent of untreated PEs may lead or directly contribute to patient demise (Smith, 1990; Turpie, 1986).

How Trauma Induces VT

The human body defends against bleeding by generating fibrinogen and fibrin, which produce a physiologic clot that seals bleeding sites. Clot formation and lysis occur simultaneously during this process, thereby preventing pathologic thrombi from occluding the veins. Trauma alters these mechanisms, placing the patient at higher risk for VT. Trauma activates multiple acute phase proteins, generating an inflammatory cascade that includes the coagulation system (Dries, 1996). Although trauma affects both the extrinsic and intrinsic coagulation pathways, it predominantly triggers the extrinsic pathway by releasing tissue thromboplastin from the sites of injury. This disturbs the fibrinolytic process and increases the likelihood that pathologic thrombi will form, particularly in areas where blood flow is reduced or blocked. Thus, patients who remain immobilized after trauma are at serious risk of developing thrombosis of major veins (Kudsk, Fabian, Baum, et al., 1989).

The incidence of VT in trauma patients depends on multiple factors, including the severity of trauma, the site of injury, the type of operative intervention, the method of diagnosis, and the method of prophylaxis. Using venography, Geerts, Code, Jay, et al. (1994) reported an incidence of 57.6 percent of DVT in patients with major trauma. Velmahos, Nigro, Tatevossian, et al. (1998) used Duplex ultrasonographic screening to detect DVT in critically injured patients and found an incidence of 13 percent. Spain, Richardson, Polk, et al. (1997) detected DVT by clinical examination only in 5 percent of trauma patients at high risk for VT. Patients with spinal-cord injuries, lower extremity fractures, or extensive abdominal operations, particularly in the pelvic region, have a risk of developing DVT that reportedly ranges from 15 to 60 percent (Clagett and Reisch, 1988; Salzman, Harris, and DeSanctis, 1966; Weingarden, 1992). Thus, it becomes clear that the reported rates vary widely and the existing literature is confusing.

Methods Used for Prevention of VT

Preventive treatment of VT is important because the disease may first appear as lethal PE. Since diagnosis based on clinical suspicion is not sensitive enough to detect all VTs, several methods of screening have been introduced. If diagnosis of VT was based only on clinical presentation, many patients would be exposed to unreasonable risk because the chance for effective treatment may have been already lost: Most patients who die of PE do so within 30 minutes of the acute event, before anticoagulant therapy is effective (Clagett, Anderson, Geerts, et al., 1998).

The introduction of heparin for prevention of VT was a major breakthrough in VT management. It has been convincingly shown that heparin, administered subcutaneously at low doses, significantly decreases the incidence of VT in patients undergoing elective surgical procedures (Kakkar, Corrigan, and Fossard, 1975; Nicolaides, 1972). The evidence is less convincing in trauma patients. Heparin is associated with significant complications, the most important of which are bleeding and thrombocytopenia (Kleinschmidt and Seyfert, 1995; Pachter and Riles, 1977; van Ooijen, 1986).

Alternative methods of prophylaxis with fewer side effects have been introduced with good results. Sequential compression devices (SCDs) can be used alone or in combination with low-dose heparin (LDH) for prevention of VT. An SCD prevents clotting by accelerating the venous flow at the area of compression and, more importantly, increasing systemic fibrinolytic activity (Comerota, Chouhan, Harada, et al., 1997). Despite contradictory results (Butson, 1981; Nicolaides, Miles, Hoare, et al., 1983), the lack of complications associated with this method has encouraged its widespread use. Arteriovenous foot pumps (AFPs) are similar to SCDs but are only applied around the foot.

Low-molecular-weight heparin (LMWH) has been proposed as a safer and more effective method for VT prophylaxis. Numerous studies have compared the safety and efficacy of LMWH with LDH in different populations, including elective surgical, orthopedic, and neurosurgical patients. Results vary from absolute superiority, to moderate improvement, to no difference, to worse results (Bergqvist, Matzsch, Burmark, et al., 1988; Green, Lee, Lim, et al., 1990; Kakkar, Cohen, Edmondson, et al., 1993). Although many other drugs and methods have been studied for prevention of VT, e.g., electrostimulation, dihydroergotamine, heparinoids, and antiplatelet agents, the three most commonly used methods of VT prophylaxis for trauma patients remain LDH, LMWH, and SCD.

The Rationale for Evaluating Posttraumatic VT as a Separate Clinical Entity

Guidelines for preventing VT in trauma patients must be developed specifically for them. Trauma patients frequently developan acute inflammatory response, in which multiple proteins are activated that distort normal blood rheology and the delicate balance between the coagulation and fibrinolytic mechanisms (Dries, 1996). These changes to blood chemistryusually occur in young persons without previous medical problems or vascular diseases. In contrast, studies of VT prophylaxis in nontrauma populations often focus on elderly patients undergoing elective surgery who have multiple preexisting risk factors for VT.

Diagnosis of VT is particularly challenging in patients with severe trauma. Clinical examination is very unreliable. Fractures or operations on the lower extremities decrease the sensitivity of Duplex ultrasound (Agnelli, Volpato, Radicchia, et al., 1991), which is the most common method of diagnosis in severely injured patients. Other, more sensitive diagnostic methods such as phlebography or pulmonary arteriography are not feasible because critically ill patients must be transported for an extended period of time away from the "safe" environment of the intensive care unit (ICU). Thus, the difficulty of diagnosis increases the importance of prevention.

The comparative safety and efficacy of the various methods of prophylaxis are well established in nontrauma patients, but existing recommendations for trauma patients are still inconclusive. Each prophylactic method poses particular problems in trauma patients:

  • Physicians are reluctant to administer LDH or LMWH to patients who are still at high risk of bleeding after trauma.

  • SCDs cannot be applied when patients have lower extremity injuries, and their efficacy when placed in alternative sites is still unknown.

  • VCFs have been used successfully for the prevention of PE, but their long-term effects have not been studied. The exact indications for VCF insertion need to be further explored.

Summary

The wide variation in injury severity and physiologic response in trauma patients does not allow VT prevention to be standardized easily. Published studies on trauma patients deal with a variety of populations and report results that are often contradictory. The indications and methods of preventing VT in trauma patients should be explored separately from other populations that are not affected by similar physiologic insults. Critical evaluation of the existing evidence is necessary to identify the valid methods of managing VT and uncover the areas in which knowledge is limited or anecdotal, with the hope that future focused research will provide more definitive answers.

Chapter 2. Methodology

Scope of Work

Shortly after project assignment to the Southern California Evidence-based Practice Center, and following two preliminary meetings (October 1 and 5, 1998) among the core project staff, the University of Southern California (USC)/RAND team met (October 9, 1998) to define the scope of work, discuss pertinent issues, form a general plan, and solve problems. Project staff outlined the scope of work, which included the following:

  • Identification of technical experts to be primary advisors throughout the project.

  • Selection of important questions relevant to the topic.

  • Design of an exhaustive literature search for English and foreign-language articles, as well as abstracts or possibly unpublished work.

  • Extraction of data from selected articles as the search progressed to increasingly relevant materials, and continuous data entry into a special computer database.

  • Synthesis of evidence and supplemental analysis, if needed.

  • Development and dissemination of an evidence-based report.

Design of Technical Experts Panel

Table 1. Technical experts panel
Thomas V. Berne, MDProfessor of Surgery and Vice-Chairman University of Southern California, Los Angeles, CA AAST
Edward E. Cornwell III, MDAssoc. Professor of Surgery and Director of Trauma Service Johns Hopkins University, Baltimore, MD AAST, EAST
Demetrios Demetriades, MD, PhDProfessor of Surgery and Director of Division of Trauma and Critical Care University of Southern California, Los Angeles, CA AAST
Richard Dorazio, MDChief of Vascular Surgery Kaiser Permanente Los Angeles, Los Angeles, CA
Timothy Fabian, MDProfessor of Surgery and Chief of Trauma Service University of Tennessee Center for the Health Sciences, Memphis, TN AAST, EAST (President)
Lazar Greenfield, MDProfessor and Chairman of Surgery University of Michigan, Ann Arbor, MI AAST
M. Margaret Knudson, MDAssociate Professor of Surgery University of California, San Francisco, CA AAST, WTA
Kenneth Mattox, MDProfessor of Surgery and Vice-Chairman, Chief of Trauma Surgery Baylor College of Medicine, Houston, TX AAST
William McGehee, MDAssociate Professor of Medicine, Department of Hematology Chief, Anticoagulation Division University of Southern California, Los Angeles, CA
Michael Pasquale, MDAssistant Professor of Surgery Pennsylvania State University, Allentown, PA AAST; Chairman, Ad Hoc Committee on Practice Management Guideline Development, EAST
J. David Richardson, MDProfessor of Surgery and Vice-Chairman University of Louisville, Louisville, KY AAST (President)
Frederick Rogers, MDAssociate Professor of Surgery University of Vermont College of Medicine, Burlington, VT AAST; EAST: Chairman, Task Force on Deep Vein Thrombosis (1996)
C. William Schwab, MDProfessor of Surgery and Chief, Division of Traumatology and Surgical Critical Care University of Pennsylvania, Philadelphia, PA AAST, EAST
Steven R. Shackford, MDProfessor and Chairman of Surgery University of Vermont, Burlington, VT AAST, EAST, WTA (Vice President)
Kenneth Waxman, MDTrauma Director Santa Barbara Cottage Hospital, Santa Barbara, CA AAST
Albert Yellin, MDProfessor of Surgery USC School of Medicine, Los Angeles, CA AAST, American Venous Forum, Society for Vascular Surgery

AAST, American Association for the Surgery of Trauma; EAST, Eastern Association for the Surgery of Trauma; WTA, Western Trauma Association; USC, University of Southern California

Table 2. Peer reviewers
I. Elaine Allen, Ph.D.Associate Professor of Statistics Babson College, Wellesley, MA
Howard Belzberg, MDAssistant Professor of Surgery USC School of Medicine, Los Angeles, CA
H. Gill Cryer, MDProfessor of Surgery University of California, Los Angeles, CA
Donald Gaspard, MDDirector of Trauma Services Huntington Memorial Hospital, Pasadena, CA
Prof. William J. GillespieDean, Dunedin School of Medicine University of Otago, Dunedin, New Zealand
Lazar Greenfield, MDProfessor and Chairman of Surgery University of Michigan, Ann Arbor, MI
David Hoyt, MDProfessor and Vice Chairman of Surgery University of California, San Diego, CA
John T. Owings, MDAssistant Professor of Surgery University of California, Davis, Sacramento, CA
Basil A. Pruitt, Jr., MDProfessor of Surgery University of Texas Health Sciences Center, San Antonio, TX
William C. Shoemaker, MDProfessor of Surgery and Anesthesiology USC School of Medicine, Los Angeles, CA
All technical experts

USC, University of Southern California

We decided that the technical experts panel would be chosen from well-known authorities on VT prevention, including academic trauma surgeons, representatives of managed care and private-sector health entities, and nonsurgeons. To further cooperation with the partner organization, Eastern Association for the Surgery of Trauma (EAST), several members of EAST would be included as well. We also decided to invite several prominent members of the American Association for the Surgery of Trauma (AAST) and Western Trauma Association (WTA) to participate. These associations are the primary entities that will develop and implement guidelines based on the project report. Table 1 lists the panel of technical experts, and Table 2 lists the peer reviewers for the project report.

After a preliminary phone call, formal letters of invitation to participate in the panel were sent to all the technical experts. All accepted the invitation, and a conference call was scheduled to outline the scope, goals, and methodology of the project. A preparatory face-to-face meeting was arranged with several attendees at the Annual Congress of the American College of Surgeons in Orlando, Florida. Most of those who did not attend this meeting were briefed in advance by telephone and in person.

We did not find any patient advocacy groups because of the nature of the population studied. Finding representative patients for the panel would be extremely difficult, because followup on trauma patients is notoriously unreliable once they leave the hospital. Identifying patients who could represent the entire trauma population that suffered from VT was not deemed feasible or essential.

Design of the Study

The time and resources of the project dictated that we could address three to five questions. We decided that a preliminary literature search would sample the existing evidence and suggest important questions that the evidence could answer. After defining these questions, we would submit them to the technical experts for ranking in order of importance. From the rankings we would select the three to five questions to be used for this project.

We also discussed the design of the database and the literature search and the allocation of responsibilities to the various members of the team. We decided to use separate quality screens to evaluate randomized and nonrandomized trials. A project member designed a novel, user-friendly computerized database that could easily be customized to different project needs. The foregoing issues were also discussed in a subsequent conference call (October 13) among the Task Order Officer (TOO), Center Director, and Task Order Manager. The TOO approved the plan of action developed during the meeting of the USC/RAND group.

Process of Selecting Variables to Be Studied

The staff held its first conference call to establish the role of the technical expert panel, discuss the methodology to be followed, identify the most important questions, and define clinically relevant outcomes. After the Task Order Manager and the Center Director gave a short history and background of the project, we discussed the following issues: defining "trauma patients" and selecting the questions to be asked, the studies to be used, and the relevant outcomes.

Defining "Trauma Patients"

The first issue discussed was the definition of the "trauma patient." The word "trauma" has been used in the literature quite liberally. It has denoted patients with severe injuries and patients with minor injuries. It has been frequently used, particularly in the orthopedic literature, to include elderly patients with hip fractures after ground-level falls, a population the technical experts did not want to include. There is abundant evidence in the literature on VT after hip fractures and elective or semielective operations for this injury, including multiple meta-analyses.

The technical experts agreed that this project should only address patients with a significant mechanism of injury, rather than a localized injury. As previously described, the pathogenesis of VT after trauma includes the activation of the inflammatory cascade with resulting abnormalities of the coagulation mechanisms. These systemic changes cause complications beyond the localized injury. The energy absorbed during the impact of trauma plays a significant role in this process. In the absence of a significant mechanism of injury, VT develops only as a result of the localized injury.

The experts recommended that we screen all articles referring to "trauma patients." Articles referring exclusively to elderly patients with orthopedic fractures after minor mechanisms of injury (e.g., ground-level fall) should be excluded. Articles referring to mixed populations (including elderly orthopedic trauma patients with minor mechanisms and non-elderly trauma patients, or patients with orthopedic trauma and patients after elective orthopedic surgery) should be included only if separate information could be found on the trauma patients; otherwise, the article should be excluded. Articles referring to non-elderly patients who had minor trauma should be included but analyzed separately from the rest of the trauma population. The panel agreed to define as "elderly" an age of more than 65 years. Studies that referred to trauma in general, orthopedic trauma, or neurosurgical trauma would be included. For example, if a study included patients with hip fractures and a mean age of 72 years old, it would be excluded. A study of patients with pelvic fractures after motor vehicle accidents or falls from a height would be included. A study of patients with pelvic fractures and patients after elective hip replacement that did not provide separate information about the two different populations would be excluded. A study of patients with spinal cord injuries and patients after elective neurosurgical operations for spinal cord tumors that provided information on demographics, treatment, and outcomes separately for the two groups would be included, but only the data for the trauma patients would be used.

Selecting the Questions

Table 3. Initial set of questions sent to technical experts
  1. Are all injured patients at the same risk for developing venous thromboembolism? How can subgroups at high risk be identified?

  2. Do deep venous thrombotic events at various sites pose similar risks for pulmonary embolism (above the knee vs. below the knee, upper extremities vs. lower extremities)?

  3. Is surveillance for deep venous thrombosis justified? If yes, in which subgroups of trauma patients?

  4. Which is the best (safest, most accurate, most cost-effective) method of screening for deep venous thrombosis?

  5. Which is the best (safest, most accurate, most cost-effective) method for prevention of venous thromboembolism? Are combination methods better than isolated methods?

  6. Which injured patients should receive an inferior vena cava filter prophylactically?

  7. What are the contraindications for the use of prophylactic doses of standard or low-molecular-weight heparin?

Table 4. Outcome of ranking of initial seven questions
ExpertQuestion AQuestion BQuestion CQuestion DQuestion EQuestion FQuestion G
A24351
B42351
C42531
D12345
E52143
F42153
G34125
H15423
I13452
J12345
K21543
L53214
M13524
N53214
O12534
P53412
Q43521
TOTAL46213137662826

Note: The technical experts were asked to rank the five most important questions with a score of 5 (most important) to 1 (least important).

Following the preliminary literature review, the core project staff developed seven possible questions to be studied (Table 3). These questions were circulated and approved by the entire USC/RAND team and then were faxed to the technical experts. We asked the experts to select the five most important questions and rank them in order of importance. Table 4 presents the outcome of the ranking process. The Kendall's tau coefficient of concordance was used to measure how closely the experts agreed on the ranking of questions (0.21). Friedman's test statistic was used to measure the significance of the agreement vs. no agreement (p=0.002), which indicates that there was satisfactory agreement among the experts on the relative importance of the different questions.

All the participants had already received a copy of the first ranking of the questions. In the first round, the experts agreed that the question, "hich is the best method for prevention of VT? Are combination methods better than isolated methods?" (see Table 3) was the most important one and that the question, "Are all injured patients at the same risk for developing VT? How can subgroups at high risk be identified?" (see Table 3) was the second most important one.

The preliminary literature search, however, had yielded very few well-designed studies that addressed these questions. For example, only four randomized controlled trials with trauma patients were initially found to address the most important question, a comparison of the different methods of VT prophylaxis. A proposal was offered to include studies from the orthopedic literature and extrapolate the results to the trauma population. The panel decided to reject this idea and study only trauma patients to ensure clinical homogeneity and avoid arbitrary extrapolations resulting from analysis of mixed populations.

The question on identifying the best methods of screening (see Table 3) was also debated. Some members of the panel thought that the question was obsolete. Even if venography proved to be more sensitive and specific than Duplex ultrasound, the latter would still be the preferred method of screening of critically injured patients for reasons of convenience and safety. However, other experts believed that evaluating studies comparing Duplex ultrasound with other methods would be important. Finally, the panel decided to investigate the literature on this question, which was ranked third in order of importance, and to decide whether to report on the evidence based on the amount and quality of the existing literature.

Selecting the Studies

The quality of published studies was discussed. The experts had different opinions as to the level of quality that should be used for this report. Because of the apparent scarcity of high-quality studies, the panel decided to include differentlevels of quality and accept that the results might have varying levels of scientific validity, as long as this was explicitly stated.

Selecting Relevant Outcomes

The technical experts recommended unanimously that only studies with the following outcomes be included: DVT (total), DVT (proximal), PE, death from PE, bleeding related to methods of VT prevention, thrombocytopenia related to methods of VT prevention, and postphlebitic syndrome. Other complications of preventive methods, such as allergic reactions to heparin, VCF malposition or migration, or VT or caval obstruction at the filter insertion site, were thought to be important outcomes, but the information from the literature was expected to be sparse. However, we decided to record and report these events.

Refining the Questions: Defining Causal Pathways for the Selected Questions

Table 5. Four refined key questions for ranking with issues involved
  • 1

    What is the role of different chemical or mechanical methods in preventing venous thromboembolism?

    • Which is the best (most efficient, safe and cost-effective) method to prevent venous thromboembolism?

    • Are combination methods better than isolated methods?

