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National Research Council (US) Committee for Capitalizing on Science, Technology, and Innovation: An Assessment of the Small Business Innovation Research Program; Wessner CW, editor. An Assessment of the SBIR Program at the National Science Foundation. Washington (DC): National Academies Press (US); 2008.

Cover of An Assessment of the SBIR Program at the National Science Foundation

An Assessment of the SBIR Program at the National Science Foundation.

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Appendix FRequired NSF Postgrant Annual Commercialization Report (Deemed Ineffective by the NSF)

(Reference: < http://www.eng.nsf.gov/sbir/annual_commercialization.htm >)

Prepare the Annual Commercialization Report ensuring that all information is provided. The Annual Commercialization Report is required to be submitted annually for 5 years following the completion of the Phase II grant.

Attach a completed Annual Commercialization Report (a Blank Annual Commercialization Report Format is provided) that should not exceed 10 pages and consists of the following five parts:

  • Part 1: Company Data (basic data about the company and the SBIR project)
    SBIR Grant Number:
    Name of Company:
    Company Address:
    Telephone Number:
    Fax Number:
    Email:
    Name and Title of the person preparing the report:
  • Part 2: List any products and/or processes currently in the marketplace, or patents resulting from the SBIR project.
  • Part 3: What investments/activities were pursued to accomplish commercialization of the SBIR project?
  • Part 4: Please furnish the revenues received from the commercialization of this SBIR project: include Sales, Manufacturing, Product Licensing, Royalties, Consulting, Contracts, Other.
  • Part 5: Company Employment and Revenue Data
Start of SBIR GrantCurrent
Number of Employees
Revenue (Total $s)
Percent of Revenue from SBIRs (from all agencies)

IMPORTANT NOTE: Failure to submit annual commercialization reports may deter selection for future grants.

The remaining two components (listed below) may be used if a company has information to report.

  • Click on Publications and Products (if applicable). (Report scientific articles or papers appearing in scientific, technical, or professional journals. Include any publication that will be published in a proceedings of a scientific society, a conference, or the like. Report any significant product, other than a publication (or electronic publication), that you have developed under this project.)
  • Click on Contributions (if applicable). (A primary function of NSF support for research and education—along with training of people—is to help build a base of knowledge, theory, and technique in the relevant fields. That base will be drawn on many times and far into the future, often in ways that cannot be specifically predicted to meet the needs of the nation and of people. Most NSF-supported research and education projects should be producing contributions to the base of knowledge and technique in the immediately relevant field(s).)
Copyright © 2008, National Academy of Sciences.
Bookshelf ID: NBK9603
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