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Chapter  78:  Best-Case Series for the Use of Immuno-Augmentation Therapy and Naltrexone for the Treatment of Cancer

A117548

Prepared for:

Agency for Healthcare Research and Quality

U.S. Department of Health and Human Services

www.ahrq.gov

Contract No: 290-97-0001

Prepared by:

Southern California-RAND Evidence-based Practice Center, Santa Monica, CA

EPC Director

Paul Shekelle, M.D., Ph.D.

Principal Investigators

Ian Coulter, Ph.D.

Mary Hardy, M.D.

EPC Director/Statistician

Sally C. Morton, Ph.D.

Expert Reviewers

Joya T. Favreau, M.D.

James Gagne, M.D.

S. Adelaide Coulter, R.N.

Jay Udani, M.D.

Elizabeth A. Roth, M.A.

Lara K. Jungvig, B.A.

Sydne Newberry, Ph.D.

Leigh Rohr

Louis R. Ramirez, B.A.

AHRQ Publication No. 03-E030

April 2003

ISBN: 1-58763-082-6

ISSN: 1530-4396

This document is in the public domain and may be used and reprinted without permission except those copyrighted materials noted for which further reproduction is prohibited without the specific permission of copyright holders.

This report may be used, in whole or in part, as the basis for development of clinical practice guidelines and other quality enhancement tools, or a basis for reimbursement and coverage policies. AHRQ or U.S. Department of Health and Human Services endorsement of such derivative products may not be stated or implied.

AHRQ is the lead Federal agency charged with supporting research designed to improve the quality of health care, reduce its cost, address patient safety and medical errors, and broaden access to essential services. AHRQ sponsors and conducts research that provides evidence-based information on health care outcomes; quality; and cost, use, and access. The information helps health care decisionmakers—patients and clinicians, health system leaders, and policymakers—make more informed decisions and improve the quality of health care services.

Suggested Citation:

Coulter I, Hardy M, Shekelle P, et al. Best-Case Series for the Use of Immuno-Augmentation Therapy and Naltrexone for the Treatment of Cancer. Evidence Report/Technology Assessment No. 78 (Prepared by Southern California-RAND Evidence-based Practice Center under Contract No 290-97-0001). AHRQ Publication No. 03-E030. Rockville, MD: Agency for Healthcare Research and Quality. April 2003.

Prepared for:

Agency for Healthcare Research and Quality

U.S. Department of Health and Human Services

www.ahrq.gov

Contract No: 290-97-0001

Prepared by:

Southern California-RAND Evidence-based Practice Center, Santa Monica, CA

EPC Director

Paul Shekelle, M.D., Ph.D.

Principal Investigators

Ian Coulter, Ph.D.

Mary Hardy, M.D.

EPC Director/Statistician

Sally C. Morton, Ph.D.

Expert Reviewers

Joya T. Favreau, M.D.

James Gagne, M.D.

S. Adelaide Coulter, R.N.

Jay Udani, M.D.

Elizabeth A. Roth, M.A.

Lara K. Jungvig, B.A.

Sydne Newberry, Ph.D.

Leigh Rohr

Louis R. Ramirez, B.A.

AHRQ Publication No. 03-E030

April 2003

ISBN: 1-58763-082-6

ISSN: 1530-4396

This document is in the public domain and may be used and reprinted without permission except those copyrighted materials noted for which further reproduction is prohibited without the specific permission of copyright holders.

This report may be used, in whole or in part, as the basis for development of clinical practice guidelines and other quality enhancement tools, or a basis for reimbursement and coverage policies. AHRQ or U.S. Department of Health and Human Services endorsement of such derivative products may not be stated or implied.

AHRQ is the lead Federal agency charged with supporting research designed to improve the quality of health care, reduce its cost, address patient safety and medical errors, and broaden access to essential services. AHRQ sponsors and conducts research that provides evidence-based information on health care outcomes; quality; and cost, use, and access. The information helps health care decisionmakers—patients and clinicians, health system leaders, and policymakers—make more informed decisions and improve the quality of health care services.

Suggested Citation:

Coulter I, Hardy M, Shekelle P, et al. Best-Case Series for the Use of Immuno-Augmentation Therapy and Naltrexone for the Treatment of Cancer. Evidence Report/Technology Assessment No. 78 (Prepared by Southern California-RAND Evidence-based Practice Center under Contract No 290-97-0001). AHRQ Publication No. 03-E030. Rockville, MD: Agency for Healthcare Research and Quality. April 2003.

Acknowledgments

We wish to thank the medical directors and staff of the two clinics identified in this report for their invaluable help in identifying appropriate cases. Without their assistance, this project would have not been possible.

We would also like to thank the expert reviewers who helped us abstract the data at these clinics. Thank you Adelaide Coulter, Dr. Jim Gagne, and Dr. Jay Udani.

Preface

The Agency for Healthcare Research and Quality (AHRQ), through its Evidence-Based Practice Centers (EPCs), sponsors the development of evidence reports and technology assessments to assist public- and private-sector organizations in their efforts to improve the quality of health care in the United States. The reports and assessments provide organizations with comprehensive, science-based information on common, costly medical conditions and new health care technologies. The EPCs systematically review the relevant scientific literature on topics assigned to them by AHRQ and conduct additional analyses when appropriate prior to developing their reports and assessments.

To bring the broadest range of experts into the development of evidence reports and health technology assessments, AHRQ encourages the EPCs to form partnerships and enter into collaborations with other medical and research organizations. The EPCs work with these partner organizations to ensure that the evidence reports and technology assessments they produce will become building blocks for health care quality improvement projects throughout the Nation. The reports undergo peer review prior to their release.

AHRQ expects that the EPC evidence reports and technology assessments will inform individual health plans, providers, and purchasers as well as the health care system as a whole by providing important information to help improve health care quality.

We welcome written comments on this evidence report. They may be sent to: Acting Director, Center for Practice and Technology Assessment, Agency for Healthcare Research and Quality, 6010 Executive Blvd., Suite 300, Rockville, MD 20852.

Carolyn M. Clancy, M.D.

Director

Agency for Healthcare Research and Quality

Jean Slutsky, P.A., M.S.P.H.

Acting Director, Center for Practice and Technology Assessment

Agency for Healthcare Research and Quality

The authors of this report are responsible for its content. Statements in the report should not be construed as endorsement by the Agency for Healthcare Research and Quality or the U.S. Department of Health and Human Services of a particular drug, device, test, treatment, or other clinical service.

Structured Abstract

Objectives. The primary objective of this project was to create a best-case series for two CAM therapies for treating cancer patients: Immuno-Augmentation Therapy (IAT) and low-dose Naltrexone.

Methodology. The two CAM providers were asked to identify their best cases. The criteria used for a best-case series were based on those established by the National Cancer Institute (NCI). Promising cases were identified and these patients were contacted to obtain permission for us to abstract their file and to be interviewed by telephone. For cases identified as “best cases” based on NCI criteria, all pertinent clinical data (radiologic scans, pathology slides, etc.) were requested from the original institution to confirm the cancer diagnoses and any progression of the cancer. The cases were then reviewed by the NCI Office of Cancer for Complementary and Alternative Medicine.

Main Results. For both therapies, it was extremely difficult to meet the full documentation requirements of the NCI best-case series criteria. For IAT, nine cases were found that we consider the most complete or appropriate in terms of the NCI criteria for a best-case series. For Naltrexone treatments, only three cases best met the NCI criteria. These cases represent the best that we were able to assemble using the currently accepted best-case method of the NCI.

Conclusions. Assembling documentary evidence for a best-case series through retrospective case analysis for CAM therapy will seldom meet the full NCI criteria. An alternative approach might be to establish a prospective case series.

Summary

Overview

This report presents an assessment of patients with cancer treated with either of two complementary and alternative medicine (CAM) therapies, Immuno-Augmentation Therapy (IAT) or low-dose Naltrexone. Some patients report that these treatments have improved their health-related quality of life. Two clinics that treat patients with these therapies were identified by staff at the National Center for Complementary and Alternative Medicine (NCCAM) of the National Institutes of Health. In selecting patients' records for review, the researchers used criteria developed by the National Cancer Institute for its “best-case series.” These criteria require rigorous and objective evidence of the patient's clinical condition and treatment received. A “best-case series” can provide information on the efficacy of a treatment in the absence of a controlled clinical trial. The researchers judged nine cases in which patients received IAT and three cases in which patients received Naltrexone, to best meet the “best-case series” criteria, and these cases are reported in detail herein. The authors also report on the difficulties identifying “best-case series” for these patients.

Methodology

The project's staff visited the two sites and asked the CAM providers to identify their best cases based on their belief that the patients benefited from the treatment. The staff screened these and additional patient files that were identified from the clinic records, based on the criteria for a best-case series established by the National Cancer Institute.

In a “best-case series,” cases are not selected randomly and are not representative of the “average” or “typical” case. Furthermore, there are no control cases that would facilitate a comparison of patient outcomes with and without the treatment in question. A best-case series relies on assumptions about patient outcomes in the absence of treatment, and consequently requires very rigorous documentation of the patient's clinical status. This information is then used by clinical experts to make judgments about outcomes in similar patients treated with the best available conventional therapy. This is the basis for conclusions regarding the potential efficacy of the treatment in question. Best-case series are useful to help identify therapies that have sufficient promise of efficacy to justify the time and resources necessary for more rigorous study, such as a clinical trial.

For this study, the researchers used criteria developed by the Office of Cancer Complementary and Alternative Medicine (OCCAM), a part of the National Cancer Institute. These criteria require the following:

  1. Documentation of the diagnosis of cancer. The patient's cancer should be documented by obtaining tumor tissue and having it examined by a pathologist. The pathologist's report should be included in the case summary.

  2. Evaluation of the appropriate antitumor endpoint. The only reliable antitumor endpoint that can be documented in a best-case series is a demonstrable and reproducible reduction of tumor size. Tumor measurements are made before treatment, during treatment, and after treatment is complete. An objective response is considered to be a decrease of at least 50 percent in the area of the tumor (i.e., the cross product of the diameters) with no increase in size of any other lesions.

  3. The patient must not be receiving any other treatment for his/her cancer. To document an antitumor effect based upon individual patient histories, the patient must have a documented, measurable tumor just before the CAM modalities are given. While the CAM modalities themselves may have multiple components, they must not be given together with any other cancer treatments.

  4. A record of previous anti-cancer treatments.

  5. Documentation of sites of the cancer. At least one recurrent or metastatic cancer should be documented histologically. The date at which recurrence or metastatic disease was first noted should be provided.

  6. Description of the patient's general medical condition. The age, sex, and any other previous or concurrent illnesses or significant medical conditions should be carefully documented.

  7. Description of the treatment administered. The treatment that was felt to result in the antitumor response should be described.

Promising cases were identified, and these patients were contacted to obtain permission for the researchers to abstract their files. After consents were obtained, patients were interviewed by telephone; for deceased patients, their next of kin were interviewed. All data collected from abstraction forms and the interview were summarized on a case report form. The most pertinent clinical data (radiology studies, pathology slides) were identified, and original clinical material was requested from the appropriate institution. If the original clinical material was still available, it was sent to the Southern California Evidence-Based Practice Center (SCEPC).

Several instruments were developed specifically for this project: Cancer Best-Case Series Abstraction Form; Case Report Form; and IAT and Naltrexone Patient Interview Questionnaires. The patient questionnaire includes a Health-Related Quality of Life instrument, the European Organization for Research and the Treatment of Cancer Quality of Life Questionnaire (QLQ-C30).

Findings

For IAT, the researchers reviewed in detail 30 cases (out of 60 promising cases) that had the potential to be included in a best-case series. Of those, nine cases are presented that the researchers consider the most complete or appropriate in terms of the NCI criteria for a best-case series. These cases include the following types of cancer: Hodgkin's lymphoma, non-small-cell carcinoma of the lung, nodular lymphoma (poorly differentiated), peritoneal mesothelioma (two cases), ovarian adenocarcinoma, squamous cell carcinoma of vocal cord (two cases), and adenocarcinoma of the colon.

For naltrexone treatments, three cases of the 21 that the researchers reviewed in depth best met the NCI criteria. These include the following cancers: melanoma, pancreatic cancer, and endometrial adenocarcinoma with a second primary breast adenocarcinoma (single case). These cases represent the best that the authors were able to assemble using the currently accepted NCI best-case method.

Conclusions

With regard to the two best-case series, this review supports the following conclusions:

  • The IAT cases provide sufficient indications for the recommendation that IAT warrants further study.

  • The naltrexone cases provide insufficient indications to determine the likely benefit for naltrexone at this time.

For IAT, this review suggests there is sufficient evidence to recommend that either a random controlled trial or a prospective case series could be considered. For naltrexone, a prospective cohort case series should be considered.

While the researchers' work demonstrates that a best-case series can be constructed for CAM therapy, it also demonstrates that to do so requires considerable resources, time, and effort. Assembling documentary evidence through retrospective case analysis is difficult, even with a trained research staff. The researchers encountered several difficulties trying to establish a “best-case” series: the quality of the records; confirmation of the diagnosis and the disease; documentation of treatment; self-selection of patients; and use of multiple treatment methods.

Future Research

This review was based on the assumption that a proactive approach by researchers to creating a best-case series might be more productive than relying on practitioners to create their own best-case series. The authors' review established that this work is extremely time consuming and expensive. This lead them to the conclusion that it is not feasible to expect health providers to create such a series—especially CAM providers, who may not be trained in research. An alternative approach might be to establish a prospective case series where the protocol for treatment and the documentation can be established prior to the treatment.

Chapter 1. Introduction

Purpose

Complementary and alternative medicine (CAM) is commonly tried by patients with cancer. However, evidence is lacking for the effectiveness of most CAM therapies for cancer. One of the challenges confronting the Cancer Advisory Panel on Complementary and Alternative Medicine (CAPCAM) is to identify promising CAM therapies that may have received insufficient consideration by the cancer research community. These include therapies that have not been subjected to a controlled trial, as well as those that have been subjected to a controlled trial but whose outcomes have either never been published or have been published only as a case study or a case series. As part of its mission, CAPCAM, in conjunction with the Office of Cancer Complementary and Alternative Medicine (OCCAM), provides a forum for practitioners to report on the outcomes of therapies and provides a resource for them to obtain technical assistance in developing best-case series studies. In best-case series studies, a provider chooses those cases that represent the best outcomes for a given form of treatment, and these cases are then reviewed by experts to determine if the evidence is sufficient to warrant further study. To assist in this effort, NCI has developed a set of criteria for creating a best-case series. For CAM therapies, CAPCAM has been charged with facilitating more rigorous investigation of therapies that show sufficient promise. Despite CAPCAM's efforts to publicize this forum, few case series have yet been presented to the panel. It was therefore decided that a proactive approach might be more productive in generating best-case series. Thus, the purpose of this study was to use the resources of the Southern California Evidenced-Based Practice Center (SCEPC) to create best-case series for therapies identified by the National Center for Complementary and Alternative Medicine (NCCAM).

Our purpose was to abstract patient records of a selected CAM provider and then to create a best-case series by evaluating each of the cases against a set of defined criteria. In addition, we report on the method, effort, and resources required to complete a best-case series and the practicality and feasibility of this method.

Specific Aims

The project had four specific aims, established by the National Center for Complementary and Alternative Medicine (NCCAM) and the Cancer Advisory Panel for Complementary and Alternative Medicine (CAPCAM):

  1. To create best-case series for two CAM providers treating cancer patients.

  2. To determine if there is sufficient evidence for recommending further study of these therapies.

  3. To recommend the type of future study, if any.

  4. To describe the technical challenges and difficulties in creating this kind of best-case series.

A Brief Review of the Use of CAM for Cancer Treatment

In the United States, the general public has increasingly sought out CAM therapies; about 40 percent of patients recently reported using some form of CAM (Eisenberg, Davis, Ettner, et al., 1998; Astin, 1998). Between 1990 and 1997, the prevalence of CAM use in the United States increased from 33.8 percent to 42.1 percent, and the number of visits to CAM practitioners increased from 427 million to 629 million visits per year (Eisenberg, Davis, Ettner, et al., 1998).

Among cancer patients, increasing interest in CAM has also been reported. Recent surveys of cancer patients in the United States estimated that 65 to 83 percent have tried some form of CAM therapy for their cancer (Richardson, Sanders, Palmer, et al., 2000; Boon, Stewart, Kennard, et al., 2000; Sparber, Bauer, Curt, et al., 2000). These figures exceed previously reported estimates (Burstein, Gelber, Guadagnoli, et al., 1999;Lerner and Kennedy, 1992; Cassileth, Lusk, Strouse, et al., 1984; Beckrow, Wyatt, Given, et al., 1999; Faw, Ballentine, Ballentine, et al., 1978; Adler and Foskett, 1999). A systematic review of 26 surveys across 13 countries concluded that the mean prevalence of CAM use by cancer patients in these countries was 31.4 percent (range, 7 percent to 64 percent) (Ernst and Cassileth, 1998).

The typical cancer patient using CAM in the United States is reported to be Caucasian, more affluent and better educated than average, 30 to 50 years of age, and suffering from advanced disease (Richardson, Sanders, Palmer, et al., 2000; Paltiel, Avitzour, Peretz, et al., 2001; Lerner and Kennedy, 1992; Cassileth, Lusk, Strouse, et al., 1984; Cassileth, 1986). National surveys of cancer patients found that dietary supplements (including vitamins, herbs, and substances that affect metabolism), electronic treatments, and mind/body approaches were the most popular (Richardson, Sanders, Palmer, et al., 2000; Lerner and Kennedy, 1992; Cassileth, Lusk, Strouse, et al., 1984). Studies report that most cancer patients (60 – 80 percent) who engage in CAM practices are simultaneously receiving conventional treatments (Cassileth, Lusk, Strouse, et al., 1984; Richardson, Sanders, Palmer, et al., 2000; McGinnis, 1991; Lerner and Kennedy, 1992; Bourgeault, 1996).

The growth in use of CAM in the United States is also supported by figures on expenditures for these treatments: out-of-pocket expenditures for 1997 were estimated at $;34.4 billion (Eisenberg, Davis, Ettner, et al., 1998), compared with a 1984 estimate of $4 billion spent annually on unproven cancer treatments (U.S. House Select Committee on Aging, 1984). A recent survey of women with breast cancer found that approximately $45 was spent monthly on CAM products and $55 was spent monthly on CAM practitioners (Boon, Stewart, Kennard, et al., 2000).

A variety of factors have prompted the increasing utilization of CAM among cancer patients. CAM use has been strongly associated with the belief among these patients that conventional therapy did not meet their needs (Paltiel, Avitzour, Peretz, et al., 2001). Patients have also reported concerns about the toxicity of conventional treatments, viewing CAM therapies as natural and nontoxic (Paltiel, Avitzour, Peretz, et al., 2001; Astin, 1998; Campion, 1993; Lerner and Kennedy, 1992). Despite this finding, another survey showed that approximately 60 percent of cancer patients who used CAM believed that conventional cancer treatments were more likely to cure their cancer than were CAM therapies (Boon, Stewart, Kennard, et al., 2000), and most patients used conventional medicine concurrently (Cassileth, Lusk, Strouse, et al., 1984; Richardson, Sanders, Palmer, et al., 2000; McGinnis, 1991; Lerner and Kennedy, 1992; Bourgeault, 1996). In a recent survey of cancer patients, the most common reason patients cited for using CAM was to boost their immune system (63 percent) (Boon, Stewart, Kennard, et al., 2000). Patients who use CAM also report feeling more hopeful (Richardson, Sanders, Palmer, et al., 2000). Although cancer patients often turn to CAM with the hope of improving their quality of life (Paltiel, Avitzour, Peretz, et al., 2001), some evidence suggests that users of CAM do not achieve that goal (Paltiel, Avitzour, Peretz, et al., 2001; Burstein, Gelber, Guadagnoli, 1999; Cassileth, Lusk, Guerry, et al., 1991). However, cancer patients who utilize CAM do report feeling more personal control over their situation (Richardson, Sanders, Palmer, et al., 2000), and patients assert that CAM use provides a feeling of control over their lives (Boon, Stewart, Kennard, et al., 2000).

