Clinical question: what are the indications for referral for surgery based on the
effectiveness of surgical treatments compared with non-surgical treatment or no
treatment on pain, functional disability or psychological distress?
12.3.1Clinical evidence
One systematic review on intra-discal electrothermal therapy (IDET), 2 systematic
reviews on lumbar fusion, three RCTs on radiofrequency facet joint denervation
and one RCT on radiofrequency denervation of the ramus communicans nerve were
identified and included.
12.3.1.1IDET
One systematic review (Freeman-Brian, J.
C., 2006) reviewed the evidence of clinical efficacy for IDET
(intra-discal electrothermal therapy). The PubMed, Medline and the Cochrane
Library databases were searched for RCTs and cohorts published up to January
2006. They specified in the inclusion criteria they were looking for at
least one of the four following primary outcomes: pain intensity (VAS), back
functional status (Oswestry Disability Index), global measurement of overall
improvement, return to work.
Three randomized controlled trials were identified (in addition to cohort
studies), two of them being on the effectiveness of IDET (the third one was
on a slightly different intervention, namely percutaneous intradiscal
radio-frequency thermo-coagulation (PIRFT)). The randomized controlled
trials compared IDET to sham and primary outcomes were pain (VAS), the
Oswestry Disability Index (ODI), SF-36 General Health Questionnaire, Zung
Depression Index.
The study on PIRFT showed no statistically significant differences in
outcomes between the two groups. The RCT on IDET, where 64 patients were
randomized showed significantly better improvements in VAS in the treatment
group than in the sham group (P =0.045). However, only
50% of patients randomized to the intervention group benefited
appreciably from IDET. The other RCT on IDET failed to show any
statistically significant or clinical important differences in the outcomes
between groups.
The authors concluded that the 2 RCTs addressing the effectiveness of IDET
provide inconsistent evidence, and that the current published evidence does
not provide clear evidence of benefit. The overall conclusion was that the
evidence for efficacy of IDET remains weak and has not passed the standard
of scientific proof. Since this systematic review was published, Freeman
published a more recent one (Freeman,
Brian. J. C. and Mehdian, Roshana., 2008), however, the same
studies were included and no new relevant studies were identified.
This was a well conducted systematic review with a low risk of bias
12.3.1.2Spinal Fusion
A meta-analysis of RCTs was conducted to compare surgical to non-surgical
treatment of chronic low back pain (Ibrahim, T., Tleyjeh, I. M., and Gabbar, O., 2008a). The results
in a published erratum were used to inform this guideline (Ibrahim, T., Tleyjeh, I. M., and Gabbar,
O., 2008b). A search of 4 bibliographic databases (Medline,
Embase, Cinahl, Science Citation index) was conducted to identify RCTs
published between the dates 1966–2005. Trials must have reported
an Oswestry disability Index (ODI) as an outcome measure to be included and
the comparators were physical therapy and cognitive therapy. Four relevant
papers (Brox, I. J., Sorensen, R.,
Friis, A. et al, 2003; Ekman, P., Möller, H., and Hedlund, R., 2005; Fairbank, J., Frost, H., Wilson,
MacDonald J. et al, 2005; Fritzell, P., Hägg, O., Wessberg, P. et al, 2001)
were found that met the inclusion criteria and a meta-analysis was carried
out. Ekman et al (2005) was not
included in the meta-analysis as it was regarding isthmic spondylolisthesis.
The three studies included in the meta-analysis are also included in the
Mirza (2007) systematic
review. The interventions were all a type of lumbar fusion surgery (see
Mirza, 2007 for more
details.)
The meta-analysis, in a published erratum that changes conclusion of the
original paper, showed a benefit from surgery of 4.87 (95%CI
1.62 to 8.12 P =0.003) as measured on the ODI.
This was a well conducted meta-analysis with a low risk of bias.
One systematic review reviewed the efficacy of lumbar fusion surgery for
chronic back pain treatment (Mirza, S.
K. and Deyo, R. A., 2007). The MEDLINE database was searched as
well as references from a Cochrane Review update for RCTs published to May
2006. The inclusion criteria specified RCTs comparing surgical to
nonsurgical treatment for discogenic back pain.
