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Cover of Literacy and Health Outcomes

Literacy and Health Outcomes

Evidence Reports/Technology Assessments, No. 87

Investigators: , PhD, , MD, , MD, MPH, , MD, MPH, , PhD, , MPA, , BSPH, , BA, and , PhD.

Rockville (MD): Agency for Healthcare Research and Quality (US); .
Report No.: 04-E007-2ISBN-10: 1-58763-142-3

Structured Abstract

Context:

More than 90 million adults in the United States have poor literacy, which would cause them to have trouble finding pieces of information or numbers in a lengthy text, integrating multiple pieces of information in a document, or finding two or more numbers in a chart and performing a calculation. Those with poorer reading skills are believed to have greater difficulty navigating the health care system and to be at risk of experiencing poorer health outcomes.

Objectives:

Research has examined the effect of low literacy on a wide variety of health outcomes, but we are unaware of any published systematic reviews that have analyzed these relationships or examined interventions to mitigate the health effects of low literacy. To evaluate the existing research, we performed a systematic review to address two four-part key questions based on questions initially posed by the American Medical Association and the Agency for Healthcare Research and Quality and put into final form in cooperation with our Technical Expert Advisory Group. The questions are as follows:

Key Question 1: Are literacy skills related to: (a) Use of health care services? (b) Health outcomes? (c) Costs of health care? (d) Disparities in health outcomes or health care service use according to race, ethnicity, culture, or age?

Key Question 2: For individuals with low literacy skills, what are effective interventions to: (a) Improve use of health care services? (b) Improve health outcomes? (c) Affect the costs of health care? (d) Improve health outcomes and/or health care service use among different racial, ethnic, cultural, or age groups?

Data Sources:

We searched a variety of data sources for studies published between 1980 and 2003, including MEDLINE®, PsycINFO®, the Cumulative Index to Nursing and Allied Health (CINAHL®), the Cochrane Library, the Educational Resources Information Center (ERIC) or Public Affairs Information Service (PAIS), and the Industrial and Labor Relations Review (ILRR) database. In MEDLINE, our primary database, we had to rely on key word searches because no MeSH headings specifically identify literacy-related articles. Similarly, the terms “literacy” or “health literacy” were searched in different databases with the choice based on the scope of the database. We also sought additional articles through Web-based bibliographies and experts.

Study Selection:

For Key Question (KQ) 1, we included observational studies that reported original data, measured literacy with any valid instrument, and evaluated one or more health outcomes. We included studies that measured change in knowledge; we excluded studies that measured only readability or satisfaction with educational materials or that used Cloze-method questions as the only outcome. For KQ 2, we included uncontrolled before-and-after studies and nonrandomized and randomized controlled trials. Intervention studies either measured literacy or were conducted in populations that were known to have a high proportion of patients with low literacy. We excluded studies in which the primary language of the participant was not the same as that of the health care provider and studies conducted in developing countries.

Data Extraction:

One investigator extracted information from each article directly into evidence tables. A second investigator checked these entries by re-extraction of the information. Disagreements were resolved by consensus of the two extractors. Both data extractors independently completed an 11-item quality scale for each article; scores were averaged to give a final measure of article quality.

Data Synthesis:

We identified 3,015 unique abstracts from our literature searches. We excluded 2,330 that clearly did not meet our inclusion criteria after abstract review. Of the 684 remaining articles subjected to full review, 611 were rejected and 73 retained. Of those retained, 44 articles addressed KQ 1 and 29 articles addressed KQ 2.

Studies examining the relationship between low literacy and adverse health outcomes generally found that patients with low literacy had poorer health outcomes, including knowledge, intermediate disease markers, measures of morbidity, general health status, and use of health resources. Most studies were cross-sectional in design, and many failed to adequately address confounding and the use of multiple comparisons in their analyses. For KQ 2, most interventions led to improved outcomes, particularly for outcomes of understanding or knowledge. Fewer studies examined the effect of interventions for patients with low health literacy on morbidity and mortality.

Based on our 11-item quality scale, we found that the average quality of the individual articles addressing KQs 1a and 1b was good to fair. The quality of the one article addressing KQ 2a was good; the average quality of the articles addressing KQ 2b was fair. We did not find literature that discussed the portion of the key questions addressing costs or disparities, so an average grade is not available.

We also graded the strength of the evidence for this body of literature on a scale from I (strongest design) to IV (no published literature). We concluded that the literature addressing KQ 1a and 1b should receive a grade of II; it generally includes studies of strong design, but some uncertainty remains because of concerns about generalizability, bias, research design flaws, and adequate sample size. The literature addressing KQ 1c and 1d was rated III since the evidence is from a limited number of studies of weaker design and studies with strong designs have not been done. The literature addressing KQ 2a and 2b also received a grade of III, while the literature addressing KQ 2c and 2d received a grade of IV, indicating that there was no published literature.

Conclusions:

Low literacy is associated with several adverse health outcomes, including low health knowledge, increased incidence of chronic illness, poorer intermediate disease markers, and less than optimal use of preventive health services. Interventions to mitigate the effects of low literacy have been studied, and some have shown promise for improving patient health and receipt of health care services. Future research, using more rigorous methods, is required to better define these relationships and to guide development of new interventions.

Contents

540 Gaither Road, Rockville, MD 20850. www​.ahrq.gov

Prepared for: Agency for Healthcare Research and Quality, U.S. Department of Health and Human Services.1 Contract No. 290-02-0016. Prepared by: RTI International-University of North Carolina Evidence-Based Practice Center, Research Triangle Park, NC.

Suggested citation:

Berkman ND, DeWalt DA, Pignone MP, Sheridan SL, Lohr KN, Lux L, Sutton SF, Swinson T, Bonito AJ. Literacy and Health Outcomes. Evidence Report/Technology Assessment No. 87 (Prepared by RTI International-University of North Carolina Evidence-based Practice Center under Contract No. 290-02-0016). AHRQ Publication No. 04-E007-2. Rockville, MD: Agency for Healthcare Research and Quality. January 2004.

This report may be used, in whole or in part, as the basis for development of clinical practice guidelines and other quality enhancement tools, or a basis for reimbursement and coverage policies. AHRQ or U.S. Department of Health and Human Services endorsement of such derivative products may not be stated or implied.

AHRQ is the lead Federal agency charged with supporting research designed to improve the quality of health care, reduce its cost, address patient safety and medical errors, and broaden access to essential services. AHRQ sponsors and conducts research that provides evidence-based information on health care outcomes; quality; and cost, use, and access. The information helps health care decisionmakers—patients and clinicians, health system leaders, and policymakers—make mor informed decisions and improve the quality of health care services.

The authors of this report are responsible for its content. Statements in the report should not be construed as endorsement by the Agency for Healthcare Research and Quality or the U.S. Department of Health and Human Services of a particular drug, device, test, treatment, or other clinical service.

1

540 Gaither Road, Rockville, MD 20850. www​.ahrq.gov

Bookshelf ID: NBK37134
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