Many patients who use CAM for any illness do not reveal that use to their physicians (Eisenberg, Davis, Ettner, et al., 1998; Adler and Foskett, 1999; Begbie, Kerestes, Bell, 1996). In a recent study of 1,221 breast cancer patients, fewer than half informed their physician of their CAM use (Boon, Stewart, Kennard, et al., 2000). Reasons for not disclosing CAM use include anticipating physician negative response, perceiving that CAM therapies are irrelevant to their conventional medical care, and believing that their physician is unable to contribute useful information about CAM (Adler and Foskett, 1999; Begbie, Kerestes, Bell, 1996). Some CAM users have expressed feeling abandoned by their physicians, and others admit having little faith in them (Cassileth, Lusk, Strouse, et al., 1984). Some patients reported a desire for CAM to be part of conventional cancer treatment (Coss, McGrath, Caggiano, 1998). Other reports indicate that cancer patients want more information about CAM from their medical doctors (Richardson, Ramirez, Nanney, et al., 1999).

Oncologists are becoming increasingly aware that patients use CAM, yet few oncologists discuss these therapies with their patients (Richardson, Ramirez, Nanney, et al., 1999; Neogi and Oza, 1998). This finding may stem from a number of factors. Research shows that the established medical community has been seeking evaluation of CAM therapies through traditional clinical trials (Angell and Kassirer, 1998, Levin, Glass, Kushi, et al., 1997), Without the evidence of efficacy such trials may provide, practitioners may be reluctant to broach the subject. Some physicians have expressed concerns about serious health risks associated with CAM and cite poor outcomes for patients who reject proven conventional cancer treatment in favor of CAM approaches (DiPaola, Zhang, Lambert, et al., 1998; Coppes, Anderson, Egeler, et al., 1998). However, since most cancer patients using CAM are receiving conventional treatments at the same time, it may be critical for oncologists to become more informed about use of CAM, because the effects of those conventional therapies may be influenced by concurrent CAM therapies.

Chapter 2. Methodology

Summary

The project involved a survey of two CAM cancer treatment sites identified by the NCCAM. Our project staff visited the two sites and asked CAM providers to identify their best cases. As the visitation team worked with the clinic staff physicians and reviewed the cases the latter had recommended, new cases suggested themselves to the clinic staff. These additional patient files were also screened by the visitation team based on the criteria for a best-case series established by the National Cancer Institute (NCI). The process of identifying the cases therefore was an interactive one. Promising cases were identified, and these patients were contacted to obtain permission for us to abstract their files. After consents were obtained, patients were interviewed by telephone; or if the patients were deceased, their next of kin were interviewed. All data collected from abstraction forms and the interview were summarized in a case report form. Cases identified as “best cases” based on NCI criteria, were further analyzed. All pertinent clinical data (radiologic scans, pathology slides) were identified, and clinical material was requested from the original institution. If the original clinical material was still available, it was sent to the Southern California Evidence-Based Practice Center (SCEPC).

A Best-Case Series

A “best-case series” differs from other forms of clinical evidence in that the cases are purposively selected because they are thought to be the best examples of improved patient outcomes as a result of treatment. In other words, cases are not selected randomly and are not representative of the “average” or “typical” case. Furthermore, there are no control cases that would facilitate a comparison of patient outcomes with and without the treatment in question —making it difficult, if not impossible, to establish a cause-and-effect relationship between treatment and outcome. A best-case series relies on assumptions about patient outcomes in the absence of treatment, and consequently requires very rigorous documentation of the patient's clinical status. This information is then used by clinical experts to make judgments about outcomes in similar patients treated with the best available conventional therapy. The difference in actual outcomes compared to this assessment of expected outcomes provides the basis for conclusions regarding the potential efficacy of the treatment in question. Best-case series are useful to help identify therapies that have sufficient promise of efficacy to justify the time and resources for more rigorous study, such as a clinical trial.

OCCAM Protocol for Best-Case Series

For this study, we used criteria developed by the Office of Cancer Complementary and Alternative Medicine, a part of the National Cancer Institute. These criteria require the following process:

  1. Documentation of the diagnosis of cancer. The patient's cancer should be documented by obtaining tumor tissue and having it examined by a pathologist. The pathologist's report should be included in the case summary.

  2. Evaluation of the appropriate antitumor endpoint. The only reliable antitumor endpoint that can be documented in a best-case series is demonstrable and reproducible reduction of tumor size. Tumor measurements are made before treatment, during treatment, and after treatment is complete. An objective response is considered to be at least a 50 percent decrease in the area (cross product of the diameters) of the tumor with no increase in any other lesions.

  3. The patient must not be receiving any other treatment for his/her cancer. To document an antitumor effect based upon individual patient histories, the patient must have a documented, measurable tumor just before the CAM modalities are given. While the CAM modalities themselves may have multiple components, they must not be given with any other cancer treatments.

  4. A record of previous anti-cancer treatments.

  5. Documentation of sites of the cancer. At least one recurrent or metastatic cancer should be documented histologically. The date at which recurrence or metastatic disease was first noted should be provided.

  6. Description of the patient's general medical condition. The age, sex, and any other previous or concurrent illnesses or significant medical conditions should be carefully documented.

  7. Description of the treatment administered. The treatment that was felt to result in the antitumor response should be described.

A complete best-case series should contain:

  1. Demographic data:

    1. Age

    2. Sex

    3. Date of primary diagnosis

    4. Date alternative treatment initiated

    5. Listing of all prior therapy and dates of therapy for the malignant disease.

  2. Documentation of disease prior to therapy:

    1. Pathology report of primary

    2. Pathology reports documenting recurrent or metastatic disease

    3. Reports of all X-rays, CT scans, bone scans, and MRI or other imaging studies documenting the presence of known sites of tumor(s) prior to alternative treatment

    4. Clinical summary denoting all signs and symptoms related to disease, the presence of other malignancies, and all nonmalignant conditions.

  3. Documentation of treatment:

    1. Dates and doses of all treatment administered, including supportive care and all other drugs (other than the CAM therapy) that are administered concurrently.

  4. Documentation of response:

    1. Date a response is observed

    2. Copies of all x-ray reports or other imaging studies on first date response is observed

    3. Tumor measurements of all known sites of disease that are not demonstrable on the imaging studies (e.g. skin lesions, lymph nodes) to document reduction in tumor size. This information should be provided for each date of patient evaluation

    4. Date of last visit and status and/or date and cause of death

    5. Pathology reports of biopsy of autopsy findings any time after initiation of unconventional treatment.

  5. Documentation of highest toxicity during treatment by organ system and grade.

Both objective and subjective outcome measures (including quality of life) can be included.

Study Design

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       Figure 1. Research Sequence & Tasks

    The project was conducted according to the following sequence (see Figure 1):

  2. NCCAM identified two CAM providers who were treating cancer with a CAM therapy and secured their agreement to participate in the project.

  3. The CAM providers were asked to identify their best cases, that is, those patients whom they judged benefited most from therapy.

  4. The patients were contacted by the clinics to secure permission for their files to be reviewed, for the research team to contact them for an interview, and for permission to contact their other medical providers and request their patient files and records.

  5. A research team from Southern California Evidence-Based Practice Center (SCEPC) visited both clinics to abstract patient files identified as potential best cases.

  6. Following review of the patient abstraction records by the research staff, copies of the most promising patient files for inclusion in a best-case series were sent to SCEPC, where summaries of abstracted information were later checked against those files for accuracy.

  7. The patients were interviewed to further confirm the medical information obtained from the charts, to identify any relevant medical information or procedures not previously identified, and to complete a Health-Related Quality of Life instrument.

  8. Additional medical records were sought from the patients' other providers.

Development of the Instruments

Abstraction Instrument

Several instruments were created for this study. A draft abstraction record was created based on our previous experience assessing the office files of CAM practices. This instrument incorporated the criteria established by NCI for a best-case series (see above). Each clinic was asked to provide examples of their files (de-identified) for the team to test the abstraction form. The abstraction form is shown in Appendix A. This instrument was used in the clinics to record the relevant information from the patient files.

Case Report Instrument

Following the clinic visit and consent of the patients, the SCEPC team received copies of the patients' full files. A second instrument, the case report form (Appendix B), was developed to enable the team to summarize the cases and to arrange the information to establish the chronology of the disease and its treatment. The case report form also allowed identification of the significant events surrounding the treatment and any significant information that was not in the file (x-rays, biopsies etc.). Two versions of this instrument were produced. In the first, the information was described using medical terminology. This version, which also included columns to record information on when records were requested and the status of the request, was intended for the interviewer. A second version, designed for the patient, was written in lay terminology and included only the events and the dates of the events (also shown in Appendix B.) This form was sent to the patient prior to the interview. During the patient interview, the interviewer had both forms.

Interview Instrument

The interview instrument (Appendix C) was developed by the research team to collect the following information: basic demographic data, health related quality of life information, details of the patient's conventional treatment for cancer if applicable, details of the patient's use of CAM therapy, reasons for seeking alternative care, and reasons for choosing this particular CAM therapy. In addition, patients were asked to confirm the treatment events and dates summarized on the case report instrument which they were sent and asked to review prior to the interview.

Health-Related Quality of Life Instrument

The research team reviewed the literature on HRQOL instruments for cancer. Three Cancer Quality of Life surveys appear in the literature most frequently. The European Organization for Research and Treatment of Cancer Quality of Life Questionnaire (QLQ-C30) is cited often both in the United States and around the world. The Functional Assessment of Cancer Therapy -General (FACT-G scale) is cited more frequently in the U.S. literature than the QLQ-C30 and has several sub-scales that have been created for specific cancers. The Functional Living Index -Cancer is also used frequently in the United States. All three surveys have been shown to have valid psychometric properties (Schipper, 1984). We chose the QLQ-C30 because of its widespread use and ease of administration. The instrument has 7 items on general health status, 21 items that refer to health status in the past week, and 2 general measures of overall physical condition and quality of life (see Appendix C, pages 7 – 9).

Research Staff

Five trained abstractors (three physicians, one oncology nurse, and one medical sociologist) performed the chart abstraction in the clinics. The three physicians are board-certified internists, and two are directors of programs in integrative medicine and have expertise in CAM therapies. The third physician is director of a chronic-pain clinic and manages a multidisciplinary team that includes practitioners of alternative therapies. The nurse has practiced in oncology wards, hospices, and palliative care units in several countries for over 30 years. The medical sociologist is a health services researcher at RAND who has been involved in abstraction studies in chiropractic over the past 10 years. A fourth physician, also trained in integrative medicine and practicing CAM therapies, participated in writing the case reviews and the case reports. This physician and the medical sociologist, who was responsible for training the other staff, conducted all the patient interviews.

Human Subjects

The following procedures were used to ensure patient confidentiality and informed consent:

  1. The CAM provider obtained the patient's consent for us to view and abstract the files. When consent could not be obtained prior to the clinic visit, all files were de-identified.

  2. The CAM provider sent a letter and three consent forms drafted by SCEPC to the patient for his or her signature:

    1. Consent to review the files and to contact the patient

    2. Consent to complete a short HRQOL interview

    3. Consent to pursue other medical files of the patient from either other providers or institutions.

    In addition, patients were asked to provide verbal consent to receive, by registered mail, a summary of their medical care and to participate in the interview.

  3. The patient's signed consent forms were then sent to the provider/medical institutions at which the patient was receiving traditional cancer treatment.

Data Sensitivity

Data collected for this project were private and sensitive. Data abstracted from medical records documenting the patients' cancer and their treatment as well as data collected from telephone interviews (name, phone number, age, gender, quality of life) contained information that could be damaging to the individuals if revealed. Furthermore, patients may not have wanted their providers of traditional care to know they were also receiving CAM treatment. If released, such information could possibly damage a patient's treatment, employment, and insurability. A data-safeguarding plan was instituted using guidelines established by RAND.

Safeguarding Procedures

A data-safeguarding plan was instituted using guidelines established by RAND. To prevent linkage of data to a patient, the front sheet was removed from the interview and abstraction forms and filed separately from these forms.

The patients' traditional care providers were asked to copy and provide the portions of the patients' medical files that contained information regarding the cancer treatment. This information could include radiographic films, scans, and laboratory reports. Histological slides, if any, were also requested (a detailed list of the information we sought was provided to each physician). The files received from providers were handled identically to the interview and medical record data.

Clinic Visits

Immuno-Augmentation Therapy (IAT)

Immuno-Augmentation Therapy (IAT) was developed by Lawrence Burton Ph.D. It is based on the theory that the immune system attacks cancer cells but also controls the rate of the attack by a blocking protein to prevent toxic damage to the liver. The theory is that cancer cells multiply when four factors of the immune system fail to recognize and destroy them (Center for Alternative Medicine Research in Cancer website, 1999; National Cancer Institute website, 1999; Office of Technology Assessment (Princeton University website), 1990). Cancer occurs not through a deficiency in the immune system but in the controlling mechanism that deals specifically with cancer. The therapy claims to treat the immune system—the competence of the immune system—not the cancer as such (IAT Clinic website, 2001). [Immunosupression occurs and the anti-tumor activity, the inhibitor system must be reactivated.]

The four factors that fail in the immune system are given in the therapy through daily injections of reconstituted blood: a deblocking protein from pooled blood serum of healthy donors, which is said to remove the tumor-blocking factor that prevents the immune system from detecting the cancer; tumor antibody 1, a combination of alpha 2 macroglobulin with other immune proteins (IgG and IgA) derived from pooled blood serum of health donors; tumor antibody 2, an antibody complement that stimulates the antibody, also derived from healthy donors but differing in potency; tumor complement, a substance derived from the blood clots of patients with many types of cancer, that activates the two tumor antibodies.

The therapy consists of two evaluations daily, five days a week, of the immune system to determine the relevant components in the blood by use of a spectrophotometer. The data reveal the relative activity of the tumor kill process and immune response (IAT Clinic website, 2001). The amount of serum is calculated for each patient. Through the use of subcutaneous self-injections, the serum is prescribed in timing and sequence. While all treatment initially is at the clinic and may be over a lengthy period, subsequent treatment may be done at home, interspersed with visits to the clinic for reassessment.

The Immuno-Augmentation Therapy (IAT) Clinic is located in Freeport, Bahamas. A team of four researchers (two physicians, a nurse, and a medical sociologist) spent four days in the clinic identifying and abstracting patient files. Because all the patients had already signed a consent form to allow their records to be reviewed as part of the clinic's normal procedure, no additional consent was necessary at this stage. Although the clinic staff was to have identified the best cases prior to the team's arrival, it proved to be more productive for the team, in discussion with the lead physician in the clinic, to identify likely cases and have staff pull charts during the visit. Because this clinic is dedicated to cancer treatment and because it has been in existence for some time, the number of files was very large. In addition, because many of the patients had been attending the clinic for more than 15 years, their files were rather large. The team reviewed a total of 300 patient card indexes, of which approximately 60 were chosen as possible cases. Each of these case files was independently reviewed by the two physicians on the team and with the clinic physician. Once a case was identified (using the NCI criteria) by the reviewers as a possible candidate, the information was abstracted.

Naltrexone

Naltrexone is an opiate antagonist used for treating heroin addiction and has been used to treat persons with HIV and AIDS. Its primary proponent is Dr. Bernard Bihari (Bihari, 1999). The theory for the use of low-dose Naltrexone for cancer is that it raises the levels of beta-endorphins and metenkephalins that are capable of slowing down cancer growth. Many tissues of the body have opioid receptors on their membranes for endorphins (White, 2000). The immune system is primarily regulated by the endorphins. Since AIDS involves an immune deficiency, Dr. Bihari and his colleagues (Bihari, Ottomanelli, Orbe, et al., 1998) explored using Naltrexone for this condition. In the process, they discovered it shrank malignancies and inhibited their growth, particularly in tissues with opiate receptors (Bihari, 2000). The direct activation of the opioid receptors, if it occurs while the cell is dividing, is thought to kill the cell (Bihari, 2000). It is also postulated that Naltrexone increases the activity of the immune system's natural killer cells and hence prevents newly forming or metastasizing cancer cells.

Taken in large doses, Naltrexone was found to have significant side effects. But taken at bedtime in doses of 3 mg, it doubles endorphin levels but leaves the body within 2 to 4 hours (Bihari, not dated). The endorphin levels and enkephalins remain elevated all the next day. The drug is self-administered by the patient.

Because the clinic selected for us to study was not dedicated solely to cancer treatment, it had far fewer cases to review than did the previous clinic. As a result, we reviewed the cases of nearly all the cancer patients. The research team comprised one physician and two other reviewers (nurse and medical sociologist). Over a three-day period, the team reviewed a total of 21 case files, all of which were abstracted. However, because the patients had not given consent to having their files reviewed prior to our visit, all files and all records within the files were de-identified prior to review, as required by the RAND Human Subjects Protection Committee. De-identification was done in the following manner. The physician was asked to identify the best cases prior to the team's visit. Patients' identifying information was then masked on the entire contents of the patient files, including all the physician's notes, laboratory reports, letters from other providers, and letters from the patients. Files were de-identified prior to abstraction and the determination of whether they represented potential best cases. The abstraction process we followed was the same as that used in the previous site.

Followup

At both clinics, we asked the clinic physician and/or staff to contact by mail those patients we wished to include in a followup interview, that is, those identified as potential best cases based on our abstraction. These patients were asked to sign three additional consent forms: 1) to have their files copied for the team; 2) to have the research team contact them for an interview; and 3) to have the research team contact their other medical providers to obtain ancillary materials such as lab reports, radiographic films, and histological slides.

Once a patient or his/her proxy (e.g., the next of kin in cases where the patient was deceased) consented to be included, we requested the clinic to forward a copy of that patient's entire file to us. The file was then reviewed a second time to develop a chronological record of the care. This record was then reviewed by two members of the team (including a physician) to ensure we had identified the important events and dates in the disease and treatment history, and to identify any additional records we might wish to seek. The patient or proxy was then contacted to establish a time for the interview and to determine if he or she was willing to review the chronology prior to the interview to confirm the events and dates. To ensure confidentiality, this chronology was sent via registered mail. It could be delivered only to the patient or, if the patient was a minor or deceased, to a proxy who had consented to be interviewed.

Interview

An interview designed to last approximately 30 minutes was conducted by members of the research team with the patient or proxy. The interview included demographic questions, a health-status and quality-of-life instrument, and a review of the treatment chronology for both traditional medical care and CAM therapy. A key component of the interview was to confirm the information included in the patient's file and to identify any additional relevant information not previously captured, such as additional surgeries, treatments, or followup studies. A HRQOL instrument was also included, and patients' reported HRQOL status is noted in the case reports. However, whereas some patients had extensive disease progression, no patients reported less than a “good” health-related quality of life, and most reported very good to excellent health-related quality of life.