    • What are the contraindications to using each method, and what are the best alternatives when contraindications exist?

  • 2

    What are the factors placing trauma patients at high risk for venous thromboembolism?

    • Are all injured patients at the same risk for venous thromboembolism?

    • What is an acceptably low rate of venous thromboembolism to recommend that there is no need for screening and thromboprophylaxis?

    • How can subgroups at high risk for venous thromboembolism be identified?

  • 3

    Which is the optimal method to screen for deep venous thrombosis?

    • Which is the best (safest, most accurate, most cost-effective) method for deep venous thrombosis surveillance?

    • Which groups should be screened?

    • Should different groups be screened by different methods?

    • How soon, how often, and for how long should screening be done?

  • 4

    What is the role of vena cava filters in preventing pulmonary embolism?

    • Which groups need a prophylactic vena cava filter?

    • What is the risk for pulmonary embolism and death from deep venous thrombosis in these groups, and to what extent do vena cava filters decrease this risk?

    • How safe are vena cava filters?

Following the technical experts' recommendations, the project staff consolidated the five most important questions into four. These questions were then refined (Table 5) and approved by the TOO.

Table 6. Outcome of ranking of the four refined key questions
Question 1Question 2Question 3Question 4
Expert
A
B4321
C4312
D4312
E4312
F
G
H
I4132
J3421
K4231
L
M3412
N4320
O3412
P
Q4321
TOTAL41331916

Notes: The technical experts were asked to rank the questions on a scale of 4 (most important) to 1 (least important). Blanks indicate no response received.

The four key questions were again faxed to the technical experts for re-ranking in order of importance to confirm the experts' agreement on their order. The outcome of this second ranking process (Table 6) showed that since the level of agreement on the relative importance of each question was higher than previously (Kendall's tau coefficient of concordance: 0.65, Friedman's test statistic p=0.0001), the questions had been appropriately refined to meet the panel's expectations. Meanwhile, we developed causal pathways for each of the questions (Tables 7-10) and submitted them to the TOO and the technical experts to be discussed at the second conference call, which was held to discuss each of the four key questions separately and extensively, to inform the technical experts about the adequacy of the literature on these questions, to refine the questions further if needed, and to discuss strategies for conducting the synthesis of the data.

Question on Methods of Prevention (Table 5, Question 1)

Table 7. Causal pathway for question 1: Methods of prevention of venous thromboembolism
graphic element
All the participants agreed that LDH, low-molecular-weight heparin (LMWH), and SCDs are the most commonly used methods of prophylaxis and should be the focus of our literature search. Data on other methods, such as dextran, warfarin, or dihydroergotamine, should be also collected and analyzed if possible. The causal pathway for this question (Table 7) indicated that efficacy and safety would be the primary focus of evaluation. Cost-effectiveness of specific methods would also be examined.

Question on Identification of High-Risk Groups (Table 5, Question 2)

Table 8. Causal pathway for question 2: Groups at high risk for venous thromboembolism
graphic element

DVT, deep venous thrombosis; MI, myocardial infarction; CHF, congestive heart failure; PEEP, positive end-expiratory pressure.

The technical experts agreed that there were no uniformly accepted criteria for identifying trauma patients at high risk for developing VT. Although some proposals for high-risk criteria have been published, they have not been extensively validated. The panel did not reach consensus on this question. It was suggested that we should investigate all the published criteria and analyze those most frequently used. The causal pathway developed for this question (Table 8) specified a variety of risk factors, which were grouped into the following categories: preexisting conditions, type of injuries, physiologic criteria, and iatrogenic factors. This grouping would be maintained during literature review and data synthesis only if possible.

Question on Methods of Screening (Table 5, Question 3)

Table 9. Causal pathway for question 3: Best method of screening
graphic element

ICU, intensive care unit.

The panel agreed that the term "screening" pertains only to DVT. No routine screening is done for PE, which is diagnosed on the basis of clinical suspicion. The experts suggested that clinical examination should not be included as a method of screening because it does not reliably detect DVT in severely injured patients. Some experts recommended that impedance plethysmography should also be excluded because it is not widely used for trauma patients. Because everyone agreed that the two most important screening methods are Duplex scanning and venography, it was again proposed that a comparison of these two might be obsolete: Venography could be more sensitive in detecting DVT, but the Duplex scan is more convenient and safe for injured patients in the intensive care unit. However, the panel decided that the literature should be assessed because information on the timing, frequency, and cost-effectiveness of screening methods could be extracted. Other methods, such as impedance plethysmography or D-dimers, would be analyzed if adequate data were available. The major characteristics that would determine the superiority of a test (indicated by thick arrows in Table 9) were sensitivity/specificity, safety, applicability, and cost-effectiveness. Other characteristics (indicated by thin arrows in Table 9) were thought to be secondary, though important. Data on the timing of screening methods would also be extracted.

Question on the Role of Vena Cava Filters (Table 5, Question 4)

Table 10. Causal pathway for question 4: Role of vena cava filters for prevention of venous thromboembolism
  • 1

    Reasons for VCF insertion

    • Contraindications to heparin

    • Permanent paralysis

    • Long-term immobilization

      • Very high risk for PE

      • Breakthrough PE (despite heparin administration)

      • Recurrent PE

  • 2

    Efficacy

    • Decrease in PE rate

    • Decrease in rate of death from PE

  • 3

    Safety

    • Incidence of DVT/postphlebitic syndrome

    • Complications

      • malplacement

      • dislodgment and migration

      • perforation of vital structures (heart, veins)

      • breakthrough PE

VCF, vena cava filter; PE, pulmonary embolism; DVT, deep venous thrombosis.

The panel was informed that our preliminary literature review identified several studies addressing this question, but none were RCTs. Many experts were concerned because several devices are available, which might make study results difficult to compare. Other experts believed that the evidence was not sufficient and might require too many extrapolations to analyze its cost-effectiveness. However, a suggestion was made to synthesize the existing data, if only to determine that the evidence is not sufficient for solid conclusions. All but three technical experts agreed to retain this topic as one of the key questions, but it was given the lowest priority. The causal pathway developed for this question (see Table 10) lists possible reasons for VCF insertion and issues relating to its safety and efficacy. The experts agreed that these issues should be researched in the literature.

Literature Search

A librarian with special training in literature retrieval for evidence-based projects conducted the literature searches. Core project staff selected the terms used, with input from the entire project staff and the technical experts.

Strategy and Execution

Three major databases (MEDLINE, EMBASE, and the Cochrane Controlled Trials Register) were searched according to the following strategy:

  • Prior to the conference calls, a preliminary search was performed on MEDLINE (English-language articles only) to estimate the amount and type of evidence available.

  • Following the suggestions by the technical experts, the formal computer-aided literature search was performed on all three databases using OVID: MEDLINE was searched from 1966 through January 1999, EMBASE from 1980 through January 1999, and Cochrane from May 1991 through January 1999. All languages were included. Terms used included the following medical subject headings:
    -Thrombophlebitis
    -Thrombosis
    -Thromboembolism
    -Pulmonary embolism
    -Wounds and injuries
    the subheadings:
    -pc (prevention and control)
    -in (injuries)
    and the text words:
    -prevent$
    -thromboprophyla$
    -prophylac$
    -trauma$
    -posttrauma$
    -post-trauma$.

Table 11. Prevention of venous thromboembolism after injury: Literature search in MEDLINE (1966--January 31, 1999) using OVID
  • 1

    *thrombosis/ or *thrombophlebitis/ or *pulmonary embolism/ or *thromboembolism/

  • 2

    (trauma$ or posttrauma$ or post-trauma$).mp.

  • 3

    in.fs.

  • 4

    exp "wounds and injuries"/

  • 5

    2 or 3 or 4

  • 6

    1 and 5

  • 7

    thrombosis/pc or thrombophlebitis/pc or pulmonary embolism/pc or thromboembolism/pc

  • 8

    6 and 7

  • 9

    (prevent$ or prophyla$ or thromboprophyla$).mp.

  • 10

    6 and 9

  • 11

    8 or 10

  • 12

    limit 11 to animal

  • 13

    limit 11 to human

  • 14

    12 and 13

  • 15

    11 not 12

  • 16

    15 or 14

  • 17

    16 not letter.pt.

  • 18

    17 not editorial.pt.

  • 19

    18 not case report/

  • 20

    case report/ and clinical trial.pt.

  • 21

    18 and 20

  • 22

    19 or 21

Table 12. Prevention of venous thromboembolism after injury: Literature search in EMBASE (1980--January 31, 1999) using OVID
  • 1

    *Deep vein thrombosis/

  • 2

    *Leg thrombosis/

  • 3

    *Thrombosis/ or *Thrombosis prevention/ or *Vein thrombosis/

  • 4

    *Thromboembolism/

  • 5

    *Lung embolism/

  • 6

    (venous and thrombosis).ti.

  • 7

    1 or 2 or 3 or 4 or 5 or 6

  • 8

    *Thrombophlebitis/

  • 9

    7 or 8

  • 10

    (trauma$3 or postrauma$3).mp.

  • 11

    exp Injury/

  • 12

    (injur$3 or fracture$1).mp.

  • 13

    10 or 11 or 12

  • 14

    9 and 13

  • 15

    limit 14 to human

  • 16

    Case control study/ or Case study/ or Clinical article/ or Clinical study/ or Clinical trial/ or Major clinical study/ or Prospective study/ or Retrospective study/

  • 17

    Cohort analysis/

  • 18

    exp Clinical trial/

  • 19

    Meta analysis/

  • 20

    exp Practice guideline/

  • 21

    Randomized controlled trial/

  • 22

    16 or 17 or 18 or 19 or 20 or 21

  • 23

    15 and 22

Table 13. Prevention of venous thromboembolism after injury: Literature search in Cochrane controlled trials register (1980--January 31, 1999) using OVID
(VEIN next THROMBOSIS or DEEP next VEIN next THROMBOSIS or DVT or THROMBOPHLEBITIS or PULMONARY next EMBOLISM or LUNG next EMBOLISM or THROMBOEMBOLSM or VENOUS next THROMBOSIS) not MEDLINE not EMBASE
Table 14. Adverse effects of prophylaxis for venous thromboembolism: Supplemental literature search in MEDLINE (1966--January 31, 1999) using OVID
  • 1

    exp heparin/ae,to,ct

  • 2

    exp dextrans/ae,to,ct

  • 3

    ancrod/ae,to,ct

  • 4

    hirudin/ae,to,ct

  • 5

    1 or 2 or 3 or 4

  • 6

    Vena cava filters/ae,ct [Adverse Effects, Contraindications]

  • 7

    (((foot adj3 pump$1) or calf) adj3 pump$1).mp. [mp=title, abstract, registry number word, mesh subject heading]

  • 8

    7 and (ae or co).fs.

  • 9

    stockings.mp.

  • 10

    9 and (ae or co).fs.

  • 11

    (((((sequential adj4 compression) or intermittent) adj4 compression) or pneumatic) adj4 compression).mp. [mp=title, abstract, registry number word, mesh subject heading]

  • 12

    11 and (ae or co).fs.

  • 13

    Ultrasonography, doppler/ae,ct [Adverse Effects, Contraindications]

  • 14

    exp Ultrasonography, doppler, Duplex/ae,ct [Adverse Effects, Contraindications]

  • 15

    Ultrasonography, doppler, pulsed/ae [Adverse Effects]

  • 16

    Phlebography/ae,ct [Adverse Effects, Contraindications]

  • 17

    Thrombelastography/ae [Adverse Effects]

  • 18

    exp Plethysmography/ae [Adverse Effects]

  • 19

    dimer$1.mp. and (to or ae or co or ct).fs. [mp=title, abstract, registry number word, mesh subject heading]

  • 20

    thrombosis/ or thromboembolism/ or thrombophlebitis/ or pulmonary embolism/

  • 21

    19 and 20

  • 22

    5 or 6 or 7 or 8 or 10 or 12 or 13 or 14 or 15 or 16 or 17 or 18 or 21

  • 23

    22 and su.fs.

  • 24

    22 and surgical.mp.

  • 25

    22 and surgery.mp.

  • 26

    22 and trauma$3.mp.

  • 27

    22 and posttrauma$3.mp.

  • 28

    exp "Wounds and injuries"/

  • 29

    22 and 28

  • 30

    22 and in.fs.

  • 31

    23 or 24 or 25 or 26 or 27 or 29 or 30

  • 32

    31 not letter.pt.

  • 33

    32 not editorial.pt.

  • 34

    33 not review.pt.

  • 35

    case report/ and clinical trial.pt.

  • 36

    34 and 35

  • 37

    34 not case report/

  • 38

    36 or 37

  • 39

    limit 38 to animal

  • 40

    limit 39 to human

  • 41

    38 not 39

  • 42

    40 or 41

  • 43

    meta-analysis/

  • 44

    meta-analysis.pt.

  • 45

    medline.ti,ab.

  • 46

    ((metaanaly$ or meta) adj analy$5).ti,ab.

  • 47

    overview$.ti,ab.

  • 48

    systematic review$.ti,ab.

  • 49

    43 or 44 or 45 or 46 or 47 or 48

  • 50

    33 and 49

  • 51

    50 or 42

Table 15. Screening for venous thromboembolism: Supplemental literature search in MEDLINE (1966--January 31, 1999) using OVID
  • 1

    thrombosis/ra,ri,us

  • 2

    thrombophlebitis/ra,ri,us

  • 3

    thromboembolism/ra,ri,us

  • 4

    pulmonary embolism/ra,ri,us

  • 5

    1 or 2 or 3 or 4

  • 6

    thrombosis/ or thromboembolism/ or thrombophlebitis/ or pulmonary embolism/

  • 7

    exp ultrasonography, doppler/

  • 8

    phlebography/

  • 9

    thrombelastography/

  • 10

    exp plethysmography/

  • 11

    (doppler or Duplex or venogram$ or venography or ipg).mp.

  • 12

    (ultrasound or ultrasonography).mp.

  • 13

    dimer$1.mp.

  • 14

    screen$3.mp.

  • 15

    or/7-14

  • 16

    6 and 15

  • 17

    5 or 16

  • 18

    (trauma$3 or posttrauma$3 or post-trauma$3).mp.

  • 19

    in.fs.

  • 20

    exp "wounds and injuries"/

  • 21

    18 or 19 or 20

  • 22

    17 and 21

  • 23

    limit 22 to animal

  • 24

    limit 23 to human

  • 25

    22 not 23

  • 26

    24 or 25

  • 27

    26 not letter.pt.

  • 28

    27 not editorial.pt.

  • 29

    28 not review.pt.

  • 30

    case report/ and clinical trial.pt.

  • 31

    29 not case report/

  • 32

    29 and 30

  • 33

    31 or 32

  • 34

    meta-analysis/

  • 35

    meta-analysis.pt.

  • 36

    medline.ti,ab.

  • 37

    ((metaanaly$ or meta) adj analy$5).ti,ab.

  • 38

    overview$.ti,ab.

  • 39

    systematic review$.ti,ab.

  • 40

    34 or 35 or 36 or 37 or 38 or 39

  • 41

    40 and 26

  • 42

    33 or 41

Table 16. Cost of prevention for venous thromboembolism: Supplemental literature search in MEDLINE (1966--January 31, 1999) using OVID
  • 1

    thrombosis/ec or thrombophlebitis/ec or thromboembolism/ec or pulmonary embolism/ec

  • 2

    *thrombosis/ or *thromboembolism/ or *pulmonary embolism/ or *thrombophlebitis/

  • 3

    exp cost allocation/ or exp cost control/ or exp cost of illness/ or exp cost-benefit analysis/ or exp health care costs/ or "Costs and cost analysis"/

  • 4

    2 and 3

  • 5

    1 or 3

  • 6

    5 not letter.pt.

Table 17. Prevention of venous thromboembolism in all types of patients: Inclusive literature search in MEDLINE (1966--January 31, 1999) using OVID
  • 1

    *thrombosis/ or *thrombophlebitis/ or *thromboembolism/ or *pulmonary embolism/

  • 2

    thrombosis/pc or thrombophlebitis/pc or thromboembolism/pc or pulmonary embolism/pc

  • 3

    (prevent$ or thromboprophyla$ or prophyla$).mp.

  • 4

    1 and 3

  • 5

    1 and 2

  • 6

    4 or 5

  • 7

    exp heparin/ or ancrod/ or hirudin/ or exp dextrans/

  • 8

    stockings.mp.

  • 9

    (vena cava filter$ or vena cava filter$).mp.

  • 10

    ((sequential adj4 compression) or (intermittent adj4 compression) or (pneumatic adj4 compression)).mp.

  • 11

    (vena cava filter$ or vena cava filter$).mp.

  • 12

    (greenfield adj4 filter$).mp.

  • 13

    ((foot adj3 pump$) or (calf adj3 pump$)).mp.

  • 14

    ((suprarenal adj3 filter$) or (umbrella adj3 filter$) or mobin$).mp.

  • 15

    (cava interruption$ or caval interruption$ or ivc interruption$).mp.

  • 16

    thrombosis/ or thromboembolism/ or thrombophlebitis/ or pulmonary embolism/

  • 17

    3 and 7 and 16

  • 18

    or/8-15

  • 19

    16 and 18

  • 20

    6 or 19 or 17

  • 21

    20 not letter.pt.

  • 22

    21 not editorial.pt.

  • 23

    22 not case report/

  • 24

    case report/ and clinical trial.pt.

  • 25

    22 and 24

  • 26

    23 or 25

  • 27

    meta-analysis/

  • 28

    meta-analysis.pt.

  • 29

    medline.ti,ab.

  • 30

    ((metaanaly$ or meta) adj analy$5).ti,ab.

  • 31

    overview$.ti,ab.

  • 32

    systematic review$.ti,ab.

  • 33

    27 or 28 or 29 or 30 or 31 or 32

  • 34

    26 and 33

  • 35

    26 not review.pt.

  • 36

    34 or 35

  • 37

    exp research design/

  • 38

    exp clinical trials/

  • 39

    exp epidemiologic research design/

  • 40

    exp epidemiologic study characteristics/

  • 41

    comparative study/ or placebos/

  • 42

    multicenter study.pt.

  • 43

    random$.ti,ab.

  • 44

    (double blind$ or triple blind$).mp.

  • 45

    (clinical adj trial$).mp.

  • 46

    placebo$.ti,ab.

  • 47

    practice guideline$.mp,pt.

  • 48

    feasibility studies/ or clinical protocols/

  • 49

    exp treatment outcome/

  • 50

    (volunteers or control$3).mp.

  • 51

    clinical trial$.pt.

  • 52

    (controlled clinical trial or randomized controlled trial).pt.

  • 53

    or/37-52

  • 54

    35 and 53

  • 55

    34 or 54

  • 56

    limit 55 to human

  • 57

    limit 55 to animal

  • 58

    55 not 57

  • 59

    56 or 58

Tables 11 through 13 list the complete set of search terms. Supplemental searches were performed to identify studies that addressed specific topics referring to the key questions and topics that might be missed by the broad search. Supplemental searches were performed on the adverse effects of the drugs and devices used to prevent VT (Table 14), on screening for VT (Table 15), and on the cost of prophylaxis for VT (Table 16). As the final step of the formal literature search, we included a broad search on the prevention of VT in all types of patients (not specifically in trauma patients) to ensure that no relevant studies were missed (Table 17).