Four randomized controlled trials were found, all of which used lumbar fusion
surgery of some type. One study (Fritzell, P., Hägg, O., Wessberg, P. et al, 2001)
used one of three techniques: 1) Posterolateral fusion (PLF) using iliac
crest autograft without fixation 2) Posterolateral fusion using pedicle
screws and iliac crest autography, 3) Anterior Lumbar interbody Fusion
(ALIF) or Posterior Lumbar Interbody Fusion (PLIF) using bone blocks cut
from the iliac crest. Two studies (Brox, I. J., Sorensen, R., Friis, A. et al, 2003; Brox, Jens, I, Reikerås,
Olav, Nygaard, Øystein et al, 2006) used
posterolateral fusion using pedical screws and iliac crest autograft. One
study (Fairbank, J., Frost, H., Wilson,
MacDonald J. et al, 2005) used spinal stabilisation using any
technique, devices and graft material chosen by the surgeon. The comparators
were non-surgical treatment, such as physical therapies, cognitive
interventions and intensive rehabilitation. Outcome measures included: VAS,
ODI, Million score and General Function Score, Zung Depression Scale.
Results from one study (Fritzell, P.,
Hägg, O., Wessberg, P. et al, 2001) found that at 2
years there was a reduction in pain for the surgical group by
33% (64 to 43), compared with 7% (63 to 58) in the
nonsurgical group (P =0.0002). Disability and back related
issues were also reduced significantly. More people in the surgical group
felt better and were able to go back to work. In the other three studies
there was no significant difference between groups. Fairbanks et al did have
significant results for ODI at 2 years but this was found non-significant
when missing data were imputed (Fairbank, J., Frost, H., Wilson, MacDonald J. et al, 2005).
The authors concluded surgical procedures may be more efficacious when
compared to unstructured nonsurgical care but this is not so when compared
to structured cognitive behaviour therapy. However, it cannot be firmly
concluded as there were methodological problems with the RCTs which were
included.
This was a well conducted systematic review with a low risk of bias
12.3.1.3Radiofrequency Facet Joint Denervation
One randomized controlled trial assessed the efficacy of percutaneous
radiofrequency articular facet denervation for low back pain (Leclaire, R., Fortin, L., Lambert, R. et
al, 2001). Seventy participants were included in the RCT, other
inclusion criteria were: aged from 18 to 65 years, with lower back pain for
more than 3 months duration with previous significant relief for at least 24
hours during the week after facet joint injection. Participants were
excluded if they had sciatic pain with neurologic deficit, lower back pain
not relating to a mechanical disorder, had undergone low back surgery. A
total of 36 patients were randomised to percutaneous radiofrequency
articular facet denervation, and 34 were randomised to the same procedure
without the denervation. Outcome measures taken at 4 and 12 weeks included
the Roland Morris score (RMDQ), Oswestry and VAS.
Treatment effect results at four weeks were 6.2 (− 1.3 to 13.8, P
=0.05), 0.6 (− 4.5 to 5.7) and 4.2 (−
6.9 to 15.4) for the RMDQ, ODI and pain scores respectively. At twelve weeks
the treatment effect results were 2.6 (− 6.2 to 11.4),
(− 3.2 to 7) and − 7.6 (− 20.3 to 5.1)
for the RMDQ, ODI and pain scores respectively.
The authors concluded that radiofrequency facet joint denervation is not
shown to be of benefit as determined by functional disability at 12 weeks
and no effect on pain at 4 or 12 weeks.
This was a well conducted RCT with a low risk of bias
One RCT evaluated the effect of percutaneous radiofrequency zygapophysial
joint neurotomy in reducing pain and physical impairment in patients with
pain from lumbar zygapophysial joints (Nath, Sherdil, Nath, Christine Ann, and Pettersson, Kurt, 2008).
40 patients were included, n=20 in the active treatment
(intervention group) and n=20 in the placebo (control group) and
followed up at 6 months. Adult patients were included if they had continuous
low back pain for at least 2 years, had not responded to previous treatment
and were able to identify at least one component of their pain which could
be attributed to one or more lumbar Zygoapophyseal joints, had paravertebral
tenderness and obtained at least 80% relief of pain following
controlled, medial branch blocks. Both groups received the same procedure
except that the placebo group received no current from electrodes and the
tip stayed at room temperature. Lidocaine 1% and bupivacaine 2ml
was given to anaesthetise the nerves and denervation was achieved by
multiple lesions.