Assessment of Cases

Using the information obtained from the patient interview and abstracted from the patient chart, one of the research physicians constructed a patient report for each case. The reports included a chronology of the disease course and the therapies used. Each case was reviewed and discussed by the two physicians and the medical sociologist to determine if it should be included. In determining whether a case should be recommended as a best case, we used the following inclusion criteria:

  1. Histological, radiographic, or other imaging evidence for the initial presence and diagnosis of the cancer

  2. Evidence of metastases, if any

  3. If traditional modalities were used, evidence about what was done, the dates these treatments were provided, evidence for tumor response (or lack thereof), and evidence for whether the care was completed

  4. Evidence for the start of the CAM therapy

  5. Documentation of the CAM therapy

  6. If possible, evidence for exclusive use of one CAM therapy

  7. Evidence for tumor response following the CAM therapy.

Wherever possible, we requested the histological and imaging confirmations from the relevant institutions. Few cases met all the inclusion criteria.

Chapter 3. Results

Overview of Case Review

For IAT, we reviewed, in depth, 30 cases (of the possible 60 cases) that had the potential to be included in a best-case series. Of those, nine cases are presented that we consider the most complete or appropriate in terms of the NCI criteria for a best-case series. They included the following types of cancer: Hodgkin's lymphoma, non - small cell carcinoma of the lung, nodular lymphoma (poorly differentiated), abdominal mesothelioma (two cases), ovarian adenocarcinoma, squamous cell carcinoma of vocal cord (two cases), and colon cancer.

For Naltrexone only three cases of the 21 we reviewed in depth approximated the NCI criteria. These included the following cancers: melanoma, pancreatic cancer, and endometrial adenocarcinoma with breast adenocarcinoma (single case).

However, the extent to which these cases meet the NCI criteria varied considerably. The most difficult criteria to meet are the histological/imaging confirmations, for two reasons; 1) inadequate information was provided by the file or the patient, or 2) the case was so old that the providers no longer had the specimens or files.

Table 1. Status report of requested materials (IAT)
ID#Authorization ReceivedReports RequestedStatus of Reports
1-1Yes6 requested1 pending
5 not available
1-3Yes1 requested1 not available
1-4Yes6 requested6 pending
1-6Yes7 requested7 not available
1-7Yes9 requested7 received
1 pending
1 not available
1-9Yes6 requested2 received
4 not available
1-11Yes1 requested1 not available
1-19Yes5 requested2 pending
3 not available
1-22Yes6 requested6 pending
Table 2. Status report of requested materials (Naltrexone)
ID#Authorization ReceivedReports RequestedStatus of Reports
2-10 Yes 2 requested 2 pending
2-21 Yes 4 requested 4 pending
2-22Yes9 requested9 pending
Whereas no institution refused to provide us with the material we requested, we had to rely in some cases on biopsy reports, radiological reports, and other such interpretations of the original material instead of the actual slides and images. Any case older than five years was unlikely to be able to meet the strict criteria of providing actual biopsy material and/or original images. However, we are still actively seeking much of this material for the cases included in this review. The status reports of the requested materials are shown below in Tables 1 and 2.

Cancer Best-Case Series

Patient #1-1 Nodular Sclerosing Lymphoma Stage 1B

Case 1-1

The patient in case 1-1 is a 46-year-old male diagnosed on 12/2/83 with nodular sclerosing lymphoma stage 1B after presenting with superior vena caval obstruction. Palliative radiation therapy was completed on 12/7/83 with a total of 800 RADS delivered to his vena cava. Chemotherapy (MOPP) was started on 12/00/83 and stopped early on 6/00/84. Four cycles of full-dose chemotherapy and two additional courses of a 25% reduced dose were given. On 7/19/94, it was recommended that the patient receive full mantle radiation, which he declined. At the termination of conventional therapy, the patient had no palpable peripheral lymphadenopathy but still had a superior mediastinal mass (CXR 7/10/84). IAT was started on 8/2/84, and 22 courses were completed as of 12/8/00 (the data of chart abstraction). The patient had sporadically taken a variety of dietary supplements in the past. Serial chest x-rays performed during IAT therapy showed a decrease in tumor mass. The most recent MRI for which we have a report (11/4/86) showed inactive disease. The most recent MRI of the chest (1995) revealed no tumor according to the patient. At the last patient contact (interview, 9/26/01), the patient reported that his overall physical condition was excellent.

Pathology
12/2/83Biopsy: anterior mediastinal Hodgkin's lymphoma (nodular sclerosing type)
12/7/83Biopsy: bone marrow: normal
Imaging
4/17/84X-ray chest: further improvement of mediastinal mass
7/10/84X-ray chest: mass in chest, no change
11/4/86MRI chest: complete obstruction of superior vena cava. Unchanged anteromediastinal mass suggests inactive disease at this time
1995MRI chest: no evidence of disease per patient
Conventional therapy
12/7/83Radiation: palliative to superior vena cava: 800 RADS: decrease in size of mass
12/83–6/84Chemotherapy: MOPP: 4 cycles: followed by 2 cycles reduced by 25%: Did not complete chemotherapy due to patient preference and low blood counts.
7/19/84Radiation (mantle) recommended; patient declined
Complementary therapy
8/2/84–12/8/00IAT 22 courses
11/1/84Benzaine E, calcium orotate, molybdenum, S.O.D., beta-carotene, glutathione, kyolic, Vitamin C, Vitamin E, lithumorate, Wobenzym, inzellonal, transmutase forte, thymus pills & injections, asterile injections, beriglobin, Vitamin D oil, selenium, carnitine (treatment recorded as provided by patient)
Date unknownLive cell therapy in Germany; did not proceed with entire treatment
Patient # 1-1
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5PERIOD 6
1st qtr 1983 – 4th qtr 19831st qtr 1984 – 4th qtr 19841st qtr 1985 – 4th qtr 19851st qtr 1986 – 4th qtr 19861st qtr 1995 – 4th qtr 19951st qtr 2000 – 4th qtr 2000
Biopsy/diagnosis 12/83
Surgery
Radiation 12/83
Chemotherapy 12/836/84
IAT 8/8412/00
CAM other 11/84
Imaging CXR 3/844/847/84
Imaging MRI11/861995
graphic element
DateDescription of EventsRequestedStatus of requests
Family history of lymphoma in brother
12/2/83Biopsy: anterior mediastinal: Hodgkin's disease (nodular sclerosing)SlidesNot avail.
12/7/83Biopsy: bone marrow; normalSlidesNot avail.
12/7/83Radiation: palliative to superior vena cava: 800 RADS: decrease in size of mass
12/83–6-84Chemotherapy: MOPP: 4 cycles: followed by 2 cycles reduced by 25%: Did not complete chemotherapy due to patient preference.
4/17/84X-ray chest: further improvement of mediastinal massFilmsNot avail.
7/10/84X-ray chest: mass in chest, no changeFilmsNot avail.
8/2/84–12/8/00IAT 22 courses
11/1/84Benzaine E, calcium ortate, molybenum, S.O.D., beta-carotene, glutathione, kyolic, Vitamin C, Vitamin E, lithumorate, wobenzym, inzellonal, tranmusase forte, thymus pills & injections, astenile injections, beriglobin, Vitamin D oil, selenium, carnitine
11/4/86MRI chest: complete obstruction of superior vena cava. Inactive disease at this timeFilmsNot avail.
1995MRI chest: no evidence of disease per patientFilmsPending

Patient #1-3 Squamous Cell Carcinoma of the Right Vocal Cord and Anterior Commissure

Case 1-3

The patient in case 1-3 is a 68-year-old male who was diagnosed with squamous cell carcinoma of the right vocal cord and anterior commissure on 9/3/81. An excisional biopsy was performed at that time, but the resection was not complete. The patient was referred for radiation therapy, which he refused due to patient preference. Thus, the patient received no definitive conventional therapy. He completed 15 courses of IAT from 9/22/81 to 5/19/89. Serial examinations by his otolaryngologist revealed the persistent presence of disease without progression through 2/23/82. An otolaryngologist performed an indirect laryngoscopy on 7/20/94, which did not reveal any abnormal findings. At the last contact (interview, 9/24/01), the patient reported that his overall physical condition was very good to excellent.

Pathology
9/3/81Biopsy: squamous cell carcinoma, well differentiated, infiltrating: right vocal cord and anterior commissure: stage T:1 1/2 N:0 M:0
Imaging
9/22/81X-ray chest: normal
7/20/94ENT evaluation visual inspection via indirect laryngoscopy: normal exam
Conventional therapy
9/3/81Surgery: biopsy with debulking; 80–90% bulky tumor mass removed; residual cancer remained
9/16/81Referred for radiation: patient refused
Complementary therapy
9/22/81–5/19/89IAT 15 courses
Patient # 1-3
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5PERIOD 6
1st qtr 1981 – 4th qtr 19811st qtr 1984 – 4th qtr 19841st qtr 1985 – 4th qtr 19851st qtr 1986 – 4th qtr 19861st qtr 1989 – 4th qtr 19891st qtr 1994 – 4th qtr 1994
Diagnosis/biopsy 9/81
Diagnostic procedure 7/94
Surgery 9/81
Radiation
Chemotherapy
IAT 9/815/89
CAM other
Imaging CXR9/81
graphic element
DateDescription of EventsRequestedStatus of requests
Family history of gastric cancer in mother
9/3/81Biopsy: squamous cell carcinoma, well-differentiated, infiltrating: right vocal cord and anterior commisure: stage T:1 1/2 N:0 M:0SlidesNot avail.
9/3/81Surgery: biopsy with debulking- residual cancer remained
9/3/81Referred for radiation: patient refused
9/22/81X-ray chest: normal
9/22/81–5/19/89IAT: 15 courses
7/20/94ENT evaluation visual inspection via indirect laryngoscopy

Patient #1-4 Metastatic Non - Small Cell Carcinoma of the Lung

Case 1-4

The patient in case 1-4 is a 67-year-old woman with a family history of cancer, diagnosed with metastatic non - small cell carcinoma of the lung in July 1992. She initially presented with swelling in the neck, an enlarged supraclavicular lymph node, and a chest mass demonstrated by CT in the area of the aortic notch. A mini-thoracotomy was performed to obtain tissue for diagnosis. Initially, the mass was identified as an anaplastic mediastinal tumor, which subsequent review at the Canadian Reference Lab for Pathology determined to be non - small cell poorly differentiated lung cancer. Subsequently, she was referred for palliative chemotherapy and radiation, which she completed. No response was demonstrated to these treatments, and no further conventional therapy was advised. She initiated IAT in February 1993 and continues on maintenance therapy today. Serial CT scans beginning in September 1994 revealed resolution of the tumor. At the last contact (interview, 12/4/01), the patient reported that her overall physical condition was good.

Pathology
7/31/92Surgical biopsy: mediastinum (multiple bite biopsy via mediastinotomy): discrepancy of pathological diagnosis: first diagnosis lymphoma, second diagnosis metastatic giant cell carcinoma, third diagnosis lung carcinoma poorly differentiated (9/4/92)
7/31/92Biopsy: left supraclavicular lymph node final pathology revealed lung carcinoma poorly differentiated
8/12/92Biopsy: bone marrow: negative for malignancy
Imaging
July, 92CT scan thorax: tumor 5cm mass in the area of the aortic notch
7/31/92X-ray chest: no change compared with prior
8/4/92Bone scan whole body: no metastatic bone disease
9/9/93CT scan thoracic: tumor decreased in size, residual tumor or post treatment fibrosis
11/30/93X-ray chest/ left shoulder: right lung clear; no tumor; increase left hemi-diaphragm
4/13/94X-ray chest: no significant changes compared with previous
9/26/94X-ray chest: lungs clear
9/26/94CT scan thoracic: no evidence of tumor; Remission based on CT scan of thorax revealing no evidence of tumor
6/24/93Ultrasound abdomen: normal
11/11/96CT scan thoracic: no evidence of tumor; post radiation changes in left thorax
11/25/97CT scan thoracic: no evidence of tumor
12/7/98CT scan thoracic: no evidence of tumor
12/15/00CT scan thoracic: no evidence of tumor; no change compared with 12/7/98
Conventional therapy
7/31/92Left anterior mediastinotomy; mediastinal mass biopsy
8/00/92Chemotherapy: cytoxan, adriamycin, vincristine, prednisone; stopped early due to change in tissue diagnosis
9/00/92Chemotherapy: VP16 190mg, cisplatinum 48 mg : 3 days every 3 weeks: completed recommended course: no tumor response
10/21/92Radiation: palliative: mediastinum/ left perihilar/ supraclavicular: 4,000cGy; no tumor response
11/92–12/92Chemotherapy: VP16 190mg, cisplatinum 48 mg: 3 days every 3 weeks: completed recommended course: no tumor response
Complementary therapy
2/8/93-presentIAT; still on maintenance therapy
Patient # 1-4
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5PERIOD 6PERIOD 7PERIOD 8PERIOD 9PERIOD 10
1st qtr 1992 – 4th qtr 19921st qtr 1993 – 4th qtr 19931st qtr 1994 – 4th qtr 19941st qtr 1995 – 4th qtr 19951st qtr 1996 – 4th qtr 19961st qtr 1997 – 4th qtr 19971st qtr 1998– 4th qtr 19981st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy 7/92, 8/92
Surgery 7/92
Radiation 10/92
Chemotherapy 7/92–9/9212/92
IAT 2/93
CAM other
Imaging CXR 7/9211/934/949/94
Imaging CT 7/929/939/9411/9611/9712/9812/00
Imaging bone scan8/92
graphic element
DateDescription of EventsRequested
no dateFamily history: sister lung cancer, maternal aunt breast cancer, mother urinary cancer
7/31/92Surgical biopsy: mediastinum (multiple bite biopsy via mediastinotomy): discrepancy of pathological diagnosis: first diagnosis lymphoma, second diagnosis metastatic giant cell carcinoma, third diagnosis lung carcinoma poorly differentiated (9/4/92)Slides
7/31/92Biopsy: left supraclavicular lymph node final pathology revealed lung carcinoma poorly differentiatedSlides
7/31/92X-ray chest: no mass
8/4/92Bone scan whole body: no metastatic bone disease
8/12/92Biopsy: bone marrow: negative for malignancy
8/00/92Chemotherapy: cytoxan, adriamycin, vincristine, prednisone; stopped early due to change in tissue diagnosis
9/00/92Chemotherapy: VP16 190mg, cisplatinum 48 mg : 3 days every 3 weeks: completed recommended course: no tumor response
10/21/92Radiation: palliative: mediastinum/ left perihilar/ supraclavicular: 4,000cGy; no tumor response
1/6/93Chemotherapy: VP16 190mg, cisplatinum 48 mg : 3 days every 3 weeks: completed recommended course: no tumor response
2/8/93-presentIAT; still on maintenance therapy
6/24/93Ultrasound abdomen: normal
9/9/93CT scan thoracic: tumor decreased in size, residual tumor or post treatment fibrosisFilms
11/30/93X-ray chest/ left shoulder: right lung clear; no tumor; increase left hemi-diaphragm
4/13/94X-ray chest: no significant changes compared with previous
DateDescription of EventsRequestedStatus of requests
9/26/94X-ray chest: lungs clearFilmsPend.
9/26/94CT scan thoracic: no evidence of tumor
11/11/96CT scan thoracic: no evidence of tumor; post radiation changes in left thorax
11/25/97CT scan thoracic: no evidence of tumor
7/12/98CT scan thoracic: no evidence of tumorFilmsPend.
12/15/00CT scan thoracic: no evidence of tumor; no change compared with 12/7/98FilmsPend.

Patient #1-6 Poorly Differentiated Nodular Lymphoma

Case 1-6

The patient in case 1-6 is a 49-year-old male who was diagnosed in 1983 with poorly differentiated nodular lymphoma after presenting with an enlarged node on his chin, fever, night sweats, and generalized pruritus. Although the patient was not found to have significant demonstrable adenopathy outside of the neck at diagnosis, he was felt to represent stage II disease. Local radiation was not recommended, and chemotherapy was deferred awaiting progression of disease. By 2/1/84, he had palpable adenopathy in both axillae and demonstrated anergy in skin testing. The patient elected to try unconventional therapy. He started IAT on 2/14/84 and had completed twelve courses by 7/19/90. He is currently in remission. At last contact (interview, 11/07/01), the patient reported that is overall physical condition was excellent.

Pathology
12/5/83Biopsy: pathology: lymph node: poorly differentiated lymphocytic nodular lymphoma
12/21/83Biopsy: bone marrow: negative for malignancy
Imaging
12/4/83Chest x-ray: within normal limits
12/21/83Chest x-ray: within normal limits
12/21/83Ultrasound abdomen: within normal limits
2/14/84Ultrasound abdomen: within normal limits
2/14/84Chest x-ray: within normal limits
3/23/88Ultrasound abdomen: within normal limits
Complementary therapy
2/14/84–7/19/90IAT: 12 courses
Conventional therapy
None
Patient # 1-6
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5PERIOD 6
1st qtr 1983 – 4th qtr 19831st qtr 1984 – 4th qtr 19841st qtr 1985 – 4th qtr 19851st qtr 1986 – 4th qtr 19861st qtr 1988 – 4th qtr 19881st qtr 1990 – 4th qtr 1990
Diagnosis/biopsy 12/83
Surgery
Radiation
Chemotherapy
IAT 2/847/90
CAM other
Imaging CXR 12/83, 12/832/84
Imaging ultrasound12/832/843/88
graphic element
DateDescription of EventsRequestedStatus of requests
no dateFamily history of cancer: mother died age 32 melanoma; father died age 57 of lung cancer
12/5/83Biopsy: diagnostic excisional biopsy: poorly differentiated lymphocytic nodular lymphomaSlidesNot avail.
12/21/83Bone marrow: negative for malignancy
12/21/83Ultrasound abdomen: within normal limitsFilmsNot avail.
12/4/83Chest x-ray: within normal limitsFilmsNot avail.
12/21/83Chest x-ray: within normal limitsFilmsNot avail.
2/14/84Chest x-ray: within normal limitsFilmsNot avail.
2/14/84–7/19/90IAT: 12 courses
3/23/88Ultrasound abdomen: within normal limitsFilmsNot avail.
6/20/98Physical exam: peripheral lymphadenopathy resolved by 1988: negative radiological studies

Patient #1-7 Peritoneal Mesothelioma

Case 1-7

The patient in case 1-7 is a 50-year-old Caucasian female with a history of peritoneal mesothelioma. She was initially misdiagnosed with ovarian cancer on 7/1/99 after peritoneal biopsies were obtained from an exploratory laparoscopy with excision of left pelvic mass, left colectomy, colostomy, and omentectomy. Given the diagnosis of ovarian cancer, chemotherapy was initiated with taxol and carboplatin on 7/28/99. She had an anaphylactic reaction to taxol, and chemotherapy was stopped. On 8/5/99, the biopsies were again reviewed at the Armed Forces Institute of Pathology, and a diagnosis of peritoneal mesothelioma was made. No other conventional therapy was pursued due to patient preference. IAT was started on 12/1/99 and continued, with her most recent treatment on 6/6/01. Serial pelvic CT scans reveal a gradual diminution of pelvic densities, with the most recent pelvic CT scan on 5/24/01 revealing no evidence of progressive tumor or other abnormality. On 10/24/01, an attempt was made to reverse the patient's colostomy. Reversal was not possible due to adhesions, and the patient's small bowel was nicked, leading to a complicated post-operative course. However, according to the patient, the surgeon reported a decrease in the tumor bulk based on visual inspection. At last contact (interview, 9/26/01), the patient reported that her overall physical health is good.