In addition to the computer-aided literature searches, we checked the bibliographies of relevant studies (particularly review articles) and of pertinent chapters of the textbook, Venous Thromboembolism: An Evidence-Based Atlas (Hull, Raskob, Pineo, eds., 1996). None of the relevant references found in these bibliographies had been missed by our computer searches.

Table 18. Prevention of venous thromboembolism after injury: Final repeat search on only randomized controlled trials in MEDLINE (1966--January 31, 1999) using OVID
  • 1

    thrombosis/pc or thromboembolism/pc or thrombophlebitis/pc or pulmonary embolism/pc

  • 2

    thrombosis/ or thromboembolism/ or pulmonary embolism/ or thrombophlebitis/

  • 3

    (thrombosis or thromboembolism or pulmonary embolism or thrombophlebitis or dvt or deep vein or venous thrombosis).mp.

  • 4

    (prevent$ or prophyla$ or thromboprophyla$).mp.

  • 5

    2 or 3

  • 6

    4 and 5

  • 7

    1 or 6

  • 8

    7 and randomized controlled trial.pt.

  • 9

    7 and clinical trial.pt. and random$.mp.

  • 10

    (trauma$ or posttrauma$ or post-trauma$ or injury or injuries or nonsurgical or non-surgical or fracture$).mp.

  • 11

    in.fs.

  • 12

    exp "wounds and injuries"/

  • 13

    10 or 11 or 12

  • 14

    8 or 9

  • 15

    13 and 14

After we had evaluated all the studies and identified all the important articles, we performed a final search only on RCTs on the prevention of VT in trauma patients (Table 18). No new relevant articles were found in this search.

Design of the Database

To assemble and keep track of information from the literature reviews, one of the members of the core project staff designed a database in Microsoft Access® with the assistance of professionals from Microsoft®. All literature searches were imported using electronic mail from the librarian's desk directly into the database. The acceptance or rejection of titles, abstracts, or papers was also done directly on the computers by assigning categories from menus that included the predefined screening criteria. Electronic forms were developed to document the process of screening titles, abstracts, and full papers. Additional electronic forms were created to organize and tabulate the quality of studies, risk factors, treatment groups, and outcomes. The database design provided multiple flexible methods to create electronic queries to manage the data, generate evidence tables, and compile the desired information.

Title Screening Stage

Table 19. Inclusion and exclusion criteria: Screening for titles
Inclusion CriteriaExclusion Criteria
  • 1

    Trauma patients

  • 2

    Orthopedic and neurosurgical trauma patients

    • Orthopedic injuries

    • Not inpatient therapy

    • Spinal or head injuries

  • 3

    General surgery (could not always exclude because it was unclear that it was only "elective")

  • 4

    Methods of prevention

    • Complications of prevention

    • Compression stockings

    • Heparin

    • Vena cava filters

    • Methods of prevention

  • 5

    Methods of screening

  • 6

    Reviews and meta-analyses

    • Meta-analysis

    • Review

    • Cost-efficiency analysis

  • 7

    Other

    • VT etiology and incidence

    • Diagnosis of DVT or PE

    • Guidelines

    • Other

    • Background

    • Clinical outcomes

  • 1

    Non-surgical patients

    • Atrial fibrillation

    • Cardiac: not valve, not myocardial infarction

    • Medicine patients

    • Myocardial infarction

    • Pediatrics

    • Stroke

    • Thrombolytic therapy

    • Non-drug, non-compression treatment

    • Outpatients

    • Cardiac valve replacement

  • 2

    Elective surgery patients

    • Cardiac valve replacement

    • Vascular surgery

    • Gynecologic surgery

    • Not trauma-related

    • Elective general surgery

  • 3

    Animal and laboratory studies

    • Animal

    • In vitro clotting

    • Drug mechanism

  • 4

    Other

    • Cancer

    • Ethics focus

    • Treatment

    • Arterial thrombosis

    • Irrelevant topic

    • Elderly patients

VT, venous thromboembolism; DVT, deep venous thrombosis; PE, pulmonary embolism.

A total of 4,093 titles were identified. Two nonblinded medical reviewers (a trauma surgeon with expertise in critical care and a clinical pharmacologist) independently screened all titles against inclusion and exclusion criteria (Table 19). Whenever the two reviewers disagreed, the Task Order Manager reviewed the titles, and then all three individuals met for a joint decision. If the title did not clearly merit exclusion, the article was accepted to the abstract review phase.

Table 20. Outcome of independent title screen of 4,093 titles from the two medical reviewers, and reconciliation of disagreements
Reviewer No. 1Reviewer No. 2Total
AcceptAccept2,017 (49.3%)
RejectReject1,523 (37.2%)
Subtotal3,540 (86.5%)
AcceptReject 117 (2.8%)
RejectAccept 436 (10.7%)
Subtotal553 (13.5%)
Following Reconciliation
AcceptAccept2,437 (59.5%)
RejectReject1,656 (40.5%)
Table 21. Reasons for inclusion and exclusion in title screening of 4,093 article titles
Inclusion/Exclusion CriteriaAccept/RejectN
BackgroundAccept66
Clinical outcomesAccept118
Complications of preventionAccept79
Compression stockingsAccept55
Cost-effectiveness issuesAccept44
Diagnosis of DVT or PEAccept239
Duplicates of other articles (found retrospectively)Accept43
General surgeryAccept156
GuidelinesAccept13
Meta-analysisAccept16
Methods of preventionAccept361
Orthopedic injuriesAccept115
Orthopedic operationsAccept342
OtherAccept32
ReviewsAccept46
Screening methodsAccept135
Spine or head injuriesAccept100
Trauma patientsAccept94
Vascular/trauma patientsAccept153
Vena cava filtersAccept184
Venous thromboembolism etiology and/or incidenceAccept46
TOTAL INCLUDED2,437
Animal studiesReject9
Arterial thrombosisReject54
Atrial fibrillationReject37
CancerReject93
Cardiac valve replacementReject86
Cardiac: not valve, not MIReject115
Drug mechanismReject10
Elderly patientsReject13
Ethnic focusReject11
Gynecologic surgeryReject124
In vitro clotting studiesReject52
Irrelevant topicReject762
Medicine patientsReject25
Myocardial infarctionReject69
Nondrug/noncompression treatmentReject7
OutpatientsReject25
PediatricsReject65
StrokeReject33
Thrombolytic therapyReject25
TreatmentReject41
TOTAL EXCLUDED1,656

DVT, deep venous thrombosis; PE, pulmonary embolism; MI, myocardial infarction.

Table 20 shows the results of the two reviewers' independent title screen. After reconciliation of disagreements between the reviewers, 2,437 (59.5 percent) of these titles were accepted and passed to the abstract review phase. Table 21 shows the outcomes of the title screen process.

While the MEDLINE/EMBASE screen was in process, the Task Order Manager reviewed in parallel the literature search from the Cochrane database. This search was restricted to extract titles that had not been retrieved by the MEDLINE or EMBASE searches; therefore, the yield was low. Only two titles were added from the "Database of Abstracts of Reviews of Effectiveness" component of the Cochrane database. Both referred to unpublished conference presentations.

Abstract Screening Stage

Table 22. Inclusion and exclusion criteria: Screening for abstracts
Inclusion Criteria
  • Trauma patients

  • Methods of prevention

  • High-risk group

  • Screening methods

  • Vena cava filters in trauma

Exclusion Criteria
  • Diagnosis/treatment of venous thromboembolism

  • Methods of diagnosis of venous thromboembolism

  • Nontrauma: orthopedic or neurosurgical patients

  • Irrelevant topic

  • Elective operations

  • Nonclinical studies

  • Inappropriate study design (panel discussion, comments, letters, etc.)

  • Burns

The selected abstracts were screened against predetermined inclusion and exclusion criteria (Table 22). The inclusion criteria were related directly to the four key questions. Abstracts were rejected if their material related to any of the following:
  • Treatment of VT (instead of prevention).

  • Diagnosis of VT (instead of screening).

  • Elective surgery patients (instead of trauma).

  • Burns (after recommendation from the technical experts).

  • Study did not include humans (animals, experimental).

  • Study was not designed as a research project (panel discussions, editorials, letters, etc.).

  • Study addressed an irrelevant topic.

The screening of abstracts was completed in a nonblinded fashion at meetings between the two medical reviewers and the Task Order Manager. Each abstract was discussed, and a consensus was reached on its acceptance or rejection. Titles without an abstract were accepted for retrieval of the full article. During the screening process, the inclusion and exclusion criteria were slightly revised to better reflect the populations studied.

Table 23. Results of abstract screening of 2,437 abstracts
Inclusion/Exclusion CriterionAccept/RejectN
TraumaAccept79
Head/spinal-cord injuryAccept40
Trauma/orthopedic injuriesAccept81
Possibly traumaAccept12
Screening methodsAccept4
Vena cava filtersAccept11
Economic 1Accept25
Meta-analysis 1Accept19
Total Articles Retrieved271
Diagnosis/treatment of venous thromboembolismReject127
Elective surgeryReject254
Healthy volunteersReject8
Nontrauma orthopedic or neurosurgical patientsReject450
Irrelevant topic/inappropriate study designReject1,327
Total Articles Rejected2,166
Total2,437
1

Articles retrieved for useful background material only; not intended for analysis.

Table 23 shows the final outcome of the abstract screening phase. A total of 271 abstracts passed to the article retrieval phase. Even if they did not strictly refer to trauma patients, abstracts on meta-analysis and cost-effectiveness analysis (44 studies) were accepted for retrieval in order to assess the methods and references used in similar studies. Two hundred twenty-six abstracts of original research studies were accepted for complete review.

Data Collection Forms

The core project staff designed data-collection forms and tested data entry from 20 studies into the forms. After revisions, the forms were approved by the TOO and the entire group (Appendix A). The final form had three sections: a General Information front page, a Quality Screen, and an Evaluation Form.

General Information Page

The General Information page included:

  • A list of the rejection criteria because some titles had been retrieved without an abstract review and other articles were found to be inappropriate although the abstract had seemed appropriate.

  • The four key questions in order to identify the question(s) addressed by the study.

  • A list of different trauma populations to standardize coding of the populations used in all studies.

Each study was again evaluated against the rejection criteria. If the study was accepted, the key question(s) it addressed were identified and ranked in order of importance in the study design. The trauma population studied was also identified (e.g., neurosurgical trauma, orthopedic trauma, minor trauma).

Quality Screening Page

The Quality Screen consisted of a list of study designs (e.g., RCT, natural history/ observational/longitudinal single cohort, prospective comparative cohorts). Following discussion with our statistician, each study design was assigned a list of criteria by which its quality could be ranked. For controlled trials, the quality filters and the scoring system were based on the work of Jadad and Shulz and their colleagues (Jadad, Moore, Carroll, et al., 1996; Schulz, Chalmers, Hayes, et al., 1995). The criteria used in this score assessed randomization, blinding, withdrawals and dropouts. For other designs, we used the quality filters described by Sackett (Sackett, 1981). These quality filters assessed inclusion and exclusion criteria, inception point, followup, withdrawals and dropouts, objectivity of outcome criteria, blind assessment of outcome, adjustment for extraneous factors, and pathways for inclusion of patients. If an article met the criterion, it received 1 point, and if it did not meet the criterion, it received 0 points (except for two criteria in RCTs where -1 points could be given). For RCTs, Jadad's summary score can range from 0 to 5 points and has been empirically shown to be associated with bias using a threshold of greater than or equal to 3 points vs. 0 to 2 points (Moher, Jadad, and Klassen, 1998). For cohort studies, the summary score ranges from 0 to 5 (single-cohort studies) or 3 to 6 (comparative-cohort studies). Thus, all articles of the same design can be compared using a point score.

Evaluation Form

The Evaluation Form consisted of several subforms: Face Sheet, Demographics, Group Description, Methods of Screening, Risk Factors, and Outcomes. The Face Sheet included identifying information about the study and a narrative description. The Demographics form listed demographic data reported by the study for "All" patients and, if available, by the groups compared in the study. If the study compared two or more groups, we entered the defining attributes of the assigned groups on the Group Description form. The Methods of Screening form was only used for studies that compared two methods of screening. The Risk Factors form was only used for studies that published data on risk factors that were continuous variables (e.g., age). When risk factors were derived from dichotomous variables, they were reported on the Outcome Form. The Outcome form listed outcomes (DVT, PE, adverse events) by group or by risk factor, depending on what was reported.

Article Screen

All articles but one (a Turkish-language article not found after two requests through the library to the national retrieval network) were retrieved (225 articles total). Two medical reviewers and the Task Order Manager reviewed the studies in a nonblinded fashion and completed the data-collection forms. Two independent reviewers screened every study: each medical reviewer screened half of the studies, and the Task Order Manager screened all the studies. Disagreements and inconsistencies were resolved in a meeting with all three reviewers. Translators with a medical background were used for a number of foreign-language articles.

Table 24. Reasons for exclusion of 152 of 225 retrieved full studies after revisiting the rejection criteria
Rejection CriterionNo. of Articles
Irrelevant topic (laboratory, animals, therapy, etc.)15
Irrelevant population (elderly, medical, etc.)79
Method of prophylaxis after elective surgery11
Inappropriate study category (review, editorial, etc.)17
Other
Same patients as another accepted study7
Old study or old drug no longer used5
Patients with established DVT or PE3
Cost-effectiveness in different populations2
Inadequate or unreliable data9
Causes of thrombosis1
Does not address any of the four questions3
Total152

DVT, deep venous thrombosis; PE, pulmonary embolism.

Table 25. The 73 accepted studies by country, language of publication, and target population
Country No. of Accepted Studies
Australia1
Belgium1
Canada6
England1
Finland1
France1
Germany4
Poland1
Spain1
Switzerland1
USA55
Language of PublicationNo. of Accepted Studies
English67
French2
German3
Polish1
Target PopulationNo. of Accepted Studies
General trauma33
Orthopedic trauma10
Neurosurgical trauma26
Minor trauma4
Only studies that passed the Front Page "revisiting the rejection criteria" screen were evaluated. Table 24 presents the number of studies excluded and the reason for their rejection during the article-screening phase. A total of 73 studies were ultimately accepted and reviewed and had the Quality Screen and Evaluation Form sections completed. Table 25 lists these studies and their country, language of publication, and target population.

Reconfiguring the Articles

One of the 73 studies (Knudson, Lewis, Clinton, et al., 1994) included three separate RCTs different methods of prophylaxis. With the authors' permission, we treated this study as three different papers for data analysis. Three other studies, produced at another institution, covered the same period of time and the same population: One study included all trauma patients, another only trauma patients with orthopedic injuries, and a third only trauma patients with neurosurgical injuries (Rogers, Shackford, Ricci, et al., 1997; Rogers, Strindberg, Shackford, et al., 1998; Wilson, Rogers, Wald, et al., 1994). We included all three studies but used them selectively. When analyzing the entire trauma population, we included only the largest study (Rogers, Strindberg, Shackford, et al, 1998). The other two studies were included only when we performed supplemental analyses of the orthopedic or neurosurgical trauma patients.

Quality of Studies

Among 73studies, there were the following:

  • Nineteen randomized controlled trials.

  • Seventeen comparative-cohort studies (8 comparing two prospective study cohorts, 7 comparing a prospective cohort with a retrospective cohort, and 2 comparing two retrospective cohorts).

  • Thirty-seven single-cohort, observational prospective, or retrospective studies.

Table 26. Quality scores of the 73 accepted studies by study design
DesignRange of Quality Scores (median quality score)Number of StudiesMean Quality Score ± SDNumber of Studies with Quality Score > Median Quality Score
Randomized controlled trial0 to 5 (3)192.1 ± 1.66 (32%)
Single-cohort study0 to 5 (3)371.9 ± 1.311 (30%)
Comparative-cohort study0 to 8 (4)174.0 ± 1.913 (76%)

SD, standard deviation.

An external file that holds a picture, illustration, etc., usually as some form of binary object. The name of referred object is f3139_f001.jpg.

   Figure 1. Quality scores of the 73 accepted studies according to study design

Table 26 shows the quality scores according to study design. Approximately two-thirds of the RCTs, one-third of the single-cohort studies, and three-fourths of the comparative-cohort studies received quality scores that were lower than the median of the highest possible score for the category (e.g., 3 on a scale of 0 to 5). Figure 1 shows the variation of quality scores among studies.

Synthesis of Existing Data

From the accepted studies, we produced the following:

  • Evidence tables for each study.

  • Calculations of the incidence of DVT and PE.

  • Meta-analysis and supplemental analyses for each of the four questions.

Method of Meta-Analysis

We used meta-analysis for all comparisons between two methods of prophylaxis (Question 1). The outcome was always DVT or PE.

Step 1

For each study, we first entered the following information into an Statistical Analysis System (SAS) program and converted it into an SAS data set:

  • Study identification number.

  • Author and year of publication.

  • The number of DVT/PE occurrences in the treatment group.

  • The number of patients in the treatment group.

  • The number of DVT/PE occurrences in the control group.

  • The number of patients in the control group.

Step 2

The following statistics were generated by the data entered above:

  • Study-level statistics (incidence, relative risk, risk of difference, number needed to treat [NNT], odds ratio, and their 95 percent confidence intervals).

  • Crude estimates and their 95 percent confidence intervals for all studies combined.

  • Fixed-effects estimates and their 95 percent confidence intervals for all studies combined.

  • Random-effects estimates and their 95 percent confidence intervals based on the DerSimonian and Laird (D-L) method for all studies combined (DerSimonian and Laird, 1986), and chi-squared test of homogeneity.

  • Weight for each study for both the fixed-effects model and random-effects model in calculation of odds ratio, risk difference, and relative risk (Laird and Mosteller, 1990).

We used the DerSimonian and Laird random-effects model to pool effect sizes across studies (DerSimonian and Laird, 1986). This method produces a summary measure that is a weighted mean. It weights each study's measure by the inverse of the sum of the within-study variance and the between-study variance. This approach allows both sampling variation and between-study heterogeneity to affect the pooled estimate.

In addition to the pooled estimate, we calculated the Q-statistic and p value for the chi-squared test of heterogeneity, which tests the null hypothesis that the individual study results are homogenous (Laird and Mosteller, 1990). Since the test is known to lack power to detect heterogeneity, we protected against spurious conclusions resulting from combining clinically heterogeneous patients or treatments in two ways, regardless of the outcome of the chi-squared test of heterogeneity. First, we used the random-effects estimates, which incorporate some between-study variance even if the chi-squared test does not reject it. Second, we planned subgroup analyses to assess outcome estimates in more homogeneous populations.

Step 3

We used a SAS macro software program developed by the RAND statistical staff to perform all meta-analyses, and we used the beta-test version of the software package "MetaGraphs" (1998; Belmont Research, Inc., 84 Sherman Street, Cambridge, MA 02140) for graphing funnel and shrinkage plots. (The funnel plots help screen for possible publication bias, whereas the shrinkage plots display the effect size of each study.) To create the graphs, we had to enter the data into ASCII files using the UltraEdit-32 (v. 6.00, IDM Computers Solutions, Inc.) software. We used MetaGraph to convert the ASCII treatment file into a binary file. We produced two diagnostic graphs before creating the shrinkage graph. We used a L'Abbe plot, a bivariate plot of one treatment risk against the other treatment risk in each study, to determine the appropriate type of effect size.