Patients’ global assessment of pain showed a significant
reduction in pain for the intervention group. VAS generalized pain
reduction, back pain reduction and referred leg pain reduction were
significantly reduced in the intervention group compared to the control
group (P =0.004). Thus the author concluded that RF neurotomy
can be used successfully as a complement to other interventions to reduce
pain in carefully selected patients. It should be noted that the groups were
significantly different (intervention group had higher pain) at the start of
the trial which could have confounded results. The sample size was also very
small.
This was an RCT with a high risk of bias
One RCT assessed the efficacy of radiofrequency facet joint denervation (RF)
compared to sham procedure for treatment of chronic low back pain (van Wijk, Roelof. M. A. W., Geurts, Jos.
W. M., Wynne, Herman. J. et al, 2005). Eighty one participants
were included in the RCT. The inclusion criteria was aged over 17 years,
lower back pain with or without radiating pain into the upper leg for more
than 6 months with focal tenderness over facet joints, no radicular
symptoms, at least 50% pain relief on a VAS 30 minutes after a
diagnostic block. Forty patients were randomised to the RF group and forty
one to the sham procedure. Outcome measures taken at 3 months included VAS,
physical activities scale, use of analgesics scale, global perceived effect
(back pain), SF-36, Zung.
Success in the combined outcome measure showed no significant differences
between the groups 27.5% in intervention and 29.3%
in control (P =0.86). No differences in VAS back or leg or
medication use between two groups. More people in the intervention group
reported greater than 50% reduction in pain at 3 months
61.5% vs 39% P = 0.044.
The authors concluded that there were no differences between the two
procedures except a significant improvement in VAS scores. The global
perceived effect was in favour of radiofrequency.
This was a well conducted RCT with a low risk of bias
12.3.1.4Radiofrequency Denervation of the Ramus communicans nerve
One randomized controlled trial assessed the efficacy of percutaneous
radiofrequency thermocoagulation of the ramus communicans nerve (Oh, Wan. Soo. Shim Jae. Chol.,
2004). Forty-nine patients who suffered chronic discogenic low
back pain at only 1 painful vertebral level, and whose pain continued after
undergoing IDET were randomly assigned to 1 of 2 treatment groups. The
lesion group (n=26) received RF thermocoagulation of the ramus
communicans nerve, while patients in the control group (n=23)
received an injection of lidocaine without radiofrequency. To be included in
the study patients had to have been suffering from discogenic low back pain
for over 1 year, a history of failed conservative treatment of several
months duration, and have failed to notice significant improvement in pain 9
months after undergoing IDET (discogenic pain being confirmed prior to IDET
by means of provocative discography at low pressurization). Exclusion
criteria were radiculopathies and other neurologic abnormalities, combined
facet joint or myofascial pain; facet-joint induced pain (assessed with
diagnostic block); Myofascial pain, paraspinalis muscle spasm induced pain
with a positive response to trigger point injection and physiotherapy was
also excluded; verbal decline; failure to provide written informed consent;
spinal stenosis; spinal instability; multilevel disc lesion; previous spinal
surgery; history of excessive bleeding or coagulopathy; obvious
psychological problems.
Patients in the lesion group (n=26) received electrostimulation
at 50Hz, 0.8–1.0 volt. The location that provoked a deep aching
pain identical to the usual pain of the patient was confirmed.
1% lidocaine was then injected and followed by RF
thermocoagulation at 65degrees C for 60 seconds. Contrast medium was
injected to confirm lack of spinal nerve root. After RF thermocoagulation,
2mL of preservative-free 1% lidocaine was injected along with
40mg of sterile triamcinolone acetonide for the purpose of preventing
postoperative neuritis. The control group (sham group) (n=23)
received an injection of 2mL of preservative-free 1% lidocaine
instead of RF thermocoagulation.
Outcome measures taken at 4 months were the VAS and SF-36 bodily pain and
physical functioning. The patient-reported VAS pain scores were
significantly lower (P <0.05) in the lesion group, and the scores on
the SF-36 bodily pain and physical function subscales were significantly in
favour of the RF lesion group (P <0.05 for both).
The authors concluded that in patients with chronic discogenic low back pain,
percutaneous RF denervation of the ramus communicans nerve should be
considered as a treatment option.