Pathology
7/1/99Pathology: ovarian carcinoma vs. mesothelioma melanoma
8/5/99Pathology: final diagnosis: malignant mesothelioma (same tissue specimen)
Imaging
2/29/00CT scan of abdomen and pelvis: no associated definitive soft tissue mass to suggest progression or recurrence of disease, no evidence of lymphadenopathy
5/19/00CT scan of abdomen and pelvis: abdomen-no recurrent mass, no definite associated soft tissue mass effect, pelvis-increase in fluid collection L>R c/w 2/29/00.
8/10/00X-ray chest: normal
8/30/99CT scan of pelvis: decrease in soft tissue density and fluid c/w 6/28/99
9/12/00CT scan of abdomen and pelvis: small nodular densities adjacent to the spleen, fluid collection right side of pelvis not decreased, left side extension no longer identified
11/14/00Bone scan whole body: prominent activity in right renal pelvis similar to 2/98
12/15/00US RUQ: no abnormality, no change from prior
1/16/01CT scan of abdomen and pelvis with contrast: no bowel abnormalities, fluid collection on right side has increased to 4.5x3cm, now fluid to lower pelvis left side, findings nonspecific but recurrence possible
1/23/01CT scan of pelvis: increased size of 2 rounded densities in pelvis, right lateral pelvic wall 4.5x3x0.15cm
1/23/01CT scan of abdomen: mild prominence of left adrenal unchanged
3/9/01CT scan of abdomen and pelvis with contrast: abdomen unremarkable, pelvis with loculated fluid collection in inferior pelvis in midline and on right, slight reduction in size
5/24/01CT scan of abdomen: no pathologically enlarged lymph nodes or free fluid
5/24/01CT scan of pelvis: no evidence of progressive tumor or abnormality; significant interval reduction of irregularly loculated fluid collections compared with 3/9/01 consistent with response of mesothelioma
8/15/01CT scan of abdomen: no upper abdominal mass compared with 5/24/01
8/15/01CT scan of pelvis; further reduction in small amounts of fluid. No evidence of progressive neoplasm compared with 5/24/01
Tumor markers
7/23/99CAa 125 = 22 (<35)
5/16/00CA 125 = 13 (<35)
a

Cancer Antigen.

Conventional therapy
7/1/99Exploratory laparoscopy with excision of left pelvic mass, left colectomy, colostomy, omentectomy, and multiple peritoneal biopsies
7/28/99Taxol, carboplatin (initially thought to be ovarian cancer) stopped due to anaphalaxis
10/24/01Surgery: attempted reversal of colostomy: decrease of tumor bulk based on visual inspection
Complementary therapy
12/1/99–6/6/01IAT 6 courses over this time interval
12/1/99-present (intermittent)MGn3, noni juice, colostrum, vitamin E, green tea, vitamin C, beta carotene, cat's claw, homeopathic miasms
1/30/01-present (intermittent)Homeopathic -Haelan (fermented soy product), cat's claw, lyperinol
2/2/01-present (intermittent)Illumination: multiherbal combo, Universal Complex (echinacea mix), Circu-Plus (gingko, ginseng), Mg/K aspartate, alpha-oxzyme, LSK Plus (granular liver, spleen, kidney)
Patient # 1-7
EVENTPERIOD 1PERIOD 2PERIOD 3
1st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy 7/99
Surgery 7/9910/01
Radiation
Chemotherapy 7/99
IAT 12/996/01
CAM other 12/991/01, 2/01
Imaging CT scan 2/005/009/001/01, 3/015/018/01
Imaging CXR 8/00
Imaging ultrasound 12/00
Tumor marker5/00
graphic element
DateDescription of EventsRequestedStatus of request
6/28/99CT scan of pelvis: 3.5cm cystic left adnexal massFilmsRcvd.
7/1/99Exploratory laparoscopy with excision of left pelvic mass, left colectomy, colostomy, omentectomy, multiple peritoneal biopsies.
7/1/99Pathology: Ovarian carcinoma vs. malignant melanoma
7/23/99CA 125 = 22 (<35)
7/28/99Taxol, carboplatin (initially diagnosed with ovarian cancer)
7/28/99Adverse event: anaphylaxis from taxol
8/5/99Pathology: final diagnosis: malignant mesothelioma (same tissue sample)SlidesPend.
8/30/99CT scan of pelvis: decrease in soft tissue density and fluid c/w 6/28/99FilmsRcvd.
9/24/99PET scan of whole body: no specific findings to suggest residual tumor in torso, increased activity small area in neck
2/29/00CT scan of abdomen and pelvis: no associated definitive soft tissue mass to suggest progression or recurrence of disease, no evidence of lymphadenopathy
5/16/00CA 125 = 13 (<35)
5/19/00CT scan of abdomen and pelvis: abdomen-no recurrent mass, no definite associated soft tissue mass effect, pelvis-increase in fluid collection L>R c/w 2/29/00.
8/10/00X-ray chest: normal
9/12/00CT scan of abdomen and pelvis: small nodular densities adj. to spleen, fluid collection right side pelvis not decr., left side extension no longer identifiedFilmsNot avail.
11/14/00Bone scan of whole body: no change c/w 2/98
11/14/00X-ray chest: within normal limits
12/15/00US RUQ: no abnormality, no change from 6/29/99
1/16/01CT scan of abdomen and pelvis with contrast: no bowel abnormalities, fluid collection on right side has increased to 4.5x3cm, now fluid to lower pelvis left side, findings nonspecific but recurrence possible
1/23/01CT scan of pelvis: increased size of 2 rounded densities in pelvis, right lateral pelvic wall 4.5x3x0.15cm
3/9/01CT scan of abdomen and pelvis with contrast: abdomen unremarkable, pelvis with loculated fluid collection in inferior pelvis in midline and on right, slight reduction in size
5/24/01CT scan of abdomen: no pathologically enlarged lymph nodes or free fluidFilmsRcvd.
5/24/01CT scan of pelvis: no evidence of progressive tumor or abnormality
12/1/1999 6/6/01IAT 5 courses
12/1/1999-present (intermittent)Mgn3, noni juice, colostrum, vitamin E, green tea, vitamin C, beta carotene, cat's claw, homeopathic miasms
1/30/2001-present (intermittent)Homeopathic - not specified, Haelan (fermented soy product), cat's claw, lyperinol
2/2/2001- present (intermittent)Illumination: multiherbal combo, Universal Complex (echinacea mix), Circu-Plus (ginko, ginseng), Mg/K aspartate, alpha-oxzyme, LSK Plus (granular liver, spleen, kidney)
8/15/01CT scan abdomen: no upper abdominal mass compared to 5/24/01.FilmsRcvd.
8/15/01CT scan of pelvis; further reduction in small amounts of fluid. No evidence of progressive neoplasm compared with 5/24/01FilmsRcvd.
10/12/01CT scan of abdomen and CT scan of pelvis with contrast: high grade partial small bower obstruction. No discrete mass is visualized, however, there is free intraperitoneal air with an air fluid level.FilmsRcvd.
10/17/01CT scan of abdomen and CT scan of pelvis with contrast: small bowel dilation slightly less prominent than previously seen, otherwise basically unchanged compared to previous examination.FilmsRcvd.
10/24/01Surgery: attempted reversal of colostomy: decrease of tumor bulk based on visual inspection

Patient #1-9 Ovarian Cyst Adenocarcinoma

Case 1-9

The patient in case 1-9 is a 54-year-old woman with ovarian cyst adenocarcinoma diagnosed on 5/3/80. She had a total abdominal hysterectomy with bilateral salpingo-oophorectomy with debulking at that time. Subsequently, she was referred for chemotherapy but refused due to patient preference. Her only therapy has been 34 courses of IAT from 6/3/80 to 6/12/99. In June 1987, a CT scan revealed lesions in her liver suspicious for metastatic disease. A liver biopsy was recommended, but since a needle biopsy was not possible due to adhesions, none was performed. Subsequent followup did not reveal progression of disease. A pelvic mass was noted on 8/6/00 and found to be increasing over the next year to a maximal dimension of 2.8cm × 2.8cm. An exploratory laparotomy with resection of left pelvis mass and biopsy of right pelvis was performed on 6/29/81. Pathology from the surgery was negative. Tumor markers have also been negative. Routine gynecologic care has not revealed any abnormalities. At last contact (interview, 10/09/01), the patient reported that her overall physical health was good.

Pathology
5/3/80Biopsy: right ovary: papillary cyst adenocarcinoma, left ovary: same diagnosis
6/29/81Biopsy: excision of pelvic mass—no tumor
6/14/90Pap smear cytology: negative for malignancy
6/12/91Pap smear cytology: negative for malignancy
Imaging
5/1/80Ultrasound: pelvis mass 9cm × 7cm
5/21/80Liver scan: normal
5/23/80Bone scan whole body: normal
8/6/80Ultrasound: pelvis cystic left adnexal mass 2cm × 2.5cm, no fluid in pelvis
9/24/80Ultrasound: pelvis cystic left adnexal mass present since 8/6/80 unchanged
12/10/80Ultrasound: pelvis cystic left adnexal mass present since 8/6/80 slightly smaller
1/28/81Bone scan whole body: new area of increased uptake left iliac crest since 5/23/80
4/20/81Ultrasound: pelvis cystic left adnexal mass 2.3cm unchanged c/w 12/10/80
4/22/81Bone scan whole body: diffuse uptake in skull; increased uptake lumbar spine consistent with osteoarthritis: no evidence of metastases
6/8/81Ultrasound: pelvis cystic left adnexal mass 2.8cm × 2.8cm, increased since 4/20/81
9/8/81Ultrasound: pelvis no adnexal mass present, no fluid present
6/1/83Ultrasound: pelvis no adnexal mass present, no fluid present
1/15/86Ultrasound: pelvis no adnexal mass present, no fluid present
6/10/87CT scan abdomen: suspicious for liver metastases; focal areas of low attenuation throughout liver
3/4/91X-ray chest no change c/w 8/9/89
5/31/91Mammogram breast: normal
5/27/92Mammogram breast: normal
8/6/1993MRI thoracic spine: osteoporosis
Tumor markers
5/30/90CAa-125: <7.5 (normal 0–35)
5/29/91CA-125: 6.3 (normal 0–35)
5/6/94CA-125: <8.0 (normal 0–35)
6/10/97CA-125 = 5.0 (0–35); CEAb = 0.3 (0–3)
6/11/01CA-125 = 6.0 (0–35)
a

CA: Cancer Antigen.

b

CEA: Carcinoembrionic Antigen.

Conventional therapy
5/1/80Surgery: TAH/BSO with appendectomy
5/3/80Chemotherapy recommended: never started
6/29/81Surgery: exploratory laparotomy with resection of left pelvic mass and biopsy
Complementary therapy
6/3/80–6/12/99IAT: 34 courses over this time period; no home maintenance after 16 courses
Patient # 1-9
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5PERIOD 6PERIOD 7PERIOD 8PERIOD 9PERIOD 10PERIOD 11PERIOD 12
1st qtr 1980 – 4th qtr 19801st qtr 1981 – 4th qtr 19811st qtr 1983 – 4th qtr 19831st qtr 1986 – 4th qtr 19861st qtr 1987 – 4th qtr 19871st qtr 1989 – 4th qtr 19891st qtr 1990– 4th qtr 19801st qtr 1991 – 4th qtr 19911st qtr 1994 – 4th qtr 19941st qtr 1997 – 4th qtr 19971st qtr 1999 – 4th qtr 19991st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy 5/806/81
Surgery 5/806/81
Radiation
Chemotherapy
IAT 6/806/99
CAM other
Imaging CXR 3/91
Imaging ultrasound 5/808/80, 9/8012/804/81, 6/819/816/831/86
Imaging CT 6/87
Tumor markers 5/905/915/946/976/01
Bone scan 5/801/814/81
Pap smear6/906/91
graphic element
DateDescription of EventsRequestedStatus of requests
Mother-carcinoma of the uterus, grandmother-lung cancer, grandfather-cancer of tongue, brother-leukemia
5/1/80Ultrasound: mass in pelvis 9cm × 7cmFilmsNot avail.
5/3/80Surgery: TAH/BSO with appendectomy
5/3/80Biopsy:right ovary: papillary cystadenocarcinoma ; left ovary same diagnosisSlidesNot avail.
5/3/80Chemotherapy recommended: never started
5/21/80Liver scan: normal
5/23/80Bone scan whole body: normal
6/3/80–6/12/1999IAT: 34 courses over this time period; no home maintenance after 16 courses
8/6/80Ultrasound: pelvis cystic left adnexal mass 2cm × 2.5cm, no fluid in pelvisFilmsNot avail.
9/24/80Ultrasound: pelvis cystic left adnexal mass present since 8/6/80 unchanged
12/10/80Ultrasound: pelvis cystic left adnexal mass present since 8/6/80 slightly smaller
1/28/81Bone scan whole body: new area of increased uptake left iliac crest since 5/23/80
4/20/81Ultrasound: pelvis cystic left adnexal mass 2.3cm unchanged c/w 12/10/80FilmsNot avail.
4/22/81Bone scan whole body: diffuse uptake in skull; increased uptake lumbar spine consistent with osteoarthritis: no evidence mets
6/8/81Ultrasound: pelvis cystic left adnexal mass 2.8cm × 2.8cm, increased since 4/20/81
6/29/81Surgery: exploratory laparotomy with resection of left pelvic mass and biopsySlidesRcvd.
6/29/81Biopsy: excision of pelvic mass- no tumor
9/8/81Ultrasound: pelvis no adnexal mass present, no fluid present
6/1/83Ultrasound: pelvis no adnexal mass present, no fluid present
1/15/86Ultrasound: pelvis no adnexal mass present, no fluid presentFilmsNot avail.
6/10/87CT scan abdomen: suspicious for liver mets; focal areas of low attenuation throughout liverFilmsNot avail.
Jun-87Biopsy of liver lesions recommended but not performed; needle biopsy not possible due to adhesions
5/30/90CA-125: <7.5 (normal 0–35)
6/14/90Pap smear cytology: negative for malignancy
3/4/91X-ray chest no change c/w 8/9/89
5/29/91CA-125: 6.3 (normal 0–35)
5/31/91Mammogram breast: normal
6/12/91Pap smear cytology: negative for malignancy
5/27/92Mammogram breast: normal
8/6/93MRI thoracic spine: osteoperosis
5/4/94CA-125: <8.0 (normal 0–35)
6/10/97CA-125 = 5.0 (0–35); CEA = 0.3 (0–3)
6/11/01CA-125 = 6.0 (0–35)
presentRoutine physical exams/ serial CA-125 normal per patient during interview

Patient #1-11 Peritoneal Mesothelioma

Case 1-11

The patient in case 1-11 is a 59-year-old male with a family history of breast cancer, diagnosed in May, 1980 with peritoneal mesothelioma after presenting with a history of right lower quadrant abdominal pain and dyspepsia. His work-up included a cholangiogram, upper GI series with a small bowel follow-through, and an intravenous pyelogram of the GU tract. After these tests returned normal, a small bowel obstruction was the leading diagnosis until an exploratory laparotomy revealed peritoneal mesothelioma. According to the operative report (5/8/80), there was widespread disease throughout the pelvic and abdominal cavities. A partial omentectomy was performed, and as much bulk disease was removed as possible. A second opinion was obtained at MD Anderson (6/16/80 – 6/23/80), and it was recommended that additional tissue be obtained to confirm the diagnosis of mesothelioma via electron microscopy, which was done on 6/25/80. Due to the lack of a definitive curative therapy, no specific recommendations for chemotherapy, radiation, or future surgery were made. The patient started IAT therapy on 7/22/80 and completed the course in 5/84. At last contact (interview, 9/19/01), the patient reported that his overall physical condition is very good.

Pathology
5/8/80Pathology of cysts on peritoneum: mesothelioma of peritoneum, multiple sites
6/25/80Pathology: electron microscopy: multiple cystic mesothelioma of peritoneum
Imaging
4/11/80IVP of GU tract: within normal limits
4/12/80IV cholangiogram: within normal limits
4/12/80UGI with SBF: within normal limits
4/14/80Barium enema: within normal limits
4/16/80CT scan of abdomen: within normal limits
4/20/80X-ray chest: collapse of portion LLL, air containing structure posterior to sternum; nodular density adj. to left hilum
4/22/80Tomogram of left lung: possible mass adjacent to hilum is “distorted branch of pulmonary artery”
5/10/80X-ray chest: left ventricular enlargement
5/16/80Bone scan of total body: within normal limits
5/17/80Liver and spleen scan: within normal limits
Conventional therapy
5/8/80Surgery: exploratory laparoscopy, excision of multiple cysts, subtotal omentectomy for palliative: most of peritoneal cavity lined with cysts. Debulking done. Tumor is cystic, grape-like, no ascites.
Complementary therapy
7/22/80–7/20/84IAT 16 courses
Patient # 1-11
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5PERIOD 6
1st qtr 1980 – 4th qtr 19801st qtr 1981 – 4th qtr 19811st qtr 1982 – 4th qtr 19821st qtr 1983 – 4th qtr 19831st qtr 1984 – 4th qtr 19841st qtr 1985 – 4th qtr 1985
Diagnosis/biopsy 5/80
Surgery 5/80
Radiation
Chemotherapy
IAT 7/807/84
CAM other
Imaging CXR 4/80
Imaging tomogram 4/80
Imaging CT scan abdomen 4/80
Imaging liver spleen scan 4/80
Imaging bone scan5/80
graphic element
DateDescription of EventsRequestedStatus of requests
4/11/80IVP of GU tract: within normal limits
4/12/80IV cholangiogram: within normal limits
4/12/80UGI with SBF: within normal limits
4/14/80Barium enema: within normal limits
4/16/80CT scan of abdomen: within normal limits
4/20/80X-ray chest: collapse of portion LLL, air containing structure posterior to sternum; nodular density adj. to left hilum
4/22/80Tomogram of left lung: possible mass adjacent to hilum is “distorted branch of pulmonary artery”
5/8/80Exploratory laparoscopy, excision of multiple cysts, subtotal omentectomy for palliative: most of peritoneal cavity lined with cysts. Debulking done. Tumor is cystic, grape-like, no ascites.
5/8/80Pathology of cysts on peritoneum: mesothelioma of peritoneum, multiple sitesSlidesNot avail.
5/10/80X-ray chest: left ventricular enlargement
5/16/80Tomogram of chest: volume loss LLL, unknown etiology
5/16/80Bone scan of total body: within normal limits
5/17/80Liver and spleen scan: within normal limits
6/25/80Pathology: electron microscopy: multiple cystic mesothelioma of peritoneum
7/22/80–7/20/84IAT 16 courses

Patient #1-19 Sigmoid Carcinoma (Dukes Stage C2)

Case 1-19

The patient in case 1-19 is a 50-year-old male with a family history of colon cancer. He was diagnosed with sigmoid carcinoma (Dukes stage C2) in March1985 after presenting with hematochezia, lower-left quadrant abdominal pain, and a normal CEA. Biopsies obtained during colonoscopy verified the diagnosis. He underwent a sigmoid resection, and 6 of 14 nodes were positive for metastases, but no gross residual disease was left in the abdomen. No other conventional therapy was pursued. He started IAT on 5/85 and completed 11 courses by 5/91. Serial colonoscopies have remained normal, with the last exam conducted on 9/8/00. At the last contact (interview, 10/12/01), the patient reported that his overall physical condition was excellent.

Pathology
3/18/85Biopsy: mucinous producing adenocarcinoma, mod well diff, associated with adenomatous polyp, sigmoid colon, 6/14 nodes positive for mets, mesocolon and mesentery of colon.
9/8/00Biopsy: colon polyp: no evidence of malignancy
Imaging
3/22/85Liver spleen scan: normal
1/8/1987CT abdomen pelvis: no evidence of recurrent tumor
3/27/87Sigmoidoscopy: normal to 25cm
9/26/88Colonoscopy: colon fully visualized to the cecum
4/13/89CT scan abdomen; normal exam, no change compared with 1/8/87
10/5/89Colonoscopy: normal exam
11/13/92Colonoscopy: no evidence of recurrent colorectal polyps or cancer
12/2/94Colonoscopy: normal exam
2/10/98Sigmoidoscopy: normal to 40cm, normal anastamosis
5/7/98Colonoscopy: normal exam
7/27/99Sigmoidoscopy: normal to 70cm
9/8/00Colonoscopy: sessile polyp (3mm) near anastamotic site
Tumor markers
3/17/85CEAa <1.0 (normal)
2/25/86CEA <2.5 (normal)
7/8/1986CEA 1.9 (normal<2.5)
2/1/1987CEA 1.8 (normal)
7/14/87CEA 1.1 (normal <2.5)
3/9/88CEA 1.9 (normal<2.5)
4/24/89CEA 1.2 (normal)
10/4/89CEA 2.0 (normal)
9/26/90CEA 1.4 (normal)
a

Carcinoembryonic Antigen.