The same meta-analytical procedures were used to examine various risk factors. We grouped studies that included the same risk factor together and calculated the outcome (DVT/PE) incidence in patients with the risk factor and in patients without the risk factor.

Supplemental Analyses

We calculated the incidence of secondary outcomes such as fatal PE or complications of methods of prophylaxis. Because the data were very limited, different groups could not be compared.

Cost-Effectiveness Methodology

An external file that holds a picture, illustration, etc., usually as some form of binary object. The name of referred object is f3139_f002.jpg.

   Figures 2 and 3. Decision tree for diagnosis and treatment of venous thromboembolism

The cost-effectiveness (C-E) analysis evaluated different approaches for preventing VT in major trauma patients. We did not include patients with minor trauma in this analysis because the available literature was limited. We used the TreeAge software program (TreeAge Software, Inc., Williamstown, MA) to develop an initial decision-tree model based on different outcome probabilities with regard to VT. We derived the incidences of most of the various outcomes from our meta-analysis. In areas not evaluated in the meta-analysis, we derived outcome rates from review of the literature. Outcomes with very low incidence (<1 percent) were eliminated to simplify the final decision-tree model (Figures 2 and 3).

We made the following assumptions when we designed the decision-tree model:

  • All patients' bilateral lower extremities were screened by Duplex ultrasonography once per week for as long as they were nonambulatory.

  • The mean nonambulatory period was 2 weeks (Knudson, Collins, Goodman, et al., 1992).

  • DVT found by Duplex was not confirmed by venography.

  • DVT treatment consisted of intravenous heparin administered to achieve therapeutic levels (partial thromboplastin time [PTT] and international normalized ratio [INR] of at least twice normal).

  • No routine screening for PE was performed, and the diagnosis was based on clinical symptoms.

  • Diagnosis of PE consisted of ventilation-perfusion (V/Q) scan initially (Gottschalk, Bisesi, and Stein, 1996). If the V/Q scan indicated high probability for PE, the patient was treated. If the V/Q scan indicated intermediate probability, a pulmonary angiogram was performed and the patient was treated only if the angiogram was positive. If the V/Q scan indicated low probability or was normal, the patient was not treated.

  • Each type of V/Q scan (high, intermediate, or low probability) was found in one-third of patients evaluated for PE.

  • Intravenous heparin was used to treat PE. A vena cava filter was used only if there was contraindication to full heparinization (estimated to occur in 20 percent of patients). Our model did not include the prophylactic use of vena cava filters in high-risk patients.

  • "Breakthrough" PEs that occurred despite adequate treatment with intravenous heparin were given a probability of less than 1 percent and were eliminated from the refined model.

The following indices were based on our meta-analysis or individual literature data:

  • The incidence of adverse reactions after administration of VT prophylaxis was the same for LDH and LMWH (3 percent; range 2 percent to 4 percent), as shown by our analysis (see Chapter 4. Supplemental Analysis:Analysis of Complications of Methods of VT Prevention). SCDs were associated with no adverse reactions.

  • The incidence of DVT in patients with or without prophylaxis was 12 percent (range 10 percent to 13 percent), as shown by our analysis (see Chapter 3. Results: Incidence of DVT and PE in Trauma Patients).

  • The sensitivity of Duplex ultrasonography in detecting lower-extremity DVT was 80 percent (Lensing, Davidson, Prins, et al., 1996). The incidence of false negatives was 20 percent.

  • The incidence of adverse reactions to full heparinization for established DVT was 11 percent (Hull, Raskob, Rosenbloom, et al., 1990).

  • In the absence of reliable data, the incidence of death related directly to adverse reactions following full heparinization was arbitrarily placed at 5 percent of the patients who developed adverse reactions.

  • The incidence of patients who developed PE after a falsely negative Duplex scan was 3 percent, as shown by our analysis (see Chapter 3. Results: Incidence of DVT and PE in Trauma Patients). Although our evidence report found the overall incidence of PE to be 1.5 percent, we used the highest end of the 95 percent confidence interval (1 percent to 3 percent) because we believe that the existing literature data show artificially low rates of PE because of insufficient index of suspicion and diagnostic evaluation. Other studies in surgical nontrauma patients show incidences of PE that range between 20 percent and 50 percent in patients who have unrecognized, and therefore untreated, DVT (Brandjes, Heijboer, Buller, et al., 1992; Hull, Raskob, Hirsh et al., 1986).

  • The incidence of fatal PE in those with PE was 30 percent, as shown by our analysis (see Chapter 4. Supplemental Analysis: Incidence of Fatal PE).

  • The incidence of false-negative V/Q scan (normal or low probability) was 14 percent (PIOPED Investigators, 1990).

  • The incidence of death in patients with missed diagnosis of PE (false-negative V/Q scan) was 25 percent (Barritt and Jordan, 1960).

  • The incidence of adverse reactions in patients who received heparin for treatment of PE was the same as the incidence in those receiving heparin for treatment of DVT (11 percent). The incidence of adverse reactions in those who had contraindication to heparin (20 percent of patients diagnosed with PE) and received a vena cava filter as treatment of PE was 0.

The cost estimates used average wholesale prices for the cost of drugs. We derived the cost estimates for medical services associated with each outcome branch from the resource-based relative-value scale (RBRVS) (St. Anthony's Complete RBRVS, 1997) of the Health Care Financing Administration. When multiple RBRVS prices were listed, we used the lowest price. The analysis was restricted to prices in the United States.

Initially, we compared the cost-effectiveness of VT prophylaxis with no prophylaxis. VT prophylaxis could be provided by one of the three most commonly used methods: LDH, LMWH, or SCDs. Because the meta-analysis did not identify any difference in the incidence of VT between prophylaxis and no prophylaxis (see Chapter 3. Results), the two arms of the decision tree differed only with regard to the possibility of adverse reactions related to the method of prophylaxis.

Following the C-E analysis, we estimated the reduction in the incidence of VT that must be achieved by each of the three prophylactic methods relative to no prophylaxis in order to become cost-effective. The results of this sensitivity analysis will help future investigators to design clinical trials of different methods of VT prophylaxis with adequate power to detect the magnitude of differences in outcomes required for cost-effectiveness.

Chapter 3. Results

Incidence of DVT and PE in Trauma Patients

Factors Affecting Reported Incidence

First, we calculated the random-effect incidences of DVT and PE after injury across all studies. Although these studies are heterogeneous in terms of their patient population and the methods used to detect DVT and PE, the technical experts believed an overall pooled estimate would still be useful, as the estimates of incidence varied widely from study to study. After preliminary analysis, we noticed that four major factors could significantly affect the reported incidences in individual studies:

  • Study design: In randomized controlled trials (RCTs), better methodologic designs often resulted in different incidences of DVT or PE relative to non-RCTs.

  • Method of diagnosis: If screening was performed routinely at predetermined time intervals, the diagnosis of DVT was made more frequently and the incidence increased relative to studies in which diagnosis was done on the basis of symptomatology or nonroutine screening.

  • Type of prophylaxis: If some form of venous thromboembolism (VT) prophylaxis was given, the reported incidence of DVT and PE was often lower than that reported in studies with no VT prophylaxis.

  • Type of trauma: Certain groups of trauma patients (e.g., spinal-cord-injured patients) had higher reported incidences of VT than did other trauma patients.

Classification of Studies According to Design, Screening, and Prophylaxis

We classified the studies according to three variables:

  • RCT or non-RCT.

  • Use of routine screening or no routine screening.

  • Type of prophylaxis.

Table 27. Methods of prophylaxis employed in accepted studies
Low-dose heparin
Low-molecular-weight heparin
Low-dose heparin or coumadin + sequential compression device
Low-dose heparin + dihydroergotamine
Heparin + electric stimulation
Polysulfate of pentosane
Suloctidil
Aspirin
Nadroparin
Sequential compression device
Sequential compression device + aspirin + dipyridamole
Sequential compression device + organon
Arteriovenous foot pump
Sequential compression device + arteriovenous foot pump
Vena cava filter
Despite the long list of pharmaceutical and mechanical methods of prophylaxis used in the comparative studies (Table 27), the three most frequently used methods were LDH, LMWH, and mechanical devices (SCDs or AFPs). We included only these three methods in our calculations. If a study included both patients receiving prophylaxis and patients not receiving any prophylaxis, we entered data from each group separately into the appropriate category of the prophylaxis/no prophylaxis field for the calculation of DVT and PE rates. Therefore, the same study could be used in two opposite fields.

Type of Patients Included

We also categorized the studies by patient type according to the following scheme:

  • 1

    All studies (n=73).

  • 2

    Studies including general trauma patients (n=33).

  • 3

    Studies including exclusively orthopedic trauma patients (n= 0).

  • 4

    Studies including exclusively neurosurgical trauma patients (n=26).

  • 5

    Studies including only minor trauma patients (n=4).

Category 5 included four RCTs comparing one method of prophylaxis vs. another or vs. placebo. We retained these studies because they included patients who had lower extremity injuries not requiring operation and they did not meet our exclusion criterion of focusing on elderly patients with hip fractures. Although in a sense these studies could be grouped in the orthopedic trauma category, we decided to report them separately because of the low severity of the patients' injuries relative to average orthopedic trauma patients.

Category 2 included studies that accepted all types of trauma patients admitted in a particular trauma center and that did not focus on a certain type of injury. We attempted to differentiate severe trauma patients from general trauma patients, but the definitions of "severe trauma" in the literature varied too much to be useful for combining data. Therefore, we did not include a full analysis of incidence of DVT or PE for studies of "severe trauma" patients. However, most of the studies included patients with significant injuries. Only a few studies included the entire trauma population admitted over a period of time regardless of the severity of injury. Thus, the rates of DVT and PE given for the "general trauma" category should be close to the incidences in patients with significant injuries.

Incidence

Of 73 studies, 67 reported on DVT, 49 on PE, and 43 on both. The incidence of DVT in a total of 12,527 patients was 11.8 percent (95 percent CI: 0.104, 0.131) and the incidence of PE in 22,336 patients was 1.5 percent (95 percent CI: 0.011, 0.018). The number of patients included in the PE studies was higher than the number of patients included in the DVT studies, primarily because of one study (Winchel, Hoyt, Walsh, et al., 1994) that reported on the incidence of PE in 9,721 trauma patients discharged from one trauma center over a period of 8 years. When this study was excluded, the incidence of PE remained essentially unchanged, increasing from 1.5 percent to 1.7 percent (95 percent CI: 0.013, 0.022). For patients who received some type of prophylaxis, the rates of DVT and PE were 6.8 percent (95 percent CI: 0.053, 0.083) and 1.8 percent (95 percent CI: 0.010, 0.020), respectively. For patients who received no prophylaxis, the rates were 10.1 percent (95 percent CI: 0.062, 0.140) and 1 percent (95 percent CI: -0.008, 0.028), respectively.

Table 28. Incidence of DVT and PE in different types of trauma patients who received LDH for VT prophylaxis
Type of PatientRandomized Routine ScreeningNumber of StudiesNumber of PatientsNumber of Patients with OutcomeIncidence (random effects estimate)95% Confidence IntervalHeterogeneity Test
Q Testp Value
DVT
All PatientsRandomized10549890.1450.061, 0.229120.60<0.001
Not Randomized3351270.175-0.022, 0.37320.22<0.001
Routine Screening128701130.1440.086, 0.201139.53<0.001
No Routine Screening1303(0.100) 1
General TraumaRandomized5438680.1190.004, 0.23597.95<0.001
Not Randomized3351270.175-0.022, 0.37320.22<0.001
Routine Screening8789950.1270.063, 0.191118.30<0.001
Ortho TraumaRandomized0
Not Randomized0
Neuro SurgicalRandomized481180.2020.057, 0.3479.910.019
Not Randomized0
Routine Screening481180.2020.057, 0.3479.910.019
Minor Trauma Randomized1303(0.100) 1
Not Randomized0
No Routine Screening1303(0.100) 1
PE
All PatientsRandomized422360.0280.014, 0.0716.360.095
Not Randomized230390.147-0.156, 0.4509.790.002
No Routine Screening6526150.016-0.005, 0.03816.760.005
General Trauma Randomized217310.001-0.009, 0.0110.990.320
Not Randomized12812(0.007) 1
No Routine Screening345430.004-0.003, 0.0111.730.420
Ortho Trauma Randomized0
Not Randomized0
Neuro SurgicalRandomized25050.1000.017, 0.1830.010.923
Not Randomized1227(0.320) 1
No Routine Screening372120.01490.035, 0.2644.100.129
Minor Trauma Randomized0
Not Randomized0
1

A crude incidence and not a random-effects estimate was calculated when only one study was available. A row for Routine Screening or No Routine Screening was not included when no studies were identified in these categories.

DVT, deep venous thrombosis; PE, pulmonary embolism; LDH, low-dose heparin; VT, venous thromboembolism.

Table 29. Incidence of DVT and PE in different types of trauma patients who received LMWH for VT prophylaxis
Type of PatientRandomized Routine ScreeningNumber of StudiesNumber of PatientsNumber of Patients with OutcomeIncidence (random effects estimate)95% Confidence IntervalHeterogeneity Test
Q Testp Value
DVT
All PatientsRandomized6714560.0560.016, 0.09570.71<0.001
Not Randomized0
Routine Screening6714560.0560.016, 0.09570.71<0.001
General Trauma Randomized2249410.157-0.139, 0.45252.71<0.001
Not Randomized0
Routine Screening2249410.157-0.139, 0.45252.71<0.001
Ortho Trauma Randomized0
Not Randomized0
Neuro SurgicalRandomized1200(0) 1
Not Randomized0
Routine Screening1200(0) 1
Minor Trauma Randomized3445150.034-0.011, 0.07814.710.001
Not Randomized0
No Routine Screening3445150.034-0.011, 0.07814.710.001
PE
All PatientsRandomized327510.003-0.006, 0.0110.670.715
Not Randomized237770.023-0.019, 0.0651.390.239
No Routine Screening565280.007-0.001, 0.0164.730.316
General Trauma Randomized11291(0.008) 1
Not Randomized0
Ortho Trauma Randomized0
Not Randomized0
Neuro SurgicalRandomized1200(0) 1
Not Randomized237770.023-0.019, 0.0651.390.239
No Routine Screening339770.0150.003, 0.0271.590.452
Minor TraumaRandomized11260(0) 1
Not Randomized0
1

A crude incidence and not a random effects estimate was calculated when only one study was available. A row for Routine Screening or No Routine Screening was not included when no studies were identified in these categories.

DVT, deep venous thrombosis; PE, pulmonary embolism; LMWH, low-molecular-weight heparin; VT, venous thromboembolism.

Table 30. Incidence of DVT and PE in different types of trauma patients who received mechanical prophylaxis for VT
Type of PatientRandomized Routine ScreeningNumber of StudiesNumber of PatientsNumber of Patients with OutcomeIncidence (random effects estimate)95% Confidence IntervalHeterogeneity Test
Q Testp Value
DVT
All PatientsRandomized6266180.0490.005, 0.09214.120.015
Not Randomized3170250.121- 0.05, 0.2469.870.007
Routine Screening9436430.0730.026, 0.12032.15<0.001
No Routine Screening0
General TraumaRandomized4216110.0370.000, 0.0755.660.129
Not Randomized2156250.1780.060, 0.2962.020.156
Routine Screening6372360.0790.024, 0.13422.80<0.001
Ortho Trauma Randomized1351(0.029) 1
Not Randomized0
Routine Screening1351(0.029) 1
Neuro SurgicalRandomized1156(0.40) 1
Not Randomized1140(0) 1
Routine Screening22960.183-0.208, 0.5738.820.003
Minor Trauma Randomized0
Not Randomized0
PE
All PatientsRandomized211170.0520.003, 0.1011.450.228
Not Randomized24060.153-0.044, 0.3502.520.113
No Routine Screening4150130.0790.014, 0.0255.220.156
General TraumaRandomized1766(0.079) 1
Not Randomized1262(0.077) 1
No Routine Screening210280.0780.026, 0.1310.000.973
Ortho Trauma Randomized1351(0.029) 1
Not Randomized0
Neuro SurgicalRandomized0
Not Randomized1144(0.29) 1
Minor Trauma Randomized0
Not Randomized0
1

A crude incidence and not a random-effects estimate was calculated when only one study was available. A row for Routine Screening or No Routine Screening was not included when no studies were identified in these categories.

DVT, deep venous thrombosis; PE, pulmonary embolism; VT, venous thromboembolism.

Table 31. Incidence of DVT and PE in different types of trauma patients who received no VT prophylaxis
Type of PatientRandomized Routine ScreeningNumber of StudiesNumber of PatientsNumber of Patients with OutcomeIncidence (random effects estimate)95% Confidence IntervalHeterogeneity Test
Q Testp Value
DVT
All PatientsRandomized9511530.1000.051, 0.14928.78<0.001
Not Randomized5223250.1170.035, 0.20016.650.002
Routine Screening14734780.1010.062, 0.14045.60<0.001
General Trauma Randomized313090.0610.006, 0.1163.100.212
Not Randomized3188170.0830.000, 0.1669.440.009
Routine Screening6318260.0680.025, 0.11112.550.028
Ortho Trauma Randomized1383(0.079) 1
Not Randomized0
Routine Screening1383(0.079) 1
Neuro SurgicalRandomized353130.2270.004, 0.4509.980.007
Not Randomized23580.216-0.019, 0.4503.090.079
Routine Screening588210.2150.076, 0.35513.220.010
Minor Trauma Randomized2290280.101-0.019, 0.22111.190.001
Not Randomized0
Routine Screening2290280.101-0.019, 0.22111.190.001
PE
All PatientsRandomized216510.001-0.009, 0.0120.980.322
Not Randomized213240.036-0.037, 0.1091.550.213
No Routine Screening429750.010-0.008, 0.0284.570.206
General TraumaRandomized0
Not Randomized11142(0.018) 1
Ortho Trauma Randomized1381(0.026) 1
Not Randomized0
Neuro SurgicalRandomized0
Not Randomized1182(0.111) 1
Minor Trauma Randomized11270(0) 1
Not Randomized0
1

A crude incidence and not a random-effects estimate was calculated when only one study was available. A row for Routine Screening or No Routine Screening was not included when no studies were identified in these categories.

DVT, deep venous thrombosis; PE, pulmonary embolism; VT, venous thromboembolism.

Tables 28 to 31 show the different pooled rates of DVT and PE according to the method of prophylaxis. According to results from RCTs, the incidences of DVT and PE are 14.5 percent and 2.8 percent, respectively, for patients who received LDH; 5.6 percent and 0.3 percent for patients who received LMWH; 4.9 percent and 5.2 percent for patients who received mechanical prophylaxis; and 10 percent and 0.1 percent for patients who received no prophylaxis. Most of these results were extracted from heterogeneous studies and are associated with wide confidence intervals.