This was a well conducted RCT with a low risk of bias
12.3.2Health economics
One study was identified and included: this was a UK-based cost-effectiveness
study of surgical stabilisation of the spine compared with a programme of
intensive rehabilitation (Rivero, Arias
Oliver, Campbell, Helen, Gray, Alastair et al, 2005)
An economic evaluation was conducted alongside a pragmatic RCT of surgical
stabilisation vs. intensive rehabilitation for chronic low back pain. The study
recruited 349 patients aged between 18 and 55 with chronic low back pain of at
least one year’s duration who were considered candidates for spinal
fusion. Patients were eligible for the study if it was uncertain which of the
two treatments would be best, in the opinion of both patient and consultant.
The particular technique used for spinal fusion was left to the discretion of the
operating surgeon. The intensive rehabilitation programme (IRP) consisted of
education and exercise provided by physiotherapists and clinical psychologists,
for 5 days per week for three consecutive weeks. Most centres offered 75 hours
of intervention with one day of follow-up at one, three, six or 12 months after
treatment. Patients were not denied alternative healthcare interventions for
their back pain. This meant that some patients in each group had both surgery
and IRP during the follow-up period.
Main outcome measures were costs related to back pain and incurred by the NHS and
patients up to 24 months after randomisation, as well as patient utility as
estimated by using the EuroQol EQ-5D questionnaire at several time points.
Utility values were used to calculate quality adjusted life years (QALYs). Cost
effectiveness was expressed as an incremental cost per QALY. The costing
perspective was that of the UK health service. Healthcare resources included
those for: initial treatments, other back pain related hospital inpatient and
outpatient visits, primary care contacts, and prescribed items of medication.
These resources were costed using published national averages for England. Costs
were reported in pounds sterling at 2002/2003 prices. Costs and benefits were
discounted at an annual rate of 3.5%.
Sensitivity analysis examined the impact on incremental cost per QALY of:
Using the least expensive surgical technique
Using the most expensive surgical technique
QALY differences between the two groups being maintained for a further
two years
Assuming that patients in each arm of the study would continue to receive
both treatments in years 3, 4 and 5 at the rates observed in years 1 and
2.
Assuming that patients in each arm of the study would continue to receive
both treatments in years 3, 4 and 5 at half the rates observed in years
1 and 2.
Results (base case)
The mean cost (Standard Deviation) for patients in the surgery arm was
£7830 (SD=£5202) and for patients in the
IRP it was £4526 (SD=£4155).
The difference of £3304 (£2317 to £4291,
P <0.001) was in favour of the IRP group. At 24 months mean QALYs for
the surgery arm was 1.004 (SD=0.405) and for IRP it was
0.936(SD=0.431). The difference was 0.068 (− 0.02 to
0.156). Therefore the incremental cost per QALY of using a policy of
immediate surgery was £48,588 (−
£279,883 to £372,406). Probablistic sensitivity
analysis shows that if decision makers are willing to pay
£30,000 for a QALY, at two years, the chance that surgery will
be cost effective is less than 20%.
Sensitivity analysis
Five scenarios were chosen for sensitivity analysis.
If patients who had surgery had the least expensive technique the
cost difference between the two groups would fall to
£2403 which would result in a lower incremental cost per
QALY of £35,338(− £188,876 to
£410,404)
If patients who had surgery had the most expensive technique the cost
difference would rise and the resulting incremental cost per QALY
would rise to £60,765 (−
£420,210 to £617,081)
If QALY differences between the two groups was maintained for a
further two years then the incremental cost per QALY would fall to
£25,398 (£13,121 to
£75,916).
If patients in the study continued to receive both treatments in
years three, four and five at the rates observed in years one and
two, the incremental cost per QALY would fall to £16,824
(− £156,358 to £138,911)
If patients in the study continued to receive both treatments in
years three, four and five at half the rates observed in years one
and two, the incremental cost per QALY would fall to
£31,838 (− £407,056 to
£283,783)
This study shows that in the base case analysis the incremental cost per QALY
of having a policy of immediate surgery for chronic low back pain is
£48,588. And if decision makers are willing to pay
£30,000 for a QALY, at two years, the chance that surgery will
be cost effective is less than 20%. Cost per QALY would be less
than £30,000 if either QALY differences between the two groups
was maintained for a further two years, or if patients in the study
continued to receive both treatments in years 3, 4 and 5 at the rates
observed in years one and two.
It should be noted that the inclusion criteria specified that patients who
were candidates for surgical stabilisation of the spine were eligible only
if the clinician and patient were uncertain which of the study treatment
strategies was best.