Conventional therapy
3/18/85Surgery: sigmoid resection
Complementary therapy
5/21/85–5/7/91IAT 11 courses
Patient # 1-19
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5PERIOD 6PERIOD 7PERIOD 8PERIOD 9PERIOD 10PERIOD 11PERIOD 12
1st qtr 1985 – 4th qtr 19851st qtr 1986 – 4th qtr 19861st qtr 1987 – 4th qtr 19871st qtr 1988 – 4th qtr 19881st qtr 1989 – 4th qtr 19891st qtr 1990 – 4th qtr 19901st qtr 1991– 4th qtr 19911st qtr 1992 – 4th qtr 19921st qtr 1994 – 4th qtr 19941st qtr 1998 – 4th qtr 19981st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 2000
Diagnosis/biopsy 3/859/90
Surgery 3/85
Radiation
Chemotherapy
IAT 5/855/91
CAM other
Imaging CT scan 1/874/89
Colonoscopy 9/8810/8911/9212/945/989/00
Sigmoidoscopy 3/872/987/99
Tumor markers 3/852/867/862/877/873/884/8910/899/90
Liver spleen scan3/85
graphic element
DateDescription of EventsRequestedStatus of requests
Family history of colon cancer in uncle
3/17/85CEA <1.0 (normal)
3/18/85Biopsy: mucinous producing adenocarcinoma, mod well diff, associated with adenomatous polyp, sigmoid colon, 6/14 nodes positive for mets, mesocolon and mesentery of colon.SlidesRcvd.
3/18/85Surgery: sigmoid resectionOper. Rpt.Not avail.
3/22/85Liver spleen scan: normal
5/21/85–5/7/91IAT 11 courses
2/25/86CEA <2.5 (normal)
7/8/86CEA 1.9 (normal<2.5)
1/8/87CT abdomen pelvis: no evidence of recurrent tumorFilmsNot avail.
2/1/87CEA 1.8 (normal)
3/27/87Sigmoidoscopy: normal to 25cm
7/14/87CEA 1.1 (normal <2.5)
3/9/88CEA 1.9 (normal<2.5)
9/26/88Colonoscopy: colon fully visualized to the cecum
4/13/89CT scan abdomen; normal exam, no change compared with 1/8/87FilmsNot avail.
4/24/89CEA 1.2 (normal)
10/4/89CEA 2.0 (normal)
10/5/89Colonoscopy: normal exam
9/26/90CEA 1.4 (normal)
11/13/92Colonoscopy: no evidence of recurrent colorectal polyps or cancer
12/2/94Colonoscopy: normal exam
2/10/98Sigmoidoscopy: normal to 40cm, normal anastamosis
5/7/98Colonoscopy: normal exam
7/27/99Sigmoidoscopy: normal to 70cm
9/8/00Colonoscopy: sessile polyp (3mm) near anastamotic site
9/8/00Biopsy: colon polyp: no evidence of malignancySlidesRcvd.

Patient #1-22 Squamous Cell Carcinoma of the Tongue

Case 1-22

The patient in case 1-22 is an 80-year-old male who was diagnosed in February 1999 with squamous cell carcinoma of the tongue accompanied by a benign parotid cyst. He subsequently completed the recommended course of radiation. Definitive surgery was recommended, but the patient refused, due to personal preference. IAT was initiated in June 1999, and he continues on maintenance therapy today. An MRI in October 2001 revealed no evidence of a discrete mass in the oropharynx and a decrease in right cervical lymph node. At the last contact (interview, 9/26/01), the patient reports that his overall physical condition is good.

Pathology
2/12/99Biopsy left side tongue: squamous cell carcinoma, invasive, moderately differentiated
2/18/99Biopsy (fine needle) right parotid lymph node: cystic contents; inconclusive
4/20/99Biopsy (fine needle) right parotid lymph node: abscess with Strep species, acute suppurative inflammation with cocci
5/6/99Biopsy aspiration of cyst in right parotid lymph node: cyst contents; acute inflammation
Imaging
2/17/99CT scan left neck and tongue: invasive carcinoma of tongue extends to tonsillar fossa, parapharyngeal space, and beyond inferior margin of mandible into cervical subcutaneous tissue: large contralateral node metastasis
2/25/99MRI of neck: ill-defined enhancing mass at base of tongue with extension into left piriformis sinus, highly suspicious for squamous cell carcinoma; cystic structure in submandibular space/ jugulodiagastric space
3/4/99MRI neck: 2.26cm × 3.60cm × 3.50cm enhancing mass base of left tongue extending into hypopharynx, to level of epiglottis piriformis sinus; no extension past midline; cystic structure 3.2cm × 6.5cm × 7.80cm in jugulodiagastric region
12/8/99CT scan neck: Resolution of left tongue base/lateral pharyngeal mass; pleomorphic adenoma or necrotic lymph node (right parotid cystic mass)
4/7/00X-ray chest: emphysematous changes, otherwise normal
4/7/00MRI of brain: normal
6/14/00CT scan abdomen: bilateral lower lobe fibrosis consistent with UIP; possible nephrolithiasis involving left kidney
7/11/00CT scan thorax: linear interstitial fibrosis consistent with UIP; bilateral apical fibrosis
7/23/00CT scan neck: low attenuation of lesion on along right anterior border of right parotid gland; 2.2cm × 2.3cm; suspicious for metastatic necrotic lymph node
10/3/01CT scan chest: bilateral interstitial lung disease
10/3/01MRI neck: no evidence of discrete mass in oropharynx or oral cavity. Diffuse enhancement in dorsal aspect of hypopharynx could represent post-radiation changes. Interval decrease in right lymph node now measures 1.2cm
Conventional therapy
3/5/99–4/15/99Radiation: upper neck, total rads 7200: 30 fractions over 41 days: completed full course: residual disease present after radiation
Complementary therapy
6/22/99-presentIAT (5 courses); still on maintenance therapy
Patient # 1-22
PERIOD 1PERIOD 2PERIOD 3
EVENT1st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy 2/99, 2/994/99, 5/99
Surgery
Radiation 3/99
Chemotherapy
IAT 6/99
CAM other
Imaging CT scan 2/9912/996/00, 7/0010/01
Imaging CXR
Imaging MRI2/99, 3/994/9910/01
graphic element
DateDescription of EventsRequestedStatus of requests
2/12/99Biopsy left side tongue: squamous cell carcinoma, invasive, moderately differentiatedSlidesPend.
2/17/99CT scan left neck and tongue: invasive carcinoma of tongue extends to tonsillar fossa, parapharyngeal space, and beyond inferior margin of mandible into cervical subcutaneous tissue: large contralateral nodeFilmsPend.
2/18/99Biopsy (fine needle) right parotid lymph node: cystic contents; inconclusive
2/25/99MRI of neck: ill-defined enhancing mass at base of tongue with extension into left piriformis sinus, highly suspicious for squamous cell carcinoma; cystic structure in submandibular space/ juglodiagastric space
2/25/99MRI of brain: normal
3/4/99MRI neck: 2.26cm × 3.60cm × 3.50cm enhancing mass base of left tongue extending into hypopharynx, to level of epiglottis piriformis sinus; no extension past midline; cystic structure 3.2cm × 6.5cm × 7.80cm in juglodiagastric region
2/18/99Definitive surgery recommended: patient refused
3/4/99MRI neck: 2.26cm × 3.60cm × 3.50cm enhancing mass base of left tongue extending into hypopharynx, to level of epiglottis piriformis sinus; no extension past midline; cystic structure 3.2cm × 6.5cm × 7.80cm in
4/20/99Biopsy (fine needle) right parotid lymph node: abscess with Strep species, acute suppurative inflammation with cocci
5/6/99Biopsy aspiration of cyst in right parotid lymph node: cyst contents; acute inflammation
3/5/99–4/15/99Radiation: upper neck total rads 7200: 30 fractions over 41 days: completed full course: residual disease present after radiationRpt. After treatmentPend.
12/8/99CT scan neck: Resolution of left tongue base/lateral pharyngeal mass.pleomorphic adenoma or necrotic lymph node (right parotid cystic mass)FilmsPend.
4/7/00X-ray chest: emphysematous changes, otherwise normal
4/7/00MRI of brain: normal
6/14/00CT scan abdomen: bilateral lower lobe fibrosis consistent with UIP; possible nephroliathiasis involving left kidney
7/11/00CT scan thorax: linear interstitial fibrosis consistent with UIP; bilat apical fibrosis
7/23/00CT scan neck: low attenuation of lesion on along right anterior border of right parotid gland; 2.2cm × 2.3cm; suspicious for metastatic necrotic lymph node
10/3/01CT scan chest: bilateral interstitial lung diseaseFilmsPend.
10/3/01MRI neck: no evidence of discrete mass in oropharynx or oral cavity. Diffuse enhancement in dorsal aspect of hypopharynx could represent post-radiation changes. Interval decrease in right lymph node now measures 1.2cmFilmsPend.

Patient #2-10 Pancreatic Cancer Involving the Bile Duct

Case 2-10

The patient in case 2-10 was a 55 year-old female with pancreatic cancer involving the bile duct. Her diagnosis was made in July 1999, after presenting with low back pain and a gastrointestinal bleed. No conventional therapy was pursued, as she was considered terminally ill at the time of her diagnosis and palliative drainage. Naltrexone was initiated on 11/11/99, and by July 2000, a CT scan showed a 90% reduction of her tumor mass. On August 8, 2000, she died from overwhelming septicemia, after three episodes of gram-negative sepsis secondary to loosening of her biliary stent. According to next of kin, no autopsy was performed.

Pathology
7/1/99Biopsy of body of pancreas; carcinoma of pancreas (per physician's notes)
Imaging
Jul-00CT scan abdomen: residual pancreatic lesions <1cm: 90% reduction of tumor mass; per physician's notes
Liver enzymes
10/22/99Alk Phos- 1646; ALT 93; AST 159
10/23/99Alk Phos- 1471; ALT 74; AST 108
11/21/99Alk Phos- 2262; ALT 126; AST 180
Conventional therapy
7/1/99Laparoscopy
Dec-99Metenkephalin IV
Complementary therapy
11/11/99Naltrexone 3mg qHS
Outcome
8/5/00Death—due to septicemia secondary to loosened stent in bile duct
Patient # 2-10
PERIOD 1PERIOD 2
EVENT1st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 2000
Biopsy/diagnosis 7/99
Surgery 7/99
Radiation
Chemotherapy
Naltrexone
Imaging CT scan 7/00
Liver enzymes 10/99, 10/99, 11/99
Death8/00
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DateDescription of EventsRequestedStatus of requests
7/1/99Laparoscopy; diagnosis of pancreatic cancer per physician's notesSlidesPend.
10/22/99Alk Phos- 1646; ALT 93; AST 159
10/23/99Alk Phos- 1471; ALT 74; AST 108
11/21/99Alk Phos- 2262; ALT 126; AST 180
11/11/99Naltrexone 3mg qHS
Dec-99Metenkephalin IV
Jul-00CT scan abdomen: residual pancreatic lesions <1cm: 90% reduction of tumor mass; per physician's notesFilmsPend.
8/5/00Death--due to septecemia secondary to loosened stent in bile duct

Patient #2-21 Melanoma

Case 2-21

The patient in case 2-21 is a 67-year-old male who was diagnosed with melanoma in July 1996. The melanoma was resected from his right shoulder at that time, and no further therapy, other than close surveillance, was recommended. In April 1998, a lymph node dissection of his right axilla revealed metastatic disease in 1 of 15 lymph nodes. No conventional therapy was pursued. After presenting in August 1999 with proprioceptive changes in his left lower extremity, he had an MRI that showed a small brain lesion. This proved in fact to be a small bleed. During the course of 1999, the patient reported trying but not sustaining treatment with a variety of alternative therapies (see below). Also, he reported participating in a vaccine trial. Naltrexone was initiated in January 2000. At the last contact (interview, 10/10/2000), the patient reported that his overall physical condition was very good.

Pathology
7/23/96Pathology from excision: malignant melanoma focally filling to papillary dermis (level III), vertical thickness 0.78mm. No abnormal melanocytes at margins of specimen
9/10/99Biopsy brain: revealed no evidence of malignancy (per patient report)
Imaging
4/15/98CT scan brain, chest, abdomen, and pelvis: no evidence of metastasis
8/1/99MRI brain: proprioceptive changes in left lower calf and foot: diagnosed with cranial metastasis (per patient report) (this proved to be incorrect as the patient was later diagnosed to have had a small bleed
Conventional therapy
7/23/96Surgical excision of pigmented skin lesion on right shoulder
8/13/96Surgical excision after melanoma diagnosis confirmed
4/1/98Surgery: lymph nodes: 1 of 15 nodes positive for malignancy
1999Clinical trial: vaccinia melanoma cell lysates (VMCL) (per patient report)
Complementary therapy
1/00-presentStarted Naltrexone 4.5mg
1999Melatonin 3mg q.d. MVI q.d.; antioxidant q.d.; green tea; ginseng; vegetarian diet; selenium; milk thistle; pancreatic enzymes
Patient # 2-21
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5PERIOD 6
1st qtr 1996 – 4th qtr 19961st qtr 1997 – 4th qtr 19971st qtr 1998 – 4th qtr 19981st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Biopsy/diagnosis 7/969/99
Surgery 7/96, 8/964/98
Radiation
Chemotherapy
Clinical trial 1999
Naltrexone 1/00
CAM other 1999
Imaging-MRI brain
Imaging-CT scan abdomen4/988/99
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DateDescription of EventsRequestedStatus of requests
7/23/96Surgical excision of pigmented skin lesion on right shoulder
7/23/96Pathology from excision: malignant melanoma focally filling to papillary dermis (level III), vertical thickness 0.78mm. No abnormal melanocytes at margins of specimenSlidesPend.
8/13/96Surgical excision after melanoma diagnosis confirmed
4/1/98Melanoma metastasized to right axilla with lymph node involvement (per patient report)SlidesPend.
4/15/98CT scan brain, chest, abdomen, and pelvis: no evidence of metastasis (per patient report)FilmsPend.
4/1/98Surgery: lymph nodes: 1 of 15 nodes positive for malignancy
year '99melatonin 3mg qd; MVI qd; antioxidant qd; green tea; ginseng; vegetarian diet; selenium; milk thistle; pancreatic enzymes
year '99Clinical trial: vacinia melanoma cell lysates(VMCL) (per patient report)
8/1/99Proprioceptive changes in left lower calf and foot (per patient report)
8/1/99MRI brain: diagnosed with cranial metastasis (per patient report)FilmsPend.
9/10/99Biopsy brain: revealed no evidence of malignancy (per patient report)
1/00-presentStarted Naltrexone 4.5mg

Patient #2-22 Adenocarcinoma of the Endometrium With Extension into the Peritoneum

Case 2-22

The patient in case 2-22 is a 58-year-old female diagnosed in May 1998 with adenocarcinoma of the endometrium with extension into the peritoneum. She completed four cycles of chemotherapy with adriamycin, cytoxan, and cisplatin. After her initial round of chemotherapy, adriamycin was withheld due to an equivocal multigated radionuclide (MUGA) scan and a past history of pericarditis. A course of radiation was completed. A CT scan (1/22/99) after chemotherapy and radiation showed a decrease in the pelvic mass. In July 1999, she was diagnosed with a second primary malignancy, intraductal carcinoma of the right breast with negative axillary nodes. Subsequent CT scans of her thorax revealed bilateral pulmonary nodules consistent with metastatic disease. She was referred to a thoracic surgeon, but a biopsy was not performed because the procedure was felt to be too difficult. She initiated Naltrexone in January 2001. In March 2001, a CT scan showed fewer abdominal and intrathoracic nodules compared to 1/3/01. A subsequent CT scan in June 2001 revealed a further reduction in peritoneal carcinomatosis. Her oncologist continues to follow her with serial CT scans. Currently, she reports her overall condition over the past week as excellent.

Pathology
5/8/98Biopsy endometrium: pathology- adenocarcinoma, endometroid moderately to well-differentiated with 33% invasion of the myometrium: extension into peritoneum and left pelvic sidewall
7/29/99Biopsy breast (right) pathology intraductal carcinoma well differentiated
Imaging
10/30/98CT scan 2.5cm mass in lymph nodes on left side of pelvis (MD's notes only-no full report)
1/22/99CT scan abdomen and pelvis: improvement in pelvic mass
4/9/99CT scan abdomen and pelvis: improvement in pelvic mass
5/10/00CT scan chest, abdomen, and pelvis: no abdominal or pelvic lesion. No evidence of metastatic disease. 1cm inguinal node unchanged
8/2/00CT scan chest compared to 5/10/00 upper lobe anterior segment nodule 10mm; 3 new nodules 5mm left apex, 5mm lingula, 7mm right middle lobe. Progression of metastatic disease
9/29/00CT scan chest: no adenopathy (mediastinal)-multiple small nodules; no change c/w 8/2/00
11/9/00CT scan chest, abdomen, and pelvis: bilateral pulmonary nodules some cavitated. New peritoneal carcinomatosis
3/14/01CT scan chest, abdomen, and pelvis: compared to 1/3/01; abdominal and intrathoracic nodules decrease in number
6/11/01CT scan chest, abdomen, and pelvis: compared to 3/14/01; no new adenopathy, interval decrease in peritoneal carcinomatosis. Small superior mediastinal lymph node unchanged
Conventional therapy
7/15/98–9/24/98Chemotherapy: cisplatin and AC; adriamycin held due to equivocal MUGA scan; four cycles
11/9/98–12/24/98Radiation: 5400 cGy to para-aortic lymph nodes; CT scan on 1/22/99 showed improvement of pelvic mass
9/1/1999Surgery: lumpectomy with sentinel node dissection: 1.7cm with clear margins and lymph nodes: ER + PR positive
Complementary therapy
1/9/01Naltrexone 4.5mg daily
Patient # 2-22
PERIOD 1PERIOD 2PERIOD 3PERIOD 4
EVENT1st qtr 1998 – 4th qtr 19981st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy 5/987/99
Surgery 9/99
Radiation 11/98–12/98
Chemotherapy 7/989/98
Naltrexone 1/01
CAM other
Imaging CXR
Imaging tomogram
Imaging CT scan10/981/994/995/008/00. 9/0011/003/016/01
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DateDescription of EventsRequestedStatus of Requests
5/8/98Biopsy endometrium: pathology- adenocarcinoma, endometroid moderately to well-differentiated with 33% invasion of the myometrium: extension into peritoneum and left pelvic sidewallSlidesPend.
7/15/98–9/24/98Chemotherapy: cisplatin and AC; adriamycin held due to equivocal MUGA scan
10/30/98CT scan 2.5cm mass in lymph nodes on on left side of pelvis (MD's notes only--no full report)FilmsPend.
11/9/98–12/24/98Radiation: 5400 cGy to para-artic lymph nodes; CT scan on 1/22/99 showed improvement of pelvic mass
1/22/99CT scan abdomen and pelvis: improvement in pelvic massFilmsPend.
4/9/99CT scan abdomen and pelvis: improvement in pelvic massFilmsPend.
7/29/99Biopsy breast (right) pathology intraductal carcinoma well differentiatedSlidesPend.
9/1/99Surgery: lumpectomy with sentinel node dissection: 1.7cm with clear margins and lymph nodes: ER + PR positive
5/10/00CT scan chest, abdomen, and pelvis: no abdominal or pelvic lesion. No evidence of metastatic disease. 1cm inguinal node unchanged.FilmsPend.
8/2/00CT scan chest compared to 5/10/00 upper lobe anterior segment nodule 10mm; 3 new nodules 5mm left apex, 5mm lingula, 7mm right middle lobe. Progression of metastatic disease
9/29/00CT chest: no adenopathy (mediastinal)-multiple small nodules; no change c/w 8/2/00
11/9/00CT chest, abdomen, and pelvis: bilateral pulmonary nodules, some cavitated. New peritoneal carcinomatosisFilmsPend.
1/9/01Naltrexone 4.5mg daily
3/14/01CT scan chest, abdomen, and pelvis: compared to 1/3/01; abdominal and intrathoracic nodules decrease in numberFilmsPend.
6/11/01CT scan chest, abdomen, and pelvis: compared to 3/14/01; no new adenopathy, interval decrease in peritoneal carcinomatosis. Small superior mediastinal lymph node unchangedFilmsPend.