Table 32. Incidence of DVT and PE in all trauma patients, included only in RCTs, who received DH or LMWH or mechanical prophylaxis or no prophylaxis for VT
InterventionOutcomeNumber of StudiesNumber of Patients in StudiesNumber of Patients with OutcomeIncidence (random effects estimate)
No ProphylaxisDVT9511530.100
PE216510.001
LDHDVT10549890.145
PE422360.028
LMWHDVT6714560.056
PE327510.003
Mechanical ProphylaxisDVT6266180.049
PE211170.052

DVT, deep venous thrombosis; PE, pulmonary embolism; RCT, randomized controlled trial; LDH, low-dose heparin; LMWH, low-molecular-weight heparin; VT, venous thromboembolism.

Table 33. Incidence of DVT and PE in general trauma patients, included only in RCTs, who received LDH or LMWH or mechanical prophylaxis or no prophylaxis for VT
InterventionOutcomeNumber of StudiesNumber of Patients in StudiesNumber of Patients with OutcomeIncidence (Random Effects Estimate)
No ProphylaxisDVT31309
PE0
LDHDVT5438680.119
PE217310.001
LMWHDVT2249410.157
PE11291(0.008) 1
Mechanical ProphylaxisDVT4216110.037
PE1766(0.079) 1
1

A crude incidence and not a random-effects estimate was calculated when only one study was available.

DVT, deep venous thrombosis; PE, pulmonary embolism; RCT, randomized controlled trial; LDH, low-dose heparin; LMWH, low-molecular-weight heparin; VT, venous thromboembolism.

Table 34. Incidence of DVT and PE in orthopedic trauma patients, included only in RCTs, who received LDH or LMWH or mechanical prophylaxis or no prophylaxis for VT
InterventionOutcomeNumber of StudiesNumber of Patients in StudiesNumber of Patients with OutcomeIncidence (random effects estimate)
No ProphylaxisDVT1383(0.079) 1
PE1381(0.026) 1
LDHDVT0
PE0
LMWHDVT0
PE0
Mechanical ProphylaxisDVT1351(0.029) 1
PE1351(0.029) 1
1

A crude incidence and not a random effects estimate was calculated when only one study was available.

DVT, deep venous thrombosis; PE, pulmonary embolism; RCT, randomized controlled trial; LDH, low-dose heparin; LMWH, low-molecular-weight heparin; VT, venous thromboembolism.

Table 35. Incidence of DVT and PE in neurosurgical trauma patients, included only in RCTs, who received LDH or LMWH or mechanical prophylaxis or no prophylaxis for VT
InterventionOutcomeNumber of StudiesNumber of Patients in StudiesNumber of Patients with OutcomeIncidence (random effects estimate)
No ProphylaxisDVT353130.227
PE0
LDHDVT481180.0202
PE25050.100
LMWHDVT1200(0) 1
PE1200(0) 1
Mechanical ProphylaxisDVT1156(0.40) 1
PE0
1

A crude incidence and not a random-effects estimate was calculated when only one study was available.

DVT, deep venous thrombosis; PE, pulmonary embolism; RCT, randomized controlled trial; LDH, low-dose heparin; LMWH, low-molecular-weight heparin; VT, venous thromboembolism

Table 36. Incidence of DVT and PE in minor trauma patients, included only in RCTs, who received LDH or LMWH or mechanical prophylaxis or no prophylaxis for VT
InterventionOutcomeNumber of StudiesNumber of Patients in StudiesNumber of Patients with OutcomeIncidence (random effects estimate)
No ProphylaxisDVT2290280.101
PE11270(0)1
LDHDVT1303(0.100)1
PE0
LMWHDVT3445150.034
PE11260(0)1
Mechanical ProphylaxisDVT0
PE0
1

A crude incidence and not a random-effects estimate was calculated when only one study was available.

DVT, deep venous thrombosis; PE, pulmonary embolism; RCT, randomized controlled trial; LDH, low-dose heparin; LMWH, low-molecular-weight heparin; VT, venous thromboembolism.

Tables 32 to 36 show the different rates of DVT and PE according to the method of prophylaxis in the four predetermined types of trauma patients (general trauma, orthopedic trauma, neurosurgical trauma, and minor trauma), as well as in all trauma patients receiving any of the three methods of prophylaxis or no prophylaxis. Only RCTs were included in the calculation of these rates in order to produce more internally valid data. The incidence of DVT and PE for patients receiving no prophylaxis was calculated from data on the placebo group in the RCTs.

It is important to recognize that the incidences calculated in Tables 28 to 36 were derived by grouping together patients of different studies who received the same methods of prophylaxis. This analysis provides only an approximate estimate of the incidence of DVT and PE associated with each method of prophylaxis. It does not allow direct comparison among different methods of prophylaxis. Heterogeneity-as demonstrated by the results of the chi-squared heterogeneity test-among studies used in the various calculations indicates the high degree of variability in these rates. Some fields also had a limited sample of patients and studies (e.g., the "minor trauma" category). Therefore, these results should be interpreted with caution (see also Chapter 5. Conclusions).

Question 1. What Is the Best Method of VT Prophylaxis?

This question was considered to be the most important by the panel of the technical experts. We meta-analyzed RCTs that used the same methods of prophylaxis. Because the number of RCTs was limited, in a second step we also meta-analyzed studies of any design (RCT and non-RCT) that included the same methods of prophylaxis.

Meta-Analysis of RCTs

Table 37. Methods of VT prophylaxis in the 13 RCTs that were not used in the meta-analyses
RCT with LMWH
  • LMWH vs. no prophylaxis (two studies)

  • LMWH vs. SCD

  • LMWH vs. aspirin

  • LMWH fixed dose vs. LMWH adjusted dose

  • LMWH vs. LWMH (different doses)

RCT with LDH
  • LDH vs. dihydroergotamine

  • LDH vs. polysulfate of pentosane

  • LDH vs. SCD

  • LDH fixed dose vs. LDH adjusted dose

RCT with SCD
  • SCD vs. AFP

  • SCD vs. aspirin/dipyridamole

Other RCT
  • Suloctidil vs. no prophylaxis

LMWH, low-molecular-weight heparin; LDH, low-dose heparin; SCD, sequential compression device; AFP, arteriovenous foot pump; VT, venous thromboembolism; RCT, randomized controlled trial.

Our meta-analysis of RCTs was limited by the number of studies that were sufficiently clinically homogenous to pool. Of 19 studies with a randomized design, we were able to use only six to help answer question 1. The remaining 13 studies could not be pooled for analysis (Table 37) because they all compared different treatments. These 13 randomized studies are described in Evidence Table 1. Because we chose to require at least three studies to perform each meta-analysis, there were sufficient data to make only two comparisons: LDH vs. no prophylaxis, and mechanical prophylaxis vs. no prophylaxis.

LDH vs. No Prophylaxis

Four RCTs compared LDH with no prophylaxis, two each of neurosurgical trauma (spinal patients) and general trauma patients. Two RCTs were included in the same original study (Knudson, Lewis, Clinton, et al., 1994) but were evaluated separately (see Chapter 2. Methodology: Article Screen).

Merli, Herbison, Ditunno, et al. (1988) found no difference in the incidence of DVT between 16 spinal cord injured patients who received LDH and 17 similar patients who received placebo. Routine screening for DVT was performed by 125-I fibrinogen scan every week. Venography was performed if the 125-I scan was positive or at the end of the 1-month period during which each patient was studied. Patients were admitted to the study hospital within 2 weeks of injury and were excluded if they had established DVT on admission. Eight patients developed venographically proven DVT in each group (50 percent LDH vs. 46 percent placebo).

Frisbie and Sasahara (1981) included spinal-cord-injured patients received from the acute care facility within 1 week of their trauma. For 60 days, the patients were surveyed weekly by impedance plethysmography. Positive scans were confirmed by venography. The incidence of DVT was very low and equal in both groups (1/17 or 6 percent LDH vs. /15 or 7 percent no prophylaxis). This low incidence is different from that found in other reports on similar patients and suggests an unidentified prophylactic factor or difference in sensitivity in detecting DVT.

Knudson, Lewis, Clinton, et al. (1994) examined the incidence of DVT in trauma patients who had any of a number of high-risk criteria, including laparotomy, thoracotomy, ventilation greater than 24 hours, spine fracture, pelvic fracture, and femur fracture. Evaluation for DVT was performed by Duplex ultrasonography at 5- to 7-day intervals until discharge or for at least 3 consecutive weeks. Patients who could receive LDH or SCD were randomized to LDH, SCD, or no-prophylaxis (control) groups. Patients who could not receive SCD because of lower extremity fractures were randomized to LDH or control groups. Both analyses showed no difference in the incidence of DVT between patients receiving LDH and patients with no prophylaxis. In the first analysis, the incidence of DVT was 2 percent (1/44) in LDH patients and 3 percent (2/64) in controls. In the second analysis, DVT was found in 5 percent (1/19) of LDH patients and 7 percent (2/27) of controls.

Table 38. Rates of DVT reported in four RCTs of trauma patients, comparing LDH with no prophylaxis
Study(first author-year)Number of patients with LDHNumber of patients with NO PROPHDVT Incidence In LDH PatientsDVT Incidence In NO PROPH PatientsOdds Ratio95% CI of Odds Ratio
Merli-1988161750%47%1.10.3, 4.4
Frisbie-198115177%6%1.10.1, 20.0
Knudson-199444642%3%0.70.1, 8.2
Knudson-199419275%7%0.70.1, 8.3
Random-effects estimates941250.1080.1060.9650.353, 2.636
Heterogeneity chi-squared test p values0.0020.0040.980

DVT, deep venous thrombosis; RCT, randomized controlled trial; LDH, low-dose heparin; NO PROPH, no prophylaxis; CI, confidence interval.

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   Figure 4. Shrinkage and funnel plots of RCTs comparing the rates of DVT in patients who received LDH or no prophylaxis

The combined analysis of the pooled data from these studies (Table 38, Figure 4, Evidence Table 2) shows no difference in the incidence of DVT between patients receiving LDH and patients receiving no prophylaxis for DVT (OR: 0.965, 95 percent CI: 0.353, 2.636). The chi-squared test is not significant for heterogeneity among studies (p = 0.980).

Mechanical Prophylaxis vs. No Prophylaxis

Three RCTs, two of general trauma patients and one of orthopedic trauma patients, compared mechanical prophylaxis vs. no prophylaxis. Mechanical prophylaxis was provided by SCD in all three RCTs.

Two RCTs were derived from one study (Knudson, Lewis, Clinton, et al., 1994). In trauma patients with predefined risk factors for VT, patients who could not receive LDH were randomized to either SCD or no prophylaxis. Another group of patients who did not have any contraindication to receiving LDH or SCD was randomized to LDH or SCD or no prophylaxis. Of those patients, only the ones who were randomized to SCD or no prophylaxis were included in this analysis. Duplex screening was performed weekly until discharge or for at least 3 consecutive weeks. The incidence of DVT in patients with contraindications to LDH was 0 percent for those randomized to SCD and 13 percent for those randomized to no prophylaxis (p=0.057). In patients without contraindications to LDH, the incidence was 12.5 percent for those randomized to receive SCD and 3 percent for those receiving no prophylaxis. This comparison was not statistically significant. The patients in the group who had contraindications to LDH were predominantly neurotrauma patients, whereas most patients in the group without contraindications did not have significant head or spinal-cord injuries. This study did not provide any additional data comparing patient characteristics between the two RCTs.

The dissimilar magnitudes of the differences in DVT rates between patients receiving SCD and patients receiving no prophylaxis across the two RCTs (0 percent vs. 13 percent in one RCT, but 12.5 percent vs. 3 percent in the other RCT) resulted from either or both of the following: (1) the first RCT included mostly neurotrauma patients and the other did not, and SCD offers good prophylaxis against DVT only in neurotrauma patients; or (2) the difference in DVT rates in the first RCT was almost significant, and in the other it was not; with adequate numbers to achieve statistical significance, both RCTs would show similar results.

Fisher, Blachut, Salvian, et al. (1995) reported on patients with hip and pelvic fractures. According to our predetermined criteria (see Chapter 1. Introduction: Defining Trauma Patients), only the 73 patients with pelvic fractures were included in our analysis. Duplex screening was performed every 5 days until the patient was ambulating. Thirty-five patients were randomized to the SCD group and one developed DVT, whereas 38 were randomized to the no-prophylaxis group and three developed DVT (3 percent vs. 8 percent, p=0.24). It should be noted that patients with severe trauma were not managed primarily by the authors, who belonged to the orthopedic service; therefore, those patients were excluded from the study.

Table 39. Rates of DVT reported in three RCTs of trauma patients, comparing mechanical prophylaxis (MP) with no prophylaxis
Study (first author-year)Number of patients with MPNumber of patients with NO PROPHDVT Incidence In MP PatientsDVT Incidence In NO PROPH PatientsOdds Ratio95% CI of Odds Ratio
Fisher-199535383%8%0.30.0, 3.5
Knudson-1994326412%3%4.40.8, 25.6
Knudson-199426390%13%0.10.0, 2.2
Random-effects estimates931410.0240.0510.7690.265, 2.236
Heterogeneity chi-squared test p values0.1450.1980.061

DVT, deep venous thrombosis; RCT, randomized controlled trial; MP, mechanical prophylaxis; NO PROPH, no prophylaxis; CI, confidence interval.

An external file that holds a picture, illustration, etc., usually as some form of binary object. The name of referred object is f3139_f005.jpg.

   Figure 5. Shrinkage and funnel plots of RCTs comparing the rates of DVT in patients who received mechanical prophylaxis or no prophylaxis

Overall, the analysis of the pooled data from these three RCTs (Table 39, Figure 5, Evidence Table 3) showed no difference in DVT rates between patients who received treatment with SCDs and those who did not (OR: 0.769, 95 percent CI: 0.265, 2.236). Because the confidence interval is very wide, a significant effect cannot be excluded. The chi-squared test approaches but does not reach statistical significance for heterogeneity among these studies (p=0.061).

Publication Bias Evaluation of Both Analyses

Funnel plots were created for both analyses (LDH vs. no prophylaxis and mechanical prophylaxis vs. no prophylaxis). They did not show any evidence of publication bias, but the small number of studies makes it difficult to draw firm conclusions from the funnel plots.

Meta-Analysis of RCTs and Non-RCTs

Because the number of RCTs was limited, we decided to perform a meta-analysis of the data using non-RCTs. Pooled analysis including observational data is inherently more prone to bias than is analysis of RCT-only data, and these results should be viewed with caution. However, this analysis may provide additional information about the roles of different method of prophylaxis.

We were able to make four comparisons: LDH vs. LMWH, LDH vs. mechanical prophylaxis, mechanical prophylaxis vs. no treatment, and LDH vs. no treatment. In the LDH vs. LMWH comparison, the outcome was PE because one of the three studies did not report DVT; DVT was the measured outcome in the other comparisons.

LDH vs. LMWH (for PE)

Three studies-two RCTs and one non-RCT (retrospective review)-were included in this analysis. One of these studies (Geerts, Jay, Code, et al., 1996) was the highest quality RCT in the trauma literature (Quality Score of 5, the highest possible score for RCTs). The authors of this study included major trauma patients (Injury Severity Score >9) and screened all patients by venography. Evaluation for PE was based on clinical suspicion and consisted mainly of ventilation/perfusion scan and, if needed, pulmonary angiography. One hundred thirty-four patients received LDH and 129 received LMWH. The incidence of DVT was 44 percent (60/134) in the LDH group and 31 percent (40/129) in the LMWH group, whereas the incidence of proximal DVT was 15 percent (20/134) and 6 percent (8/129) in the LDH and LMWH groups, respectively. The incidence of PE was 0 percent in the LDH group and 0.7 percent (1/129) in the LMWH group. The differences in the incidence of DVT and proximal DVT, but not PE, were statistically significant and favored LMWH. There were no fatal PEs in this study.

Green, Lee, Lim, et al. (1990) evaluated 41 spinal-cord-injured patients for thrombotic events following random administration of two prophylactic regimens: LDH (21 patients) and LWMH (20 patients). The patients were screened by impedance plethysmography and Duplex ultrasonography for 8 weeks. Of LDH patients, three (15 percent) developed proximal DVT and two (10 percent) developed fatal PE. No LMWH patients developed DVT or PE.

The non-RCT (Green, Twardowski, Wei, et al., 1994) included 51 patients with spinal-cord injuries. Nine of them suffered fatal PE. The incidence of PE in 22 patients who received LDH was 32 percent (7 patients) and in 27 patients who received LMWH was 7 percent (2 patients).

Table 40. Rates of PE reported in three studies (two RCT, one non-RCT) of trauma patients, comparing LMWH to LDH
Study (first author-year)Number of Patients with LDHNumber of Patients with LMWHPE Incidence In LDH PatientsPE Incidence In LMWH PatientsOdds Ratio95% CI of Odds Ratio
Geerts-1996 1361290%1%0.30.0, 7.6
Green-1990212010%0%5.30.2, 116.6
Green-1994222732%7%5.81.1, 31.8
Random-effects estimates1791760.1130.0093.0100.585, 15.485
Heterogeneity chi-squared test p values0.0020.4150.275

PE, pulmonary embolism; RCT, randomized controlled trial; LMWH, low-molecular-weight heparin; LDH, low-dose heparin; CI, confidence interval.

An external file that holds a picture, illustration, etc., usually as some form of binary object. The name of referred object is f3139_f006.jpg.

   Figure 6. Shrinkage plot of RCTs and non-RCTs comparing PE rates in patients who received LDH or LMWH

The meta-analysis of the pooled data from these three studies (Table 40, Figure 6, Evidence Table 4) shows no difference in PE rates in patients receiving LDH and those receiving LMWH (OR: 3.010, 95 percent CI: 0.585, 15.485). The confidence interval is very wide; therefore, a significant effect cannot be excluded. The chi-squared test indicates that the studies are not heterogeneous (p=0.275).

Two of the three studies evaluated DVT as an outcome (Geerts, Jay, Code, et al., 1996; Green, Lee, Lim, et al., 1990). In both studies, LMWH was associated with lower DVT rates relative to LDH. However, meta-analysis was not performed because we required at least three studies to perform meta-analysis.

LDH vs. Mechanical Prophylaxis

We identified four studies (two RCTs and two non-RCTs) comparing these two methods. Knudson, Collins, Goodman, et al. (1992) randomized 113 trauma patients to receive either LDH or SCD. The patients were screened by venous Doppler ultrasonography every 5 days for 3 weeks or until discharge. DVT was found in 3 of 37 LDH patients (8 percent) and 5 of 76 SCD patients (7 percent). Obviously, the discrepancy between the number of patients included in each of the two randomization groups is problematic.

In another study including three separate RCTs (as described in previous sections of this document), Knudson, Lewis, Clinton, et al. (1994) examined the incidence of DVT in trauma patients at risk for DVT. In one of these RCTs, the patients were randomized to LDH, mechanical prophylaxis, or no prophylaxis. The incidence of DVT in LDH patients was 2 percent (1 of 44 patients) and in SCD patients, 12.5 percent (4 of 32 patients). Two of 64 patients assigned to the no-prophylaxis group developed DVT (3 percent).