Chapter 4. Conclusions

With regard to the two best-case series, our review supports the following conclusions:

For IAT, this review suggests there is sufficient evidence to recommend that a random controlled trial could be considered. For Naltrexone, a prospective cohort case series should be considered.

Limitations of the Study

This study suffers from several limitations. First, as noted earlier, a best-case series is inherently a weak form of evidence to draw conclusions about a cause-and-effect relationship. Secondly, we encountered several difficulties trying to establish a best-case series. While the cooperation of the two clinics and patients was excellent, problems we encountered include the following:

  1. The quality of the records. Because the study involved retrospective analysis of existing patient files, the records were not constructed with the view that they would be used for research studies. They were frequently incomplete and, as shown by the patient interview, on occasion incorrect. In many instances, the research team was unable to abstract the needed information from the files.

  2. Confirmation. An essential component of the NCI best-case series is confirmation, both pathological and/or visual, of the diagnosis, the history of the cancer, and the outcomes. Most patients were willing to give consent for us to obtain the necessary information (pathological tissue samples, slides, x-rays, etc.), and the institutions were willing to deliver it. However, for the most part, these crucial pieces of evidence no longer existed. While long-term survival is an important outcome, it complicates the collection of data because most institutions do not keep pathological tissue and/or radiographic films beyond five years.

  3. Documentation of treatment. Many of the patients experienced a long period of various conventional treatments, and a smaller group of patients underwent a variety of CAM therapies. When the treatment chronology cannot be clearly documented and/or confirmed by the patient, it becomes impossible to attribute an outcome to any particular therapy. An additional problem is that once the CAM therapy starts, the documentation of other (usually conventional) care largely ceases. Furthermore, the CAM therapy itself is often not clearly documented.

  4. Self-selection. Individuals who choose to attend a CAM clinic do so through a self-selection process. Related to this issue is the potential role of patients' belief systems in the healing process.

  5. Multi-care. The patients whose cases we reviewed tended to use multiple treatment methods. In addition to receiving a CAM therapy, most had also received conventional care (although in some instances they had refused such care). Frequently, the patients had also employed a range of alternative therapies. In these cases, pinpointing the therapy that might have led to a particular outcome is impossible.

Chapter 5. Future Research

This review was based on the assumption that a proactive approach to creating a best-case series might be more productive than relying on practitioners to create their own best-case series. While our work demonstrates that a best-case series can be constructed for CAM therapy, it also demonstrates that to do so requires considerable resources, time, and effort. Assembling documentary evidence through retrospective case analysis is difficult, even with a trained research staff. For a CAM provider without a trained research staff, such an undertaking is probably not feasible. An alternative approach might be to establish a prospective case series where the protocol for treatment and the documentation can be established prior to the treatment.

Appendix A: CANCER - Best-Case Series Abstraction Form

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Appendix B: Case Report Form

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Appendix C IAT Patient Questionnaire IAT Next-of-Kin Questionnaire Naltrexone Patient Questionnaire Naltrexone Next-of-Kin Questionnaire

PATIENT INTERVIEW FOR IMMUNOAUGMENTED THERAPY (IAT)

RA

1700 MAIN STREET

SANTA MONICA CA 90401

Copyright 2001 by RAND

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NEXT OF KIN INTERVIEW FOR IMMUNOAUGMENTED THERAPY (IAT)

RA

1700 MAIN STREET

SANTA MONICA CA 90401

Copyright 2001 by RAND

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PATIENT INTERVIEW FOR NALTREXONE THERAPY

RA

1700 MAIN STREET

SANTA MONICA CA 90401

Copyright 2001 by RAND

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NEXT OF KIN INTERVIEW FOR NALTREXONE THERAPY

RA

1700 MAIN STREET

SANTA MONICA CA 90401

Copyright 2001 by RAND

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Appendix D Letters to Patients Including (3) Consent Forms

Letters to Patients Including (3) Consent Forms-Dr. Clement Patients

June, 2001

Dear

We are currently conducting a national study of patients using alternative and complementary medicine. Dr. John Clement of the Immunology Research Centre in the Bahamas has agreed to participate in this study. As part of the study we wish to obtain the records of patients enrolled in complementary and alternative care to determine the outcomes of these treatments.

You are one of approximately 20 patients from The Centre selected to take part in this Study and your participation is very important to the validity of the results. However, you do not have to participate and your decision whether or not to take part will not affect any services you receive from any health care provider. You were selected by Dr. Clement as a patient who he feels has responded well to Immuno-Augmentive Therapy (IAT).

To complete the study we would like to have access to your files in Dr. Clement's office. In addition, if you are also being treated by any other health provider (s) for the same health problem we would like permission to obtain those records. We would also like to complete a short telephone interview (10–15 minutes) with you regarding the impact these various treatments have had on your health and on the quality of your life.

No provider will be informed by us that you are receiving other care. All the information we obtain from your files is for research purposes only. We will protect the confidentiality of this information, and will not disclose your identity or information that identifies you to anyone except as required by law. We will not identify you in any reports we write. We will destroy all personal information from our files at the end of the study or sooner if no further information is required.

We will not be asking you to take part in any experimental treatments or therapies. We will be simply reviewing your medical records and asking you some questions. There are no direct benefits to you by participating in the Study but it might benefit other patients in general by showing which types of treatment benefit which types of patients.

If you are willing to participate please complete the enclosed authorizations and return them to us. A pre-stamped, addressed envelope is enclosed for this purpose.

You can request additional information about the Study or discuss problems related to the Study by calling the Principal Investigator for the Study, Ian Coulter, Ph.D. at 310–393–0411, ext. 6759.

Yours sincerely,

Ian D. Coulter, Ph.D. RAND

Mary Hardy, M.D. RAND

PLEASE NOTE THAT IF YOU ARE NOT THE PATIENT, YOU HAVE BEEN SENT THIS BECAUSE IAT HAS NOTED THAT YOU ARE THE NEXT-OF-KIN AND YOUR INPUT IS VERY IMPORTANT TO THIS NATIONAL STUDY OF ALTERNATIVE TREATMENT.

Enclosed are the following authorization forms:

Document A: Release for patient records from Dr. Clement (IAT)

Document B: Allowing us (SCEPC) to call you for a short interview

Document C: Release for patient records from any other health providers (3 forms enclosed - feel free to copy this form if there are more than 3)

You may consent to A, B or C, or all three.

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Letters to Patients Including (3) Consent Forms -Dr. Bihari Patients

June, 2001

Dear

We are currently conducting a national study of patients using alternative and complementary medicine. Dr. Bernard Bihari and his medical clinic have agreed to participate in this study. As part of the study we wish to obtain the records of patients enrolled in complementary and alternative care to determine the outcomes of these treatments.

You are one of approximately 20 patients from Dr. Bihari's practice selected to take part in this Study and your participation is very important to the validity of the results. However, you do not have to participate and your decision whether or not to take part will not affect any services you receive from any health care provider. You were selected by Dr. Bihari as a patient who he feels has responded well to Naltrexone.

To complete the study we would like to have access to your files in Dr. Bihari's office. In addition, if you are also being treated by any other health provider(s) (both conventional and alternative) for the same health problem, we would like permission to obtain those records. We would also like to complete a short telephone interview (10–15 minutes) with you regarding the impact these various treatments have had on your health and on the quality of your life.

No provider will be informed by us that you are receiving other care. All the information we obtain from your files is for research purposes only. We will protect the confidentiality of this information, and will not disclose your identity or information that identifies you to anyone except as required by law. We will not identify you in any reports we write. We will destroy all personal information from our files at the end of the study or sooner if no further information is required.

We will not be asking you to take part in any experimental treatments or therapies. We will be simply reviewing your medical records and asking you some questions. There are no direct benefits to you by participating in the Study but it might benefit other patients in general by showing which types of treatment benefit which types of patients.

If you are willing to participate please complete the enclosed authorizations and return them to us. A pre-stamped, addressed envelope is enclosed for this purpose.

You can request additional information about the Study or discuss problems related to the Study by calling the Principal Investigator for the Study, Ian Coulter, Ph.D. at 310–393–0411, ext. 6759.

Yours sincerely,

Ian D. Coulter, Ph.D. RAND

Mary Hardy, M.D. RAND

Enclosed are the following authorization forms:

Document A: Release for your records from Dr. Bihari

Document B: Allowing us (SCEPC) to call you for a short interview

Document C: Release for your records from any other health providers (3 forms enclosed - feel free to copy this form if there are more than 3)

You may consent to A, B or C, or all three.

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Appendix E: Additional Cases Reviewed

Rejected IAT Cases (E-1)

Rejected IAT Cases
NAMEDIAGNOSISREASON FOR REJECTION
1-RAdenocarcinoma of the rectumDefinitive surgery
2-RCarcinoma of the bladderCare not received in North America (France)
3-RBreast carcinoma right and leftMultiple recurrences; more than IAT for chemotherapy
4-RDuctal carcinoma of breastNo records
5-RBladder cancerIncomplete record
6-RLarge-cell lymphomaIncomplete record
7-RSquamous cell carcinoma, metastatic-primary unknown; possibly tonguePoor response to therapy
8-RSquamous cell carcinoma of chestProgression of disease on IAT treatment
9-RDuctal carcinoma of breast, 1 of 12 nodes positiveProbable definitive therapy (surgical excision)
10-RCarcinoma of the right breastDefinitive surgery 1979; metastases on IAT
11-RCarcinoma of the bladderDefinitive surgery
12-RAdenocarcinoma of the prostateInadequate documentation - possible
13-RDuctal carcinoma of breastLong survival but possible curative surgery
14-RGastroesophageal cancerCurrent patient; insufficient followup
15-RDuctal carcinoma of both breasts '87, recurrence on left 5/00Definitive therapy (surgical), relapse, other CAM
16-RSquamous cell carcinoma, floor of mouthIncomplete record
17-RMalignant sarcomaLong survivor; eventually died of the disease
18-RSquamous cell carcinoma of lungProgression of disease on IAT treatment
19-RAstrocytomaProlonged survival but poor functional outcome
20-REndometrial adenocarcinomaRecurrence on IAT
21-RMalignant mesothelioma of the chestCare not received in North America (Austria)
22-RAdenocarcinoma of the breastDefinitive surgery—node negative
23-RPoorly differentiated squamous cell carcinoma of nasopharanyxRecent start on IAT; insufficient time for followup
24-RAdenocarcinoma of unknown primaryLived longer than expected time, but progressed on treatment
25-RAdenocarcinoma of the prostateIncomplete record
26-RBronchsarcoma protruberans of faceMultiple recurrences; surgery and local excision
27-RAdenocarcinoma of the pancreasProgression of disease on IAT treatment
28-RAdenocarcinoma of the caecumProgression of disease on IAT treatment
29-RBreast carinoma, leftPossible curative resection; no measurable disease to follow
30-RCarcinoma of the left breastConfounding conventional therapy
31-RLymphocytic lymphomaProgression of disease on IAT treatment
32-RSq. cell carcinoma left vocal cord 5/80, rectal carcinoma 10/90, liver angiosarcoma 9/00Incomplete record
33-RDuctal carcinoma of breastProgression of disease on IAT treatment
34-RCarcinoma of colon to local nodesLong survival but possible curative surgery
35-RAdenocarcinoma of breastLong survival but extensive conventional therapy
36-RSquamous cell carcinoma of anumDefinitive surgery
32-RSmall cell carcinoma of the lungSecond primary (adenocarcinoma of breast) on treatment; confounding conventional and unconventional therapy
33-RAdenocarcinoma of the colonLong survivor, but questionable documentation of liver metastases; second primary (prostate) developed on treatment
34-RMetastatic malignant melanomaProgression of disease on IAT treatment
35-RClear cell carcinoma of the kidneyStabilization of metastatic disease—variable by report. Confounding CAM therapy

Other IAT Cases Reviewed E-2 Patient #1-2

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DateDescription of Events
4/19/89Biopsy rectum (colonoscopy): infiltrating adenocarcinoma
5/3/89Surgery: transphincter local excision: tumor margin not clear
5/8/89Biopsy rectum (surgery): in situ and infiltrating adenocarcinoma moderately differentiated - tumor at margin
5/22/89Chemotherapy: 5-FU, leucovorin
6/5/89Selenium, bioflavinoid, vitamin C, vitamin A, vitamin E
8/18/89CT scan abdomen: thickening distal rectal wall: bilateral hydronephrosis: lucent mass 3.8cm × 2cm
8/28/89Surgery: Abdomino-peritoneal resection with permanent colostomy
8/30/89Biopsy ano-rectum (surgery): no residual carcinoma; margins clear; negative lymph node
11/12/89X-ray chest: normal
11/28/89CT scan abdomen/pelvis: irregular soft tissue mass 4.4cm; resolution of hydronephrosis
12/6/89Biopsy: needle aspirate: malignant adenocarcinoma
3/22/90CT scan abdomen/pelvis: mass 4.56cm × 3.35cm in rectal fossa: no change since 11/28/89
3/22/90CEA 1.1 ( normal < 5)
3/28/90Bone scan: whole body: normal
Radiation: stopped early due to radiation cystitis (written in report 9/29/89)
9/25/90CT scan abdomen/pelvis: decrease in sacral mass (slight) 4.2 cm × 2.7cm)
11/8/90AMAS 213mg/ml (normal < 134)
3/6/91AMAS 219mg/ml (normal < 134)
4/30/91X-ray chest: normal
4/30/91CT scan abdomen/pelvis: increase in size of mass from 9/90, tumor vs. inflammation
8/6/91MRI pelvis: thickening of left levator ani muscle
9/17/91AMAS 116mg/ml (normal < 134)
12/18/91MRI pelvis: no recurrence of tumor
12/19/91MRI abdomen: normal
3/11/92AMAS 162mg/ml (normal < 134)
3/19/92X-ray chest: no evidence of metastatic disease
8/18/92AMAS 130mg/ml (normal < 134)
1/5/93MRI pelvis: no recurrence or spread of tumor
1/5/93MRI abdomen: no adenopathy
11/11/93AMAS normal
11/19/93MRI pelvis: no interval change
11/19/93MRI abdomen: no change; unremarkable MRI
12/12/94MRI abdomen: no change
5/24/95AMAS 137 mg/ml (normal < 134)
6/8/95MRI abdomen: bilateral renal cysts
6/8/95MRI pelvis: no interval change; normal study
6/22/95CEA 0.8 ( normal < 5.0)
10/17/95AMAS 104 mg/ml (normal < 134)
12/26/95MRI abdomen: no change
12/26/95MRI pelvis: no change
7/2/96AMAS normal
9/30/96X-ray c-spine: spondylotic changes
6/28/96MRI pelvis: no tumor recurrence
6/28/96MRI abdomen: no adenopathy
9/17/96MRI brain lacunar infarcts; periatrial ischemic changes
5/13/97CEA 0.9 ( normal < 5.0)
5/30/97AMAS normal
12/30/97AMAS 104 mg/ml (normal < 134)
10/8/97–5/11/01IAT 8 courses

Additional Case Reviewed Patient #1-5

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DateDescription of Events
04/30/79Renal IVP: duplicate left collecting system, dilated right upper pole collecting system, irregular bladder wall
05/09/79Renal US: large solid mass in right kidney
05/10/79Renal arteriogram: mass lesion at lower pole of right kidney
05/11/79Bone scan of whole body: within normal limits
05/17/79Right kidney biopsy: well-differentiated adenocarcinoma with focal extension through the renal capsule
05/17/79Surgery: right nephrectomy
10/01/79Bone scan of whole body: right kidney absent
12/07/79CT scan of abdomen: 3.5cm low density area at posterior right lobe of liver
01/18/80CT scan of abdomen with contrast: no change in low density area in posterior right hepatic lobe
01/18/80X-ray chest: within normal limits
06/25/80Bone scan of whole body: right nephrectomy
06/25/80Renal arteriogram: s/p nephrectomy, no evidence of residual tumor at excision site
06/27/80CT scan of abdomen: enhancing lesion in right lobe, second area seen
09/29/80X-ray chest: within normal limits
09/29/80Liver US: 3 solid lesions in right lobe of liver 3.6cm largest, 2cm other 2 lesions
10/13/80CT scan of abdomen: retroperitoneal mass in area of right pedicle, low density areas in liver
01/08/82CT scan of abdomen with contrast: mass at posterior of right lobe of liver decreased 3-2.4cm, 4.9cm mass in right renal pedicle decreased to 4cm
03/21/83CT scan of abdomen with contrast: enhancing hypodense masses in liver, no change
04/09/84CT scan of abdomen: multiple hypodense areas in right lobe of liver 2–3.5cm, recurrent mass medial and inferior to site of nephrectomy
10/24/84CT scan of abdomen: absent right kidney
10/25/84Bone scan of whole body: within normal limits
05/01/89CT scan of abdomen: double collecting system on left, 3 low density lesions in right lobe of liver, no change since 1984
06/19/92CT scan of abdomen with contrast: metastatic disease to liver, multiple masses (5–6), largest at right lobe of liver 2cm
07/13/94CT scan of abdomen and pelvis with contrast: 4 lesions at right lobe of liver, largest 3cm presumed not metastatic
06/19/97CT scan of abdomen 5–6 low attenuation foci within liver most consistent with metastatic disease
10/28/80-presentIAT 15 courses, then yearly injections

Additional Case Reviewed Patient #1-12

graphic element
DateDescription of Events
12/28/84Biopsy: Left breast pathology: 8 mm well-differentiated ductal cell carcinoma with microcalcification and stromal infiltration with comedo-carcinoma features
12/28/84Surgery: left partial mastectomy for diagnosis and palliation.
12/28/84X-ray chest: within normal limits
4/18/85X-ray chest: within normal limits
4/19/85Surgery left axilla: moderately differentiated ductal cell carcinoma, 29/30 nodes positive
4/22/85ERA binding sites: 13.9 fmol/mg, Estradiol receptor cytosol protein 2 mg/ml; PRA binding sites 219.3 fmol/mg; Progesterone receptor cytosol protein 4 mg/ml
4/22/85Radiation recommended for palliation; patient refused due to personal preference
4/22/85Liver scan: borderline hepatomegaly
4/23/85Bone scan: within normal limits
7/8/86Bone scan: within normal limits
7/8/86X-ray chest: within normal limits
3/6/87X-ray chest
12/2/87Bone scan: within normal limits
12/2/87X-ray chest: within normal limits
5/14/85Vitamin C, beta carotene, vitamin E, selenium, multivitamin
5/14/85–3/3/94IAT 18 courses