Dennis, Menawat, Von Thron, et al. (1993) attempted a randomized study on prophylaxis vs. no prophylaxis. Patients received prophylaxis by LDH or SCD. However, many patients were switched from their initial random assignment to the no-prophylaxis group to the SCD group at the discretion of the attending surgeon. Therefore, three nonrandom groups were created: LDH (92 patients), SCD (189 patients), and no prophylaxis (114 patients). DVT screening was done by venous Doppler or Duplex ultrasonography every 5 days. The incidence of DVT was 3 percent for LDH and SCD patients and 9 percent for the no-prophylaxis group.

Headrick, Barker, and Pate (1997) prospectively evaluated a cohort of 228 trauma patients who required bed rest of more than 3 days or had a lower extremity, pelvic, or spinal fracture with paralysis. In an nonrandom manner, patients received LDH (20 patients), SCD (130), both (54), or none (24). They were screened by venous Duplex ultrasonography on a weekly basis. The incidence of DVT for the four groups was 25 percent (5 patients), 14 percent (18 patients), 19 percent (10 patients), and 25 percent (6 patients), respectively.

Table 41. Rates of DVT reported in four studies (two RCT and two non-RCT) of trauma patients, comparing LDH to mechanical prophylaxis
Study (first author-year)Number of Patients with LDHNumber of Patients with MPDVT Incidence In LDH PatientsDVT Incidence In MP PatientsOdds Ratio95% CI of Odds Ratio
Knudson-199237764%7%1.30.3, 5.6
Knudson-199444324%12%0.20.0, 1.5
Dennis- 1993921893%3%1.20.3, 5.3
Headrick-19972013025%14%2.10.7, 6.4
Random-effects estimates1934270.0490.0801.1610.495, 2.723
Heterogeneity chi-squared test p values0.1000.0020.267

DVT, deep venous thrombosis; RCT, randomized controlled trial; LDH, low-dose heparin; MP, mechanical prophylaxis.

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   Figure 7. Shrinkage plot of RCTs and non-RCTs comparing the rates of DVT in patients who received LDH or mechanical prophylaxis

Cumulatively, the meta-analysis (Table 41, Figure 7, Evidence Table 5) shows no difference in the incidence of DVT between patients receiving LDH and those receiving mechanical prophylaxis (OR: 1.161, 95 percent CI: 0.495, 2.723). The chi-squared test is not significant for heterogeneity among studies (p=0.267).

Mechanical Prophylaxis vs. No Prophylaxis

In addition to the three RCTs described above in the initial meta-analysis of RCTs only, we found two more non-RCT studies comparing mechanical prophylaxis with no prophylaxis. Both of these studies (Dennis, Menawat, Von Thron, et al., 1993; Headrick, Barker, and Pate, 1997) were described in the LDH vs. mechanical prophylaxis comparison above. These two studies had LDH, SCD, and no-prophylaxis groups. The two latter groups from each study were included in this analysis.

Table 42. Rates of DVT reported in five studies (three RCT and two non-RCT) of trauma patients, comparing mechanical prophylaxis to no prophylaxis
Study (first author-year)Number of Patients with MPNumber of Patients with NO PROPHDVT Incidence In MP PatientsDVT Incidence In NO PROPH PatientsOdds Ratio95% CI of Odds Ratio
Fisher-199535383%8%0.30.0, 3.5
Knudson-1994326412%3%4.40.8, 25.6
Knudson-199426390%13%0.10.0, 2.2
Headrick-19971302414%25%0.50.2, 1.4
Dennis-19931891143%9%0.30.1, 0.8
Random-effects estimates4122790.0540.0860.5270.190, 1.460
Heterogeneity chi-squared test p values0.0030.0630.092

DVT, deep venous thrombosis; RCT, randomized controlled trial; MP, mechanical prophylaxis; NO PROPH, no prophylaxis; CI, confidence interval.

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   Figure 8. Shrinkage plot of RCTs and non-RCTs comparing the rates of DVT in patients who received mechanical prophylaxis or no prophylaxis

The meta-analysis of the pooled data from these four studies (Table 42, Figure 8, Evidence Table 6) shows no difference in the incidence of DVT between patients using SCD and those not receiving any DVT prophylaxis (OR: 0.527, 95 percent CI: 0.190, 1.460). The chi-squared test is not significant for heterogeneity among studies (p=0.092).

LDH vs. No Prophylaxis

In this analysis, we included the four RCTs described in the previous section of meta-analysis dealing with RCTs only and three additional non-RCTs. Two of these non-RCTs are described above (Dennis, Menawat, Von Thron, et al., 1993; Headrick, Barker, and Pate, 1997). Of the three nonrandomized groups of patients found in these studies (LDH, SCD, no prophylaxis), the LDH and no prophylaxis groups were used for this analysis.

In the third non-RCT, Ruiz, Hill, and Berry (1991) prospectively evaluated 100 multiple trauma patients with an Injury Severity Score greater than or equal to 10 and followed up these patients by venous Duplex ultrasonography on days 1, 3, 6, 10, and 21 or until discharge. At the discretion of the surgeon, 50 patients received LDH and 14 of them developed DVT (28 percent); 50 patients received no prophylaxis and one of them developed DVT (2 percent). Obviously, the patients who were selected to receive prophylaxis were at greater risk for the development of DVT.

Table 43. Rates of DVT reported in seven studies (four RCT and three non-RCT) of trauma patients, comparing LDH to no prophylaxis
Study (first author-year)Number of Patients with LDHNumber of Patients with NO PROPHDVT Incidence In LDH PatientsDVT Incidence In NO PROPH PatientsOdds Ratio95% CI of Odds Ratio
Merli-1988161750%47%1.10.3, 4.4
Frisbie-198115177%6%1.10.1, 20.0
Knudson-199444642%3%0.70.1, 8.2
Knudson-199419275%7%0.70.1, 8.3
Dennis-19932811142%9%0.20.1, 0.6
Headrick-1997202425%25%1.00.3, 3.9
Ruiz-1991505028%2%19.12.4, 151.6
Random-effects estimates4453130.1160.0841.0330.360, 2.965
Heterogeneity chi-squared test p values0.0000.0010.020

DVT, deep venous thrombosis; RCT, randomized controlled trial; LDH, low-dose heparin; NO PROPH, no prophylaxis; CI, confidence interval.

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   Figure 9. Shrinkage plot of RCTs and non-RCTs, comparing rates of DVT in patients who received LDH or no prophylaxis

This meta-analysis (Table 43, Figure 9, Evidence Table 7) shows that there is no difference in the incidence of DVT between patients receiving LDH and those receiving no prophylaxis (OR: 1.033, 95 percent CI: 0.360, 2.965). The chi-squared test for heterogeneity shows that these studies are heterogeneous (p=0.020).

Publication Bias

We produced funnel plots for all four comparisons described in the RCT and non-RCT meta-analysis, which indicated that there may have been publication bias in comparisons of LDH versus no prophylaxis. However, reliable conclusions cannot be drawn because of the limited number of studies. These funnel plots are not reported here.

Question 2: What Groups of Patients Are at High Risk of Developing VT?

We considered all studies including risk factors for analysis, regardless of study design. Different authors reported numerous risk factors, but we only analyzed risk factors reported in at least three studies.

We treated the risk factors as either dichotomous or continuous variables according to the data provided. For instance, if three or more studies provided data on VT incidence for patients who were younger or older than 55 years old, then the risk factor of "age >55" was considered a dichotomous value. Other studies provided only the age (mean and standard deviation) of patients with and without DVT but did not use a specific age cutoff point. We combined these data and examined the risk factor "age" as a continuous variable.

Risk Factors as Dichotomous Variables

We analyzed the following variables:

Table 44. Rates of DVT reported in four studies comparing male vs. female patients (using gender as a risk factor)
Study (first author-year)Number of Male PatientsNumber of Female PatientsDVT Incidence In Male PatientsDVT Incidence In Female PatientsOdds Ratio95% CI of Odds Ratio
Waring-19911,14527414%10%1.51.0, 2.3
Spannagel-199314610712%8%1.50.7, 3.6
Knudson-1994200515%10%0.50.2, 1.5
Abelseth-1996703224%37%0.50.2, 1.3
Random-effects estimates1,5614640.1270.1230.9830.544, 1.744
Heterogeneity chi-square test p values0.0000.0140.076

DVT, deep venous thrombosis; CI, confidence interval.

Table 45. Rates of DVT reported in eight studies comparing patients with head injury vs. patients without head injury (using head injury as a risk factor)
Study (first author-year)Number of Patients with HINumber of Patients without HIDVT Incidence In Patients with HIDVT Incidence In Patients without HIOdds Ratio95% CI of Odds Ratio
Kudsk-198992944%69%0.40.1, 1.7
Knudson-1992367711%10%1.10.3, 3.8
Dennis-1993923034%5%0.90.3, 2.9
Knudson-1994392125%6%0.80.2, 3.8
Meyer-1995617717%12%1.50.2, 13.3
Piotrowski-19961152289%4%2.10.8, 5.1
Spain-19971311494%5%0.80.2, 2.6
Velmahos-19985214812%14%0.80.3, 2.2
Random-effects estimates4801,3230.0680.1071.0190.664, 1.564
Heterogeneity chi-squared test p values0.1080.0000.701

DVT, deep venous thrombosis; HI, head injury; CI, confidence interval.

Table 46. Rates of DVT reported in 12 studies comparing patients with long-bone fractures vs. patients without long-bone fractures (using long-bone fractures as a risk factor)
Study (first author-year)Number of Patients with LBFNumber of Patients without LBFDVT Incidence In Patients with LBFDVT Incidence In Patients without LBFOdds Ratio95% CI of Odds Ratio
Kudsk-1989132554%68%0.50.1, 2.2
Knudson-1992387513%9%1.50.4, 5.0
Hill-1994703013%20%0.60.2, 1.8
Geerts-19947427580%52%3.72.0, 6.8
Knudson-1995651869%5%2.00.7, 5.9
Napolitano-19952122307%11%0.60.3, 1.2
Abelseth-1996208240%26%1.90.7, 5.4
Geerts-19961689744%27%2.11.2, 3.7
Knudson-19961012711%3%0.30.0, 2.7
Piotrowski-19961142293%7%0.30.1, 1.2
Spain-19971261542%6%0.20.0, 1.1
Velmahos-19984615413%13%1.00.4, 2.7
Random-effects estimates1,0471,8080.28080.1891.0340.622, 1.717
Heterogeneity chi-squared test p value0.0000.0000.000

DVT, deep venous thrombosis; LBF, long-bone fracture; CI, confidence interval.

Table 47. Rates of DVT reported in eight studies comparing patients with pelvic fractures vs. patients without pelvic fractures (using pelvic fractures as a risk factor)
Study (first author-year)Number of Patients with PFNumber of Patients without PFDVT Incidence In Patients with PFDVT Incidence In Patients without PFOdds Ratio95% CI of Odds Ratio
Kudsk-198983063631.00.2, 4.8
Knudson-19921091712%6%0.30.1, 1.4
Geerts-199410024961%56%1.20.8, 2.0
Knudson-1994432089%5%1.80.6, 6.1
Napolitano-1995523906%9%0.60.2, 2.0
Knudson-1996223500%3%0.80.0, 14.2
Piotrowski-1996742695%6%0.90.7, 4.9
Velmahos-19983116919%12%1.80.7, 4.9
Random-effects estimates4391,8360.1710.1771.1090.788, 1.562
Heterogeneity chi-squared test p values0.0000.0000.570

DVT, deep venous thrombosis; PF, pelvic fracture; CI, confidence interval.

Table 48. Rates of DVT reported in 10 studies comparing patients with spinal fractures vs. patients without spinal fracture (using spinal fracture as a risk factor)
Study (first author-year)Number of Patients with SFNumber of Patients without SFDVT Incidence In Patients with SFDVT Incidence In Patients without SFOdds Ratio95% CI of Odds Ratio
Kudsk-198953360%64%0.90.1, 5.9
Dennis-19935034514%3%4.91.8, 13.4
Geerts-19942632381%56%3.31.2, 9.1
Knudson-19941723412%6%2.30.5, 11.0
Meyer-1995617717%12%1.50.2, 13.3
Napolitano-19952441825%8%3.81.4, 10.1
Knudson-1996413315%2%2.40.5, 11.8
Piotrowski-19969824511%4%3.31.3, 8.3
Spain-1997622183%5%0.70.1, 3.3
Velmahos-19984115910%14%0.70.2, 2.1
Random-effects estimates3702,4830.2040.1502.2601.415, 3.610
Heterogeneity chi-squared test p values0.000.0000.193

DVT, deep venous thrombosis; SF, spinal fracture; CI, confidence interval.

Table 49. Rates of DVT reported in five studies comparing patients with spinal-cord injury vs. patients without spinal-cord injury (using spinal-cord injury as a risk factor)
Study (first author-year)Number of Patients with SCINumber of Patients without SCIDVT Incidence In Patients with SCIDVT Incidence In Patients without SCIOdds Ratio95% CI of Odds Ratio
Kudsk-198953360%64%0.90.1, 5.9
Geerts-19942632381%56%3.31.2, 9.1
Napolitano-19952441825%8%3.81.4, 10.1
Knudson-1996253478%2%4.20.8, 21.5
Piotrowski-1996432379%3%2.90.8, 10.2
Random-effects estimates1231,3580.3470.2443.1071.794, 5.381
Heterogeneity chi-squared test p values0.0000.0000.730

DVT, deep venous thrombosis; SCI, spinal-cord injury; CI, confidence interval.

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   Figure 10. Shrinkage and funnel plots of four studies comparing rates of DVT between male and female patients (using gender as a risk factor)

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   Figure 11. Shrinkage and funnel plots of eight studies comparing rates of DVT between patients with and patients without head injuries (using head injuries as a risk factor)

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   Figure 12. Shrinkage and funnel plots of 12 studies comparing rates of DVT between patients with and patients without long-bone fractures (using long-bone fractures as a risk factor)

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   Figure 13. Shrinkage and funnel plots of eight studies comparing rates of DVT between patients with and patients without pelvic fractures (using pelvic fractures as a risk factor)

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   Figure 14. Shrinkage and funnel plots of 10 studies comparing rates of DVT between patients with and patients without spinal fractures (using spinal fractures as a risk factor)

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   Figure 15. Shrinkage and funnel plots of five studies comparing rates of DVT between patients with and patients without spinal-cord injuries (using spinal cord injuries as a risk factor)

A number of studies included age as a risk factor, but the different cutoff points used in each study (age >30, 40, 50, 55, etc.) did not allow analysis of this variable. For the above six risk factors, Tables 44 to 49 report the DVT rates and Figures 10 to 15 provide the graphic representation of the meta-analysis of these studies with the corresponding funnel plots. The six corresponding evidence tables (Evidence Tables 8 to 13) describe these studies. The only risk factors found to place the patient at higher risk for development of DVT are spinal fracture (OR: 2.260, 95 percent CI: 1.415, 3.610) and spinal-cord injury (OR: 3.107, 95 percent CI: 1.794, 5.381). The chi-squared heterogeneity test indicates that only the studies used to evaluate long-bone fractures are heterogeneous (p=0.000). For all other comparisons, the chi-squared test is not significant for heterogeneity among studies.

Risk Factors as Continuous Variables

We examined three continuous variables: age, Injury Severity Score (ISS), and units of blood transfused.

Age

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   Figure 16. Shrinkage and funnel plots of seven studies comparing patients with and patients without DVT with regard to patient age

We examined the mean age in seven studies. The meta-analysis of the pooled data (Figure 16) shows that patients with DVT are significantly older than those without DVT by an average of 8.133±1.504 years (95 percent CI: 5.115, 11.141). The corresponding funnel plot does not show evidence of publication bias. The seven studies are described in Evidence Table 14. The Q-statistic of the heterogeneity test shows that the studies are not heterogeneous (p=0.323).

ISS (Injury Severity Score)

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   Figure 17. Shrinkage and funnel plots of six studies comparing patients with and patients without DVT with regard to Injury Severity Score

Similarly, the meta-analysis of the data from six studies on ISS (Figure 17) shows that patients with DVT have a significantly higher ISS than patients without DVT by 1.430±0.747 (95 percent CI: 0.000, 2.924). Although this difference isstatistically significant, it does not carry clinical significance. The corresponding funnel plot shows possible publication bias. The studies are described in Evidence Table 15. The Q-statistic of the heterogeneity test shows that the studies are not heterogeneous (p=0.843).

Blood Transfusion

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   Figure 18. Shrinkage and funnel plots of three studies comparing patients with and patients without DVT with regard to units of blood transfused

The difference in the amount of blood transfused for patients with or without DVT, as shown by the meta-analysis of the data from three studies (Figure 18), is not statistically significant (mean ± standard deviation [SD]: 1.882±2.815 units of blood, 95 percent CI: -3.637, 7.401). The funnel plot shows no publication bias, but the sample size is small. The studies are described in Evidence Table 16. The Q-statistic for the test of heterogeneity shows that the studies are not heterogeneous (p=0.935).

Question 3: What Is the Best Method of Screening for VT?

After reviewing the 73 studies included for the final analysis, we realized that the evidence on the best method of screening was very limited. Only three studies (Evidence Table 17) were found that compared tests for screening asymptomatic trauma patients for DVT. Todd, Frisbie, Rossier, et al. (1976) reported on 20 spinal-cord-injured patients and compared the 125-I fibrinogen test, impedance plethysmography, and venography on 17 limbs. The authors reported that impedance plethysmography was superior to the fibrinogen scan when compared with venography. Another study (Brach, Moser, Cedar, et al., 1977) compared the 125-I fibrinogen test and impedance plethysmography with venography and found similar sensitivities. A third study (Engel, Evans, Mikk, et al., 1993) compared D-dimer level accuracy against venous Doppler ultrasonography and found a good correlation between the two.

None of the studies compared Duplex ultrasonography against venography in all patients included in the study. The technical experts determined that the real question of interest is whether bedside ultrasonography can substitute for venography to reliably detect DVT in patients with severe trauma who are clinically unevaluable or asymptomatic. Although there are studies comparing these methods in other types of patients, the trauma literature provides no relevant evidence. For this reason, Question 3 cannot be answered in this Evidence Report.

Question 4: What Is the Role of VCFs in Preventing PE?

The evidence that we identified on VCFs derived entirely from nonrandomized, uncontrolled trials. Although many studies on VCFs have been published that include trauma patients along with other types of patients, we could not isolate the data referring to the trauma patients alone. For this reason, we restricted our literature analysis for this issue to studies that included only trauma patients.

The study designs frequently included historical controls and presented multiple outcomes, including PE, fatal PE, DVT, VCF-insertion-site DVT, and VCF-related complications. Different periods of time were used for followup. For these reasons, comparison of these studies was very difficult, and our results should be considered as generating, rather than proving, hypotheses related to the use of VCF.