Additional Case Reviewed Patient #1-15A

graphic element
DateDescription of Events
10/2/87Biopsy: vocal cord pathology: moderately differentiated squamous cell carcinoma
10/10/87CT scan of thorax: within normal limits
10/27/87CT scan of neck: thickening of the right aryepiglottic fold compatible with exophytic mass, extends posteriorly to the pharyngeal wall
10/27/87X-ray head and neck: single lymph node measuring <1 cm of level of vocal cords on the right
10/28/87Anterior laryngoscopy, tracheostomy, partial laryngectomy for palliation: cancer involving posterior and superior margins;
10/28/87Biopsy pathology: surgical excision larynx, posterior and superior margins have infiltrating squamous cell cancer; clean margins
11/5/87X-ray chest: left pleural effusion
12/30/87Laryngoscopy for diagnostic: no exophytic lesion inviting biopsy, but biopsy done of glandular appearing tissue near junction of right true cord and epiglottis
12/30/87Biopsy pathology: direct laryngoscopy of right supraglottic larynx: dysplastic changes focally present
8/23/95X-ray chest: within normal limits except mild atelectasis
5/28/97Pelvic US: no pelvic adnexal masses nor fluid collection
2/24/98Exploratory laparotomy with right hemicolectomy and excision of right lateral abdominal wall for diagnosis and palliation: perforation of cecal carcinoma with abscess. Intention of surgery was appendectomy. Incidentally found cancer
2/24/98Biopsy cecum: pathology: invasive moderately differentiated adenocarcinoma arising in association with tubulovillous adenoma, invades muscularis with perforation of colonicwall, margins clear: all 12 nodes negative
2/15/99Colonoscopy: anastomic right side of colon stable
3/2/99X-ray lumbar spine: mild osteopenia
3/3/99CT scan of abdomen and pelvis: no significant evidence of mass lesion
4/26/88–7/3/98IAT; 13 courses

Additional Case Reviewed Patient #1-16

graphic element
DateDescription of Events
1/9/81Surgery: tonsillectomy
1/9/81Biopsy: tonsil : Hodgkin's lymphoma: initially, diffuse histiocytic lymphoma after reviewed at Yale felt to be Hodgkin's disease,lymphocytic and histiocystic predominant type
1/14/81Biopsy: bone marrow: negative for Hodgkin's disease
1/14/81Chemotherapy recommended:patient refused due to patient preference; was not followed by oncologist
1/19/81–11/30/99IAT 19 courses

Additional Case Reviewed Patient #1-20

graphic element
DateDescription of Events
Smoking quit at age 28
6/8/87Sigmoidoscopy rigid: confirm tumor presence of tumor @20–30cm
6/9/87Surgery: resection of colon: margins free of tumor
6/9/87Biopsy colon and nodes: moderately well differentiated adenocarcinoma of sigmoid colon: 3/8 pericolic nodes positive: 1/2 inferior mesenteric nodes positive
6/9/87No conventional therapy offered by physician; physicians chose to follow serial markers instead
9/18/87CEA 1 .9 ng/ml (normal < 5.0)
6/7/88–5/22/01IAT: 35 courses
6/9/89CEA 0.8 ng/ml (normal < 5.0)
10/11/89CEA 2.0 ng/ml (normal < 5.0)
2/8/90CEA 3.3 ng/ml (normal < 5.0)
10/1/90CEA 1.8ng/ml (normal < 5.0)
2/1/91CEA 1 .4 ng/ml (normal < 5.0)
7/9/92CEA 3.5 ng/ml (normal < 5.0)
11/19/92CEA 3.6 ng/ml (normal < 5.0)
3/21/93CEA 4.0 ng/ml (normal < 5.0)
7/21/93CEA 1 .9 ng/ml (normal < 5.0)
11/1/93CEA 3.0 ng/ml (normal < 5.0)
3/11/94CEA 5.3 ng/ml (normal < 5.0)
7/27/94CEA 4. 9 ng/ml (normal < 5.0)
3/22/95CEA 6.3 ng/ml (normal < 5.0)
7/26/95CEA 4. 8 ng/ml (normal < 5.0)
10/1/95CEA 7.7 ng/ml (normal < 5.0)
4/1/96CEA 9.5 ng/ml (normal < 5.0)
5/7/97CEA 8.7ng/ml (normal < 5.0)
7/1/97CEA 12 ng/ml (normal < 5.0)
5/3/90Colonscopy: normal
5/23/96Colonscopy: benign polyp
5/23/96CT scan abdomen/pelvis normal
11/18/99Colonscopy: normal

Additional Case Reviewed Patient #1-21

graphic element
DateDescription of Event I
1/12/78Biopsy stomach; normal gastric mucosa
5/16/85X-ray chest : right upper lobe amorphous area of increased density not well delineated on lateral view
5/28/85X-ray chest : changes consistent with a mass lesion right upper lobe; mild fibrotic changes
6/11/85Biopsy pathology: bronchial brushings: no cancer cells
6/11/85Bone scan full body: normal
6/11/85CT scan mediastinum: previously noted mass: 4–5cm against mediastinum; 1 cm lymph node and several 15mm lymph nodes present
6/12/85Surgery: fine needle aspiration right upper lung
6/12/85Biopsy pathology: lung (fine needle aspiration) large malignant cells present
6/17/85X-ray chest : compared to 6/12/85 right upper lung mass unchanged
6/18/85Surgery: right minithoracotomy
6/18/85Biopsy mediastinal lymph node: 2 parts: part 1-no evidence of malignancy: part 2-metastatic grade IV carcinoma
6/18/85X-ray chest : no pneumothorax; slight atelectasis
6/24/85–7/8/85Radiation right lung: 6000 RADS in 30 fractions
7/19/85X-ray of ankle and wrist : periosteal thickening otherwise normal
12/17/85X-ray chest : questionable nodule behind the heart on the left
1/5/86X-ray chest : irregular 3cm mass behind the heart on the right side, only change compared with 4/10/86
4/30/86X-ray chest : post-broncosopy - no evidence of pneumothorax
5/13/86–4/23/93IAT: 14 courses
6/13/86X-ray chest : post-radiation reduction in size of right hilar mass since 4/30/86. Large right apical mass also smaller
11/4/86X-ray chest : mass-like density recurrence in right hilum cannot be excluded
3/10/87X-ray chest : compared to 1/5/87 small density behind left border is no longer seen
4/30/88Biopsy pathology: bronchial brushings: no cancer cells
1/23/89X-ray chest : no evidence of associated bone erosion to suggest bone invasion of residual tumor
2/6/89X-ray chest : no suggestion of mets
7/28/89X-ray chest : compared with 7/26/88 significant radiation changes in apical pleural thickening
10/23/90X-ray chest: stable chest; no recurrence
11/25/91X-ray chest : unchanged from 4/9/91
4/24/92X-ray chest : stable exam
9/22/92X-ray chest : no signs of recurrence or metastasis
3/19/93X-ray chest : unchanged from 9/22/92
4/22/99Deceased from acute MI

Additional Case Reviewed Patient #1-24

graphic element
DateDescription of Events
6/3/93Surgery wedge biopsy of mass at right scapula for diagnosis and palliation
6/3/93Biopsy pathology: 18×15×5 cm pleomorphic rhabdomyosarcoma with margins free of tumor
8/93–10/93Radiation: 6560 cGy to right medial posterior thorax
7/24/95Surgery wedge biopsy of RUL of lung
7/24/95Biopsy pathology wedge biopsy of right upper lobe lung: metastatic pleomorphic rhabdomyosarcoma 3 cm, margins clear
2/16/96Biopsy pathology: rhabdomyosarcoma: 3rd interspace, posterior chest wall; RUL lung with chest wall. Multiple biopsies of chest wall and nodes negative
3/96–8/96Chemotherapy completed 6 cycles
1/3/97CT scan of chest, abdomen, pelvis: since 10/8/96, internal resection of duodenal mass, otherwise no significant change, no new disease
1/3/97CT scan of chest
2/19/97Surgery duodenectomy of 2nd and 3rd portions for palliation
4/2/97Surgery pancreaticoduodenectomy (pylorus sparing)--Whipple
4/14/97CT scan of abdomen: 1 cm simple cyst unchanged, low attenuation areas in left kidney unchanged, 2.5 cm enhancing mass in duodenum
4/14/97CT scan of chest, abdomen, pelvis: no evidence of local recurrence of tumor in right chest; new 2 cm enhancing intraluminal mass within the duodenum
4/14/97CT scan of chest: post-surgical changes, irregular soft tissue area (post-surgical) no enlarged lymph node
4/14/97CT scan of pelvis: unchanged
4/17/97Biopsy pathology: recurrent pleomorphic rhabdomyosarcoma extending into peripancreatic soft tissue, all 19 nodes negative
4/21/97X-ray chest: consistent with prior right lung surgery
4/22/97X-ray chest: post surgical changes
4/22/97Surgery Whipple procedure for palliation
4/22/97Biopsy pathology: gall bladder within normal limits
4/22/97X-ray abdomen: post surgical drains
4/27/97X-ray chest
4/27/97X-ray chest: new LLL opacification, right pleural effusion may be bigger
7/7/97CT scan of chest, abdomen, pelvis: no evidence of metastatic disease or recurrence within the chest abdomen or pelvis
9/21/98CT scan of chest, abdomen, pelvis: compared to 3/31/98, no new lung nodules, no significant change in abdomen and pelvis
4/19/99CT scan of chest, abdomen, pelvis: compared to 9/21/98, no abnormally enlarged lymph nodes in abdomen and pelvis, no recurrence or metastasis in chest or pelvis
4/19/99CT scan: post-operative changes right chest and abdomen, no evidence of recurrence or metastasis
4/19/99CEA 2.2 (<5)
4/19/99PSA 0.8 (<4)
3/3/97–2/23/01IAT
Quality of life measure: Kavaioncy 95

Additional Case Reviewed Patient #1-28

graphic element
DateDescription of Events
Concurrently has multiple sclerosis
Family history of cancer: father died of acute leukemia at age 45
9/22/75Myelogram of posterior fossa: questionable mass in right cerebellum
9/23/75Scan brain: abnormal lesion in brain stem
9/23/75X-ray of clavus and sella turcica: no definite abnormality
9/23/75Arteriogram cerebral: mass in right cerebellum
9/24/75Surgery: right suboccipital craniotomy: discovered posterior fossa tumor
9/24/75Biopsy: pathology chondromatous tumor
10/6/75Pathology (2nd opinion on same tissue sample 9/24/75): cellular chondroma
6/24/80–4/14/89IAT: 14 courses
6/12/89Deceased

Other Naltrexone Cases Reviewed E-3 Patient #2-1

Case 2-1

The patient in case 2-1 is a 71-year-old female with a history of chronic lymphocytic leukemia. She was initially diagnosed in 1988, per patient report. She started chemotherapy with chlorambucil and prednisone in August 1988 and stopped early in January 1989, secondary to bone marrow suppression. The following year she was diagnosed with pulmonary histoplasmosis and was treated with five months of amphotericin B. In the fall of 1991, she was diagnosed with a recurrence of CLL and the same chemotherapy was initiated. The chemotherapy was stopped after it was determined to have no effect, and five rounds of fludarabine (a full course) was completed by June 1992. In October 1997, she was diagnosed with a recurrence and fludarabine was started and stopped after it was determined to have no effect. In March 1998, Naltrexone was initiated. In August 1998, a bone marrow biopsy revealed histoplasmosis of the bone marrow and itraconazole was initiated. Since that time she has had intravenous immune globulin and rituxan treatments. In July 2001, her physician told her there has been no improvement in her condition. At last contact (patient interview 10/10/010, the patient reports that her general health is good.

Pathology
1988Diagnosed with CLL (per patient report)

Imaging

None

Conventional therapy
8/88–1/89Chemotherapy: chlorambucil and prednisone; stopped early due to bone marrow suppression
Jan-90Diagnosed with pulmonary histoplasmosis: amphotericin B (5 month treatment)
fall/91Diagnosed with CLL recurrence
fall/91Chemotherapy: chlorambucil and prednisone; stopped early due to no effect
fall/91-6/92Chemotherapy: fludarabine completed 5 courses
Oct-97Diagnosed with CLL recurrence
Oct-97Chemotherapy: fludarabine; stopped early due to no effect
Aug-98Bone marrow biopsy: positive for CLL and histoplasmosis
Sep-98Started traconazole
9/1/1998–9/1/00Started rituxan weekly for four weeks over 2 years: completed treatment
2/00-presentIntravenous immune globulin treatments monthly
March 1,2001-presentRituxan restarted
2001, JulyNo improvement in disease per patient's physician
Complementary therapy
1998, MarchStarted Natrexone 3mg qhs
Patient # 2-1
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5PERIOD 6
1st qtr 1988 – 4th qtr 19881st qtr 1991 – 4th qtr 19921st qtr 1997 – 4th qtr 19971st qtr 1998 – 4th qtr 19981st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy 1998
Surgery
Radiation
Chemotherapy 8/886/9210/97
Rituxan 1998
IvIg 1998
Naltrexone3/98
graphic element
DateDescription of Events
Comorbitities: hepatitis
1998Diagnosed with CLL
8/88–1/89Chemotherapy: chlorambucil and prednisone; stopped early due to bone marrow suppression
Jan-90Diagnised with pulmonary histoplasmosis: amphotericin B (5 month treatment)
fall/91Diagnosed with CLL recurrence
fall/91Chemotherapy: chlorambucil and prednisone; stopped early due to no effect
fall/91-6/92Chemotherapy: fludarabine completed 5 courses
Oct-97Diagnosed with CLL recurrence
Oct-97Chemotherapy: fludarabine; stopped early due to no effect
Aug-98Bone marrow biopsy: positive for CLL and histoplasmosis
Sep-98Started traconazole
9/1/98–9/1/00Started rituxan weekly for four weeks over 2 years: completed treatment
2/00-presentIvIg threatments monthly
Mar-98Started Natrexone 3mg qhs
Mar 01-presentRituxan
Jul-98No improvement in disease per patient's physician

Additional Case Reviewed Patient #2-6

Case 2-6

The patient in case 2-6 is a 56-year-old female with a history of ovarian carcinoma. She was initially diagnosed in August 1995 after a total abdominal hysterectomy with a bilateral salpingo-oopherectomy. She started chemotherapy with taxol, cysplatin, and asplax in August 1995 and six rounds were completed by December 1995. The cancer persisted and by 1998 or 1999 chemotherapy was started with doxil and topotecan, and a full course was completed. Naltrexone was initiated in September 2000. Since that time, chemotherapy was again started after metastatic disease was found in her liver. Throughout the course of her treatment, she has tried several unconventional therapies to treat her cancer, including full body hyperthermia and mistletoe. At last contact (interview on 10/09/01), the patient reports that her overall condition is very good.

Pathology
Aug-95Biopsy: Diagnosis of ovarian cancer in pelvis (patient reports)
Imaging
8/28/00CT scan abdomen compared with 9/11/98: 3.5cm cyst in posterior medial left hepatic lobe anterior to portal vein, unchanged, no sign of metastatic disease
8/28/00CT scan pelvis: no sign of recurrent metastatic disease
4/19/01CT scan chest abdomen pelvis: few tiny nodual densities bilateral axilla, 1cm nodularity right lower lobe lung (new); few tiny cysts in liver; multiple soft tissue densities in liver; pelvic cyst 3.8cm
Conventional therapy
Aug-95Surgery: ovarectomy and hysterectomy
8/95–12/95Chemotherapy: Taxol, cysplatin; and asplax 6 rounds completed
1998 or 1999Chemotherapy: Doxil, topotecan:11 months - completed therapy; followed by doxil 12 months-completed therapy
10/3/00Chemotherapy: erythrotecan and low dose taxol
2/1/01Surgery: laporascopy: reportedly did not reveal anything
4/19/01Chemotherapy: initiated due to lesions on liver presumably metastatic disease: campthzar/cysplatin
Tumor markers
Aug-95CA-125: 65
Aug-95CA-125: <35
1998CA-125: 200
1998CA-125: 110
Aug-99CA-125: 100
Aug-99CA-125: 30
7/20/01CA-125: 765
8/14/01CA-125: 135
Complementary therapy
10/97–5/98Acupuncture
1998Vitamin C and mistletoe, full body hyperthermia
9/19/00Naltrexone 3mg qhs up to 6.5mg qhs
12/00–4/01Went to Mexico had alternative cancer treatment with vaccine
Patient # 2-6
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5
1st qtr 1995 – 4th qtr 19951st qtr 1998 – 4th qtr 19981st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy 8/95
Surgery 8/952/01
Radiation
Chemotherapy 8/9512/95199810/011/014/01
Naltrexone 9/00
CT scan 8/004/01
Tumor markers8/9519988/9920007/01
8/01
CAM other199812/004/01
graphic element
DateDescription of Events
History of migraines, GERD
Aug-95Surgery: ovarectomy and hysterectomy
Aug-95Biopsy: Diagnosis of ovarian cancer in pelvis
Aug-95CA-125: 65
Aug-95CA-125: <35
8/95–12/95Chemotherapy: taxol, cysplatin; 6 rounds completed
10/97–5/98Acupuncture
1998Vitamin C and mistletoe, full body hyperthermia
1998CA-125: 200
1998CA-125: 110
1998 or 1999Chemotherapy: doxil, topotecan:11month- completed therapy; followed by doxil 12 months-completed therapy
Aug-99CA-125: 100
Aug-99CA-125: 30
8/28/00CT scan abdomen compared with 9/11/98: 3.5cm cyst in posterior medial left hepatic lobe anterior to portal vein, unchanged, no sign of metastatic disease
8/28/00CT scan pelvis: no sign of recurrent metastatic disease
9/19/00Naltrexone 3mg qhs up to 6.5mg qhs
10/3/00Chemotherapy: erythrotecan and low dose taxol
12/00–4/01Went to Mexico had alternative cancer treatment with vaccine
2/1/01Surgery: laporascopy: reportedly did not reveal anything
4/19/01CT scan chest abdomen pelvis: few tiny nodual densities bilateral axilla, 1cm nodularity right lower lobe lung (new); few tiny cysts in liver; multiple soft tissue densities in liver; pelvic cyst 3.8cm
4/19/01Chemotherapy: initiated due to lesions on liver presumably metastatic disease : campthzar/cysplatin
7/20/01CA-125: 765
8/14/01CA-125: 135

Additional Case Reviewed Patient #2-14

Case 2-14

The patient in case 2-14 is an 11-year-old female with a history of metastatic neuroblastoma of the right adrenal gland. She was initially diagnosed in February 1996. She had surgery and palliative chemotherapy from March 1996 to December 1996. Response was inadequate and the patient had a stem cell transplant in February 1997. She also received one year of therapy at the Burzinski Clinic starting in August 1997. Recurrent disease was identified in the bone marrow in February 1999. [Naltrexone was initiated in July 1999.] A second course of chemotherapy (topotecan) was initiated in August 1999 but stopped early (February 2000) due to side effects. Currently, she is paralyzed in both lower extremities due to metastatic disease and her prognosis is poor according to the next of kin (interview 10/9/01).