Table 50. Incidence of pulmonary embolism in patients with and without vena cava filters
Study (first author, year)Total Patients (N)VCF (N)Group (# PE)Prosp (N)No VCF (# PE)Hist (N)No VCF (# PE)
239Gosin 1997499990151424912
393Rogers 19972,09035190511,15011
605Khansarinia 19953241080--21613
821Rodriguez 1996120401--8014
973Wilson 1994126150--1117
1,146Webb 199251240272--
Random-effects estimates0.0020.0150.058
95% CI(-0.007, 0.010)(-0.011, 0.041)(0.020, 0.096)
Heterogeneity chi-squared tests Q-statistic p value 1.93 0.86 5.83 0.054 35.76 0.000
TOTAL3,21032121,08371,80657

VCF, vena cava filter; Prosp, prospective control group; Hist, historical control group; PE, pulmonary embolism; CI, confidence interval. Note: The treatment (VCF) group in each study was compared with a prospective control group, a historical control group, or both.

Table 51. Incidence of fatal pulmonary embolism in patients with and without vena cava filters
Study (first author, year)Total PatientsVCF GroupProsp No VCFHist No VCF
(N)(N)(# fatal PE)(N)(# fatal PE)(N)(# fatal PE)
393Rogers 19972,09035090501,1504
605Khansarinia 19953241080--2169
821Rodriguez 1996120401--808
973 Wilson 1994126150--1113
1,146Webb 199251240271--
Random-effects estimates0.0010.033
95% CI(-0.009, 0.011)(0.002, 0.064)
Heterogeneity chi-squared tests Q-statistic p value 1.04 0.308 18.06 <0.0001
TOTAL3,711222093211,55724

VCF, vena cava filter; Prosp, prospective control group; Hist, historical control group; PE, pulmonary embolism; CI, confidence interval. Note: The treatment (VCF) group in each study was compared with a prospective control group, a historical control group, or both.

Tables 50 and 51 and Evidence Table 18 present the incidence of PE and fatal PE in patients who had a VCF placed, patients who were managed contemporaneously without a VCF, and historical controls who were managed without a VCF. A total of 321 severely injured patients in these studies received a VCF prophylactically. Two patients developed PE with no fatal PEs, for a random-effects estimate for PE of 0.2 percent (95 percent CI: -0.007, 0.010). In 1,083 patients who were managed contemporaneously without a VCF, 7 developed a PE and 1 a fatal PE, for a random-effects estimate for PE of 1.5 percent (95 percent CI: 0.011, 0.041). In 1,806 historical controls, 57 developed a PE and 24 a fatal PE for a random-effects estimate for PE of 5.8 percent (95 percent CI: 0.020, 0.096). The incidence (random-effects estimates) of fatal PE was 0 percent in prospectively followed patients with VCF, 0.1 percent (95 percent CI: -0.009, 0.011) in prospectively followed patients without VCF, and 3 percent (95 percent CI: 0.002, 0.064) in historical controls. In most fields of comparison, the studies were heterogeneous, as shown by the chi-squared heterogeneity test in Tables 50 and 51.

Chapter 4. Supplemental Analysis

Analysis of Complications of Methods of VT Prevention

Bleeding and thrombocytopenia are two complications frequently reported in the literature as being associated with the administration of heparin (LDH or LMWH) for VT prophylaxis. There were not enough data to perform meta-analysis on these two outcomes. Our calculation of the incidence of these variables is confounded by the different drugs and doses used, the lack of standard definitions of the outcomes, and the differences in study designs.

Table 52. Incidence of drug-related bleeding in studies describing trauma patients receiving different drugs for prophylaxis against venous thromboembolism
Method of ProphylaxisAuthor, YearNumber in GroupN with Bleeding
LDHGeerts, 19961361
Knudson, 1992371
Green, 1990212
Shackford, 1990716
Green, 1998587
Hachen, 198331811
Casas, 1977210
Total66228 (4.2%)
Method of ProphylaxisAuthor, YearNumber in GroupN with Bleeding
LMWHGreen, 1994481
Haentjens, 199628310
Harris, 19961053
Geerts, 19961295
Green, 1990200
Total58519 (3.2%)
Method of ProphylaxisAuthor, YearNumber in GroupN with Bleeding
AncrodCole, 1995300
Aspirin + DipyridamoleGreen, 1982121
LDH+ Aspirin or CoumadinSpain, 1997843

Random-Effects Estimate: 0.036, 95% CI: (0.010, 0.061)

Random-Effects Estimate: 0.031, 95% CI: (0.017, 0.045)

LDH, low-dose heparin; LMWH, low-molecular-weight heparin; CI, confidence interval.

Table 53. Incidence of heparin-related thrombocytopenia in studies describing trauma patients receiving LDH or LMWH for prophylaxis against venous thromboembolism
Method of ProphylaxisAuthor, YearNumber in GroupN with Thr/cyt
LDHKnudson, 1992370
Hachen, 198331810
Geerts, 19961362
Total49112
Method of ProphylaxisAuthor, YearNumber in GroupN with Thr/cyt
LMWHHaentjens, 19962832
Geerts, 19961290
Total4122

Random-Effects Estimate: 0.019, 95% CI: 0.004, 0.035

Random-effects estimate: 0.004, 95% CI: -0.003, 0.011.

Chi-squared heterogeneity test: Q-statistic: 0.92, p value: 0.337.

LDH, low-dose heparin; LMWH, low-molecular-weight heparin;

Thr/cyt, thrombocytopenia; CI, confidence interval.

Tables 52 and 53 show the available studies that reported bleeding and thrombocytopenia. The cumulative incidence (random-effects estimate) of bleeding was 3.6 percent (95 percent CI: 0.010, 0.061) after administration of LDH in 28 of 662 patients and 3.1 percent (95 percent CI: 0.017, 0.045) after administration of LMWH in 19 of 585 patients. The cumulative incidence of thrombocytopenia was 1.9 percent (95 percent CI: 0.004, 0.035) for LDH and 0.4 percent (95 percent CI: -0.003, 0.011) for LMWH. Overall, for all trauma patients in studies reporting on these rates, the incidence of bleeding following VT prophylaxis was 2.8 percent (95 percent CI: 0.016, 0.040) and the incidence of thrombocytopenia was 1 percent (95 percent CI: 0.000, 0.020). The 15 studies reporting on bleeding and the 5 reporting on thrombocytopenia were homogeneous according to the chi-squared test of heterogeneity (Q-statistic: 20.97, p value: 0.102 for bleeding, and Q-statistic: 8.31, p value: 0.081 for thrombocytopenia). These rates represent the existing uncontrolled literature data and should be viewed as hypothesis-generating rather than hypothesis-proving. The relevance of these rates to individual patients or practices is unknown.

Incidence of Fatal PE

The incidence of fatal PE cannot be accurately assessed by the existing literature on trauma. PEs are frequently missed in critically ill patients. These patients usually have multiple complications and organ failures, and even if a PE is found, its role as the cause of death is unclear. In 19 studies describing the incidence of fatal PE, none provided an accurate incidence of fatal PE because no study required autopsies to be performed on all patients who died.

In these 19 studies, 73 of 4,223 patients developed a fatal PE. Sixteen of these studies reported the incidences of both PE and fatal PE. These 16 studies included a total of 3,124 patients, of whom 78 had PE and 37 fatal PE. The incidence (random-effects estimate) of PE was 2 percent (95 percent CI: 0.011, 0.028) and fatal PE 0.6 percent (95 percent CI: 0.002, 0.009). According to these results, approximately one-third of trauma patients who develop PE die from it. As explained above, these figures should be viewed with caution given the nature of the studies, which are very heterogeneous (according to the chi-squared heterogeneity test [Q-statistic: 45.22, p value <0.001]).

Length of Hospital Stay

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   Figure 19. Shrinkage and funnel plots of five studies comparing patients with DVT and patients without DVT for length of hospital stay

It is not clear whether length of stay (LOS) is a risk factor for, or a consequence of, DVT; therefore, it is not reported as a risk factor. A meta-analysis of five studies reporting on the hospital LOS between patients with and without DVT showed that this parameter was statistically different in the two populations (Figure 19). Patients with DVT stayed14.6±2.1 days longer (95 percent CI: 10.4, 18.8) in the hospital than patients without DVT.

Cost-Effectiveness Analysis

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   Figure 20. Cost of VT prophylaxis with LDH vs. no prophylaxis

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   Figure 21. Cost of VT prophylaxis with mechanical vs. no prophylaxis

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   Figure 22. Cost of VT prophylaxis with LMWH vs. no prophylaxis

Figures 20 to 22 show the cost-effectiveness models created for the three most common methods of prophylaxis (LDH, LMWH, mechanical).

Table 54. Cost per death avoided with different probabilities of DVT
Probability of DVTSequential Compression DeviceLow-Dose Unfractionated HeparinLow-Molecular-Weight Heparin
0.120$∞ $∞ $∞
0.107$1,465,201$170,940$3,101,343
0.100$952,381$103,175$2,007,937
0.093$699,588$70,547$1,481,481
0.080$464,286$39,683$996,032
0.067$347,409$26,954$745,732
0.053$270,078$16,584$585,169
0.040$222,222$9,921$488,095
0.027$189,452$6,827$416,453
0.013$161,697$2,967$358,997
0.000$141,534$0$318,783

DVT, deep venous thrombosis.

The meta-analysis found no statistically significant reduction in the risk of DVT for patients who received any of the methods of VT prophylaxis examined in this evidence report. Therefore, if true, prophylaxis cannot be cost effective because the additional costs of both adverse drug reactions and the prophylaxis itself are not offset by improved patient outcomes. Row 1 of Table 54 illustrates this point. Increasing the cost (numerator) without any added benefit in terms of life saved (0 denominator) results in an infinite cost-per-life-saved. However, the 95% confidence interval on our estimates of efficacy are wide; we cannot exclude a clinically important beneficial effect of prophylaxis. Table 54 shows the costs associated with different methods of prophylaxis per death avoided according to different probabilities of DVT. Synthesis of data from the existing literatures shows that the rate of DVT with or without prophylaxis is 0.12 (range: 0.10 to 0.13). The third row of Table 54 shows the costs of the different methods of prophylaxis when DVT is reduced to the lower bound probability of the 95 percent confidence interval, as found in our analysis.

Table 55. Life expectancy and discounted years of life from 1996
AgeLife ExpectancyDiscounted Years of Life
20 to 255728.0
25 to 305226.9
30 to 354826.0
35 to 404324.7
40 to 453823.2
45 to 503421.8
50 to 553020.2
55 to 602517.9
60 to 652115.9
65 to 701814.2
70 to 751411.6
75 to 80119.5
80 to 8587.2
85 & over65.6
Cost-effectiveness analysis generally employs a cost-per-life-year-saved metric rather than the cost-per-life-saved metric, which is what we report in Table 54. To find the cost per life-year saved, the cost per life saved must be divided by an estimate of the years of life gained. The cost per life-year saved depends on the age of the patient because life expectancy varies inversely with age. However, future years of life must also be discounted since 1 additional year of life saved today is worth more than 1 year of life saved in the future. If the future stream of years of life saved is not discounted to present value, the cost-effectiveness ratio will be biased downward (i.e., more cost-effective) as a result of inflated benefits. The discount rate commonly used in this type of analysis ranges anywhere from 0 percent to 7 percent (Gold, Siegel, Russell, et al., 1996). In this analysis, we used 3 percent as the discount rate to derive the discounted years of life (Gold, Siegel, Russell, et al., 1996). Table 55 illustrates the life-expectancy values and discounted years of life for various cohorts.

The following examples illustrate how to combine the data in Tables 54 and 55. Prophylaxis with LDH resulting in a 10 percent rate of DVT has a cost per life saved of $103,175 (line 3, Table 54). For a 20-year-old patient, the $103,175 cost per life saved would be divided by 28.0 discounted years of life, resulting in a cost of $3,685 per life-year saved when LDH is used as prophylaxis. For the same patient, the cost would be $71,712 per life-year saved when LMWH is used as prophylaxis. A range of $40,000 to $50,000 per life-year saved is usually accepted as a criterion to determine cost-effectiveness (Gold, Siegel, Russell et al., 1996). Therefore, prophylaxis of 20-year-old trauma patients with LDH is highly cost-effective. However, LMWH is not cost-effective because its cost-effectiveness ratio ($71,712) is greater than the standard range and a more cost-effective alternative is available (LDH).

If the trauma patient receiving prophylaxis with LDH were 60 years old, the cost per life saved ($103,175) would be divided by 15.9, resulting in an estimated cost per life-year of $6,489. Again, prophylaxis with LDH would be cost-effective in a 60-year-old trauma patient. Obviously, prophylaxis of trauma patients becomes less cost-effective with older age because of reduced life expectancy.

Chapter 5. Conclusions

This evidence report evaluated the trauma literature to answer specific questions relevant to the prevention of VT after injury. Most of the published data in this field are of low quality, and much of the information comes from noncontrolled trials. To date, policies and methods of management and policies have been based on extrapolation of conclusions from different types of patients to the trauma population. However, trauma patients constitute an entirely different population from cancer, elderly, or elective-surgery patients. In addition, trauma is followed by significant acute physiologic changes that influence the response of injured patients to different treatment methods.

Following the technical experts' recommendation, the project staff decided to adopt a strict approach and avoid including in the analysis any articles that did not address trauma patients. Defining "trauma" for the purposes of this project was difficult. The panel believed that elderly patients with minimal mechanism of injury and burn patients should be excluded because they represented different patient populations than the trauma patients for whom we targeted the evidence report. All other studies that included only trauma patients or mixed populations and provided separate data for trauma patients were included.

We included papers dealing with nonelderly patients with minimal injuries in the analysis only because they were few (four), of good quality (all RCTs), and referred to a specific population (patients with lower-extremity injuries). Stratification of our database according to types of population allowed us to analyze these patients separately.

What Is the Incidence of DVT and PE?

Incidence of DVT

DVT was easier to measure as an outcome and had better quality data than the available data on PE. Although DVT rates varied according to the method, frequency, and duration of screening, the pooled incidence in all studies was 11.8 percent. A higher incidence should be expected in patients with specific risk factors such as spinal fractures, spinal cord injuries, or older age or after careful screening of the extremity veins. However, 12 percent can be used as a target number in the design of future research testing different methods of prophylaxis.

We avoided distinguishing between proximal and distal DVT for two reasons. First, many studies did not report on them separately. Second, it is still not clear whether only proximal DVT is clinically significant, or whether distal DVT could also be life-threatening by producing PE. Certainly, the latter problem becomes particularly important after the alarmingly high incidence of PE in the absence of documented proximal DVT (Coon, 1976; Velmahos, Nigro, Tatevossian, et al., 1998).

Incidence of PE

Determining the incidence of PE from the trauma literature proved to be a much more difficult task. Essentially no studies used routine screening for PE, and all investigators relied on clinical symptoms before initiating therapy or further investigation. However, the clinical symptomatology of PE is notoriously unreliable, and the signs associated with this disease become more vague in an intensive care unit (ICU) environment. Therefore, the incidence of PE provided by our analysis should be viewed with caution. According to the pooled data, the overall incidence of PE is 1.5 percent and varies, according to the type of trauma or study methodology, from 0.1 percent to 15 percent.

What Is the Best Method of Preventing VT?

Firm conclusions as to the best method of preventing VT cannot be made based on the available literature data. The randomized clinical trials that have been published are usually unique (i.e., only one type of comparison has ever been published), frequently of low methodologic quality, and clinically heterogeneous. We assessed both clinical trial data and observational data, but our results remained consistent. We were unable to demonstrate any benefit of one method over another in preventing VT. However, we note that the confidence intervals in our pooled results are wide, in some instances very wide, and we therefore cannot exclude a clinically important effect. For example, many of our odds ratios have confidence intervals that include 2, which for these low-frequency events approximates the risk ratio. A prophylactic method with a risk ratio of 2 in its favor would be associated with one-half as many episodes of DVT or PE-a clinically important result. The existing limited data do not allow us to exclude a benefit of this magnitude for most of these prophylactic methods.

We compared three methods in our primary meta-analysis: LDH, SCDs, and no prophylaxis. The outcome parameter was DVT. There was no difference in DVT rates after administration of LDH or application of SCD. Even more surprising, there was no difference in DVT rates between LDH or SCD and no prophylaxis. This may be because of the small number of patients included in each study, the methodologic flaws of the studies, or the real absence of a difference. We compared a fourth method (LMWH) against LDH in a combined RCT/non-RCT meta-analysis with PE as the outcome parameter. This comparison showed no difference in PE prevention.

LMWH is a new and promising pharmacologic agent for VT prophylaxis. We hoped that we could compare its safety and efficacy against other methods of prophylaxis by meta-analysis. Unfortunately, we identified only two RCTs (Geerts, Jay, Code, et al., 1996; Knudson, Morabito, Paiement, et al., 1996) comparing LMWH against LDH or SCD. Both studies are of high quality and show an outcome benefit in favor of LMWH. However, they are heterogeneous: One study (Geerts, Jay, Code, et al., 1996) reported DVT rates of 31 percent and 44 percent according to the use of LMWH or LDH, respectively, whereas the other (Knudson, Morabito, Paiement, et al., 1996) reported DVT rates of 0.8 percent and 2.4 percent when LMWH or SCD are used respectively. The sample sizes were too small to make any conclusion on comparisons on these drugs' safety. These widely different DVT rates between the two studies could be because of different study methodologies (particularly in the methods of DVT diagnosis) or different populations examined, which may make the interpretation of their results difficult. In the absence of at least three RCTs, meta-analysis could not be performed on this topic.

Our analysis of the limited reliable literature data leads us to conclude that LDH or SCD offer no proven advantage over each other or over no prophylaxis for the prevention of DVT after trauma.

What Are the Risk Factors for VT?

Multiple risk factors have been reported for the development of VT. Our analysis focused on risk factors included in at least three studies. The risk factors were examined as continuous or categorical (dichotomous) values according to how they were reported in their respective articles.

Of the categorical risk factors examined (gender, head injuries, spinal fractures, spinal cord injuries, long-bone fractures, and pelvic fractures), only spinal fractures and spinal cord injuries were found on pooled analysis to affect the incidence of VT. The presence of spinal fractures or spinal cord injures increases the odds for development of DVT twofold and threefold, respectively, relative to patients without spinal trauma. We were unable to confirm that widely published risk factors, such as pelvic fractures, long-bone fractures, or head injuries, affect the incidence of VT. A possible explanation for this outcome is that the studies we analyzed included multiple trauma patients who were already at the highest risk of VT. In such patients, individual risk factors may not increase an already high risk any further.

Of the continuous variables we examined (age, Injury Severity Score [ISS], blood transfusion), age and ISS were significantly different between patients with and without VT. Patients with DVT were on average 9 years older and had an ISS that was 1.5 points higher than that of patients without DVT. The ISS difference, however, has limited clinical significance. There were insufficient data to identify threshold figures of age or ISS above which VT rates increased significantly.

We conclude that the presence of spinal fractures or spinal cord injuries is a significant risk factor for the development of VT. The likelihood of developing VT increases with age and ISS, but the threshold at which the rate of increase changes significantly cannot be determined.

What Is the Role of Vena Cava Filters in Preventing PE?