Pathology
11/1/97Biopsy: bone marrow- partial replacement of hematopoetic elements with sheets of aggregate malignant cells consistent with recurrent neuroblastoma
2/22/99Biopsy: bone marrow- neuroblastoma
4/5/99Biopsy: bone marrow- neuroblastoma
8/5/99Biopsy: bone marrow- partial replacement by malignant cells
8/30/99Biopsy: bone marrow-neuroblastoma
8/30/99Biopsy: bone marrow- residual, recurrent neuroblastoma
11/16/99Biopsy: bone marrow- residual, recurrent neuroblastoma
12/16/99Biopsy: bone marrow- marked decrease of platelets, trilineage hematopoesis with maturation, clusters of aggregates of malignant cells were not identified, but clot sections showed some irregular areas of fibrosis with aggregates of malignant cells consistent with metastatic neuroblastoma
2/23/00Biopsy: bone marrow- hypercellular for patient's age
Imaging
7/29/97CT scan: abdomen
3/12/99CT scan: chest abdomen pelvis: lesions in L2 suspicious for metastatic disease
4/5/99Bone scan: multiple foci of abnormal accumulation of the tracer in the sternum, thoracic spine, lumbar spine, both sacroiliac joints, and the left superior acetabular region and left anterior 11th rib
6/21/99Bone scan: increased uptake in right humerus, sternum, T/L spine, left SI joint
6/24/99CT scan abdomen/pelvis: new crural lymph node 1cm; 13mc paracaval lymph node minimally change in size with necrosis; 12mm × 11mm soft tissue density in gastric antrum which may represent a lymph node or lesion; new sclerotic lesion at T7
8/30/99Bone scan: whole body- stable osseous lesions
11/18/99Bone scans: no new lesions: T10 lesion improved: resolution of left tibial lesions
1/12/00CT scan: eyes: normal
1/14/00CT scan: abdomen/pelvis: no interval change T7, L2 vertebral lesions
2/22/00Bone scans: no new lesions: improved but persistent bony changes
Conventional therapy
3/1/96Surgery: s/p right adrenalectomy
3/1/96Chemotherapy- topotecan, anti-neoplasmen
2/97Stem cell transplant
Jun-99Platelet infusions-weekly
8/13/99Surgery: central catheter placement
8/99 – 2/00Chemotherapy - topotecan, stopped early due to side effects
Complementary therapy
8/97 – 98Burzinski clinic - anti-neoplastin therapy
7/21/99Naltrexone 1.5mg qhs
Patient # 2-14
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5PERIOD 6
1st qtr 1996 – 4th qtr 19961st qtr 1997 – 4th qtr 19971st qtr 1998 – 4th qtr 19981st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy 3/9611/972/994/998/9911/99,12/992/00
Surgery 3/96
Radiation
Chemotherapy 3/96
CT scan 7/973/994/996/99, 8/9911/991/00, 2/00
Naltrexone7/99
graphic element
DateDescription of Events
3/1/96Surgery: s/p right adrenalectomy
3/1/96Chemotherapy- topotecan, anti-neoplasmen
7/29/97CT scan: abdomen
11/1/97Biopsy: bone marrow- partial replacement of hematopoetic elements with sheets of aggregate malignant cells consistent with recurrent neuroblastoma
2/22/99Biopsy: bone marrow- (results ?)
3/12/99CT scan:chest abdome pelvis: lesions in L2 suspicious for metastatic disease
4/5/99Biopsy: bone marrow- (results ?)
4/5/99Bone scan: multiple foci of abnormal accumulation of the tracer in the sternum, thoracic spine, lumbar spine, both sacroiliac joints, and the left superior acetabular region and left anterior 11th rib
Jun-99Platelet infusions-weekly
6/21/99Bone scan: increased uptake in right humerus, sternum, T/L spine, left SI joint
6/24/99CT scan abdomen/pelvis: new crural lymph node 1cm ; 13mc paracaval lymph node minimally change in size with necrosis; 12mm × 11mm soft tissue density in gastric antrum which may represent a lymph node or lesion; new sclerotic lesion at T7
7/21/99Naltrexone 1.5mg qhs
8/5/99X-ray: chest- no acute cardio-pulmonary process
8/5/99Biopsy: bone marrow- partial replacement by malignant cells
8/13/99Surgery: central catheter placement
8/13/99X-ray: chest- no complications evident for previously described antral and porta hepatis lymph nodes
8/30/99Biopsy: bone marrow-neuroblastoma
8/30/99Bone scan: whole body- stable osseous lesions
8/30/99Biopsy: bone marrow- residual, recurrent neuroblastoma
11/16/99Biopsy: bone marrow- residual, recurrent neuroblastoma
11/18/99Bone scans: no new lesions: T10 lesion improved: resolution of left tibial lesions
12/16/99Biopsy: bone marrow- marked decrease of platelets, trilineage hematopoesis with maturation, clusters of aggregates of malignant cells were not identified, but clot sections showed some irregular areas of fibrosis with aggregates of malignant cells consistent with metastatic neuroblastoma
1/12/00CT scan: eyes: normal
1/14/00CT scan: abdomen/pelvis: no interval change T7, L2 vertebral lesions
2/22/00Bone scans: no new lesions: improved but persistent bony changes
2/23/00Biopsy: bone marrow- hypercellular for patient's age
2/17/00–7/11/2000Serial CBC's: improving

Additional Case Reviewed Patient #2-16

Case 2-16

The patient in case 2-16 is a 62-year-old male with a history of squamous cell carcinoma of the lung with level 4 cervical lymph node involvement. He was diagnosed on 3/00. He declined conventional therapy. In June 2001, he was diagnosed with ascend primary melanoma. Naltrexone was initiated in June 2001. The cancer has continued to spread, and currently the patient has left-sided hemiparesis. His prognosis is poor but the patient reported at his interview (10/16/01) that his physical condition is very good.

Pathology
3/00Chest biopsy: fine needle aspiration: squamous cell carcinoma
5/5/00Lymph node biopsy: right neck non-small cell carcinoma
5/15/00Chest biopsy aspiration: pathology: metastatic non-small cell carcinoma
6/15/00Physical exam: 3cm ×4cm hard node in right neck
10/27/00Physical exam: 1.75cm × 2.5cm hard node in right neck
6/14/01Biopsy, mid-back: pathology: melanoma in situ, closely approaching the margins
6/26/01Physical exam: 3cm ×4cm hard node in right neck
Bronchoscopy: pathology: washings and brushing; negative for tumor
Imaging
2/29/00CT scan chest: primary tumor in RML of lung; increased hilar/peritracheal nodes
3/15/00CT scan: abdomen/pelvis: enlarged prostate: no evidence of metastatic disease
4/26/00PET scan: whole body: right-sided cervical and right mediastinal malignant adenopathy
7/28/00CT scan chest: extensive mediastinal lymphadenopathy: nodular densities in both lungs
11/10/00CT scan chest: primary tumor in RML of lung (no change); hilar/peritracheal nodes (no change)

Conventional therapy

none

Complementary therapy
6/1/01Naltrexone 4.5 mg QHs
Supplements: multiple nutritional supplements, MGN3, shitake mushroom, wheat grass
Patient # 2-16
EVENTPERIOD 1PERIOD 2PERIOD 3
1st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy 3/005/006/01
Surgery
Radiation
Chemotherapy
CT scan 2/00, 3/004/007/0011/00
Naltrexone6/01
graphic element
DateDescription of Events
Brother died of stomach cancer
2/29/00CT scan of lungs: reveals tumor and enlarged lymph nodes
Biopsy done: results unknown
3/15/00CT scan of abdomen (belly) and pelvis reveals enlarged prostate
4/26/00PET scan reveals enlarged lymph nodes in chest
5/5/00Biopsy done: reveals lung cancer
5/15/00Biopsy done: reveals lung cancer
6/15/00Physical exam: hard lymph node in right neck
6/15/00Started Naltrexone
7/28/00CT scan of lungs: reveals tumor and enlarged lymph nodes
Started supplements: multiple nutritional supplements, MGN3, shitake mushroom, wheat grass
10/27/00Physical exam: hard lymph node in right neck smaller compared with prior exam
11/10/00CT scan of lungs: reveals tumor and enlarged lymph nodes, unchanged
6/1/01Increased dose of Naltrexone
6/14/01Biopsy done on mid-back: reveals melanoma
6/26/01Physical exam: hard lymph node in right neck
Exam whereby a small camera inserted into airway: Cells from exam do not reveal any cancer

Additional Case Reviewed Patient #2-17

Case 2-17

The patient in case 2-17 is a 68-year-old male with a history of multiple myeloma. He was diagnosed in September 1998. He has completed his first course of chemotherapy from August 1998 to October 1999. He initiated Naltrexone in January 1999. His immune globulin levels were followed closely, and showed an increase in June 2001. At that time he resumed chemotherapy with biaxin, thalidomide, and decadron. Since that time his IgG levels have decreased and at his interview (10/8/01), the patient rated his overall physical condition as good.

Pathology
9/2/98Biopsy bone marrow: marrow infiltrated by plasma cell c/w plasma cell myeloma
Imaging
2/15/99MRI: lumbar spine: nodule within cauda equina at L2; presumed to be small neuroma; chronic compression fractures in L1 and L5
6/1/99X-ray: pathological fracture in 4 vertebrae in 2 ribs
1/3/00MRI: lumbar spine: nodule at L2 unchanged: numerous punctate focal bony lesions throughout lumbar spine; presumed to represent tiny multiple myeloma deposits
6/22/00Bone scan: whole body: increase uptake in regions T6, T8–T10
IgG levels
12/2/98IgG 9290
4/14/99IgG 5310
5/6/99IgG 4130
6/3/99IgG 4130
6/4/99IgG 4180
7/14/99IgG 2780
8/4/99IgG 3100
8/30/99IgG 2290
10/22/99IgG 1260
12/5/99IgG 1260
1/20/00IgG 1400
2/17/00IgG 1380
3/16/00IgG 1500
4/11/00IgG 1320
5/9/00IgG 1280
6/8/00IgG 1230
7/5/00IgG 1240
8/2/00IgG 1030
9/27/00IgG 1550
10/26/00IgG 1840
11/30/00IgG 2030
1/2/01IgG 2290
1/30/01IgG 3110
2/21/01IgG 3200
3/29/01IgG 4520
8/1/01IgG 649
Conventional therapy
9/98–10/99Chemotherapy: AB/CM
2/99–10/99Chemotherapy: cytoxan, melphalan, decadron, zofran q 3weeks
6/1/01Chemotherapy: thalodimide, biaxin, decradron
Complementary therapy
1/29/99Naltrexone 4.5 mg QHs
Patient # 2-17
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5
1st qtr 1995 – 4th qtr 19951st qtr 1998 – 4th qtr 19981st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy
Surgery
Radiation
Chemotherapy 9/9810/996/01
Naltrexone 1/99
Imaging 2/996/991/006/00
CAM other
graphic element
DateDescription of Events
9/2/98Biopsy bone marrow: marrow infiltrated by plasma cell c/w plasma cell myeloma
9/98–10/99Chemotherapy: AB/CM
12/2/98IgG 9290
2/15/99MRI: lumbar spine: nodule within cauda equina at L2; presumed to be small neuroma; chronic compression fractures in L1 and L5
2/99–10/99Chemotherapy: cytoxan, melphalan, decadron, zofran q 3weeks
4/14/99IgG 5310
5/6/99IgG 4130
6/1/99X-ray: pathological fracture in 4 vertebrae in 2 ribs
6/3/99IgG 4130
6/4/99IgG 4180
7/14/99IgG 2780
8/4/99IgG 3100
8/30/99IgG 2290
10/22/99IgG 1260
12/5/99IgG 1260
1/3/00MRI: lumbar spine: nodule at L2 unchanged: numerous punctate focal bony lesions throughout lumbar spine; presumed to represent tiny multiple myeloma deposits
1/20/00IgG 1400
2/17/00IgG 1380
3/16/00IgG 1500
4/11/00IgG 1320
5/9/00IgG 1280
6/8/00IgG 1230
6/22/00Bone scan: whole body: increase uptake in regions T6, T8–T10
7/5/00IgG 1240
8/2/00IgG 1030
9/27/00IgG 1550
10/26/00IgG 1840
11/30/00IgG 2030
1/2/01IgG 2290
1/30/01IgG 3110
2/21/01IgG 3200
3/29/01IgG 4520
6/1/01Chemotherapy: thalodimide, biaxin, decradron
8/1/01IgG 649

Additional Case Reviewed Patient #2-18

Case 2-18

The patient in case 2-18 is a 43-year-old woman with a history of breast cancer in her mother, who was diagnosed with breast cancer in November 1997. Axillary lymph nodes at the time of diagnosis were negative. She subsequently underwent a lumpectomy and radiation. In March 2000, an MRI of the right hip revealed bone metastases. Radiation to the affected hip was completed. She was started on tamoxifen and aridia in March 2000. Naltrexone was initiated in May 2000. During her interview (10/10/01), she rated her overall condition as very good, although results of a followup scan are mixed.

Pathology
11/1/97Biopsy: breast cancer estrogen sensitive, nodes negative
Imaging
12/1/99X-ray right hip: normal
3/1/00MRI: brain: questionable abnormality-repeated in 8 weeks
3/1/00MRI hip—right femoral neck and mid-femur; right acetabulum; scattered throughout osseous of pelvis
May-00CT chest: normal
5/1/00MRI: brain: normal
9/1/00CT chest: negative
9/6/00MRI: hip - extensive metastatic involvement of right femur; patchy metastatic involvement of left femur head and neck
6/1/01CT scan liver had small lesions
6/1/2001–8/01Chemotherapy: AC completed
8/1/01Liver lesions remain: oncologist monitoring
10/22/01CT scan of chest abdomen and pelvis. Decrease nodularity at anterior mediastinum. Probable improvement in hepatic lesions, probable healing and improvement in some bony metastases with exacerbation of others
Tumor markers
Mar-00CA 2729: 650
5/11/00CEA 3.6 (0–5)
12/1/00CA 2729: 79
Conventional therapy
11/1/97Surgery: lumpectomy breast
6/1/98Radiation: right breast and right axilla: adverse effects—radiation edema
Mar-00Radiation: pelvis: adverse effects—on crutches since 4/1/00
3/15/00Started tamoxifen 10mg bid and aridia
Complementary therapy
5/13/2000-presentNaltrexone
Patient # 2-18
EVENTPERIOD 1PERIOD 2PERIOD 3PERIOD 4PERIOD 5
1st qtr 1997 – 4th qtr 19971st qtr 1998 – 4th qtr 19981st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Biopsy/diagnosis 11/97
Surgery 11/97
Radiation 6/984/00
Chemotherapy
Tamoxifen 3/00
Naltrexone 5/00
CAM other
X-ray 12/99
Imaging-MRI 3/005/009/00
Imaging-CT scan 5/009/006/018/01
Tumor markers3/005/00
graphic element
DateDescription of Events
History of breast cancer in mother-currently in remission
11/1/97Surgery: lumpectomy breast
11/1/97Biopsy: breast cancer estrogen sensitive, nodes negative
6/1/98Radiation: right breast and right axilla: adverse effects- radiation edema
12/1/99X-ray right hip: no tumor present
3/1/00X-ray right pelvis: positive for mets to pelvis/spine
3/1/00MRI: brain: questionable abnormality-repeated in 8 weeks
3/1/00MRI hip--right femoral neck and mid-femur; right acetabulum; scattered throughout osseous of pelvis
Mar-00Radiation: pelvis: adverse effects- on crutches since 4/1/00
3/15/00Started tamoxifen 10mg bid and aridia
Mar-00CA 2729: 650
May-00CT chest: normal
5/1/00MRI: brain: normal
5/11/00CEA 3.6 (0–5)
5/13/00-presentNaltrexone
9/1/00CT chest: negative
9/6/00MRI: hip - extensive metastatic involvement of right femur; patchy metastatic involvement of left femur head and neck
12/1/00CA 2729: 79
6/1/01CT scan liver had small lesions
6/1/2001–8/01Chemotherapy: AC completed
8/1/01Liver lesions remain: oncologist monitoring

Additional Case Reviewed Patient #2-19

Case 2-19

The patient in case 2-19 is a 51-year-old male diagnosed with non-Hodgkin's lymphoma, small-cleaved cell type on 9/13/99. He declined conventional therapy and has pursued various unconventional therapies for cancer treatment, including Naltrexone (11/99). He has not been followed by any allopathic physician for over a year. While no recent imaging scans have been performed, he reports a submandibular lymph node that has grown to greater than 3cm over the past year. At his interview (10/18/01), the patient reported that his overall physical condition was good to very good.

Pathology
9/13/99Biopsy: lymph node (iliac): Malignant lymphoma non-Hodgkin's, small cleaved cell type predominately follicular and focally infiltrative: working formulation low grade
Imaging/labs
5/14/99CT scan abdomen: significant mesenteric adenopathy with multiple enlarged nodes 6cm. Multiple retroperitoneal prominent lymph nodes 2cm
1/5/00CT scan abdomen: nodes are generally smaller, less dense c/w 5/14/99. Largest retro-peritoneal node 1.5cm instead of 2cm. No additional adenopathy
7/10/00CT scan abdomen: mesenteric adenopathy, smaller nodes and less dense/w prior exam. Scattered, small retroperitoneal also appear smaller measuring 1cm or less. No additional adenopathy. Improved mesenteric and retropertoneal nodes.
1/19/01NK cell function 79 (43–100)
1/19/01Heavy metal screen: Mercury: 8.2 Nickel:11 Aluminum:12 Arsenic:53

Conventional therapy

None

Complementary therapy
11/22/99Naltrexone 3mg Qhs
10/00–3/01Removed mercury amalgam fillings; chelation therapy to remove mercury in blood, high dose vitamin C IV therapy
10/00–3/01CoQ10; pancreatic enzymes, essential fatty acids; vitamin E; milk thistle; turmeric; DHEA; selenium; N-acetyl cysteine, pro biotics
4/01–8/01PolyMVA
8/01-presentthymic protein; cereal grass (wheat, barley), digestive enzymes
Patient # 2-19
EVENTPERIOD 1PERIOD 2PERIOD 3
1st qtr 1999 – 4th qtr 19991st qtr 2000 – 4th qtr 20001st qtr 2001 – 4th qtr 2001
Diagnosis/biopsy 9/99
Surgery
Radiation
Chemotherapy
Naltrexone 11/99
Imaging 5/991/007/00
CAM other8/99
graphic element
DateDescription of Events
5/14/99CT scan abdomen: significant mesenteric adenopathy with multiple enlarged nodes 6cm. Multiple retroperitoneal prominent lymph nodes 2cm
9/13/99Biopsy: lymph node (iliac): Malignant lymphoma non-Hodgkin's, small cleaved cell type predominately follicular and focally infiltrative: working formulation low grade
9/13/99Radation recommended: patient refused due to pateint preference
11/22/99Naltrexone 3mg Qhs
1/5/00CT scan abdomen: nodes are generally smaller, less dense c/w 5/14/99. Largest retro-peritoneal node 1.5cm instead of 2cm. No additional adenopathy
7/10/00CT scan abdomen: mesenteric adenopathy, smaller nodes and less dense/w prior exam. Scattered, small retroperitoneal also appear smaller measuring 1cm or less. No additional adenopathy. Improved mesenteric and retropertoneal nodes
1/19/01NK cell function 79 (43–100)
1/19/01Heavy metal screen: Mercury: 8.2 Nickel:11 Aluminum:12 Arsenic:53
10/00–3/01Removed mercury amalgam fillings; chelation therapy to remove mercury in blood, high dose vitamin C IV therapy
10/00–3/01CoQ10; pancreatic enzymes, essential fatty acids; vitamin E; milk thistle; turmeric; DHEA; selenium; N-acetyl cysteine, probiotics
4/01–8/01PolyMVA
8/01-presentThymic protein; cereal grass (wheat, barley), digestive enzymes
10/1/00-presentSubmandibular node>3cm on physical exam (progressive); patient not followed by physician >1year
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