The data we analyzed on the role of vena cava filters (VCFs) were derived from methodologically poor studies: no RCT in the trauma literature addressed the role of VCF. From the existing literature, it seems that VCF decreases the risk of PE and fatal PE in severely injured patients. The absence of severe complications associated with VCF use in the studies that we examined suggests that this device is safe. However, firm conclusions on its short-term and long-term safety cannot be made from the available data.

Most authorities would agree that a mechanical interruption to the flow of blood clots from the systemic veins to the pulmonary circulation is an effective method for preventing this complication. However, defining the appropriate trauma population for VCF placement remains difficult. The physician needs to balance the risk of PE with the risk of placing a device that will remain in the bloodstream for life in a (typically) young trauma patient. We cannot draw conclusions as to the role of VCF in the prevention of VT after trauma on the basis of the existing data.

Cost-Effectiveness

Because the meta-analysis showed no differences in VT rates in patients treated by different methods of prophylaxis vs. no prophylaxis, the cost-effectiveness of prophylaxis cannot be established. All methods of prophylaxis will be associated with the cost of the drug or device used and the possible complications of its use. Therefore, because there is no proof that the risk of VT is not decreased by any method of prophylaxis, no prophylaxis will be more cost-effective than any other approach. However, the small sample sizes used in our meta-analysis and the wide 95 percent confidence intervals of most calculated odds ratios indicate that differences among different methods of prophylaxis may reveal themselves if appropriate numbers of patients are evaluated. For this reason, we proceeded to estimate the cost per year-life saved according to different probabilities of DVT occurrence. Our results showed that prophylaxis for DVT may be cost-effective (using accepted limitations) at rates of efficacy within the 95% confidence intervals of our estimates.

In this analysis, we estimated the cost of each of the three most commonly used methods of prophylaxis (LDH, LMWH, mechanical) that would save 1 year of a person's life over the estimated life span according to his/her age by decreasing the incidence of DVT (and eventual PE). This information will be very useful when future research on this topic attempts to use power analysis to identify the sample sizes required to prove that a certain method is cost-effective.

The figure of approximately $50,000 per life-year saved is used as the upper limit to determine cost-effectiveness for each method or drug investigated. The entire cost of a method used is divided by the estimated years that a person may live, yielding the cost per life-year saved. Therefore, the cost per life-year saved will be lower for a young person than for an older person for a therapy that has the same cost (entire cost of therapy will be divided by more years of projected life). So, a method becomes more cost-effective the younger a person is.

Because LDH is identified as the least expensive method for VT prevention of the three examined, it will be more cost-effective than the other methods because no method is superior in preventing VT. If future studies show that another method of prophylaxis is more effective than LDH, the cost-effectiveness results will change. We believe that the information provided in this analysis will help design future studies on this topic.

Limitations

The primary limitation of the current evidence report is the quantity and quality of original studies. Only a few RCTs were identified, and approximately one-half of thesecould not be combined for meta-analysis. Most of our meta-analyses addressing methods of prophylaxis used only three or four studies with a low total number of patients. For this reason, we added non-RCTs to RCTs in order to increase the sample size. Although such a meta-analytic design is inherently weaker, it was consistent with the results of the meta-analysis of RCTs. The absence of a proven benefit for different methods of prophylaxis of VT was found after meta-analysis of RCTs as well as RCTs and non-RCTs together.

The majority of controlled or noncontrolled trials scored one-half or lower of the highest possible score on our quality scoring scale. Because we had so few RCTs for meta-analysis, we could not exclude studies that were of low quality. We also made no attempt to give greater importance to studies that had better design and, therefore, presumably more valid results. This was because, in general, there is a lack of empirical evidence relating study design to bias.

The way we defined "trauma patients" could be viewed as an additional limitation. After careful consideration by the technical expert panel, the definition excluded burn patients and elderly patients with minimal mechanism of injury. However, we believe that this definition limits this report to the population intended to be studied.

Finally, the heterogeneity of studies, as shown by the respective statistical tests, may have influenced some of the results. Surprisingly, the tests did not indicate significant heterogeneity for most comparisons. However, the trauma populations that were combined to perform meta-analysis (e.g., spinal-cord injuries with general trauma) were not always similar. These groups of patients have individual characteristics and risk factors for VT. Combining them could be inappropriate in some cases from a pathophysiologic point of view. Again, the limited number of available studies provided little opportunity to isolate these groups for individual study.

Chapter 6. Future Research

There are significant gaps in the scientific literature in the field of prevention of VT after trauma, especially regarding the methods of prophylaxis or screening and the uniform description of patients.

Methods of Screening

The best method of screening is probably the most difficult issue to resolve. A study comparing the most convenient method for screening (Duplex ultrasonography) with the current gold standard for diagnosis of DVT (ascending venography) would yield valuable conclusions. Results from such a study could make physicians aware of the limitations of Duplex ultrasound in critically ill patients and alert them to the possibility of missing a DVT diagnosis, with catastrophic consequences, resulting from reliance on Duplex results. Alternatively, such results could indicate that Duplex is sensitive and specific, even for edematous, severely injured patients. Even with its limitations, Duplex ultrasonography may still remain the screening method of choice in most centers because it is convenient, noninvasive, inexpensive, and repeatable, and it can be done at the bedside. D-dimers is a promising new test that still needs to be explored.

Other methods of screening such as radiolabeled fibrinogen scanning or impedance plethysmography have not been adopted by most trauma centers and should probably not be studied further. We believe that further studies to identify the best method of screening should not be the highest priority at this time.

Selection of Appropriate Patients for VT Prophylaxis

Identification of the Best Method of Prophylaxis

Our evidence report shows that high-quality data for these two very important topics is scanty, and firm conclusions cannot be drawn, despite the common belief that the answers exist in the literature. Although numerous studies could be designed around these topics, ideally one large multicenter trial should answer the major relevant questions. This study must do the following:

  • Involve multiple trauma centers with high volumes of trauma patients and expertise in this particular field.

  • Have a randomized, controlled design to help insure equivalence among groups at baseline.

  • Define appropriate inclusion criteria for "trauma" patients.

  • Compare the most important (and most commonly used) methods of prophylaxis (i.e., LMWH, LDH, and SCDs).

  • Adopt a strict screening protocol for DVT, regardless of symptoms, and a flexible protocol for investigating pulmonary embolism in the presence of symptoms.

  • Accumulate numbers that can provide statistical significance based on careful power analysis.

  • Analyze this large sample of patients to identify risk factors for VT.

Some physicians may consider the inclusion of a no-prophylaxis group to be unethical at this point. However, in this evidence report the limited amount of reliable data generated the conclusion that conventional methods of prophylaxis do not offer any proven advantage over no prophylaxis. A panel of experts should decide if a no-prophylaxis group should be included in the multicenter trial that we propose. Based on the available data, the efficacy of prophylactic therapy in preventing DVT in trauma patients is in sufficient doubt to justify the use of a no-prophylaxis group in clinical trials.

Table 56. Power analysis to estimate the number of patients required to achieve reduction in DVT rates1
Test significance level, α 0.0500.0500.0500.0500.0500.050
Group 1 proportion, π 10.1180.1180.1180.1180.1180.118
Group 2 proportion, π 20.0900.0900.0900.0600.0600.060
Odds ratio, ψ= π 2 (1-π 1)/[ π 1 (1-π 2)]0.7390.7390.7390.4770.4770.477
Power (%)809095809095
n per group1,9362,5673,158411539658

1Two-groups continuity-corrected chi-squared test of equal proportions.

DVT, deep venous thrombosis.

We estimated the sample sizes that would be needed for a large, randomized, controlled trial to demonstrate statistically significant reductions in DVT rates (Table 56). The power analysis assumed an -error of 0.05 and a power of 80 percent, 90 percent, or 95 percent. We estimated sample sizes according to two different scenarios:
  • 1

    A reduction in the incidence of DVT from 11.8 percent (the general incidence in all trauma patients, as found in our analysis) to 9 percent (the incidence that would make the most expensive method of prophylaxis, LMWH, cost-effective for a person of the average age of the trauma population: 30--35 years old, see Tables 54-55).

  • 2

    A reduction in the incidence of DVT from 11.8 percent to 6 percent (a 50 percent reduction, which is a clinically significant endpoint).

According to different power estimates and reduction rates, the sample sizes range from 411 to 3,158 patients per group. For example, to reduce the incidence of DVT with LMWH from 11.8 percent to 9 percent in a statistically significant way, assuming a power of 80 percent, approximately 4,000 patients should be included (2,000 in each group). This sample size alone strongly indicates the necessity of a multicenter trial.

The Role of Vena Cava Filters

The issue of VCFs is extremely important, and further research should be definitely done in this direction. We propose two study methodologies on this topic:

  • Including this question in the multicenter trial: Patients should be stratified to those who could receive other methods of prophylaxis and those who had contraindications to other methods or had lifelong risk for VT. These latter patients should be randomized to receive or not receive a VCF.

  • Designing a different study, specifically to answer this question: In such a study, all patients who were deemed to be at high risk for DVT according to predefined criteria should be randomized to receive or not receive a VCF, regardless of other methods of prophylaxis given simultaneously.

Both studies should have a predetermined protocol for evaluating PE according to symptoms, an aggressive autopsy policy to examine for PE and its possible association with death, and careful short-term and long-term followup to detect complications related to VCF.

Evidence Tables

Appendices

Appendix A. Study Design

Ref. Num.: _____
Reviewer: JK = 1 JM = 2 GV = 3 /1
Journal: ______________________________ Year __________
Country _______________ Language _______________ /2
Institution ______________________________
Authors: ________________________________________
Title: __________________________________________________
Revisiting rejection criteria: If rejecting, circle the most general reason that applies:
Irrelevant topic (laboratory, animals, therapy, etc.)R1/3
Irrelevant population (elderly, medical, stroke, cancer, minor trauma, etc.)R2
Methods of prophylaxis after elective surgery (general, orthopedic, Neurosurgical, urologic, gynecologic, etc.)R3
Inappropriate study category (review, editorial, meta-analysis, case-report, etc.)R4
Other (explain)R5
If accepted, Which question(s) does this study address? (If more than one, check by order of importance)
Rank
Objective of the study1st2nd3rd4th
Question A: Methods of prevention1234/4
Question B: Identification of high-risk trauma groups1234/5
Question C: Methods of screening1234/6
Question D: Vena caval filters, SCD1234/7
What kind of patients are included in this study? (may circle more than one)
YesNo
All trauma10/8
Major trauma10/9
Defined as ISS> __________/10
Severe trauma10/11
Defined as ISS> __________/12
Ortho trauma10/13
Head trauma10/14
Spine trauma10/15
Mixed (trauma & nontrauma10/16
Other: ______________________10/17
Primary outcome variable: ______________Choose from: DVT, PE /18
Secondary outcome variable(s): ___________Death from PE, Bleeding, Thrombocytopenia, Post-thrombotic syndrome/19
STUDY DESIGNYes
1.Randomized controlled trial?1/20
2.Non-randomized controlled trial?1
3.Prospective comparative cohorts?1
4.Prospective cohorts with retrospective control cohort?1
5.Retrospective comparative cohorts?1
6.Case control?1
7.Case series or cross sectional?1
8.Natural history/observational/longitudinal single cohort?1
9.Unsure1
QUALITY OF CONTROLLED TRIALSYesNoUns
10.Was the study described as randomized?10/21
11.Was the study described as double-blinded?10/22
12.Was there a description of withdrawals and drop outs?10/23
13.Was the randomization procedure appropriate?1-10/24
14.Was blinding procedure appropriate?1-10/25
15.Total score____/26
QUALITY OF COHORT(S) STUDY Prospective cohort
16.Was the study cohort(s) clearly defined? (Inclusion and exclusion criteria clearly spelled out)10/27
17.Was the study cohort(s) assembled at an early and uniform point ("inception") in the course of the illness?10/28
18.Were the pathways by which patients entered the study clearly described?10/29
19.Was complete follow-up achieved?10/30
20.Was there a description of withdrawals and drop-outs?10/31
21.Were objective outcome criteria developed and used?10/32
22.Was the primary outcome assessment "blind"?10/33
23.Was adjustment for extraneous prognostic factors carried out?10/34
Retrospective cohort10
24.Was the study cohort(s) clearly defined? (Inclusion and exclusion criteria clearly spelled out)10/35
25.Was the study cohort(s) assembled at an early and uniform point ("inception") in the course of the illness?10/36
26.Were the pathways by which patients entered the study clearly described?10/37
27.Was complete follow-up achieved?10/38
28.Was there a description of withdrawals and drop-outs?10/39
29.Were objective outcome criteria developed and used?10/40
30.Was the primary outcome assessment "blind"?10/41
31.Was adjustment for extraneous prognostic factors carried out?10/42
32.Total Score (add scores for prospective and retrospective cohorts, divide by 2)____/43
QUALITY OF CASE CONTROL STUDY
33.Was the source of cases identified?10/44
34.Was the source of controls identified?10/45
35.Was there blinded assessment of: eligibility of cases and controls? outcome? exposure?10/46 /47 /48
36.Were the matching criteria of cases and controls clearly spelled out?10/49
37.Were the criteria defining the cases clearly spelled out?10/50
38.Was the exposure status clearly defined?10/51
39.Was the duration of exposure defined?10/52
40.Was the temporal relation of the exposure to the case event clearly defined?10/53
41.Was there an adjustment in the analysis for known confounders not included in matching?10/54
42.Total score____/55
QUALITY OF SINGLE COHORT OBSERVATIONAL STUDY
YesNo
43.Was the outcome(s) of the study clearly defined?10/56
44.Was the time point(s) at which the outcome(s) was (were) measured clearly defined?10/57
45.Was the cohort of subjects followed without any intervention?10/58
46.Was there blinded assessment of the outcomes of the study?10/59
47.Were point estimates and measures of variability provided For the main outcome measure?10/60
48.Total score____/61

Methods of Screening

Appendix A. Study Design
Ref Num: ____ Author: ____ Reviewed by: ____ Date: ____
Group#inGrpSite of Test#Neg#Pos#False Neg#False PosSensitivitySpecificity
Gold StdAll
Below Knee
Knee to Pelvis
Pelvis
Other
Test IAll
Below Knee
Knee to Pelvis
Pelvis
Other
Test IIAll
Below Knee
Knee to Pelvis
Pelvis
Other
Appendix A. Study Design

Cohort and Study Basics

Appendix A. Study Design
Ref Num: ______ Author: ______ Reviewed by: ______ Date: ______
Type of Institution: 1. Teaching Hospital; 2. Public Hospital; 3. VA; 4. Private hospital; 5. Clinic
Region/Country: ______ Patients followed in hospital primarily: Yes/No Patients followed in the hospital and clinics: Yes/No
Inclusion criteria: ____________________________________________________________
Exclusion criteria: ____________________________________________________________
Definitions: Drug[LDH, LMWH(enoxaparin), DHE, Dextran], dose, sig, duration/SICKLE CELL DISEASE, brand, duration/VCF, brand, duration
Group A: __________________________________________________________________
Group B: __________________________________________________________________
Group C: __________________________________________________________________
Group D: __________________________________________________________________
Group E: __________________________________________________________________
Screening Method: Such as; Clinical, IPG, Ultrasound, Venography, Radiosotope scan, D-dimer
Routine: (device, start time, frequency: if suspect DVT or PE, follow-up test):
Appendix A. Study Design

Risk Factors

Appendix A. Study Design
Ref Num: ______ Author: ______Reviewed by: ______ Date:______ #Subjects in Groups ok? Yes/No
(Age, obesity, Extremity fractures, Lower extremity fractures, Below-the-knee fractures, femur fractures, Pelvic fractures, spinal fractures, Spinal cord injuries, Severe head injuries)
Risk Factor#RFSubGroup#Sub GrpNon-Risk Factor#Non Risk FactorOutcome#RF OutRF Stat#Non RF OutNon RF StatExplanation
Appendix A. Study Design

Demographics

Appendix A. Study Design
Ref Num: ______Author: ______Reviewed by: ______Date: ______ #Subjects in Groups ok? Yes/No
(Variables measured prospectively per group: eg. Preexisting factors such as Age, gender, and possibly Traumatic factors such as fractures and head injuries). Describe Blunt trauma as: road traffic accident, fall from height, ground-level fall (<5ft), assault, other minimal-force trauma.
Group#StudiedDemographic#DemoDemo StdExplanation
Appendix A. Study Design

Outcomes/ADR/AE

Appendix A. Study Design
Ref Num: ______ Author: ______ Rev. by: ______ Date: ______ #Subjects in Groups ok? Yes/No
For outcomes, choose: DVT, Proximal DVT, PE, fatal PE, thrombocytopenia, bleeding, post-thrombotic syndrome
Write risk factor or outcome here
Group# in GroupSubgroup# in Subgp# w/ RF#1# w/ RF#2# w/ RF#3# w/ RF#4# w/ RF#5# w/ Outc#1# w/ Outc#2# w/ Outc#3# w/ Outc#4# w/ Outc#5AE (describe)
Appendix A. Study Design

Appendix B. Contributors and Peer Reviewers

Appendix C. Acronyms and Abbreviations

AAST: American Association for the Surgery of Trauma

ADRp: adverse drug reaction of prophylaxis for VT

ADRpe: adverse drug reaction of treatment for PE

ADRt: adverse drug reaction of treatment for DVT

AFP: arteriovenous foot pump (mechanical prophylaxis)

APTT: activated partial thromboplastin time

AVF: arterio-venous footpump

C-E: cost-effectiveness

CHF: congestive heart failure

CI: confidence interval

D: death

DHE: dihydroergotamine

D-L: DerSimonian and Laird

DVT: deep venous thrombosis

Dx: diagnosis

EAST: Eastern Association for the Surgery of Trauma

EPC: evidence-based center

False N: false negative

FX: fracture

GCS: Glasgow Coma Score

HC: heparin-calcium

HI: head injury

HIST: historical control group

ICU: intensive care unit

INR: international normalized ratio

IP: impedance plethysmography

IPG: impedance plethysmography (same as above)

ISS: Injury Severity Score

iv: intravenous

LBF: long-bone fracture

LDH: low-dose heparin

LMWH: low-molecular-weight heparin

LOS: length of stay

MI: infarction

MP: mechanical prophylaxis

NNT: number needed to treat

OR: odds ratio

PE: pulmonary embolism

PEEP: positive end-expiratory pressure

PROSP: prospective control group

PSP: pentosan sulfuric polyester

PTT: partial thromboplastin time

RBRVS: resource-based relative-value scale

RCT: randomized controlled trial

RTS: Revised Trauma Score

S: survival

SAS: Statistical Analytical System

SC: subcutaneously (in reference to LDH)

SCD: sequential compression device (mechanical prophylaxis)

SCI: spinal-cord injury

SD: standard deviation

SF: spinal fracture

TED: thromboembolic disease

TED hose: thigh-high antiembolic compression stockings

thr/cyt: thrombocytopenia

TOO: Task Order Officer

True P: true positive

Tx: treatment

U/S: ultrasound

USC: University of Southern California

VCF: vena cava filter

V/Q: ventilation/perfusion

VT: venous thromboembolism (includes DVT and PE)

WTA: Western Trauma Association

References
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